Vault-13

KKR INCOME OPPORTUNITIES FD KIO

COM · Closed-End Fund · CUSIP 48249T106

53 institutional holders -1 vs Q1 2024
4,885,0284.9m shares reported held*
$66.9mreported value*
7 new 11 added 21 reduced 8 sold out net sold ≈ $40.4m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.70.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 54Q4 22: 49Q1 23: 63Q2 23: 58Q3 23: 59Q4 23: 57Q1 24: 54Q2 24: 5353Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202254
Q4 202249
Q1 202363
Q2 202358
Q3 202359
Q4 202357
Q1 202454
Q2 202453

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 22 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 15 cut or sold outQ2 23: 26 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 30 cut or sold outQ4 23: 27 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 33 bought or addedQ1 24: 23 cut or sold outQ2 24: 18 bought or addedQ2 24: 29 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222227
Q1 20234615
Q2 20232631
Q3 20232530
Q4 20232725
Q1 20243323
Q2 20241829

Biggest buyers

Simplicity Wealth,LLC New +75,082+75.1k
STIFEL FINANCIAL CORP Added +29,015+29.0k
M Holdings Securities, Inc. New +16,236+16.2k
INDEPENDENT FINANCIAL GROUP, LLC New +14,969+15.0k
VIRTUS ADVISERS, LLC Added +14,730+14.7k
Bramshill Investments, LLC Added +13,022+13.0k
Atria Wealth Solutions, Inc. New +12,677+12.7k
Hennion & Walsh Asset Management, Inc. New +10,630+10.6k
Cambridge Investment Research Advisors, Inc. Added +8,056+8.1k
GUGGENHEIM CAPITAL LLC Added +4,424+4.4k

Biggest sellers

MORGAN STANLEY Reduced -2,489,287-2.5m
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -272,446-272.4k
Quarry LP Sold out -86,692-86.7k
Rockefeller Capital Management L.P. Reduced -70,000-70.0k
BANK OF AMERICA CORP /DE/ Reduced -42,322-42.3k
AMERIPRISE FINANCIAL INC Sold out -35,127-35.1k
OSAIC HOLDINGS, INC. Reduced -33,637-33.6k
Shaker Financial Services, LLC Sold out -20,779-20.8k
Cetera Investment Advisers Reduced -18,911-18.9k
Advisors Asset Management, Inc. Reduced -16,572-16.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-12 5.6% new 2.3m≈ $25.8m 2026-05-12

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,166,6691.2m $16.0m $16.0m 0.00% Reduced -2.5m -2,489,287
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 609,340609.3k $8.3m $8.3m 0.00% Reduced -12.7k -12,746
3 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 527,757527.8k $7.2m $7.2m 0.05% Added +4.4k +4,424
4 Advisors Asset Management, Inc. 0.11% of their portfolio Monument, CO 426,706426.7k $5.8m $5.8m 0.11% Reduced -16.6k -16,572
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 321,772321.8k $4.4m $4.4m 0.00% Reduced -42.3k -42,322
6 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 179,923179.9k $2.5m $2.5m 0.06% Reduced -3.8k -3,785
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 147,723147.7k $2.0m $2.0m 0.00% Added +3.3k +3,260
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 128,231128.2k $1.8m $1.8m 0.00% Reduced -1.5k -1,487
9 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 112,377112.4k $1.5m $1.5m 0.01% Added +8.1k +8,056
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 103,031103.0k $1.4m $1.4m 0.00% Reduced -12.2k -12,179
11 Joseph P. Lucia & Associates, LLC 0.68% of their portfolio Yorktown Heights, NY 96,28096.3k $1.3m $1.3m 0.68% Added +2.6k +2,642
12 Summit X, LLC 0.24% of their portfolio CHESTERFIELD, MO 76,59676.6k $1.0m $1.0m 0.24% Reduced -1.9k -1,946
13 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 75,08275.1k $1.0m $1.0m 0.02% New
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 73,82773.8k $1.0m $1.0m 0.00% Added +29.0k +29,015
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 72,32172.3k $991.0k $991.0k 0.00% Reduced -3.7k -3,706
16 VIRTUS ADVISERS, LLC 0.45% of their portfolio HARTFORD, CT 67,80467.8k $928.9k $928.9k 0.45% Added +14.7k +14,730
17 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 59,83459.8k $819.7k $819.7k 0.00% Reduced -70.0k -70,000
18 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 58,74558.7k $804.8k $804.8k 0.09% Reduced -9.2k -9,200
19 Bramshill Investments, LLC 0.08% of their portfolio NAPLES, FL 55,85155.9k $765.2k $765.2k 0.08% Added +13.0k +13,022
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 47,24347.2k $647.2k $647.2k 0.00% Reduced -18.9k -18,911
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,94945.9k $629.5k $629.5k 0.00% Reduced -2.5k -2,453
22 COMERICA BANK 0.00% of their portfolio DALLAS, TX 37,93037.9k $519.6k $519.6k 0.00% Reduced -189 -189
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 35,04735.0k $480.1k $480.1k 0.00% Reduced -33.6k -33,637
24 Vanguard Capital Wealth Advisors 0.32% of their portfolio DENVER, CO 35,00035.0k $479.5k $479.5k 0.32% Unchanged
25 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 28,90028.9k $395.9k $395.9k 0.00% Reduced -500 -500
26 Gator Capital Management, LLC 0.19% of their portfolio TAMPA, FL 27,05127.1k $370.6k $370.6k 0.19% Reduced -490 -490
27 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 25,68325.7k $352.0k $352.0k 0.01% Reduced -331 -331
28 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 22,45822.5k $307.7k $307.7k 0.04% Added +129 +129
29 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 18,90318.9k $259.0k $259.0k 0.00% Unchanged
30 Verity Asset Management, Inc. 0.10% of their portfolio DURHAM, NC 17,92217.9k $245.5k $245.5k 0.10% Reduced -444 -444
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,30717.3k $237.0k $237.0k 0.00% Added +1.5k +1,498
32 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 16,23616.2k $222.0k $222.0k 0.03% New
33 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 14,96915.0k $205.1k $205.1k 0.01% New
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,90114.9k $204.1k $204.1k 0.00% Added +1.5k +1,516
35 Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio HARRISONBURG, VA 13,72813.7k $186.7k $186.7k 0.02% Unchanged
36 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 13,37013.4k $183.2k $183.2k 0.01% Unchanged
37 1776 Wealth LLC 0.08% of their portfolio ATLANTA, GA 13,14413.1k $180.1k $180.1k 0.08% Unchanged
38 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 12,99613.0k $178.0k $178.0k 0.01% Unchanged
39 Plotkin Financial Advisors, LLC 0.11% of their portfolio CHEVY CHASE, MD 12,93812.9k $177.3k $177.3k 0.11% Unchanged
40 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,67712.7k $173.7k $173.7k 0.00% New
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,85011.8k $162.0k $162.0k 0.00% Unchanged
42 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 10,63010.6k $145.6k $145.6k 0.01% New
43 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 8,6008.6k $117.8k $117.8k 0.01% Added +1.4k +1,400
44 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 3,0003.0k $41.1k $41.1k 0.00% Unchanged
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,6872.7k $36.8k $36.8k 0.00% Reduced -3.0k -2,963
46 Marquette Asset Management, LLC 0.00% of their portfolio MINNEAPOLIS, MN 1,0821.1k $14.8k $14.8k 0.00% Unchanged
47 Balefire, LLC 0.00% of their portfolio DALLAS, TX 1,0001.0k $13.7k $13.7k 0.00% Unchanged
48 Hobbs Group Advisors, LLC 0.01% of their portfolio COLUMBIA, SC 1,0001.0k $13.7k $13.7k 0.01% First filing
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 460460 $6.3k $6.3k 0.00% Reduced -132 -132
50 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 376376 $5.2k $5.2k 0.00% New
51 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7878 $1.1k $1.1k 0.00% Unchanged
52 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4444 $603 $603 0.00% New
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged