Vault-13

LATTICE STRATEGIES TR ROUS

HARTFORD US EQTY · ETP · CUSIP 518416409

61 institutional holders +2 vs Q4 2024
6,521,7036.5m shares reported held*
$331.7mreported value*
6 new 25 added 19 reduced 5 sold out net bought ≈ $8.9m (+174.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.86.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 45Q4 22: 46Q1 23: 46Q2 23: 43Q3 23: 41Q4 23: 45Q1 24: 46Q2 24: 50Q3 24: 50Q4 24: 59Q1 25: 6161Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202245
Q4 202246
Q1 202346
Q2 202343
Q3 202341
Q4 202345
Q1 202446
Q2 202450
Q3 202450
Q4 202459
Q1 202561

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 15 bought or addedQ2 23: 28 cut or sold outQ3 23: 15 bought or addedQ3 23: 23 cut or sold outQ3 23Q4 23: 20 bought or addedQ4 23: 18 cut or sold outQ1 24: 20 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 14 bought or addedQ2 24: 24 cut or sold outQ3 24: 23 bought or addedQ3 24: 19 cut or sold outQ3 24Q4 24: 30 bought or addedQ4 24: 19 cut or sold outQ1 25: 31 bought or addedQ1 25: 24 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231528
Q3 20231523
Q4 20232018
Q1 20242021
Q2 20241424
Q3 20242319
Q4 20243019
Q1 20253124

Biggest buyers

Marshall Financial Group, LLC New +69,798+69.8k
ROYAL BANK OF CANADA Added +46,437+46.4k
LPL Financial LLC Added +46,430+46.4k
WELLS FARGO & COMPANY/MN Added +43,076+43.1k
Good Life Advisors, LLC New +37,649+37.6k
MORGAN STANLEY Added +34,651+34.7k
Gladstone Institutional Advisory LLC Added +27,242+27.2k
CITADEL ADVISORS LLC New +17,737+17.7k
Van Hulzen Asset Management, LLC New +12,578+12.6k
JONES FINANCIAL COMPANIES LLLP Added +10,538+10.5k

Biggest sellers

Hartford Funds Management Co LLC Reduced -45,395-45.4k
AMERIPRISE FINANCIAL INC Reduced -40,644-40.6k
Cetera Investment Advisers Reduced -30,653-30.7k
INDEPENDENT FINANCIAL GROUP, LLC Sold out -28,376-28.4k
Mariner, LLC Reduced -25,251-25.3k
UBS Group AG Reduced -14,351-14.4k
Independent Advisor Alliance Sold out -5,172-5.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -5,075-5.1k
Sovran Advisors, LLC Reduced -4,350-4.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -1,663-1.7k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,322,0512.3m $117.8m $117.8m 0.03% Reduced -40.6k -40,644
2 Hartford Funds Management Co LLC 4.18% of their portfolio WAYNE, PA 911,989912.0k $46.3m $46.3m 4.18% Reduced -45.4k -45,395
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 557,508557.5k $28.3m $28.3m 0.01% Added +46.4k +46,430
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 429,104429.1k $21.8m $21.8m 0.00% Added +34.7k +34,651
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 199,225199.2k $10.1m $10.1m 0.00% Added +3.4k +3,359
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 181,828181.8k $9.2m $9.2m 0.00% Reduced -1.4k -1,371
7 Mariner, LLC 0.01% of their portfolio Overland Park, KS 171,788171.8k $8.7m $8.7m 0.01% Reduced -25.3k -25,251
8 Fermata Advisors, LLC 1.36% of their portfolio SONOMA, CA 147,816147.8k $7.5m $7.5m 1.36% Reduced -472 -472
9 Henderson Brothers Financial Partners, LLC 3.51% of their portfolio PITTSBURGH, PA 121,409121.4k $7.0m $7.0m 3.51% First filing
10 Western Wealth Management, LLC 0.40% of their portfolio GOLDEN, CO 118,126118.1k $6.0m $6.0m 0.40% Added +8.6k +8,572
11 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 96,56996.6k $4.9m $4.9m 0.03% Added +1.0k +1,039
12 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 92,18792.2k $4.7m $4.7m 0.03% Added +364 +364
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 89,69989.7k $4.6m $4.6m 0.00% Added +43.1k +43,076
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 88,35288.4k $4.5m $4.5m 0.00% Reduced -14.4k -14,351
15 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 80,82680.8k $4.1m $4.1m 0.06% Reduced -574 -574
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,00880.0k $4.1m $4.1m 0.00% Reduced -1.7k -1,663
17 Marshall Financial Group, LLC 0.77% of their portfolio Hunt Valley, MD 69,79869.8k $3.5m $3.5m 0.77% New
18 Vista Cima Wealth Management LLC 3.41% of their portfolio SURPRISE, AZ 62,50962.5k $3.2m $3.2m 3.41% Added +4.9k +4,865
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 61,24861.2k $3.1m $3.1m 0.00% Added +46.4k +46,437
20 COLDSTREAM CAPITAL MANAGEMENT INC 0.06% of their portfolio BELLEVUE, WA 55,32355.3k $2.8m $2.8m 0.06% Reduced -506 -506
21 BRASS TAX WEALTH MANAGEMENT, INC 0.58% of their portfolio CINCINNATI, OH 54,58754.6k $2.8m $2.8m 0.58% Reduced -519 -519
22 Gladstone Institutional Advisory LLC 0.12% of their portfolio Bedminster, NJ 48,77248.8k $2.5m $2.5m 0.12% Added +27.2k +27,242
23 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 42,29642.3k $2.1m $2.1m 0.01% Reduced -445 -445
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 40,41240.4k $2.0m $2.0m 0.00% Added +6.3k +6,306
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,06640.1k $2.0m $2.0m 0.00% Reduced -532 -532
26 Good Life Advisors, LLC 0.13% of their portfolio READING, PA 37,64937.6k $1.9m $1.9m 0.13% New
27 Golden Bell Financial Planning LLC 1.50% of their portfolio ALPHARETTA, GA 30,51430.5k $1.5m $1.5m 1.50% Reduced -963 -963
28 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 25,43525.4k $1.3m $1.3m 0.00% Added +10.5k +10,538
29 First PREMIER Bank 0.28% of their portfolio SIOUX FALLS, SD 21,40021.4k $1.1m $1.1m 0.28% Unchanged
30 Wagner Wealth Management, LLC 0.25% of their portfolio GREENVILLE, SC 20,13720.1k $1.0m $1.0m 0.25% Added +615 +615
31 Main Street Financial Solutions, LLC 0.08% of their portfolio NEWTOWN, PA 19,01419.0k $964.6k $964.6k 0.08% Added +1.2k +1,250
32 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,98619.0k $963.2k $963.2k 0.01% Reduced -217 -217
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 18,89618.9k $958.6k $958.6k 0.00% Reduced -30.7k -30,653
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,73717.7k $899.8k $899.8k 0.00% New
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,68817.7k $897.3k $897.3k 0.00% Added +886 +886
36 Van Hulzen Asset Management, LLC 0.06% of their portfolio EL DORADO HILLS, CA 12,57812.6k $638.1k $638.1k 0.06% New
37 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,20012.2k $618.9k $618.9k 0.00% Added +40 +40
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,02710.0k $508.7k $508.7k 0.00% Added +783 +783
39 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 9,7899.8k $496.6k $496.6k 0.00% Unchanged
40 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 9,4479.4k $479.2k $479.2k 0.00% Unchanged
41 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 9,3279.3k $473.1k $473.1k 0.01% Added +34 +34
42 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 7,1387.1k $362.1k $362.1k 0.01% Added +905 +905
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,2796.3k $318.5k $318.5k 0.00% Reduced -673 -673
44 Kathleen S. Wright Associates Inc. 0.13% of their portfolio PITTSBURGH, PA 6,2006.2k $314.5k $314.5k 0.13% Reduced -99 -99
45 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,8705.9k $297.8k $297.8k 0.00% New
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,7955.8k $294.0k $294.0k 0.00% Added +1.8k +1,830
47 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,1725.2k $262.4k $262.4k 0.01% Added +491 +491
48 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 4,7494.7k $240.9k $240.9k 0.00% Reduced -829 -829
49 Sovran Advisors, LLC 0.03% of their portfolio SAN DIEGO, CA 4,7024.7k $225.7k $225.7k 0.03% Reduced -4.3k -4,350
50 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,4544.5k $226.0k $226.0k 0.00% Added +99 +99
51 RAM Investment Partners, LLC 0.06% of their portfolio BELLEVUE, WA 4,4004.4k $223.2k $223.2k 0.06% Unchanged
52 Mission Financial Group, LLC 0.21% of their portfolio HONOLULU, HI 3,8193.8k $225.5k $225.5k 0.21% First filing
53 FMR LLC 0.00% of their portfolio BOSTON, MA 2,6462.6k $134.2k $134.2k 0.00% Added +193 +193
54 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2,1642.2k $109.8k $109.8k 0.00% Added +8 +8
55 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 1,4161.4k $71.8k $71.8k 0.01% Added +836 +836
56 Medallion Wealth Advisors, LLC 0.03% of their portfolio FARMINGTON, CT 1,3931.4k $70.8k $70.8k 0.03% Unchanged
57 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 421421 $20.8k $20.8k 0.00% Unchanged
58 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 350350 $17.8k $17.8k 0.02% New
59 CWM, LLC 0.00% of their portfolio OMAHA, NE 315315 $16.0k $16.0k 0.00% Unchanged
60 Fourth Dimension Wealth, LLC 0.00% of their portfolio MIDDLEBURG HEIGHTS, OH 100100 $5.1k $5.1k 0.00% Unchanged
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged