Vault-13

LATTICE STRATEGIES TR ROUS

HARTFORD US EQTY · ETP · CUSIP 518416409

60 institutional holders -1 vs Q1 2025
6,407,8136.4m shares reported held*
$344.1mreported value*
5 new 22 added 24 reduced 5 sold out net bought ≈ $508.5k (+9.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.70.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 45Q4 22: 46Q1 23: 46Q2 23: 43Q3 23: 41Q4 23: 45Q1 24: 46Q2 24: 50Q3 24: 50Q4 24: 59Q1 25: 61Q2 25: 6060Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202245
Q4 202246
Q1 202346
Q2 202343
Q3 202341
Q4 202345
Q1 202446
Q2 202450
Q3 202450
Q4 202459
Q1 202561
Q2 202560

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 15 bought or addedQ3 23: 23 cut or sold outQ4 23: 20 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 21 cut or sold outQ2 24: 14 bought or addedQ2 24: 24 cut or sold outQ2 24Q3 24: 23 bought or addedQ3 24: 19 cut or sold outQ4 24: 30 bought or addedQ4 24: 19 cut or sold outQ4 24Q1 25: 31 bought or addedQ1 25: 24 cut or sold outQ2 25: 27 bought or addedQ2 25: 29 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231523
Q4 20232018
Q1 20242021
Q2 20241424
Q3 20242319
Q4 20243019
Q1 20253124
Q2 20252729

Biggest buyers

ROYAL BANK OF CANADA Added +91,284+91.3k
MORGAN STANLEY Added +71,750+71.8k
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. Added +34,760+34.8k
JONES FINANCIAL COMPANIES LLLP Added +30,827+30.8k
BANK OF AMERICA CORP /DE/ Added +17,363+17.4k
Envestnet Portfolio Solutions, Inc. New +12,135+12.1k
Atria Wealth Solutions, Inc. Added +11,795+11.8k
Western Wealth Management, LLC Added +8,445+8.4k
Main Street Financial Solutions, LLC Added +6,121+6.1k
GOLDMAN SACHS GROUP INC New +5,727+5.7k

Biggest sellers

Private Advisor Group, LLC Reduced -89,936-89.9k
RAYMOND JAMES FINANCIAL INC Reduced -34,425-34.4k
Gladstone Institutional Advisory LLC Reduced -23,089-23.1k
Mariner, LLC Reduced -21,912-21.9k
AMERIPRISE FINANCIAL INC Reduced -21,277-21.3k
Fermata Advisors, LLC Reduced -19,674-19.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -19,480-19.5k
CITADEL ADVISORS LLC Sold out -17,737-17.7k
UBS Group AG Reduced -14,460-14.5k
WELLS FARGO & COMPANY/MN Reduced -10,798-10.8k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,300,7742.3m $123.5m $123.5m 0.03% Reduced -21.3k -21,277
2 Hartford Funds Management Co LLC 4.23% of their portfolio WAYNE, PA 914,370914.4k $49.1m $49.1m 4.23% Added +2.4k +2,381
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 549,246549.2k $29.5m $29.5m 0.01% Reduced -8.3k -8,262
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 500,854500.9k $26.9m $26.9m 0.00% Added +71.8k +71,750
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 199,191199.2k $10.7m $10.7m 0.00% Added +17.4k +17,363
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 164,800164.8k $8.8m $8.8m 0.00% Reduced -34.4k -34,425
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 152,532152.5k $8.2m $8.2m 0.00% Added +91.3k +91,284
8 Mariner, LLC 0.01% of their portfolio Overland Park, KS 149,876149.9k $8.0m $8.0m 0.01% Reduced -21.9k -21,912
9 Fermata Advisors, LLC 1.84% of their portfolio SONOMA, CA 128,142128.1k $6.9m $6.9m 1.84% Reduced -19.7k -19,674
10 Western Wealth Management, LLC 0.40% of their portfolio GOLDEN, CO 126,571126.6k $6.8m $6.8m 0.40% Added +8.4k +8,445
11 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 85,36485.4k $4.6m $4.6m 0.03% Reduced -6.8k -6,823
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,92679.9k $4.3m $4.3m 0.00% Reduced -82 -82
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 78,90178.9k $4.2m $4.2m 0.00% Reduced -10.8k -10,798
14 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 78,89278.9k $4.2m $4.2m 0.06% Reduced -1.9k -1,934
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 73,89273.9k $4.0m $4.0m 0.00% Reduced -14.5k -14,460
16 Marshall Financial Group, LLC 0.76% of their portfolio Hunt Valley, MD 71,93371.9k $3.9m $3.9m 0.76% Added +2.1k +2,135
17 Vista Cima Wealth Management LLC 3.18% of their portfolio SURPRISE, AZ 63,31663.3k $3.4m $3.4m 3.18% Added +807 +807
18 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 56,26256.3k $3.0m $3.0m 0.00% Added +30.8k +30,827
19 BRASS TAX WEALTH MANAGEMENT, INC 0.56% of their portfolio CINCINNATI, OH 54,43754.4k $2.9m $2.9m 0.56% Reduced -150 -150
20 COLDSTREAM CAPITAL MANAGEMENT INC 0.05% of their portfolio BELLEVUE, WA 53,04253.0k $2.8m $2.8m 0.05% Reduced -2.3k -2,281
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,90345.9k $2.5m $2.5m 0.00% Added +5.5k +5,491
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 42,24642.2k $2.3m $2.3m 0.01% Reduced -50 -50
23 Good Life Advisors, LLC 0.12% of their portfolio READING, PA 36,81636.8k $2.0m $2.0m 0.12% Reduced -833 -833
24 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.25% of their portfolio INDIANAPOLIS, IN 36,17636.2k $1.9m $1.9m 0.25% Added +34.8k +34,760
25 Golden Bell Financial Planning LLC 1.53% of their portfolio ALPHARETTA, GA 30,22630.2k $1.6m $1.6m 1.53% Reduced -288 -288
26 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 25,68325.7k $1.4m $1.4m 0.06% Reduced -23.1k -23,089
27 Main Street Financial Solutions, LLC 0.10% of their portfolio NEWTOWN, PA 25,13525.1k $1.3m $1.3m 0.10% Added +6.1k +6,121
28 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 22,48822.5k $1.2m $1.2m 0.01% Added +3.5k +3,502
29 First PREMIER Bank 0.28% of their portfolio SIOUX FALLS, SD 21,40021.4k $1.1m $1.1m 0.28% Unchanged
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,82920.8k $1.1m $1.1m 0.00% Added +3.1k +3,141
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,58620.6k $1.1m $1.1m 0.00% Reduced -19.5k -19,480
32 Wagner Wealth Management, LLC 0.25% of their portfolio GREENVILLE, SC 20,18720.2k $1.1m $1.1m 0.25% Added +50 +50
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,30317.3k $929.0k $929.0k 0.00% Reduced -1.6k -1,593
34 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 16,54416.5k $888.4k $888.4k 0.02% Added +11.8k +11,795
35 Van Hulzen Asset Management, LLC 0.06% of their portfolio EL DORADO HILLS, CA 12,82212.8k $688.4k $688.4k 0.06% Added +244 +244
36 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 12,13512.1k $651.5k $651.5k 0.00% New
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,96412.0k $642.4k $642.4k 0.00% Added +1.9k +1,937
38 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 11,70511.7k $628.4k $628.4k 0.01% Added +2.4k +2,378
39 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 10,52510.5k $565.1k $565.1k 0.01% Added +5.4k +5,353
40 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,21010.2k $548.2k $548.2k 0.00% Reduced -2.0k -1,990
41 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 9,4479.4k $507.2k $507.2k 0.00% Unchanged
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 9,0009.0k $483.2k $483.2k 0.00% Reduced -789 -789
43 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 7,1527.2k $384.0k $384.0k 0.01% Added +14 +14
44 RAM Investment Partners, LLC 0.08% of their portfolio BELLEVUE, WA 6,6816.7k $358.7k $358.7k 0.08% Added +2.3k +2,281
45 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 6,6336.6k $356.1k $356.1k 0.00% Reduced -89.9k -89,936
46 Kathleen S. Wright Associates Inc. 0.13% of their portfolio PITTSBURGH, PA 6,2006.2k $332.9k $332.9k 0.13% Unchanged
47 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,7275.7k $307.5k $307.5k 0.00% New
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,7634.8k $255.7k $255.7k 0.00% Reduced -1.5k -1,516
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,3384.3k $236.3k $236.3k 0.00% New
50 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,2694.3k $229.2k $229.2k 0.00% Reduced -185 -185
51 FMR LLC 0.00% of their portfolio BOSTON, MA 2,4532.5k $131.7k $131.7k 0.00% Reduced -193 -193
52 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,2952.3k $123.2k $123.2k 0.00% First filing
53 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2,1722.2k $116.6k $116.6k 0.00% Added +8 +8
54 Medallion Wealth Advisors, LLC 0.03% of their portfolio FARMINGTON, CT 1,3931.4k $75.2k $75.2k 0.03% Unchanged
55 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,0001.0k $53.7k $53.7k 0.00% New
56 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 428428 $23.0k $23.0k 0.00% New
57 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 421421 $22.6k $22.6k 0.00% Unchanged
58 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 350350 $18.8k $18.8k 0.02% Unchanged
59 CWM, LLC 0.00% of their portfolio OMAHA, NE 315315 $17.0k $17.0k 0.00% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged