Vault-13

LI AUTO INC LI

SPONSORED ADS · ADR · CUSIP 50202M102 · ISIN US50202M1027

199 institutional holders -52 vs Q1 2024
72,000,87772.0m shares reported held*
$1.3bnreported value*
26 new 60 added 77 reduced 76 sold out net sold ≈ $633.3m (-35.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($482.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.91. Options: 33 managers hold calls ($245.5m notional), 28 hold puts ($223.0m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 226Q1 23: 205Q2 23: 226Q3 23: 231Q4 23: 251Q1 24: 251Q2 24: 199199Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022258
Q4 2022226
Q1 2023205
Q2 2023226
Q3 2023231
Q4 2023251
Q1 2024251
Q2 2024199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 101 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 119 cut or sold outQ2 23: 116 bought or addedQ2 23: 105 cut or sold outQ2 23Q3 23: 113 bought or addedQ3 23: 121 cut or sold outQ4 23: 116 bought or addedQ4 23: 119 cut or sold outQ4 23Q1 24: 131 bought or addedQ1 24: 138 cut or sold outQ2 24: 86 bought or addedQ2 24: 153 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022101157
Q1 2023101119
Q2 2023116105
Q3 2023113121
Q4 2023116119
Q1 2024131138
Q2 202486153

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 23 calls: $718.2mQ3 23 puts: $667.4mQ3 23P/C 0.93Q4 23 calls: $878.5mQ4 23 puts: $825.8mQ4 23P/C 0.94Q1 24 calls: $684.8mQ1 24 puts: $590.9mQ1 24P/C 0.86Q2 24 calls: $245.5mQ2 24 puts: $223.0mQ2 24P/C 0.91
Numbers
QuarterCallsPutsP/C
Q3 2023$718.2m$667.4m0.93
Q4 2023$878.5m$825.8m0.94
Q1 2024$684.8m$590.9m0.86
Q2 2024$245.5m$223.0m0.91

Biggest buyers

Aspex Management (HK) Ltd Added +5,565,463+5.6m
First Beijing Investment Ltd New +1,648,062+1.6m
BNP PARIBAS ASSET MANAGEMENT Holding S.A. New +1,209,499+1.2m
UBS Group AG Added +1,140,694+1.1m
JANE STREET GROUP, LLC Added +884,026+884.0k
CITIGROUP INC Added +414,820+414.8k
Capitolis Liquid Global Markets LLC New +400,000+400.0k
NOMURA HOLDINGS INC Added +354,269+354.3k
HRT FINANCIAL LP Added +303,678+303.7k
GROUP ONE TRADING LLC Added +300,769+300.8k

Biggest sellers

MORGAN STANLEY Reduced -9,643,034-9.6m
FMR LLC Reduced -7,545,312-7.5m
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -6,627,468-6.6m
TWO SIGMA ADVISERS, LP Reduced -2,356,600-2.4m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -2,235,513-2.2m
COATUE MANAGEMENT LLC Sold out -2,218,425-2.2m
D. E. Shaw & Co., Inc. Reduced -1,675,428-1.7m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,395,479-1.4m
OAKTREE CAPITAL MANAGEMENT LP Sold out -983,320-983.3k
BANK OF AMERICA CORP /DE/ Reduced -956,694-956.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $40.3m2.3m shares
CITADEL ADVISORS LLC Added $26.9m1.5m shares
JANE STREET GROUP, LLC Reduced $25.2m1.4m shares
Squarepoint Ops LLC Reduced $21.6m1.2m shares
SIMPLEX TRADING, LLC Reduced $20.9m1.2m shares
GROUP ONE TRADING LLC Reduced $18.6m1.0m shares
IMC-Chicago, LLC Reduced $18.3m1.0m shares
Walleye Trading LLC Reduced $11.0m616.8k shares
GTS SECURITIES LLC Added $7.9m443.0k shares
PEAK6 Investments LLC Reduced $6.7m374.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $40.2m2.2m shares
CITADEL ADVISORS LLC Added $38.7m2.2m shares
D. E. Shaw & Co., Inc. New $18.1m1.0m shares
SIMPLEX TRADING, LLC Reduced $17.8m996.2k shares
JANE STREET GROUP, LLC Added $15.3m856.5k shares
Squarepoint Ops LLC Reduced $13.9m778.4k shares
WOLVERINE ASSET MANAGEMENT LLC Added $13.1m733.2k shares
PEAK6 Investments LLC Reduced $9.5m533.8k shares
GTS SECURITIES LLC Added $9.5m530.7k shares
IMC-Chicago, LLC Reduced $8.8m490.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Xiamen Xinweidachuang Investment Partnership (Limited Partnership) 100.00% of their portfolio Xiamen, F4 9,153,1779.2m $163.7m $163.7m 100.00% Unchanged
2 RENAISSANCE TECHNOLOGIES LLC 0.22% of their portfolio NEW YORK, NY 7,253,5007.3m $129.7m $129.7m 0.22% Reduced -87.7k -87,700
3 Aspex Management (HK) Ltd 2.62% of their portfolio CENTRAL, K3 6,865,4636.9m $122.8m $122.8m 2.62% Added +5.6m +5,565,463
4 BRILLIANCE ASSET MANAGEMENT LTD 19.17% of their portfolio ADMIRALTY, HONG KONG, K3 4,267,4034.3m $76.3m $76.3m 19.17% Reduced -369.0k -368,957
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,093,0484.1m $73.2m $73.2m 0.01% Reduced -9.6m -9,643,034
6 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 3,489,3923.5m $62.4m $62.4m 0.05% Reduced -579.2k -579,197
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,405,0363.4m $60.9m $60.9m 0.01% Reduced -956.7k -956,694
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,082,4412.1m $37.2m $37.2m 0.01% Added +1.1m +1,140,694
9 RWC ASSET ADVISORS (US) LLC 3.12% of their portfolio MIAMI, FL 1,708,0361.7m $30.5m $30.5m 3.12% Reduced -127.9k -127,932
10 First Beijing Investment Ltd 3.19% of their portfolio HONG KONG, K3 1,648,0621.6m $29.5m $29.5m 3.19% New
11 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 1,624,4411.6m $29.0m $29.0m 0.03% Added +884.0k +884,026
12 Squarepoint Ops LLC 0.10% of their portfolio NEW YORK, NY 1,564,6501.6m $28.0m $28.0m 0.10% Reduced -34.0k -33,995
13 NORGES BANK 0.00% of their portfolio OSLO, Q8 1,473,6001.5m $26.3m $26.3m 0.00% Not comparable
14 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,473,3431.5m $26.3m $26.3m 0.01% Reduced -741.1k -741,071
15 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.06% of their portfolio Paris, I0 1,209,4991.2m $21.6m $21.6m 0.06% New
16 BlackRock Inc. 0.00% of their portfolio New York, NY 1,088,7701.1m $19.5m $19.5m 0.00% Reduced -247.6k -247,636
17 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 1,049,6671.0m $18.8m $18.8m 0.03% Reduced -1.7m -1,675,428
18 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 815,501815.5k $14.6m $14.6m 0.02% Added +90.7k +90,662
19 FMR LLC 0.00% of their portfolio BOSTON, MA 813,988814.0k $14.6m $14.6m 0.00% Reduced -7.5m -7,545,312
20 SIH Partners, LLLP 13.56% of their portfolio Wilmington, DE 784,880784.9k $14.0m $14.0m 13.56% Reduced -106.0k -106,020
21 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 726,684726.7k $13.0m $13.0m 0.01% Added +123.8k +123,838
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 692,120692.1k $12.4m $12.4m 0.00% Added +125.8k +125,808
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 679,043679.0k $12.1m $12.1m 0.00% Added +28.2k +28,161
24 Legal & General Group Plc 0.00% of their portfolio London, X0 608,563608.6k $10.9m $10.9m 0.00% Reduced -14.0k -13,975
25 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 597,179597.2k $10.7m $10.7m 0.01% Added +414.8k +414,820
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 596,053596.1k $10.7m $10.7m 0.02% Reduced -1.4m -1,395,479
27 LMR Partners LLP 0.20% of their portfolio LONDON, X0 513,729513.7k $9.2m $9.2m 0.20% Reduced -40.6k -40,600
28 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 475,303475.3k $8.5m $8.5m 0.00% Reduced -14.6k -14,602
29 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 429,127429.1k $7.7m $7.7m 0.04% Added +303.7k +303,678
30 RWC Asset Management LLP 0.54% of their portfolio LONDON, X0 426,315426.3k $7.6m $7.6m 0.54% Reduced -27.7k -27,703
31 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 419,740419.7k $7.5m $7.5m 0.02% Reduced -720.3k -720,290
32 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 409,614409.6k $7.3m $7.3m 0.00% Added +281.1k +281,125
33 Capitolis Liquid Global Markets LLC 0.09% of their portfolio NEW YORK, NY 400,000400.0k $7.2m $7.2m 0.09% New
34 Robeco Institutional Asset Management B.V. 0.01% of their portfolio ROTTERDAM, P7 382,229382.2k $6.8m $6.8m 0.01% Reduced -154.1k -154,114
35 NOMURA HOLDINGS INC 0.04% of their portfolio TOKYO, M0 373,435373.4k $6.7m $6.7m 0.04% Added +354.3k +354,269
36 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 344,226344.2k $6.2m $6.2m 0.00% Added +21.6k +21,600
37 Connor, Clark & Lunn Investment Management Ltd. 0.03% of their portfolio VANCOUVER, A1 339,084339.1k $6.1m $6.1m 0.03% Reduced -320.4k -320,439
38 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 329,228329.2k $5.9m $5.9m 0.01% Added +293.0k +293,040
39 GROUP ONE TRADING LLC 0.18% of their portfolio CHICAGO, IL 322,894322.9k $5.8m $5.8m 0.18% Added +300.8k +300,769
40 Franchise Capital Ltd 1.15% of their portfolio GRAND CAYMAN, E9 266,146266.1k $4.8m $4.8m 1.15% Reduced -825.1k -825,084
41 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 258,585258.6k $4.6m $4.6m 0.00% Added +19.3k +19,285
42 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 256,400256.4k $4.6m $4.6m 0.01% Reduced -2.4m -2,356,600
43 FIL Ltd 0.00% of their portfolio HAMILTON, D0 254,182254.2k $4.5m $4.5m 0.00% Unchanged
44 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 243,277243.3k $4.3m $4.3m 0.00% Reduced -104.8k -104,810
45 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 242,637242.6k $4.3m $4.3m 0.01% Reduced -310.8k -310,795
46 PEAK6 Investments LLC 0.18% of their portfolio CHICAGO, IL 215,462215.5k $3.9m $3.9m 0.18% New
47 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 210,987211.0k $3.8m $3.8m 0.01% Added +8.4k +8,402
48 GTS SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 203,239203.2k $3.6m $3.6m 0.08% Reduced -246.5k -246,532
49 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 194,673194.7k $3.5m $3.5m 0.00% Reduced -2.2m -2,235,513
50 Man Group plc 0.01% of their portfolio LONDON, X0 192,298192.3k $3.4m $3.4m 0.01% Reduced -473.7k -473,669
51 SIMPLEX TRADING, LLC 0.11% of their portfolio CHICAGO, IL 190,905190.9k $3.4m $3.4m 0.11% Added +9.9k +9,857
52 BARINGS LLC 0.08% of their portfolio CHARLOTTE, NC 177,533177.5k $3.2m $3.2m 0.08% Unchanged
53 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 176,467176.5k $3.2m $3.2m 0.00% Added +123 +123
54 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 176,230176.2k $3.2m $3.2m 0.01% Added +70.4k +70,399
55 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 169,055169.1k $3.0m $3.0m 0.00% Added +35.0k +35,044
56 Y-Intercept (Hong Kong) Ltd 0.15% of their portfolio HONG KONG, K3 158,102158.1k $2.8m $2.8m 0.15% Added +16.7k +16,740
57 Amundi 0.00% of their portfolio Paris, I0 141,682141.7k $2.9m $2.9m 0.00% Reduced -2.7k -2,749
58 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 136,656136.7k $2.5m $2.5m 0.01% Reduced -30.2k -30,189
59 Walleye Trading LLC 0.04% of their portfolio NEW YORK, NY 127,664127.7k $2.3m $2.3m 0.04% Added +83.6k +83,610
60 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 114,124114.1k $2.0m $2.0m 0.00% New
61 OPTIMAS CAPITAL Ltd 3.88% of their portfolio CENTRAL, K3 106,600106.6k $3.4m $3.4m 3.88% New
62 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 105,039105.0k $1.9m $1.9m 0.03% Added +7.6k +7,631
63 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 102,327102.3k $1.8m $1.8m 0.00% Added +44.0k +43,978
64 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 97,68997.7k $1.7m $1.7m 0.00% New
65 Engineers Gate Manager LP 0.04% of their portfolio NEW YORK, NY 95,32695.3k $1.7m $1.7m 0.04% Reduced -3.7k -3,661
66 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 94,97795.0k $1.7m $1.7m 0.00% Added +86.1k +86,096
67 CMT Capital Markets Trading GmbH 0.46% of their portfolio CHICAGO, IL 90,14890.1k $1.6m $1.6m 0.46% Added +7.0k +7,048
68 IMC-Chicago, LLC 0.05% of their portfolio CHICAGO, IL 89,18989.2k $1.6m $1.6m 0.05% New
69 EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio CHAMBESY, V8 81,81481.8k $1.5m $1.5m 0.02% Reduced -2.0k -1,960
70 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 77,00077.0k $1.4m $1.4m 0.03% New
71 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 76,45076.5k $1.4m $1.4m 0.00% Unchanged
72 TWO SIGMA SECURITIES, LLC 0.06% of their portfolio NEW YORK, NY 76,27276.3k $1.4m $1.4m 0.06% Added +66.8k +66,833
73 AXA S.A. 0.00% of their portfolio PARIS, I0 75,30275.3k $1.3m $1.3m 0.00% Added +63.1k +63,095
74 Handelsbanken Fonder AB 0.01% of their portfolio STOCKHOLM, V7 70,00070.0k $1.3m $1.3m 0.01% Reduced -180.0k -180,000
75 DRW Securities, LLC 0.07% of their portfolio CHICAGO, IL 68,39768.4k $1.2m $1.2m 0.07% Added +49.0k +48,963
76 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 66,67766.7k $1.2m $1.2m 0.00% Reduced -449 -449
77 Swedbank AB 0.00% of their portfolio STOCKHOLM, V7 66,15466.2k $1.2m $1.2m 0.00% Unchanged
78 Bridgewater Associates, LP 0.01% of their portfolio Westport, CT 60,78860.8k $1.1m $1.1m 0.01% Reduced -4.2k -4,199
79 PROFUND ADVISORS LLC 0.04% of their portfolio BETHESDA, MD 59,95060.0k $1.1m $1.1m 0.04% Added +13.1k +13,124
80 OMERS ADMINISTRATION Corp 0.01% of their portfolio TORONTO, A6 55,90055.9k $999.5k $999.5k 0.01% Added +14.1k +14,100
81 Crossmark Global Holdings, Inc. 0.02% of their portfolio HOUSTON, TX 52,24652.2k $934.0k $934.0k 0.02% Reduced -11.0k -10,968
82 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 51,48451.5k $920.5k $920.5k 0.00% Added +30.7k +30,721
83 Capital Markets Trading UK LLP 0.66% of their portfolio LONDON, X0 50,64150.6k $905.0k $905.0k 0.66% Reduced -56.2k -56,250
84 Susquehanna International Group Ltd. 0.23% of their portfolio DUBLIN, L2 50,26450.3k $898.7k $898.7k 0.23% Reduced -12.2k -12,227
85 Leonteq Securities AG 0.12% of their portfolio ZURICH, V8 47,65247.7k $852.0k $852.0k 0.12% Added +39.5k +39,479
86 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 44,10344.1k $788.6k $788.6k 0.01% Reduced -121.0k -121,049
87 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 40,18240.2k $718.5k $718.5k 0.00% Reduced -33.2k -33,224
88 B. Metzler seel. Sohn & Co. AG 0.01% of their portfolio FRANKFURT, 2M 37,82437.8k $676.3k $676.3k 0.01% Reduced -6.0k -6,037
89 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 36,16436.2k $646.6k $646.6k 0.00% Added +14.1k +14,114
90 Ethic Inc. 0.01% of their portfolio NEW YORK, NY 34,40434.4k $615.1k $615.1k 0.01% Reduced -3.4k -3,441
91 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 33,54833.5k $599.8k $599.8k 0.00% Added +3.5k +3,530
92 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 33,27033.3k $594.9k $594.9k 0.02% Reduced -46.3k -46,300
93 China Universal Asset Management Co., Ltd. 0.08% of their portfolio SHANGHAI, F4 31,00031.0k $554.3k $554.3k 0.08% Added +800 +800
94 FNY Investment Advisers, LLC 0.36% of their portfolio NEW YORK, NY 30,00030.0k $536.0k $536.0k 0.36% Added +30.0k +29,954
95 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,99830.0k $536.0k $536.0k 0.00% Added +8.8k +8,805
96 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 29,75929.8k $532.1k $532.1k 0.00% Reduced -7.5k -7,534
97 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 29,08129.1k $520.0k $520.0k 0.00% Reduced -735.0k -734,984
98 KBC Group NV 0.00% of their portfolio Brussels, C9 28,21928.2k $505.0k $505.0k 0.00% Unchanged
99 Qtron Investments LLC 0.07% of their portfolio Boston, MA 27,62027.6k $493.8k $493.8k 0.07% Reduced -50.9k -50,948
100 HITE Hedge Asset Management LLC 0.05% of their portfolio BRAINTREE, MA 26,72826.7k $477.9k $477.9k 0.05% New