Vault-13

ISHARES TR SMMV

MSCI USA SMCP MN · ETP · CUSIP 46435G433

127 institutional holders +4 vs Q3 2022
21,668,19521.7m shares reported held*
$749.8mreported value*
17 new 43 added 43 reduced 13 sold out net bought ≈ $40.5m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.60.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 127127Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022123
Q4 2022127

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV Added +483,818+483.8k
ENVESTNET ASSET MANAGEMENT INC Added +466,296+466.3k
RAYMOND JAMES & ASSOCIATES Added +174,139+174.1k
BANK OF AMERICA CORP /DE/ Added +114,898+114.9k
AMERIPRISE FINANCIAL INC Added +89,509+89.5k
Raymond James Financial Services Advisors, Inc. Added +26,085+26.1k
Leelyn Smith, LLC Added +22,165+22.2k
HBK Sorce Advisory LLC Added +20,289+20.3k
DB Wealth Management Group, LLC Added +20,003+20.0k
AXXCESS WEALTH MANAGEMENT, LLC New +19,352+19.4k

Biggest sellers

CAPTRUST FINANCIAL ADVISORS Reduced -96,194-96.2k
JANE STREET GROUP, LLC Sold out -35,395-35.4k
LPL Financial LLC Reduced -28,061-28.1k
GOLDMAN SACHS GROUP INC Reduced -24,482-24.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -20,625-20.6k
Ameritas Advisory Services, LLC Reduced -18,569-18.6k
Kestra Advisory Services, LLC Reduced -17,127-17.1k
Kingsview Wealth Management, LLC Sold out -16,352-16.4k
Curtis Advisory Group, LLC Reduced -15,494-15.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -15,365-15.4k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES & ASSOCIATES 0.35% of their portfolio ST PETERSBURG, FL 11,167,45211.2m $386.4m $386.4m 0.35% Added +174.1k +174,139
2 MERCER GLOBAL ADVISORS INC /ADV 0.39% of their portfolio DENVER, CO 2,273,8942.3m $78.7m $78.7m 0.39% Added +483.8k +483,818
3 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,202,0962.2m $76.2m $76.2m 0.04% Added +466.3k +466,296
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,547,0311.5m $53.5m $53.5m 0.01% Added +114.9k +114,898
5 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 567,507567.5k $19.6m $19.6m 0.04% Added +26.1k +26,085
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 327,392327.4k $11.3m $11.3m 0.03% Reduced -15.4k -15,365
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 287,411287.4k $9.9m $9.9m 0.00% Added +89.5k +89,509
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 284,856284.9k $9.9m $9.9m 0.01% Reduced -28.1k -28,061
9 WEALTH MANAGEMENT RESOURCES, INC. 5.85% of their portfolio SMITHFIELD, RI 260,065260.1k $9.0m $9.0m 5.85% Reduced -1.6k -1,627
10 Summit Global Investments 0.52% of their portfolio BOUNTIFUL, UT 179,154179.2k $6.2m $6.2m 0.52% Added +8.2k +8,201
11 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 136,879136.9k $4.7m $4.7m 0.09% Reduced -32 -32
12 Wade Financial Advisory, Inc 2.13% of their portfolio CAMPBELL, CA 135,595135.6k $4.7m $4.7m 2.13% Reduced -10.5k -10,457
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 133,821133.8k $4.6m $4.6m 0.00% Added +2.9k +2,885
14 Brickley Wealth Management 1.32% of their portfolio SAN MATEO, CA 128,465128.5k $4.4m $4.4m 1.32% Reduced -443 -443
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 125,456125.5k $4.3m $4.3m 0.01% Added +12.8k +12,784
16 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 116,352116.4k $4.0m $4.0m 0.02% Added +11.3k +11,334
17 RAYMOND JAMES TRUST N.A. 0.13% of their portfolio ST. PETERSBURG, FL 109,728109.7k $3.8m $3.8m 0.13% Reduced -146 -146
18 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 104,803104.8k $3.6m $3.6m 0.01% Reduced -606 -606
19 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 93,96294.0k $3.3m $3.3m 0.02% Added +3.6k +3,567
20 Rehmann Capital Advisory Group 0.29% of their portfolio LANSING, MI 81,48781.5k $2.8m $2.8m 0.29% Added +254 +254
21 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 65,07265.1k $2.3m $2.3m 0.02% Reduced -17.1k -17,127
22 Transamerica Financial Advisors, LLC 0.31% of their portfolio CEDAR RAPIDS, IA 63,10463.1k $2.2m $2.2m 0.31% Added +497 +497
23 Sigma Planning Corp 0.08% of their portfolio ANN ARBOR, MI 61,43161.4k $2.1m $2.1m 0.08% Reduced -1.6k -1,557
24 Leelyn Smith, LLC 0.55% of their portfolio GENEVA, IL 59,15659.2k $2.0m $2.0m 0.55% Added +22.2k +22,165
25 High Net Worth Advisory Group LLC 0.73% of their portfolio NAPLES, FL 54,12254.1k $1.9m $1.9m 0.73% Reduced -5.8k -5,834
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 53,69753.7k $1.9m $1.9m 0.00% Added +17.5k +17,485
27 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 52,47952.5k $1.8m $1.8m 0.03% Reduced -673 -673
28 HBK Sorce Advisory LLC 0.04% of their portfolio ERIE, PA 47,88047.9k $1.7m $1.7m 0.04% Added +20.3k +20,289
29 Burns Matteson Capital Management, LLC 1.00% of their portfolio CORNING, NY 43,78243.8k $1.5m $1.5m 1.00% Added +46 +46
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 43,33843.3k $1.5m $1.5m 0.00% Reduced -3.6k -3,571
31 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 38,63838.6k $1.3m $1.3m 0.09% Added +19.0k +18,953
32 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 35,58735.6k $1.2m $1.2m 0.03% Added +789 +789
33 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 34,35834.4k $1.2m $1.2m 0.07% Added +90 +90
34 Sanford Advisory Services, LLC 0.28% of their portfolio PORTAGE, MI 34,24434.2k $1.2m $1.2m 0.28% Added +10.4k +10,386
35 Future Financial Wealth Managment LLC 1.32% of their portfolio CINCINNATI, OH 33,55733.6k $1.2m $1.2m 1.32% Reduced -519 -519
36 DB Wealth Management Group, LLC 0.69% of their portfolio SAN DIEGO, CA 30,74430.7k $1.1m $1.1m 0.69% Added +20.0k +20,003
37 ADAMSBROWN WEALTH CONSULTANTS LLC 0.62% of their portfolio WICHITA, KS 29,74129.7k $1.0m $1.0m 0.62% Reduced -11.3k -11,278
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 29,67229.7k $1.0m $1.0m 0.00% Reduced -6 -6
39 SAXON INTERESTS, INC. 0.57% of their portfolio HOUSTON, TX 28,45428.5k $995.6k $995.6k 0.57% Reduced -1.8k -1,813
40 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 27,60227.6k $955.0k $955.0k 0.04% Reduced -18.6k -18,569
41 Curtis Advisory Group, LLC 0.34% of their portfolio SANTA BARBARA, CA 24,87124.9k $860.5k $860.5k 0.34% Reduced -15.5k -15,494
42 Professional Financial Advisors, LLC 0.52% of their portfolio NORTH PLATTE, NE 22,20822.2k $768.4k $768.4k 0.52% Reduced -1.1k -1,064
43 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 21,55021.6k $745.6k $745.6k 0.00% Reduced -96.2k -96,194
44 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,48021.5k $743.0k $743.0k 0.02% Reduced -304 -304
45 Marcum Wealth, LLC 0.10% of their portfolio CLEVELAND, OH 21,10221.1k $730.1k $730.1k 0.10% Reduced -1.7k -1,701
46 Armbruster Capital Management, Inc. 0.18% of their portfolio PITTSFORD, NY 20,10020.1k $695.5k $695.5k 0.18% Added +175 +175
47 TBH Global Asset Management, LLC 0.17% of their portfolio Brentwood, TN 19,80519.8k $685.3k $685.3k 0.17% Reduced -136 -136
48 AXXCESS WEALTH MANAGEMENT, LLC 0.06% of their portfolio CARLSBAD, CA 19,35219.4k $669.6k $669.6k 0.06% New
49 Empirical Asset Management, LLC 0.69% of their portfolio WELLESLEY, MA 18,89018.9k $653.6k $653.6k 0.69% Reduced -1.6k -1,641
50 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 18,78418.8k $650.0k $650.0k 0.00% Added +3.3k +3,345
51 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 18,75718.8k $649.0k $649.0k 0.01% Added +4.2k +4,213
52 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.06% of their portfolio KNOXVILLE, TN 18,50218.5k $659.8k $659.8k 0.06% Unchanged
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 17,84417.8k $633.6k $633.6k 0.01% Reduced -867 -867
54 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 16,63016.6k $575.4k $575.4k 0.03% Unchanged
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,84015.8k $548.1k $548.1k 0.00% Added +8.6k +8,555
56 Berkeley, Inc 0.38% of their portfolio Boise, ID 14,49714.5k $501.6k $501.6k 0.38% Added +41 +41
57 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.14% of their portfolio ST. LOUIS, MO 14,42714.4k $499.2k $499.2k 0.14% First filing
58 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 12,48612.5k $432.0k $432.0k 0.04% Reduced -1.1k -1,055
59 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,17911.2k $386.8k $386.8k 0.01% Reduced -41 -41
60 Certified Advisory Corp 0.08% of their portfolio ALTAMONTE SPRINGS, FL 11,13511.1k $385.3k $385.3k 0.08% Added +41 +41
61 Sovereign Financial Group, Inc. 0.14% of their portfolio STAMFORD, CT 10,14610.1k $351.1k $351.1k 0.14% Reduced -2.5k -2,457
62 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 9,7389.7k $336.0k $336.0k 0.05% Reduced -1.9k -1,918
63 Intelligence Driven Advisers, LLC 0.06% of their portfolio CARLSBAD, CA 9,6149.6k $339.5k $339.5k 0.06% Added +1.1k +1,096
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,3198.3k $288.0k $288.0k 0.00% New
65 Princeton Global Asset Management LLC 0.09% of their portfolio PRINCETON, NJ 8,1688.2k $283.0k $283.0k 0.09% Added +95 +95
66 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,8797.9k $272.6k $272.6k 0.02% Reduced -587 -587
67 RAYMOND JAMES TRUST CO. OF NH 2.37% of their portfolio PORTSMOUTH, NH 7,6287.6k $264.0k $264.0k 2.37% Reduced -101 -101
68 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,4797.5k $258.8k $258.8k 0.00% Reduced -24.5k -24,482
69 Moloney Securities Asset Management, LLC 0.06% of their portfolio MANCHESTER, MO 7,4327.4k $257.2k $257.2k 0.06% Reduced -807 -807
70 USAdvisors Wealth Management, LLC 0.12% of their portfolio EDEN PRAIRIE, MN 7,4187.4k $257.0k $257.0k 0.12% Reduced -6.2k -6,249
71 ACT Advisors, LLC. 0.16% of their portfolio ASHEVILLE, NC 7,2797.3k $251.9k $251.9k 0.16% Reduced -6.5k -6,517
72 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 7,2767.3k $251.8k $251.8k 0.03% Reduced -5.1k -5,125
73 Independent Wealth Network Inc. 0.16% of their portfolio URBANDALE, IA 6,7356.7k $233.0k $233.0k 0.16% Reduced -326 -326
74 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,6366.6k $229.6k $229.6k 0.00% New
75 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,4796.5k $224.2k $224.2k 0.00% Reduced -961 -961
76 Financial Advisors, LLC 0.06% of their portfolio ANDOVER, MA 5,8295.8k $201.7k $201.7k 0.06% New
77 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 5,7815.8k $200.0k $200.0k 0.01% New
78 S.A. Mason LLC 0.14% of their portfolio HOLLAND, MI 5,2815.3k $182.7k $182.7k 0.14% Added +2.6k +2,605
79 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,9725.0k $172.0k $172.0k 0.01% Added +3.1k +3,101
80 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,5523.6k $122.9k $122.9k 0.00% Added +1.9k +1,918
81 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 3,5013.5k $121.0k $121.0k 0.01% New
82 Stephens Consulting, LLC 0.06% of their portfolio FLINT, MI 2,7102.7k $93.8k $93.8k 0.06% Added +3 +3
83 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,6902.7k $93.0k $93.0k 0.00% Added +1.8k +1,767
84 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 2,3042.3k $79.0k $79.0k 0.00% Reduced -256 -256
85 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,1302.1k $69.6k $69.6k 0.00% New
86 Prestige Wealth Management Group LLC 0.02% of their portfolio FLEMINGTON, NJ 2,0852.1k $72.1k $72.1k 0.02% New
87 Old North State Trust, LLC 0.04% of their portfolio GREENSBORO, NC 1,8751.9k $65.0k $65.0k 0.04% Unchanged
88 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7981.8k $61.0k $61.0k 0.00% Reduced -1.8k -1,786
89 Provident Wealth Management, LLC 0.04% of their portfolio BRENTWOOD, TN 1,7531.8k $60.7k $60.7k 0.04% Unchanged
90 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1781.2k $40.8k $40.8k 0.00% Added +700 +700
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1701.2k $40.0k $40.0k 0.00% Added +23 +23
92 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,1251.1k $38.9k $38.9k 0.00% New
93 Front Row Advisors LLC 0.02% of their portfolio TIBURON, CA 1,0801.1k $37.0k $37.0k 0.02% Unchanged
94 Aspire Wealth Management Corp 0.03% of their portfolio WALTHAM, MA 1,0541.1k $36.5k $36.5k 0.03% Reduced -193 -193
95 Private Ocean, LLC 0.00% of their portfolio SAN RAFAEL, CA 969969 $33.5k $33.5k 0.00% Added +54 +54
96 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 933933 $32.3k $32.3k 0.00% Added +7 +7
97 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 895895 $31.0k $31.0k 0.00% Added +6 +6
98 Sugarloaf Wealth Management, LLC 0.01% of their portfolio DULUTH, GA 745745 $25.8k $25.8k 0.01% Added +1 +1
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 669669 $23.1k $23.1k 0.00% New
100 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 623623 $21.6k $21.6k 0.00% Unchanged