Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

394 institutional holders +1 vs Q1 2023
219,399,396219.4m shares reported held*
$7.7bnreported value*
50 new 166 added 121 reduced 54 sold out net bought ≈ $378.4m (+10.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.31. Options: 0 managers hold calls (— notional), 1 hold puts ($2.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 347Q4 22: 383Q1 23: 393Q2 23: 394394Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022347
Q4 2022383
Q1 2023393
Q2 2023394

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 216 bought or addedQ1 23: 180 cut or sold outQ1 23Q2 23: 216 bought or addedQ2 23: 175 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208160
Q1 2023216180
Q2 2023216175

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.3mQ3 22 puts: $1.9mQ3 22P/C 1.47Q4 22 calls: $1.7mQ4 22 puts: $621.5kQ4 22P/C 0.37Q1 23 calls: $618.6kQ1 23 puts: $931.4kQ1 23P/C 1.51Q2 23 calls: $0Q2 23 puts: $2.5mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.9m1.47
Q4 2022$1.7m$621.5k0.37
Q1 2023$618.6k$931.4k1.51
Q2 2023$0$2.5m—

Biggest buyers

NORTHERN TRUST CORP Added +5,130,877+5.1m
BlackRock Inc. Added +2,588,316+2.6m
Kensington Asset Management, LLC New +2,400,000+2.4m
MORGAN STANLEY Added +2,212,256+2.2m
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP Added +2,055,800+2.1m
Fisher Asset Management, LLC Added +1,355,431+1.4m
TOEWS CORP /ADV Added +1,236,300+1.2m
Wealthfront Advisers LLC Added +799,224+799.2k
Prime Capital Investment Advisors, LLC New +623,170+623.2k
ASSETMARK, INC Added +617,743+617.7k

Biggest sellers

TIAA, FSB Reduced -5,816,631-5.8m
FMR LLC Reduced -2,626,693-2.6m
Allspring Global Investments Holdings, LLC Reduced -1,159,300-1.2m
Thrivent Financial for Lutherans Reduced -1,082,200-1.1m
ROYAL BANK OF CANADA Reduced -475,152-475.2k
RATIONAL ADVISORS, INC. Reduced -355,496-355.5k
PPM AMERICA INC/IL Sold out -345,747-345.7k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -287,770-287.8k
BNP PARIBAS FINANCIAL MARKETS Reduced -265,532-265.5k
Jefferies Financial Group Inc. Reduced -240,237-240.2k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $2.5m70.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.30% of their portfolio SAN FRANCISCO, CA 29,649,33629.6m $1.0bn $1.0bn 0.30% Added +255.4k +255,441
2 NORTHERN TRUST CORP 0.16% of their portfolio CHICAGO, IL 24,278,05124.3m $857.0m $857.0m 0.16% Added +5.1m +5,130,877
3 Fisher Asset Management, LLC 0.47% of their portfolio PLANO, TX 24,156,85824.2m $852.7m $852.7m 0.47% Added +1.4m +1,355,431
4 RAYMOND JAMES & ASSOCIATES 0.34% of their portfolio ST PETERSBURG, FL 11,730,25511.7m $414.1m $414.1m 0.34% Added +398.5k +398,475
5 Japan Science & Technology Agency 4.53% of their portfolio TOKYO, M0 11,130,15711.1m $392.9m $392.9m 4.53% Unchanged
6 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 11,013,92111.0m $388.8m $388.8m 0.05% Added +500.1k +500,133
7 BlackRock Inc. 0.01% of their portfolio New York, NY 8,307,0768.3m $293.2m $293.2m 0.01% Added +2.6m +2,588,316
8 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2.23% of their portfolio OMAHA, NE 5,934,2175.9m $209.5m $209.5m 2.23% Reduced -287.8k -287,770
9 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 10.33% of their portfolio Altamonte Springs, FL 5,298,9245.3m $187.1m $187.1m 10.33% Added +2.1m +2,055,800
10 Alaska Permanent Fund Corp 2.45% of their portfolio JUNEAU, AK 3,531,6193.5m $124.7m $124.7m 2.45% First filing
11 Thrivent Financial for Lutherans 0.28% of their portfolio Minneapolis, MN 3,527,7593.5m $124.5m $124.5m 0.28% Reduced -1.1m -1,082,200
12 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,524,5653.5m $124.4m $124.4m 0.01% Added +2.2m +2,212,256
13 TOEWS CORP /ADV 15.54% of their portfolio NORTHFIELD, NJ 2,918,1002.9m $103.0m $103.0m 15.54% Added +1.2m +1,236,300
14 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,833,7982.8m $100.0m $100.0m 0.04% Added +56.3k +56,298
15 TIAA, FSB 0.36% of their portfolio ST. LOUIS, MO 2,824,2352.8m $99.7m $99.7m 0.36% Reduced -5.8m -5,816,631
16 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,431,4722.4m $85.8m $85.8m 0.06% Reduced -224.2k -224,168
17 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,430,5822.4m $85.8m $85.8m 0.04% Reduced -30.0k -30,021
18 Kensington Asset Management, LLC 5.59% of their portfolio AUSTIN, TX 2,400,0002.4m $84.7m $84.7m 5.59% New
19 PRUDENTIAL PLC 0.93% of their portfolio LONDON, X0 2,226,8962.2m $78.6m $78.6m 0.93% Added +441.2k +441,234
20 Ocean Park Asset Management, LLC 2.52% of their portfolio SANTA MONICA, CA 2,092,4002.1m $73.9m $73.9m 2.52% Unchanged
21 ASSETMARK, INC 0.28% of their portfolio CONCORD, CA 2,029,0472.0m $71.6m $71.6m 0.28% Added +617.7k +617,743
22 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.49% of their portfolio BOSTON, MA 1,978,3012.0m $69.8m $69.8m 1.49% Added +579.2k +579,217
23 1832 Asset Management L.P. 0.13% of their portfolio TORONTO, A6 1,946,8541.9m $68.7m $68.7m 0.13% Added +12.4k +12,360
24 Advisory Alpha, LLC 3.50% of their portfolio HOLLAND, MI 1,929,4511.9m $68.1m $68.1m 3.50% Added +95.1k +95,100
25 Koss-Olinger Consulting, LLC 7.34% of their portfolio GAINESVILLE, FL 1,791,6451.8m $63.2m $63.2m 7.34% Reduced -13.6k -13,604
26 SigFig Wealth Management, LLC 2.42% of their portfolio SAN FRANCISCO, CA 1,774,6801.8m $62.3m $62.3m 2.42% Added +69.6k +69,641
27 ALLSTATE CORP 3.89% of their portfolio NORTHBROOK, IL 1,728,0001.7m $61.0m $61.0m 3.89% Unchanged
28 Morningstar Investment Services LLC 0.71% of their portfolio CHICAGO, IL 1,567,7621.6m $55.1m $55.1m 0.71% Added +10.3k +10,287
29 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,557,9631.6m $55.0m $55.0m 0.00% Added +26.0k +25,982
30 Bricktown Capital, LLC 6.69% of their portfolio DETROIT, MI 1,496,7661.5m $52.8m $52.8m 6.69% Unchanged
31 Roberts Financial Services LLC 12.15% of their portfolio MARQUETTE, MI 1,477,7591.5m $52.2m $52.2m 12.15% Added +40.4k +40,393
32 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 1,468,1581.5m $51.8m $51.8m 0.04% Reduced -1.3k -1,335
33 CWM, LLC 0.29% of their portfolio OMAHA, NE 1,332,6191.3m $47.0m $47.0m 0.29% Added +42.7k +42,725
34 REBALANCE, LLC 4.14% of their portfolio PALO ALTO, CA 1,236,0231.2m $43.6m $43.6m 4.14% Reduced -91.1k -91,119
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,233,1641.2m $43.5m $43.5m 0.01% Reduced -14.9k -14,911
36 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 1,067,0461.1m $37.7m $37.7m 0.05% Reduced -17.2k -17,246
37 Municipal Employees' Retirement System of Michigan 0.51% of their portfolio LANSING, MI 1,012,4381.0m $35.7m $35.7m 0.51% Unchanged
38 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 907,049907.0k $32.0m $32.0m 0.06% Added +1.4k +1,388
39 PFS INVESTMENTS INC. 0.50% of their portfolio DULUTH, GA 864,077864.1k $30.5m $30.5m 0.50% Reduced -233.1k -233,067
40 Capital Asset Advisory Services LLC 2.10% of their portfolio Williamston, MI 853,432853.4k $30.2m $30.2m 2.10% Added +30.3k +30,299
41 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 841,737841.7k $29.7m $29.7m 0.05% Added +4.6k +4,618
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 837,135837.1k $29.6m $29.6m 0.00% Added +63.4k +63,412
43 Jefferies Financial Group Inc. 0.61% of their portfolio NEW YORK, NY 809,763809.8k $28.6m $28.6m 0.61% Reduced -240.2k -240,237
44 Wealthfront Advisers LLC 0.12% of their portfolio Palo Alto, CA 806,633806.6k $28.5m $28.5m 0.12% Added +799.2k +799,224
45 State of Wisconsin - Board of Commissioners of Public Lands 6.50% of their portfolio MADISON, WI 782,666782.7k $27.6m $27.6m 6.50% Unchanged
46 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 666,866666.9k $23.5m $23.5m 0.01% Added +50.1k +50,112
47 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 647,756647.8k $22.9m $22.9m 0.05% Reduced -265.5k -265,532
48 Aveo Capital Partners, LLC 2.90% of their portfolio ENGLEWOOD, CO 646,522646.5k $22.8m $22.8m 2.90% Added +550.1k +550,053
49 Charles Schwab Investment Advisory, Inc. 0.03% of their portfolio SAN FRANCISCO, CA 636,360636.4k $22.5m $22.5m 0.03% Reduced -4.9k -4,909
50 Prestige Wealth Management Group LLC 5.30% of their portfolio FLEMINGTON, NJ 632,536632.5k $22.3m $22.3m 5.30% Reduced -3.2k -3,187
51 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 627,292627.3k $22.1m $22.1m 0.04% Added +14.9k +14,937
52 Prime Capital Investment Advisors, LLC 0.43% of their portfolio OVERLAND PARK, KS 623,170623.2k $22.0m $22.0m 0.43% New
53 Venturi Wealth Management, LLC 1.68% of their portfolio AUSTIN, TX 590,879590.9k $20.9m $20.9m 1.68% Added +248.1k +248,090
54 RATIONAL ADVISORS, INC. 1.54% of their portfolio San Juan, PR 526,457526.5k $18.6m $18.6m 1.54% Reduced -355.5k -355,496
55 Rakuten Investment Management, Inc. 0.19% of their portfolio TOKYO, M0 508,741508.7k $17.9m $17.9m 0.19% Reduced -77.0k -77,000
56 Counterpoint Mutual Funds LLC 15.55% of their portfolio San Diego, CA 475,657475.7k $16.8m $16.8m 15.55% Added +218.8k +218,850
57 FMR LLC 0.00% of their portfolio BOSTON, MA 437,289437.3k $15.4m $15.4m 0.00% Reduced -2.6m -2,626,693
58 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 427,913427.9k $15.1m $15.1m 0.06% Added +105.0k +105,014
59 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.35% of their portfolio FORT WAYNE, IN 411,896411.9k $14.5m $14.5m 1.35% Added +39.8k +39,805
60 Sage Advisory Services, Ltd.Co. 4.06% of their portfolio AUSTIN, TX 394,321394.3k $13.9m $13.9m 4.06% Reduced -218.6k -218,579
61 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 371,850371.9k $13.1m $13.1m 0.02% Reduced -97.0k -96,975
62 Equitable Holdings, Inc. 0.19% of their portfolio NEW YORK, NY 371,389371.4k $13.1m $13.1m 0.19% Reduced -14.4k -14,394
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 370,860370.9k $13.1m $13.1m 0.00% Reduced -475.2k -475,152
64 Trek Financial, LLC 1.10% of their portfolio Scottsdale, AZ 354,479354.5k $12.5m $12.5m 1.10% Added +103.1k +103,124
65 NEW ENGLAND ASSET MANAGEMENT INC 1.74% of their portfolio FARMINGTON, CT 340,000340.0k $12.0m $12.0m 1.74% Added +3.0k +3,000
66 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 324,219324.2k $11.3m $11.3m 0.00% Added +31.2k +31,250
67 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 314,584314.6k $11.1m $11.1m 0.01% Unchanged
68 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 308,951309.0k $10.9m $10.9m 0.09% Added +3.0k +2,953
69 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 290,625290.6k $10.3m $10.3m 0.01% Added +247.9k +247,942
70 Mechanics Bank Trust Department 1.56% of their portfolio Walnut Creek, CA 277,463277.5k $9.8m $9.8m 1.56% Reduced -10.4k -10,405
71 RIVERSEDGE ADVISORS, LLC 2.58% of their portfolio Wilmington, DE 266,034266.0k $9.4m $9.4m 2.58% Added +164.4k +164,378
72 HOWE & RUSLING INC 1.00% of their portfolio ROCHESTER, NY 252,172252.2k $8.9m $8.9m 1.00% Added +4.7k +4,725
73 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 248,623248.6k $8.8m $8.8m 0.03% Reduced -74.6k -74,613
74 RWA WEALTH PARTNERS, LLC 0.19% of their portfolio BOSTON, MA 241,226241.2k $8.5m $8.5m 0.19% New
75 FC Advisory LLC 3.43% of their portfolio WEST CHESTER, PA 237,529237.5k $8.4m $8.4m 3.43% Added +9.0k +9,030
76 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 236,320236.3k $8.3m $8.3m 0.02% Added +26.0k +26,009
77 HORIZON FINANCIAL SERVICES, LLC 6.49% of their portfolio WINSTON SALEM, NC 225,729225.7k $8.0m $8.0m 6.49% Added +5.1k +5,140
78 Wedmont Private Capital 0.86% of their portfolio WEST CHESTER, PA 225,679225.7k $8.0m $8.0m 0.86% Added +36.6k +36,565
79 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 222,683222.7k $7.8m $7.8m 0.01% Added +81.7k +81,722
80 Tolleson Wealth Management, Inc. 1.82% of their portfolio DALLAS, TX 213,857213.9k $7.5m $7.5m 1.82% Reduced -1.9k -1,904
81 CreativeOne Wealth, LLC 0.19% of their portfolio OVERLAND PARK, KS 211,410211.4k $7.4m $7.4m 0.19% Added +84.1k +84,081
82 SUMITOMO LIFE INSURANCE CO 0.32% of their portfolio TOKYO, M0 207,000207.0k $7.3m $7.3m 0.32% New
83 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 204,094204.1k $7.2m $7.2m 0.01% Reduced -4.6k -4,620
84 FORTE ASSET MANAGEMENT LLC 4.48% of their portfolio BEDFORD, NY 195,693195.7k $6.9m $6.9m 4.48% Added +26.8k +26,767
85 FOUNDERS FINANCIAL SECURITIES LLC 0.89% of their portfolio TOWSON, MD 190,614190.6k $6.7m $6.7m 0.89% Added +46.1k +46,110
86 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 189,511189.5k $6.7m $6.7m 0.01% Added +1.8k +1,781
87 Donoghue Forlines LLC 2.09% of their portfolio Boston, MA 189,422189.4k $6.7m $6.7m 2.09% Reduced -3.9k -3,916
88 Horizon Investments, LLC 0.19% of their portfolio Charlotte, NC 188,986189.0k $6.6m $6.6m 0.19% Added +44.8k +44,780
89 New York Life Investment Management LLC 0.07% of their portfolio New York, NY 183,330183.3k $6.5m $6.5m 0.07% Added +16.1k +16,079
90 Allegiance Financial Group Advisory Services LLC 3.79% of their portfolio VIENNA, VA 182,572182.6k $6.4m $6.4m 3.79% Added +38.0k +37,986
91 American Trust 0.41% of their portfolio LEXINGTON, KY 174,799174.8k $6.2m $6.2m 0.41% Reduced -9.5k -9,488
92 Quantitative Strategies, Inc. 4.11% of their portfolio CALABASAS, CA 173,418173.4k $6.1m $6.1m 4.11% First filing
93 David Kennon Inc 2.85% of their portfolio SARASOTA, FL 173,063173.1k $6.1m $6.1m 2.85% Added +3.6k +3,646
94 Wavelength Capital Management, LLC 6.43% of their portfolio WESTPORT, CT 168,415168.4k $5.9m $5.9m 6.43% Added +15.6k +15,600
95 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 158,725158.7k $5.6m $5.6m 0.06% Added +7.5k +7,464
96 Vise Technologies, Inc. 1.34% of their portfolio NEW YORK, NY 156,405156.4k $5.5m $5.5m 1.34% Added +10.1k +10,066
97 Topel & Distasi Wealth Management, LLC 2.68% of their portfolio BERKELEY, CA 150,737150.7k $5.3m $5.3m 2.68% Added +1.1k +1,099
98 RAYMOND JAMES TRUST N.A. 0.15% of their portfolio ST. PETERSBURG, FL 150,655150.7k $5.3m $5.3m 0.15% Added +9.2k +9,191
99 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 143,900143.9k $5.1m $5.1m 0.04% Reduced -30.8k -30,804
100 MONETA GROUP INVESTMENT ADVISORS LLC 0.11% of their portfolio ST LOUIS, MO 136,541136.5k $4.8m $4.8m 0.11% Reduced -3.6k -3,560