Vault-13

ISHARES TR FALN

FALN ANGLS USD · ETP · CUSIP 46435G474

293 institutional holders -8 vs Q4 2022
43,577,22243.6m shares reported held*
$1.1bnreported value*
40 new 87 added 139 reduced 49 sold out net sold ≈ $116.2m (-4.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($940.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.32. Options: 1 managers hold calls ($32.9k notional), 1 hold puts ($2.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 310Q4 22: 301Q1 23: 293293Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022310
Q4 2022301
Q1 2023293

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 75 bought or addedQ4 22: 237 cut or sold outQ4 22Q1 23: 127 bought or addedQ1 23: 188 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202275237
Q1 2023127188

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $32.9kQ1 23 puts: $2.5kQ1 23P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$32.9k$2.5k0.08

Biggest buyers

NOMURA ASSET MANAGEMENT CO LTD Added +1,603,700+1.6m
BANK OF AMERICA CORP /DE/ Added +635,253+635.3k
MATHER GROUP, LLC. Added +587,696+587.7k
UBS Group AG Added +534,483+534.5k
State of Tennessee, Department of Treasury New +494,012+494.0k
Baker Avenue Asset Management, LP Added +453,919+453.9k
Tactive Advisors, LLC New +337,454+337.5k
Cetera Advisors LLC Added +277,983+278.0k
Allworth Financial LP Added +215,842+215.8k
Betterment LLC Added +122,315+122.3k

Biggest sellers

SCS Capital Management LLC Sold out -2,559,388-2.6m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,484,866-1.5m
Parcion Private Wealth LLC Reduced -1,316,853-1.3m
JANE STREET GROUP, LLC Reduced -1,113,079-1.1m
BlackRock Inc. Reduced -542,846-542.8k
MILLENNIUM MANAGEMENT LLC Sold out -501,530-501.5k
WealthShield Partners, LLC Reduced -325,871-325.9k
Atria Investments, Inc Reduced -304,690-304.7k
AMERIPRISE FINANCIAL INC Reduced -210,383-210.4k
Eudaimonia Partners, LLC Reduced -193,981-194.0k

Biggest calls

CITADEL ADVISORS LLC New $32.9k1.3k shares

Biggest puts

CITADEL ADVISORS LLC New $2.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 8,293,3588.3m $209.6m $209.6m 0.10% Reduced -1.5m -1,484,866
2 MATHER GROUP, LLC. 2.52% of their portfolio CHICAGO, IL 5,611,4815.6m $141.8m $141.8m 2.52% Added +587.7k +587,696
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,721,7822.7m $68.8m $68.8m 0.05% Added +32.1k +32,134
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,301,4752.3m $58.2m $58.2m 0.01% Added +635.3k +635,253
5 NOMURA ASSET MANAGEMENT CO LTD 0.23% of their portfolio TOKYO, M0 1,720,4001.7m $43.5m $43.5m 0.23% Added +1.6m +1,603,700
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,684,7441.7m $42.6m $42.6m 0.00% Reduced -105.5k -105,533
7 BlackRock Inc. 0.00% of their portfolio New York, NY 1,402,0011.4m $35.4m $35.4m 0.00% Reduced -542.8k -542,846
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,217,3221.2m $30.8m $30.8m 0.01% Added +534.5k +534,483
9 ESL Trust Services, LLC 8.20% of their portfolio ROCHESTER, NY 1,001,9881.0m $25.3m $25.3m 8.20% Added +2.7k +2,673
10 Allworth Financial LP 0.25% of their portfolio FOLSOM, CA 977,186977.2k $24.7m $24.7m 0.25% Added +215.8k +215,842
11 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 847,122847.1k $21.4m $21.4m 0.04% Added +7.4k +7,381
12 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 806,392806.4k $20.4m $20.4m 0.01% Unchanged
13 RENAISSANCERE HOLDINGS LTD 4.69% of their portfolio PEMBROKE, D0 713,600713.6k $18.0m $18.0m 4.69% Unchanged
14 Baker Avenue Asset Management, LP 0.86% of their portfolio SAN FRANCISCO, CA 627,412627.4k $15.9m $15.9m 0.86% Added +453.9k +453,919
15 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 552,200552.2k $14.0m $14.0m 0.10% Reduced -35.6k -35,553
16 State of Tennessee, Department of Treasury 0.06% of their portfolio NASHVILLE, TN 494,012494.0k $12.5m $12.5m 0.06% New
17 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 477,542477.5k $12.1m $12.1m 0.11% Added +6.6k +6,633
18 PARK AVENUE SECURITIES LLC 0.19% of their portfolio NEW YORK, NY 442,590442.6k $11.2m $11.2m 0.19% Reduced -8.9k -8,887
19 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 411,458411.5k $10.4m $10.4m 0.04% Added +14.9k +14,927
20 Cetera Advisors LLC 0.16% of their portfolio DENVER, CO 389,980390.0k $9.9m $9.9m 0.16% Added +278.0k +277,983
21 Betterment LLC 0.03% of their portfolio NEW YORK, NY 350,361350.4k $8.9m $8.9m 0.03% Added +122.3k +122,315
22 CWM, LLC 0.06% of their portfolio OMAHA, NE 339,129339.1k $8.6m $8.6m 0.06% Reduced -32.4k -32,437
23 Tactive Advisors, LLC 6.34% of their portfolio Jacksonville, FL 337,454337.5k $8.5m $8.5m 6.34% New
24 COUNTRY TRUST BANK 0.22% of their portfolio Bloomington, IL 306,000306.0k $7.7m $7.7m 0.22% Unchanged
25 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 305,071305.1k $7.7m $7.7m 0.00% Added +60.1k +60,062
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 239,847239.8k $6.1m $6.1m 0.01% Reduced -109.6k -109,631
27 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 222,049222.0k $5.6m $5.6m 0.08% Reduced -15.8k -15,829
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 218,833218.8k $5.5m $5.5m 0.01% Reduced -51.5k -51,548
29 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 216,191216.2k $5.5m $5.5m 0.01% Reduced -1.1m -1,113,079
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 212,617212.6k $5.4m $5.4m 0.00% Reduced -210.4k -210,383
31 CLIENT 1ST ADVISORY GROUP, LLC 2.80% of their portfolio DUNEDIN, FL 204,641204.6k $5.2m $5.2m 2.80% Reduced -9.4k -9,423
32 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 196,643196.6k $5.0m $5.0m 0.02% Reduced -17.9k -17,866
33 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 195,757195.8k $4.9m $4.9m 0.04% Reduced -40.3k -40,262
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 180,790180.8k $4.6m $4.6m 0.00% Reduced -43.5k -43,530
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 165,600165.6k $4.2m $4.2m 0.02% Added +113.2k +113,157
36 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 165,527165.5k $4.2m $4.2m 0.01% Added +51.6k +51,580
37 JB Capital LLC 0.35% of their portfolio WETHERSFIELD, CT 151,899151.9k $3.8m $3.8m 0.35% Reduced -3.6k -3,619
38 OneDigital Investment Advisors LLC 0.09% of their portfolio OVERLAND PARK, KS 149,311149.3k $3.8m $3.8m 0.09% Added +23.7k +23,699
39 KRAEMATON INVESTMENT ADVISORS, INC 4.06% of their portfolio BRAINTREE, MA 138,984139.0k $3.5m $3.5m 4.06% Added +12.1k +12,131
40 Parcion Private Wealth LLC 0.36% of their portfolio BELLEVUE, WA 136,534136.5k $3.5m $3.5m 0.36% Reduced -1.3m -1,316,853
41 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 131,096131.1k $3.3m $3.3m 0.02% Reduced -37.6k -37,577
42 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 128,316128.3k $3.2m $3.2m 0.07% Added +10.6k +10,635
43 CAPITAL WEALTH MANAGEMENT, LLC 1.86% of their portfolio W. WARWICK, RI 128,104128.1k $3.2m $3.2m 1.86% Added +99.5k +99,458
44 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 120,864120.9k $3.1m $3.1m 0.06% Reduced -304.7k -304,690
45 Insight Wealth Partners, LLC 2.64% of their portfolio Plano, TX 116,013116.0k $2.9m $2.9m 2.64% Added +703 +703
46 HF Advisory Group, LLC 2.50% of their portfolio Annapolis, MD 111,683111.7k $2.8m $2.8m 2.50% Added +14.1k +14,053
47 Donoghue Forlines LLC 1.00% of their portfolio Boston, MA 109,919109.9k $2.8m $2.8m 1.00% Added +86.4k +86,379
48 CONTINUUM WEALTH ADVISORS, LLC 2.19% of their portfolio SARATOGA SPRINGS, NY 106,352106.4k $2.7m $2.7m 2.19% New
49 GREAT VALLEY ADVISOR GROUP, INC. 0.12% of their portfolio WILMINGTON, DE 103,440103.4k $2.6m $2.6m 0.12% Reduced -723 -723
50 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 85,54085.5k $2.2m $2.2m 0.03% Reduced -13.7k -13,670
51 Horst & Graben Wealth Management LLC 0.51% of their portfolio PORTLAND, OR 80,90980.9k $2.0m $2.0m 0.51% Reduced -87.3k -87,313
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 79,32279.3k $2.0m $2.0m 0.00% Reduced -20.6k -20,560
53 SteelPeak Wealth, LLC 0.13% of their portfolio WOODLAND HILLS, CA 78,20178.2k $2.0m $2.0m 0.13% Reduced -8.4k -8,372
54 FORTE ASSET MANAGEMENT LLC 1.30% of their portfolio BEDFORD, NY 78,00078.0k $2.0m $2.0m 1.30% Added +48.0k +48,000
55 Breakwater Capital Group 0.81% of their portfolio PARAMUS, NJ 76,04076.0k $1.9m $1.9m 0.81% Added +165 +165
56 US FINANCIAL ADVISORS, LLC 0.83% of their portfolio BRAINTREE, MA 73,78573.8k $1.9m $1.9m 0.83% Added +3.3k +3,298
57 Executive Wealth Management, LLC 0.21% of their portfolio BRIGHTON, MI 73,60273.6k $1.9m $1.9m 0.21% Reduced -27.6k -27,618
58 Blue Trust, Inc. 0.03% of their portfolio BRENTWOOD, TN 70,46470.5k $1.7m $1.7m 0.03% Reduced -112.2k -112,188
59 High Falls Advisors, Inc 0.52% of their portfolio ROCHESTER, NY 69,49269.5k $1.8m $1.8m 0.52% Reduced -2.1k -2,118
60 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 69,06069.1k $1.7m $1.7m 0.00% New
61 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 67,20067.2k $1.7m $1.7m 0.00% Added +9.7k +9,712
62 Csenge Advisory Group 0.12% of their portfolio CLEARWATER, FL 66,75766.8k $1.7m $1.7m 0.12% Added +977 +977
63 CALIBER WEALTH MANAGEMENT, LLC 1.19% of their portfolio OREM, UT 62,86062.9k $1.6m $1.6m 1.19% New
64 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 60,54560.5k $1.5m $1.5m 0.08% Reduced -8.4k -8,433
65 VICUS CAPITAL 0.16% of their portfolio STATE COLLEGE, PA 60,38360.4k $1.5m $1.5m 0.16% Reduced -13.9k -13,888
66 ORG Partners LLC 0.36% of their portfolio ROANOKE, IN 58,35158.4k $1.5m $1.5m 0.36% First filing
67 Virtue Capital Management, LLC 0.24% of their portfolio BRENTWOOD, TN 57,42257.4k $1.4m $1.4m 0.24% New
68 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 56,09856.1k $1.4m $1.4m 0.01% Added +6.6k +6,582
69 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 54,81154.8k $1.4m $1.4m 0.02% Added +18.8k +18,761
70 Sharkey, Howes & Javer 0.29% of their portfolio DENVER, CO 53,15653.2k $1.3m $1.3m 0.29% Reduced -1.6k -1,586
71 Asset Allocation Strategies LLC 3.85% of their portfolio FARMINGTON, MI 52,89252.9k $1.3m $1.3m 3.85% Reduced -117.9k -117,867
72 COMERICA SECURITIES,INC. 0.09% of their portfolio DETROIT, MI 51,76651.8k $1.3m $1.3m 0.09% Added +1.2k +1,216
73 U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio AUSTIN, TX 50,97651.0k $1.3m $1.3m 0.06% Added +614 +614
74 Strategic Financial Concepts, LLC 0.52% of their portfolio SAN ANTONIO, TX 50,96751.0k $1.3m $1.3m 0.52% First filing
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.10% of their portfolio BIRMINGHAM, AL 50,89850.9k $1.3m $1.3m 0.10% Reduced -4.7k -4,731
76 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 50,49250.5k $1.3m $1.3m 0.01% Reduced -86.9k -86,930
77 PFG Advisors 0.11% of their portfolio Phoenix, AZ 50,31150.3k $1.3m $1.3m 0.11% Reduced -33.9k -33,879
78 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 49,78749.8k $1.3m $1.3m 0.03% Added +1.1k +1,088
79 Stone House Investment Management, LLC 0.40% of their portfolio TUNKHANNOCK, PA 46,77246.8k $1.2m $1.2m 0.40% Reduced -1 -1
80 TNF LLC 0.51% of their portfolio BILLINGS, MT 45,27745.3k $1.1m $1.1m 0.51% Reduced -4.3k -4,286
81 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 45,23445.2k $1.1m $1.1m 0.08% New
82 Lineweaver Wealth Advisors, LLC 0.34% of their portfolio VALLEY VIEW, OH 44,18444.2k $1.1m $1.1m 0.34% Added +48 +48
83 Austin Private Wealth, LLC 0.17% of their portfolio Austin, TX 42,55542.6k $1.1m $1.1m 0.17% Reduced -915 -915
84 Freedom Investment Management, Inc. 0.12% of their portfolio SOUTH WINDSOR, CT 42,17342.2k $1.1m $1.1m 0.12% Reduced -291 -291
85 MGO ONE SEVEN LLC 0.07% of their portfolio Beachwood, OH 41,99642.0k $1.1m $1.1m 0.07% New
86 Wealth Advisory Solutions, LLC 0.28% of their portfolio ZIONSVILLE, IN 41,34141.3k $1.0m $1.0m 0.28% Added +929 +929
87 CFS Investment Advisory Services, LLC 0.19% of their portfolio TOTOWA, NJ 40,66440.7k $1.0m $1.0m 0.19% Reduced -14.8k -14,837
88 TCWP LLC 0.19% of their portfolio Beachwood, OH 39,34139.3k $994.1k $994.1k 0.19% Added +23.7k +23,713
89 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,22839.2k $991.3k $991.3k 0.00% Reduced -26.8k -26,791
90 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 39,12439.1k $988.7k $988.7k 0.01% Added +4.9k +4,947
91 Ausdal Financial Partners, Inc. 0.14% of their portfolio Davenport, IA 38,83638.8k $981.4k $981.4k 0.14% Reduced -1.4k -1,412
92 PAX Financial Group, LLC 0.24% of their portfolio SAN ANTONIO, TX 38,81038.8k $980.7k $980.7k 0.24% Reduced -4.1k -4,124
93 FINANCIAL LIFE ADVISORS 0.41% of their portfolio SAN ANTONIO, TX 38,06438.1k $961.9k $961.9k 0.41% Added +1.2k +1,173
94 LIBERTY WEALTH MANAGEMENT LLC 0.20% of their portfolio OAKLAND, CA 37,97738.0k $959.7k $959.7k 0.20% First filing
95 NTV Asset Management LLC 0.18% of their portfolio Charleston, WV 37,85037.9k $956.5k $956.5k 0.18% Unchanged
96 One Wealth Advisors, LLC 0.22% of their portfolio SAN FRANCISCO, CA 37,25637.3k $941.5k $941.5k 0.22% Reduced -683 -683
97 Valley Financial Management, Inc. 0.58% of their portfolio NEW YORK, NY 37,14737.1k $938.7k $938.7k 0.58% Reduced -14.1k -14,118
98 Western Financial Corp/CA 0.65% of their portfolio SAN DIEGO, CA 36,14436.1k $913.3k $913.3k 0.65% Reduced -1.4k -1,400
99 Dorsey & Whitney Trust CO LLC 0.08% of their portfolio SIOUX FALLS, SD 36,00036.0k $909.7k $909.7k 0.08% Unchanged
100 Icon Wealth Partners, LLC 0.10% of their portfolio HOUSTON, TX 35,91135.9k $907.5k $907.5k 0.10% First filing