Vault-13

LATTICE STRATEGIES TR RODM

HARTFORD MLT ETF · ETP · CUSIP 518416102

119 institutional holders -5 vs Q1 2023
48,516,02648.5m shares reported held*
$1.3bnreported value*
8 new 36 added 57 reduced 14 sold out net bought ≈ $164.9m (+6.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.34. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 126Q1 23: 124Q2 23: 119119Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022129
Q4 2022126
Q1 2023124
Q2 2023119

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 77 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 44 bought or addedQ2 23: 71 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225077
Q1 20234970
Q2 20234471

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3k$4kQ3 22 calls: $0Q3 22 puts: $4.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$4.0k—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

Cerity Partners LLC New +6,757,613+6.8m
Mill Creek Capital Advisors, LLC Added +562,845+562.8k
CAPTRUST FINANCIAL ADVISORS New +425,679+425.7k
UBS Group AG Added +318,816+318.8k
Arden Trust Co Added +268,132+268.1k
LPL Financial LLC Added +182,518+182.5k
Lido Advisors, LLC New +143,755+143.8k
Private Advisor Group, LLC Added +67,722+67.7k
Wagner Wealth Management, LLC Added +64,680+64.7k
Fermata Advisors, LLC Added +39,109+39.1k

Biggest sellers

JANE STREET GROUP, LLC Reduced -688,743-688.7k
Hartford Funds Management Co LLC Reduced -621,805-621.8k
OLD MISSION CAPITAL LLC Sold out -279,270-279.3k
J.P. Morgan Private Wealth Advisors LLC Reduced -195,906-195.9k
COLDSTREAM CAPITAL MANAGEMENT INC Reduced -162,506-162.5k
BANK OF AMERICA CORP /DE/ Reduced -122,801-122.8k
MORGAN STANLEY Reduced -111,852-111.9k
Trilogy Capital Inc. Reduced -54,066-54.1k
HOWARD FINANCIAL SERVICES, LTD. Reduced -48,061-48.1k
ROYAL BANK OF CANADA Reduced -45,058-45.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners LLC 0.69% of their portfolio NEW YORK, NY 6,757,6136.8m $177.9m $177.9m 0.69% New
2 Mill Creek Capital Advisors, LLC 5.28% of their portfolio Conshohocken, PA 6,209,0306.2m $163.4m $163.4m 5.28% Added +562.8k +562,845
3 AVANTAX ADVISORY SERVICES, INC. 1.75% of their portfolio DALLAS, TX 5,827,2015.8m $153.4m $153.4m 1.75% Reduced -25.6k -25,619
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,337,5574.3m $114.2m $114.2m 0.01% Reduced -111.9k -111,852
5 Hartford Funds Management Co LLC 9.10% of their portfolio WAYNE, PA 3,346,2973.3m $88.1m $88.1m 9.10% Reduced -621.8k -621,805
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,873,0522.9m $75.6m $75.6m 0.01% Reduced -122.8k -122,801
7 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 1,988,1572.0m $52.3m $52.3m 0.09% Added +14.2k +14,208
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,926,1821.9m $50.7m $50.7m 0.02% Added +318.8k +318,816
9 FOSTER & MOTLEY INC 3.48% of their portfolio CINCINNATI, OH 1,707,3571.7m $44.9m $44.9m 3.48% Added +5.4k +5,390
10 Trilogy Capital Inc. 2.19% of their portfolio IRVINE, CA 1,269,4751.3m $34.3m $34.3m 2.19% Reduced -54.1k -54,066
11 WCG Wealth Advisors LLC 3.56% of their portfolio LAS VEGAS, NV 1,159,5071.2m $30.5m $30.5m 3.56% Reduced -32.2k -32,192
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 994,293994.3k $26.2m $26.2m 0.02% Added +29.1k +29,126
13 Mariner Managed Account Solutions, LLC 1.82% of their portfolio Boston, MA 840,928840.9k $22.1m $22.1m 1.82% Added +32.7k +32,665
14 Clarius Group, LLC 1.51% of their portfolio SEATTLE, WA 743,653743.7k $19.6m $19.6m 1.51% Added +4.1k +4,093
15 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 677,132677.1k $17.8m $17.8m 0.01% Added +182.5k +182,518
16 Arden Trust Co 2.55% of their portfolio WILMINGTON, DE 591,301591.3k $15.6m $15.6m 2.55% Added +268.1k +268,132
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 456,738456.7k $12.0m $12.0m 0.00% Reduced -45.1k -45,058
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 442,060442.1k $11.6m $11.6m 0.00% Added +3.0k +2,952
19 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 425,679425.7k $11.2m $11.2m 0.04% New
20 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 374,524374.5k $9.9m $9.9m 0.09% Added +67.7k +67,722
21 Goldstein Advisors, LLC 1.69% of their portfolio Madison, WI 306,886306.9k $8.1m $8.1m 1.69% Reduced -6.5k -6,499
22 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 268,477268.5k $7.1m $7.1m 0.03% First filing
23 Vawter Financial, Ltd. 6.05% of their portfolio COLUMBUS, OH 265,893265.9k $7.0m $7.0m 6.05% Reduced -6.3k -6,329
24 COLDSTREAM CAPITAL MANAGEMENT INC 0.22% of their portfolio BELLEVUE, WA 262,396262.4k $6.9m $6.9m 0.22% Reduced -162.5k -162,506
25 BAKER TILLY WEALTH MANAGEMENT, LLC 0.71% of their portfolio MADISON, WI 255,530255.5k $6.7m $6.7m 0.71% Reduced -1.0k -1,013
26 Cornerstone Wealth Management, LLC 0.53% of their portfolio ST. PETERS, MO 224,255224.3k $5.9m $5.9m 0.53% Added +8.7k +8,678
27 EVERGREEN CAPITAL MANAGEMENT LLC 0.22% of their portfolio Bellevue, WA 196,170196.2k $5.2m $5.2m 0.22% Reduced -3.6k -3,595
28 IAG Wealth Partners, LLC 1.35% of their portfolio WAUKESHA, WI 194,525194.5k $5.1m $5.1m 1.35% Reduced -16.5k -16,469
29 HOWARD FINANCIAL SERVICES, LTD. 1.15% of their portfolio DALLAS, TX 182,828182.8k $4.8m $4.8m 1.15% Reduced -48.1k -48,061
30 Wagner Wealth Management, LLC 1.79% of their portfolio GREENVILLE, SC 178,077178.1k $4.7m $4.7m 1.79% Added +64.7k +64,680
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 169,368169.4k $4.5m $4.5m 0.01% Reduced -4.6k -4,624
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 168,947168.9k $4.4m $4.4m 0.00% Added +8.3k +8,332
33 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 168,007168.0k $4.4m $4.4m 0.02% Reduced -195.9k -195,906
34 Sowa Financial Group, Inc. 2.91% of their portfolio LINCOLN, RI 161,168161.2k $4.2m $4.2m 2.91% Added +4.5k +4,488
35 Resource Planning Group 3.30% of their portfolio ATLANTA, GA 155,018155.0k $4.1m $4.1m 3.30% Added +11.0k +10,952
36 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 143,755143.8k $3.8m $3.8m 0.04% New
37 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 118,799118.8k $3.1m $3.1m 0.01% Reduced -8.1k -8,051
38 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 116,772116.8k $3.1m $3.1m 0.00% Added +12.0k +11,977
39 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 116,294116.3k $3.1m $3.1m 0.07% Reduced -15.3k -15,345
40 WESCAP Management Group, Inc. 0.95% of their portfolio Glendale, CA 103,604103.6k $2.7m $2.7m 0.95% Reduced -2.8k -2,755
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 96,63096.6k $2.5m $2.5m 0.00% Added +4.4k +4,357
42 Cranbrook Wealth Management, LLC 0.70% of their portfolio Bloomfield Hills, MI 95,84195.8k $2.5m $2.5m 0.70% Reduced -14.9k -14,912
43 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 93,09193.1k $2.5m $2.5m 0.03% Reduced -4.9k -4,854
44 WealthPLAN Partners, LLC 0.32% of their portfolio OMAHA, NE 87,01887.0k $2.3m $2.3m 0.32% Added +15.3k +15,315
45 Fermata Advisors, LLC 1.90% of their portfolio SONOMA, CA 79,79679.8k $2.1m $2.1m 1.90% Added +39.1k +39,109
46 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 79,77179.8k $2.1m $2.1m 0.02% Reduced -11.0k -11,015
47 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 73,74373.7k $1.9m $1.9m 0.02% Reduced -19.1k -19,055
48 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 62,64862.6k $1.7m $1.7m 0.04% Added +20.7k +20,663
49 FLAGSTAR SECURITIES, INC 0.57% of their portfolio New York, NY 57,45757.5k $1.5m $1.5m 0.57% Added +1.9k +1,889
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 56,72756.7k $1.5m $1.5m 0.01% Reduced -2.2k -2,200
51 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.10% of their portfolio ROCHESTER, NY 55,92755.9k $1.5m $1.5m 0.10% Added +1.1k +1,112
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,64255.6k $1.5m $1.5m 0.00% Reduced -880 -880
53 KMG FIDUCIARY PARTNERS, LLC 0.16% of their portfolio TOLEDO, OH 48,00248.0k $1.3m $1.3m 0.16% Added +1.3k +1,307
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 47,23947.2k $1.2m $1.2m 0.00% Added +287 +287
55 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 43,20043.2k $1.1m $1.1m 0.01% Reduced -2.7k -2,693
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 42,76242.8k $1.1m $1.1m 0.00% Added +9.8k +9,845
57 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 40,90540.9k $1.1m $1.1m 0.01% Reduced -971 -971
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 40,56240.6k $1.1m $1.1m 0.00% Reduced -7.7k -7,656
59 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 35,15135.2k $925.2k $925.2k 0.01% Reduced -796 -796
60 ENCOMPASS WEALTH ADVISORS, LLC 0.29% of their portfolio PORTLAND, OR 33,58433.6k $883.9k $883.9k 0.29% Reduced -4.5k -4,475
61 First PREMIER Bank 0.23% of their portfolio SIOUX FALLS, SD 30,70030.7k $808.0k $808.0k 0.23% Unchanged
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 30,03830.0k $790.6k $790.6k 0.00% Reduced -1.2k -1,178
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 27,78327.8k $731.2k $731.2k 0.00% Reduced -1.3k -1,307
64 SlateStone Wealth, LLC 0.13% of their portfolio JUPITER, FL 26,38826.4k $695.0k $695.0k 0.13% Reduced -2.5k -2,524
65 CLIENT 1ST ADVISORY GROUP, LLC 0.34% of their portfolio DUNEDIN, FL 24,81124.8k $653.0k $653.0k 0.34% Reduced -167 -167
66 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 23,06423.1k $607.0k $607.0k 0.01% Reduced -350 -350
67 White Pine Investment CO 0.20% of their portfolio LIVONIA, MI 22,31622.3k $587.0k $587.0k 0.20% Unchanged
68 PCA Investment Advisory Services Inc. 0.35% of their portfolio CINCINNATI, OH 22,22722.2k $585.0k $585.0k 0.35% Reduced -2.1k -2,070
69 Intrua Financial, LLC 0.10% of their portfolio Houston, TX 20,82620.8k $548.2k $548.2k 0.10% Added +478 +478
70 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 20,23720.2k $532.6k $532.6k 0.02% Unchanged
71 GUARDIAN WEALTH ADVISORS, LLC / NC 0.09% of their portfolio RALEIGH, NC 20,23720.2k $532.6k $532.6k 0.09% Unchanged
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,96420.0k $525.5k $525.5k 0.00% Reduced -688.7k -688,743
73 Eagle Strategies LLC 0.13% of their portfolio NEW YORK, NY 19,94219.9k $524.9k $524.9k 0.13% Reduced -4.5k -4,470
74 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 19,28019.3k $507.4k $507.4k 0.00% Added +250 +250
75 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 15,99916.0k $421.0k $421.0k 0.01% Not comparable
76 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 15,56515.6k $409.7k $409.7k 0.05% Reduced -2.4k -2,371
77 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 15,10015.1k $397.0k $397.0k 0.00% Reduced -5.0k -5,000
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,02614.0k $369.2k $369.2k 0.00% Reduced -44.3k -44,333
79 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 12,83012.8k $337.7k $337.7k 0.02% Reduced -786 -786
80 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 12,31712.3k $324.2k $324.2k 0.01% Unchanged
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,22811.2k $296.0k $296.0k 0.00% Reduced -3.7k -3,673
82 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 10,64710.6k $276.3k $276.3k 0.04% Reduced -1.0k -1,006
83 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 10,53710.5k $277.3k $277.3k 0.02% Added +941 +941
84 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,43210.4k $274.6k $274.6k 0.00% Reduced -2.5k -2,539
85 Glenview Trust Co 0.01% of their portfolio Louisville, KY 9,7029.7k $255.4k $255.4k 0.01% New
86 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,5879.6k $252.3k $252.3k 0.00% Unchanged
87 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 8,7078.7k $229.2k $229.2k 0.01% Reduced -149 -149
88 Smith Anglin Financial, LLC 0.03% of their portfolio DALLAS, TX 8,6848.7k $228.6k $228.6k 0.03% Reduced -5.0k -4,989
89 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,5788.6k $226.0k $226.0k 0.00% Reduced -1.8k -1,761
90 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 8,5108.5k $224.0k $224.0k 0.02% Added +243 +243
91 Kathleen S. Wright Associates Inc. 0.14% of their portfolio PITTSBURGH, PA 8,2928.3k $218.2k $218.2k 0.14% Unchanged
92 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 8,2018.2k $215.9k $215.9k 0.04% First filing
93 EVERMAY WEALTH MANAGEMENT LLC 0.04% of their portfolio ARLINGTON, VA 7,8757.9k $207.3k $207.3k 0.04% Reduced -6.6k -6,638
94 Onyx Bridge Wealth Group LLC 0.05% of their portfolio TARRYTOWN, NY 7,6587.7k $201.6k $201.6k 0.05% Added +1 +1
95 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,6576.7k $175.2k $175.2k 0.01% Unchanged
96 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,5975.6k $147.3k $147.3k 0.01% Reduced -297 -297
97 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,2435.2k $138.0k $138.0k 0.00% Unchanged
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,6213.6k $95.3k $95.3k 0.00% Added +2.0k +1,981
99 FMR LLC 0.00% of their portfolio BOSTON, MA 2,8772.9k $75.7k $75.7k 0.00% Reduced -1.8k -1,801
100 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,2802.3k $60.0k $60.0k 0.00% Unchanged