Vault-13

LATTICE STRATEGIES TR RODM

HARTFORD MLT ETF · ETP · CUSIP 518416102

109 institutional holders -6 vs Q1 2024
32,103,49332.1m shares reported held*
$887.1mreported value*
7 new 18 added 59 reduced 16 sold out net sold ≈ $317.2m (-11.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.63. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 126Q1 23: 124Q2 23: 119Q3 23: 118Q4 23: 117Q1 24: 115Q2 24: 109109Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022129
Q4 2022126
Q1 2023124
Q2 2023119
Q3 2023118
Q4 2023117
Q1 2024115
Q2 2024109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 77 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 70 cut or sold outQ2 23: 44 bought or addedQ2 23: 71 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 67 cut or sold outQ4 23: 38 bought or addedQ4 23: 66 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 67 cut or sold outQ2 24: 25 bought or addedQ2 24: 75 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225077
Q1 20234970
Q2 20234471
Q3 20234267
Q4 20233866
Q1 20244467
Q2 20242575

Biggest buyers

Private Advisor Group, LLC Added +215,120+215.1k
MAI Capital Management New +124,302+124.3k
WCG Wealth Advisors LLC Added +63,198+63.2k
CAPTRUST FINANCIAL ADVISORS Added +31,749+31.7k
FOSTER & MOTLEY INC Added +31,326+31.3k
BANK OF AMERICA CORP /DE/ Added +26,797+26.8k
JONES FINANCIAL COMPANIES LLLP Added +23,486+23.5k
Cerity Partners LLC Added +22,328+22.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,405+20.4k
Lido Advisors, LLC Added +20,299+20.3k

Biggest sellers

MORGAN STANLEY Reduced -7,688,559-7.7m
UBS Group AG Reduced -1,413,949-1.4m
OLD MISSION CAPITAL LLC Sold out -684,652-684.7k
Trilogy Capital Inc. Reduced -398,109-398.1k
Mill Creek Capital Advisors, LLC Reduced -299,439-299.4k
ROYAL BANK OF CANADA Reduced -239,677-239.7k
JANE STREET GROUP, LLC Reduced -198,038-198.0k
CITADEL ADVISORS LLC Reduced -192,623-192.6k
WealthPLAN Partners, LLC Reduced -185,100-185.1k
Arden Trust Co Reduced -176,533-176.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners LLC 0.38% of their portfolio NEW YORK, NY 5,099,6705.1m $140.9m $140.9m 0.38% Added +22.3k +22,328
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,689,4273.7m $101.9m $101.9m 0.01% Reduced -7.7m -7,688,559
3 Hartford Funds Management Co LLC 8.67% of their portfolio WAYNE, PA 3,345,6053.3m $92.4m $92.4m 8.67% Added +27 +27
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,848,0882.8m $78.7m $78.7m 0.01% Added +26.8k +26,797
5 Mill Creek Capital Advisors, LLC 1.58% of their portfolio Conshohocken, PA 2,253,6812.3m $62.3m $62.3m 1.58% Reduced -299.4k -299,439
6 FOSTER & MOTLEY INC 3.62% of their portfolio CINCINNATI, OH 1,908,3241.9m $52.7m $52.7m 3.62% Added +31.3k +31,326
7 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 1,278,7581.3m $35.3m $35.3m 0.05% Reduced -16.6k -16,617
8 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,011,2761.0m $27.9m $27.9m 0.02% Reduced -24.6k -24,618
9 Mariner, LLC 0.05% of their portfolio Overland Park, KS 862,473862.5k $23.8m $23.8m 0.05% Reduced -7.5k -7,496
10 WCG Wealth Advisors LLC 1.73% of their portfolio LAS VEGAS, NV 843,387843.4k $23.3m $23.3m 1.73% Added +63.2k +63,198
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 761,642761.6k $21.0m $21.0m 0.01% Reduced -19.8k -19,756
12 Trilogy Capital Inc. 1.00% of their portfolio IRVINE, CA 666,789666.8k $18.4m $18.4m 1.00% Reduced -398.1k -398,109
13 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 656,431656.4k $18.1m $18.1m 0.12% Added +215.1k +215,120
14 Kestra Investment Management, LLC 0.99% of their portfolio AUSTIN, TX 527,678527.7k $14.6m $14.6m 0.99% First filing
15 Arden Trust Co 1.87% of their portfolio WILMINGTON, DE 486,191486.2k $13.4m $13.4m 1.87% Reduced -176.5k -176,533
16 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 480,075480.1k $13.3m $13.3m 0.04% Added +31.7k +31,749
17 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 464,825464.8k $12.8m $12.8m 0.14% Added +3.2k +3,154
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 458,393458.4k $12.7m $12.7m 0.00% Reduced -1.4m -1,413,949
19 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 371,627371.6k $10.3m $10.3m 0.07% Reduced -77.2k -77,197
20 Goldstein Advisors, LLC 1.66% of their portfolio Madison, WI 360,304360.3k $10.0m $10.0m 1.66% Added +17.9k +17,943
21 Clarius Group, LLC 0.54% of their portfolio SEATTLE, WA 275,879275.9k $7.6m $7.6m 0.54% Reduced -59.0k -58,978
22 Cornerstone Wealth Management, LLC 0.58% of their portfolio ST. PETERS, MO 272,750272.8k $7.5m $7.5m 0.58% Added +19.5k +19,540
23 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 234,314234.3k $6.6m $6.6m 0.05% Added +20.3k +20,299
24 Vawter Financial, Ltd. 3.89% of their portfolio COLUMBUS, OH 205,340205.3k $5.7m $5.7m 3.89% Reduced -13.3k -13,269
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 197,658197.7k $5.5m $5.5m 0.00% Reduced -25.5k -25,481
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 187,058187.1k $5.2m $5.2m 0.00% Reduced -239.7k -239,677
27 Randall & Associates Wealth Management 4.63% of their portfolio BUTLER, PA 186,106186.1k $5.1m $5.1m 4.63% Added +566 +566
28 EVERGREEN CAPITAL MANAGEMENT LLC 0.18% of their portfolio Bellevue, WA 179,284179.3k $5.1m $5.1m 0.18% Reduced -3.6k -3,590
29 IAG Wealth Partners, LLC 0.92% of their portfolio WAUKESHA, WI 166,468166.5k $4.6m $4.6m 0.92% Reduced -9.9k -9,857
30 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 145,972146.0k $4.0m $4.0m 0.01% Reduced -5.9k -5,870
31 HOWARD FINANCIAL SERVICES, LTD. 0.57% of their portfolio DALLAS, TX 125,002125.0k $3.5m $3.5m 0.57% Reduced -19.4k -19,387
32 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 124,302124.3k $3.4m $3.4m 0.03% New
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 121,629121.6k $3.4m $3.4m 0.01% Added +20.4k +20,405
34 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 116,581116.6k $3.2m $3.2m 0.00% Reduced -160 -160
35 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 106,546106.5k $2.9m $2.9m 0.02% Reduced -41.3k -41,345
36 WESCAP Management Group, Inc. 0.79% of their portfolio Glendale, CA 100,779100.8k $2.8m $2.8m 0.79% Reduced -297 -297
37 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 98,96099.0k $2.7m $2.7m 0.01% Reduced -22.2k -22,221
38 Sowa Financial Group, Inc. 1.80% of their portfolio LINCOLN, RI 85,93185.9k $2.4m $2.4m 1.80% Reduced -24.6k -24,649
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 81,97782.0k $2.3m $2.3m 0.00% Reduced -16.8k -16,766
40 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 78,08178.1k $2.2m $2.2m 0.00% Reduced -5.6k -5,608
41 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 77,32877.3k $2.1m $2.1m 0.03% Reduced -4.3k -4,317
42 Fermata Advisors, LLC 0.44% of their portfolio SONOMA, CA 69,22269.2k $1.9m $1.9m 0.44% Reduced -2.1k -2,090
43 COLDSTREAM CAPITAL MANAGEMENT INC 0.04% of their portfolio BELLEVUE, WA 66,70966.7k $1.8m $1.8m 0.04% Reduced -10.9k -10,876
44 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.11% of their portfolio ROCHESTER, NY 62,02462.0k $1.7m $1.7m 0.11% Added +4.8k +4,768
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 54,64454.6k $1.5m $1.5m 0.00% Reduced -73.7k -73,718
46 FLAGSTAR SECURITIES, INC 0.42% of their portfolio New York, NY 53,84453.8k $1.5m $1.5m 0.42% Reduced -556 -556
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 48,45648.5k $1.3m $1.3m 0.00% Reduced -2.4k -2,389
48 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 35,45835.5k $979.0k $979.0k 0.00% Reduced -2.9k -2,927
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 31,77431.8k $882.2k $882.2k 0.00% Reduced -12.4k -12,444
50 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 29,55929.6k $839.5k $839.5k 0.01% Reduced -13.6k -13,621
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,16229.2k $807.0k $807.0k 0.00% Reduced -4.3k -4,273
52 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 27,61127.6k $762.7k $762.7k 0.00% Reduced -1.2k -1,169
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 26,68826.7k $737.2k $737.2k 0.00% Reduced -3.0k -2,967
54 Cranbrook Wealth Management, LLC 0.18% of their portfolio Bloomfield Hills, MI 26,59026.6k $734.5k $734.5k 0.18% Reduced -5.1k -5,075
55 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 26,41926.4k $729.7k $729.7k 0.00% Added +23.5k +23,486
56 CLIENT 1ST ADVISORY GROUP, LLC 0.25% of their portfolio DUNEDIN, FL 20,69320.7k $571.6k $571.6k 0.25% Reduced -322 -322
57 WEST MICHIGAN ADVISORS, LLC 0.18% of their portfolio HOLLAND, MI 20,00020.0k $564.1k $564.1k 0.18% Unchanged
58 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 19,91719.9k $550.2k $550.2k 0.00% Reduced -166 -166
59 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 19,66419.7k $543.2k $543.2k 0.00% Reduced -7.3k -7,309
60 Larson Financial Group LLC 0.04% of their portfolio ST LOUIS, MO 19,20219.2k $530.4k $530.4k 0.04% New
61 Eagle Strategies LLC 0.10% of their portfolio NEW YORK, NY 18,94518.9k $523.3k $523.3k 0.10% New
62 Intrua Financial, LLC 0.08% of their portfolio Houston, TX 18,57418.6k $513.1k $513.1k 0.08% Reduced -2.2k -2,192
63 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,11518.1k $500.4k $500.4k 0.00% Reduced -2.5k -2,505
64 White Pine Investment CO 0.15% of their portfolio LIVONIA, MI 18,08118.1k $499.0k $499.0k 0.15% Unchanged
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,78616.8k $463.6k $463.6k 0.00% Unchanged
66 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 16,63716.6k $459.6k $459.6k 0.01% Unchanged
67 GUARDIAN WEALTH ADVISORS, LLC / NC 0.05% of their portfolio RALEIGH, NC 16,63716.6k $459.6k $459.6k 0.05% Unchanged
68 KMG FIDUCIARY PARTNERS, LLC 0.04% of their portfolio TOLEDO, OH 16,42116.4k $453.6k $453.6k 0.04% Reduced -4.3k -4,324
69 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 15,99916.0k $441.9k $441.9k 0.01% Unchanged
70 First PREMIER Bank 0.12% of their portfolio SIOUX FALLS, SD 15,70015.7k $434.0k $434.0k 0.12% Reduced -15.0k -15,000
71 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 15,01715.0k $414.8k $414.8k 0.00% Reduced -423 -423
72 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 14,65214.7k $404.7k $404.7k 0.03% Unchanged
73 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.11% of their portfolio INDIANAPOLIS, IN 12,69412.7k $350.6k $350.6k 0.11% New
74 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,58412.6k $347.6k $347.6k 0.00% Reduced -198.0k -198,038
75 SlateStone Wealth, LLC 0.04% of their portfolio JUPITER, FL 12,12612.1k $335.0k $335.0k 0.04% Unchanged
76 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,99812.0k $331.4k $331.4k 0.00% Reduced -4.6k -4,598
77 WealthPLAN Partners, LLC 0.03% of their portfolio OMAHA, NE 10,57210.6k $292.0k $292.0k 0.03% Reduced -185.1k -185,100
78 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,8858.9k $245.4k $245.4k 0.00% Reduced -1.6k -1,576
79 BKM Wealth Management, LLC 0.12% of their portfolio BROOKFIELD, WI 8,6718.7k $239.5k $239.5k 0.12% Added +66 +66
80 Kathleen S. Wright Associates Inc. 0.11% of their portfolio PITTSBURGH, PA 8,2928.3k $229.0k $229.0k 0.11% Unchanged
81 Financial Advocates Investment Management 0.01% of their portfolio OLYMPIA, WA 8,1958.2k $226.4k $226.4k 0.01% Reduced -223 -223
82 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 8,1918.2k $225.5k $225.5k 0.00% First filing
83 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 8,0958.1k $223.6k $223.6k 0.02% Reduced -599 -599
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,6957.7k $212.6k $212.6k 0.00% Reduced -192.6k -192,623
85 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,4537.5k $206.0k $206.0k 0.00% Reduced -2.1k -2,100
86 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,3517.4k $203.0k $203.0k 0.01% Reduced -2.2k -2,231
87 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,2435.2k $144.8k $144.8k 0.00% Unchanged
88 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,9965.0k $138.0k $138.0k 0.00% Reduced -160 -160
89 FMR LLC 0.00% of their portfolio BOSTON, MA 4,1824.2k $115.5k $115.5k 0.00% Added +2.4k +2,434
90 EVERMAY WEALTH MANAGEMENT LLC 0.02% of their portfolio ARLINGTON, VA 4,0724.1k $114.6k $114.6k 0.02% Reduced -211 -211
91 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4,0354.0k $111.5k $111.5k 0.00% Unchanged
92 Wagner Wealth Management, LLC 0.02% of their portfolio GREENVILLE, SC 2,9683.0k $82.0k $82.0k 0.02% Reduced -3.7k -3,668
93 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,2802.3k $63.0k $63.0k 0.00% Unchanged
94 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,0842.1k $57.6k $57.6k 0.01% Added +138 +138
95 Gleason Group, Inc. 0.01% of their portfolio PROSPECT, KY 1,8261.8k $50.4k $50.4k 0.01% New
96 TrinityBridge Ltd 0.00% of their portfolio LONDON, X0 1,1701.2k $32.0k $32.0k 0.00% Unchanged
97 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 1,0651.1k $29.4k $29.4k 0.01% Unchanged
98 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 545545 $15.1k $15.1k 0.00% Unchanged
99 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 543543 $15.0k $15.0k 0.00% Unchanged
100 CWM, LLC 0.00% of their portfolio OMAHA, NE 450450 $12.0k $12.0k 0.00% Unchanged