Vault-13

LATTICE STRATEGIES TR ROUS

HARTFORD US EQTY · ETP · CUSIP 518416409

46 institutional holders +1 vs Q4 2023
7,466,8347.5m shares reported held*
$359.1mreported value*
4 new 16 added 18 reduced 3 sold out net bought ≈ $2.5m (+52.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.09.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 46Q1 23: 46Q2 23: 43Q3 23: 41Q4 23: 45Q1 24: 4646Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202245
Q4 202246
Q1 202346
Q2 202343
Q3 202341
Q4 202345
Q1 202446

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 23 cut or sold outQ3 23Q4 23: 20 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 21 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222320
Q1 20231922
Q2 20231528
Q3 20231523
Q4 20232018
Q1 20242021

Biggest buyers

MORGAN STANLEY Added +364,010+364.0k
Global Retirement Partners, LLC Added +109,648+109.6k
Cetera Investment Advisers New +43,986+44.0k
Mariner, LLC Added +33,162+33.2k
LPL Financial LLC Added +32,087+32.1k
Raymond James Financial Services Advisors, Inc. Added +31,772+31.8k
Western Wealth Management, LLC Added +18,729+18.7k
ENVESTNET ASSET MANAGEMENT INC Added +11,718+11.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +10,072+10.1k
WEST MICHIGAN ADVISORS, LLC New +10,000+10.0k

Biggest sellers

AVANTAX ADVISORY SERVICES, INC. Reduced -208,031-208.0k
Wagner Wealth Management, LLC Reduced -185,340-185.3k
AMERIPRISE FINANCIAL INC Reduced -90,317-90.3k
INDEPENDENT FINANCIAL GROUP, LLC Sold out -83,518-83.5k
Cetera Advisor Networks LLC Sold out -35,862-35.9k
Fermata Advisors, LLC Reduced -12,555-12.6k
CITADEL ADVISORS LLC Reduced -6,571-6.6k
BANK OF AMERICA CORP /DE/ Reduced -5,056-5.1k
Main Street Financial Solutions, LLC Reduced -4,972-5.0k
Cetera Advisors LLC Sold out -4,967-5.0k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hartford Funds Management Co LLC 11.83% of their portfolio WAYNE, PA 2,591,5832.6m $124.1m $124.1m 11.83% Added +2.2k +2,162
2 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,274,6042.3m $109.7m $109.7m 0.03% Reduced -90.3k -90,317
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 613,122613.1k $29.5m $29.5m 0.00% Added +364.0k +364,010
4 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 273,677273.7k $13.2m $13.2m 0.12% Reduced -208.0k -208,031
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 273,654273.7k $13.2m $13.2m 0.01% Added +32.1k +32,087
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 197,986198.0k $9.5m $9.5m 0.00% Reduced -5.1k -5,056
7 Fermata Advisors, LLC 1.91% of their portfolio SONOMA, CA 176,339176.3k $8.5m $8.5m 1.91% Reduced -12.6k -12,555
8 Global Retirement Partners, LLC 0.20% of their portfolio San Rafael, CA 110,260110.3k $5.3m $5.3m 0.20% Added +109.6k +109,648
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 100,929100.9k $4.9m $4.9m 0.01% Added +31.8k +31,772
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 96,28196.3k $4.6m $4.6m 0.00% Added +11.7k +11,718
11 Western Wealth Management, LLC 0.30% of their portfolio GOLDEN, CO 79,70879.7k $3.8m $3.8m 0.30% Added +18.7k +18,729
12 Mariner, LLC 0.01% of their portfolio Overland Park, KS 69,50569.5k $3.3m $3.3m 0.01% Added +33.2k +33,162
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 66,60966.6k $3.2m $3.2m 0.00% Reduced -8 -8
14 COLDSTREAM CAPITAL MANAGEMENT INC 0.08% of their portfolio BELLEVUE, WA 66,25266.3k $3.2m $3.2m 0.08% Reduced -342 -342
15 BRASS TAX WEALTH MANAGEMENT, INC 1.50% of their portfolio CINCINNATI, OH 59,63359.6k $2.9m $2.9m 1.50% First filing
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 43,98644.0k $2.1m $2.1m 0.00% New
17 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 42,87042.9k $2.1m $2.1m 0.01% Added +122 +122
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 30,75330.8k $1.5m $1.5m 0.00% Added +6.1k +6,064
19 Wagner Wealth Management, LLC 0.41% of their portfolio GREENVILLE, SC 28,13528.1k $1.4m $1.4m 0.41% Reduced -185.3k -185,340
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 25,36425.4k $1.2m $1.2m 0.00% Reduced -544 -544
21 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 23,51023.5k $1.1m $1.1m 0.00% Reduced -24 -24
22 First PREMIER Bank 0.27% of their portfolio SIOUX FALLS, SD 21,56021.6k $1.0m $1.0m 0.27% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,33421.3k $1.0m $1.0m 0.00% Reduced -1.3k -1,341
24 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 19,93919.9k $960.7k $960.7k 0.01% Unchanged
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,00619.0k $915.8k $915.8k 0.00% Added +10.1k +10,072
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,19118.2k $876.5k $876.5k 0.00% Added +231 +231
27 Main Street Financial Solutions, LLC 0.08% of their portfolio NEWTOWN, PA 15,33515.3k $738.9k $738.9k 0.08% Reduced -5.0k -4,972
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,05111.1k $533.0k $533.0k 0.00% Added +6.9k +6,943
29 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,61410.6k $511.4k $511.4k 0.00% Reduced -801 -801
30 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 10,15710.2k $489.4k $489.4k 0.01% Unchanged
31 WEST MICHIGAN ADVISORS, LLC 0.16% of their portfolio HOLLAND, MI 10,00010.0k $481.8k $481.8k 0.16% New
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,8779.9k $475.9k $475.9k 0.00% Reduced -6.6k -6,571
33 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 9,7899.8k $471.7k $471.7k 0.00% New
34 Kathleen S. Wright Associates Inc. 0.14% of their portfolio PITTSBURGH, PA 6,3366.3k $305.3k $305.3k 0.14% Added +190 +190
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,1416.1k $296.0k $296.0k 0.00% Reduced -1.4k -1,380
36 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,8645.9k $282.6k $282.6k 0.00% Reduced -1.3k -1,255
37 RAM Investment Partners, LLC 0.09% of their portfolio BELLEVUE, WA 5,7505.8k $277.0k $277.0k 0.09% Unchanged
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,6795.7k $273.6k $273.6k 0.00% Reduced -2.8k -2,786
39 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 5,4715.5k $263.6k $263.6k 0.01% New
40 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,0004.0k $192.7k $192.7k 0.00% Unchanged
41 FMR LLC 0.00% of their portfolio BOSTON, MA 2,2892.3k $110.3k $110.3k 0.00% Added +1.5k +1,543
42 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,2562.3k $108.7k $108.7k 0.00% Added +292 +292
43 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 695695 $33.5k $33.5k 0.00% Reduced -28 -28
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 425425 $20.5k $20.5k 0.00% Reduced -131 -131
45 CWM, LLC 0.00% of their portfolio OMAHA, NE 315315 $15.0k $15.0k 0.00% Unchanged
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged