Vault-13

KRANESHARES TRUST KMLM

KFA MOUNT LUCAS · ETP · CUSIP 500767652

54 institutional holders +4 vs Q2 2023
3,165,4283.2m shares reported held*
$102.9mreported value*
12 new 17 added 21 reduced 8 sold out net bought ≈ $14.9m (+459.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.52.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 34Q4 22: 57Q1 23: 53Q2 23: 50Q3 23: 5454Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202234
Q4 202257
Q1 202353
Q2 202350
Q3 202354

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 29 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224418
Q1 20233529
Q2 20232731
Q3 20232929

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ4 22 calls: $189.4kQ4 22 puts: $55.0kQ4 22P/C 0.29Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$189.4k$55.0k0.29
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

TRUIST FINANCIAL CORP Added +214,651+214.7k
HighTower Advisors, LLC Added +198,451+198.5k
Fermata Advisors, LLC New +48,037+48.0k
Wealthcare Advisory Partners LLC Added +47,139+47.1k
Cambria Investment Management, L.P. New +37,882+37.9k
ROYAL BANK OF CANADA Added +37,772+37.8k
Stegent Equity Advisors, Inc. Added +29,184+29.2k
CSS LLC/IL New +17,489+17.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +14,130+14.1k
Hilltop Holdings Inc. New +13,976+14.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -87,041-87.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -49,547-49.5k
Astor Investment Management LLC Sold out -43,261-43.3k
ORG Partners LLC Reduced -22,333-22.3k
MML INVESTORS SERVICES, LLC Sold out -14,244-14.2k
Naviter Wealth, LLC Sold out -13,265-13.3k
ProVise Management Group, LLC Sold out -10,591-10.6k
HARBOUR INVESTMENTS, INC. Reduced -7,047-7.0k
HRT FINANCIAL LP Sold out -6,686-6.7k
PALLADIEM, LLC Reduced -6,025-6.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Heartland Consultants, Inc. 1.50% of their portfolio LAKE ST. LOUIS, MO 365,933365.9k $11.9m $11.9m 1.50% Added +1.9k +1,927
2 Ancora Advisors LLC 0.26% of their portfolio Cleveland, OH 299,592299.6k $9.8m $9.8m 0.26% Reduced -1.1k -1,093
3 Wealthcare Advisory Partners LLC 0.44% of their portfolio WEST CHESTER, PA 293,944293.9k $9.6m $9.6m 0.44% Added +47.1k +47,139
4 PALLADIEM, LLC 9.48% of their portfolio BRYN MAWR, PA 269,735269.7k $8.8m $8.8m 9.48% Reduced -6.0k -6,025
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 225,133225.1k $7.3m $7.3m 0.01% Added +214.7k +214,651
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 219,782219.8k $7.1m $7.1m 0.01% Added +198.5k +198,451
7 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 147,795147.8k $4.8m $4.8m 0.02% Added +10.9k +10,866
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 141,322141.3k $4.6m $4.6m 0.00% Added +37.8k +37,772
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 130,411130.4k $4.2m $4.2m 0.00% Added +1.4k +1,395
10 Stegent Equity Advisors, Inc. 4.53% of their portfolio HOUSTON, TX 109,945109.9k $3.6m $3.6m 4.53% Added +29.2k +29,184
11 R. W. Roge & Company, Inc. 1.71% of their portfolio BOHEMIA, NY 70,42170.4k $2.3m $2.3m 1.71% Reduced -5.7k -5,694
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 69,73369.7k $2.3m $2.3m 0.00% Reduced -1.9k -1,911
13 MONEY CONCEPTS CAPITAL CORP 0.19% of their portfolio PALM BEACH GARDENS, FL 55,19755.2k $1.8m $1.8m 0.19% Reduced -567 -567
14 WEALTHCARE CAPITAL MANAGEMENT LLC 0.22% of their portfolio RICHMOND, VA 54,83154.8k $1.8m $1.8m 0.22% Added +4.4k +4,404
15 Fermata Advisors, LLC 0.44% of their portfolio SONOMA, CA 48,03748.0k $1.6m $1.6m 0.44% New
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 47,62447.6k $1.6m $1.6m 0.00% Reduced -87.0k -87,041
17 WealthShield Partners, LLC 0.23% of their portfolio CARY, NC 46,33546.3k $1.5m $1.5m 0.23% Added +933 +933
18 Global Assets Advisory, LLC 1.21% of their portfolio ORLANDO, FL 42,27842.3k $1.4m $1.4m 1.21% Reduced -1.7k -1,687
19 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 0.51% of their portfolio EAGLE, ID 38,99239.0k $1.3m $1.3m 0.51% Reduced -3.2k -3,238
20 Cambria Investment Management, L.P. 0.10% of their portfolio Manhattan Beach, CA 37,88237.9k $1.2m $1.2m 0.10% New
21 ORG Partners LLC 0.35% of their portfolio ROANOKE, IN 36,27236.3k $1.2m $1.2m 0.35% Reduced -22.3k -22,333
22 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 35,24535.2k $1.1m $1.1m 0.01% Added +11.3k +11,289
23 Triton Wealth Management, PLLC 0.68% of their portfolio SUN CITY, AZ 32,57932.6k $1.0m $1.0m 0.68% Reduced -65 -65
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,22125.2k $821.4k $821.4k 0.00% Reduced -49.5k -49,547
25 Provident Wealth Management, LLC 0.35% of their portfolio BRENTWOOD, TN 21,86021.9k $712.0k $712.0k 0.35% Reduced -1.1k -1,056
26 AlphaQ Advisors LLC 0.57% of their portfolio Winter Park, FL 20,12120.1k $655.3k $655.3k 0.57% Reduced -2.2k -2,152
27 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 18,98719.0k $618.4k $618.4k 0.05% Added +7.8k +7,757
28 Cumberland Partners Ltd 0.06% of their portfolio TORONTO, A6 18,93118.9k $616.6k $616.6k 0.06% Reduced -177 -177
29 SteelPeak Wealth, LLC 0.04% of their portfolio WOODLAND HILLS, CA 18,52518.5k $603.4k $603.4k 0.04% Added +250 +250
30 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 18,40018.4k $599.3k $599.3k 0.04% Added +500 +500
31 CSS LLC/IL 0.05% of their portfolio CHICAGO, IL 17,48917.5k $569.6k $569.6k 0.05% New
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,80114.8k $482.1k $482.1k 0.00% Reduced -1.1k -1,100
33 WFA of San Diego, LLC 0.49% of their portfolio SAN DIEGO, CA 14,60014.6k $475.5k $475.5k 0.49% Reduced -984 -984
34 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 14,13014.1k $379.1k $379.1k 0.05% New
35 Hilltop Holdings Inc. 0.06% of their portfolio DALLAS, TX 13,97614.0k $455.2k $455.2k 0.06% New
36 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 13,75413.8k $448.0k $448.0k 0.01% Reduced -5.3k -5,261
37 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,63613.6k $444.1k $444.1k 0.01% New
38 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 13,54613.5k $441.2k $441.2k 0.00% Unchanged
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,60811.6k $378.1k $378.1k 0.00% Reduced -362 -362
40 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 11,00311.0k $358.4k $358.4k 0.01% Added +470 +470
41 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 10,00110.0k $325.7k $325.7k 0.02% Reduced -7.0k -7,047
42 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.02% of their portfolio RICHMOND, VA 8,7928.8k $286.4k $286.4k 0.02% Added +6.8k +6,792
43 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 7,9287.9k $258.2k $258.2k 0.02% New
44 Almanack Investment Partners, LLC. 0.05% of their portfolio WAYNE, PA 7,6117.6k $247.9k $247.9k 0.05% New
45 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,2967.3k $237.6k $237.6k 0.00% Reduced -659 -659
46 SILVERLAKE WEALTH MANAGEMENT LLC 0.12% of their portfolio WILLISTON, VT 6,7956.8k $221.3k $221.3k 0.12% Unchanged
47 AlphaStar Capital Management, LLC 0.03% of their portfolio CORNELIUS, NC 6,4266.4k $209.3k $209.3k 0.03% New
48 Latitude Advisors, LLC 0.15% of their portfolio YORKVILLE, IL 6,4086.4k $208.7k $208.7k 0.15% New
49 NVWM, LLC 0.04% of their portfolio YARDLEY, PA 3,7123.7k $120.9k $120.9k 0.04% Added +1.6k +1,647
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 625625 $20.2k $20.2k 0.00% Reduced -160 -160
51 COMERICA BANK 0.00% of their portfolio DALLAS, TX 157157 $5.1k $5.1k 0.00% New
52 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6161 $2.0k $2.0k 0.00% New
53 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1010 $326 $326 0.00% Unchanged
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged