Vault-13

LATTICE STRATEGIES TR ROUS

HARTFORD US EQTY · ETP · CUSIP 518416409

50 institutional holders +4 vs Q1 2024
6,703,5706.7m shares reported held*
$322.5mreported value*
4 new 10 added 23 reduced 1 sold out net sold ≈ $37.4m (-777.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.11.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 46Q1 23: 46Q2 23: 43Q3 23: 41Q4 23: 45Q1 24: 46Q2 24: 5050Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202245
Q4 202246
Q1 202346
Q2 202343
Q3 202341
Q4 202345
Q1 202446
Q2 202450

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 22 cut or sold outQ2 23: 15 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 23 cut or sold outQ4 23: 20 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 21 cut or sold outQ2 24: 14 bought or addedQ2 24: 24 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222320
Q1 20231922
Q2 20231528
Q3 20231523
Q4 20232018
Q1 20242021
Q2 20241424

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +63,152+63.2k
Stratos Wealth Partners, LTD. New +20,413+20.4k
Western Wealth Management, LLC Added +8,549+8.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +4,231+4.2k
JONES FINANCIAL COMPANIES LLLP New +4,200+4.2k
Kingsview Wealth Management, LLC Added +3,332+3.3k
WELLS FARGO & COMPANY/MN Added +3,259+3.3k
Mariner, LLC Added +2,166+2.2k
Russell Investments Group, Ltd. New +2,163+2.2k
UBS Group AG Added +1,805+1.8k

Biggest sellers

MORGAN STANLEY Reduced -349,960-350.0k
AMERIPRISE FINANCIAL INC Reduced -166,539-166.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -158,314-158.3k
Fermata Advisors, LLC Reduced -107,694-107.7k
LPL Financial LLC Reduced -46,931-46.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -19,006-19.0k
ROYAL BANK OF CANADA Reduced -8,517-8.5k
Global Retirement Partners, LLC Reduced -7,500-7.5k
Wagner Wealth Management, LLC Reduced -5,489-5.5k
BANK OF AMERICA CORP /DE/ Reduced -4,643-4.6k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hartford Funds Management Co LLC 11.69% of their portfolio WAYNE, PA 2,591,5942.6m $124.6m $124.6m 11.69% Added +11 +11
2 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,108,0652.1m $101.5m $101.5m 0.03% Reduced -166.5k -166,539
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 263,162263.2k $12.7m $12.7m 0.00% Reduced -350.0k -349,960
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 226,723226.7k $10.9m $10.9m 0.01% Reduced -46.9k -46,931
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 193,343193.3k $9.3m $9.3m 0.00% Reduced -4.6k -4,643
6 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 164,081164.1k $7.9m $7.9m 0.01% Added +63.2k +63,152
7 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 115,363115.4k $5.5m $5.5m 0.04% Reduced -158.3k -158,314
8 Global Retirement Partners, LLC 0.15% of their portfolio San Rafael, CA 102,760102.8k $4.9m $4.9m 0.15% Reduced -7.5k -7,500
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 91,87491.9k $4.4m $4.4m 0.00% Reduced -4.4k -4,407
10 Western Wealth Management, LLC 0.31% of their portfolio GOLDEN, CO 88,25788.3k $4.2m $4.2m 0.31% Added +8.5k +8,549
11 Mariner, LLC 0.01% of their portfolio Overland Park, KS 71,67171.7k $3.4m $3.4m 0.01% Added +2.2k +2,166
12 Fermata Advisors, LLC 0.76% of their portfolio SONOMA, CA 68,64568.6k $3.3m $3.3m 0.76% Reduced -107.7k -107,694
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 68,41468.4k $3.3m $3.3m 0.00% Added +1.8k +1,805
14 COLDSTREAM CAPITAL MANAGEMENT INC 0.08% of their portfolio BELLEVUE, WA 66,12866.1k $3.2m $3.2m 0.08% Reduced -124 -124
15 BRASS TAX WEALTH MANAGEMENT, INC 0.53% of their portfolio CINCINNATI, OH 56,75656.8k $2.7m $2.7m 0.53% Reduced -2.9k -2,877
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 44,48544.5k $2.1m $2.1m 0.00% Added +499 +499
17 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 40,31540.3k $1.9m $1.9m 0.01% Reduced -2.6k -2,555
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,98435.0k $1.7m $1.7m 0.00% Added +4.2k +4,231
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 28,62328.6k $1.4m $1.4m 0.00% Added +3.3k +3,259
20 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 23,04623.0k $1.1m $1.1m 0.00% Reduced -464 -464
21 Wagner Wealth Management, LLC 0.33% of their portfolio GREENVILLE, SC 22,64622.6k $1.1m $1.1m 0.33% Reduced -5.5k -5,489
22 First PREMIER Bank 0.28% of their portfolio SIOUX FALLS, SD 21,56021.6k $1.0m $1.0m 0.28% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,53020.5k $987.5k $987.5k 0.00% Reduced -804 -804
24 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 20,41320.4k $981.8k $981.8k 0.02% New
25 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 19,93919.9k $959.0k $959.0k 0.01% Unchanged
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,98118.0k $864.8k $864.8k 0.00% Reduced -210 -210
27 Main Street Financial Solutions, LLC 0.07% of their portfolio NEWTOWN, PA 15,40015.4k $740.7k $740.7k 0.07% Added +65 +65
28 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 14,45814.5k $669.4k $669.4k 0.00% First filing
29 WEST MICHIGAN ADVISORS, LLC 0.15% of their portfolio HOLLAND, MI 10,00010.0k $482.6k $482.6k 0.15% Unchanged
30 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 9,7899.8k $470.8k $470.8k 0.00% Unchanged
31 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,6559.7k $464.4k $464.4k 0.00% Reduced -959 -959
32 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 9,4479.4k $454.4k $454.4k 0.01% Reduced -710 -710
33 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,8038.8k $423.4k $423.4k 0.01% Added +3.3k +3,332
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,0287.0k $338.0k $338.0k 0.00% Reduced -2.8k -2,849
35 Kathleen S. Wright Associates Inc. 0.14% of their portfolio PITTSBURGH, PA 6,3366.3k $304.7k $304.7k 0.14% Unchanged
36 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,1416.1k $295.0k $295.0k 0.00% Unchanged
37 RAM Investment Partners, LLC 0.08% of their portfolio BELLEVUE, WA 5,7505.8k $276.6k $276.6k 0.08% Unchanged
38 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,6035.6k $270.4k $270.4k 0.00% Reduced -261 -261
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,5945.6k $269.1k $269.1k 0.00% Reduced -85 -85
40 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,2004.2k $202.0k $202.0k 0.00% New
41 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,0004.0k $192.4k $192.4k 0.00% Unchanged
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,5342.5k $122.0k $122.0k 0.00% Reduced -8.5k -8,517
43 FMR LLC 0.00% of their portfolio BOSTON, MA 2,2892.3k $110.1k $110.1k 0.00% Unchanged
44 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2,1632.2k $104.0k $104.0k 0.00% New
45 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 1,5721.6k $75.6k $75.6k 0.01% New
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 425425 $20.4k $20.4k 0.00% Unchanged
47 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 393393 $19.3k $19.3k 0.00% Reduced -1.9k -1,863
48 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 317317 $15.2k $15.2k 0.00% Reduced -378 -378
49 CWM, LLC 0.00% of their portfolio OMAHA, NE 315315 $15.0k $15.0k 0.00% Unchanged
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged