Vault-13

ISHARES TR REM

MORTGE REL ETF · ETP · CUSIP 46435G342

122 institutional holders -6 vs Q1 2024
7,670,4627.7m shares reported held*
$170.1mreported value*
16 new 41 added 43 reduced 20 sold out net sold ≈ $50.2m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.17. Options: 2 managers hold calls ($2.9m notional), 3 hold puts ($7.8m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 112Q4 22: 127Q1 23: 120Q2 23: 119Q3 23: 125Q4 23: 129Q1 24: 128Q2 24: 122122Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022112
Q4 2022127
Q1 2023120
Q2 2023119
Q3 2023125
Q4 2023129
Q1 2024128
Q2 2024122

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 48 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 55 cut or sold outQ2 23: 53 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 53 cut or sold outQ4 23: 58 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 49 bought or addedQ1 24: 67 cut or sold outQ2 24: 57 bought or addedQ2 24: 63 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226548
Q1 20235355
Q2 20235358
Q3 20235053
Q4 20235859
Q1 20244967
Q2 20245763

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 23 calls: $4.5mQ3 23 puts: $6.7mQ3 23P/C 1.49Q4 23 calls: $3.4mQ4 23 puts: $4.2mQ4 23P/C 1.23Q1 24 calls: $5.5mQ1 24 puts: $7.3mQ1 24P/C 1.33Q2 24 calls: $2.9mQ2 24 puts: $7.8mQ2 24P/C 2.69
Numbers
QuarterCallsPutsP/C
Q3 2023$4.5m$6.7m1.49
Q4 2023$3.4m$4.2m1.23
Q1 2024$5.5m$7.3m1.33
Q2 2024$2.9m$7.8m2.69

Biggest buyers

WNY Asset Management, LLC New +846,803+846.8k
Trivium Point Advisory, LLC New +140,257+140.3k
TWO SIGMA INVESTMENTS, LP Added +118,789+118.8k
TWO SIGMA ADVISERS, LP New +67,980+68.0k
RAYMOND JAMES & ASSOCIATES Added +53,531+53.5k
OSAIC HOLDINGS, INC. Added +52,323+52.3k
WELLS FARGO & COMPANY/MN Added +50,780+50.8k
NAPA WEALTH MANAGEMENT New +30,494+30.5k
Cynosure Group, LLC Added +27,674+27.7k
SIMPLEX TRADING, LLC Added +15,688+15.7k

Biggest sellers

MORGAN STANLEY Reduced -2,505,150-2.5m
BlackRock Inc. Sold out -270,121-270.1k
BNP PARIBAS FINANCIAL MARKETS Sold out -246,500-246.5k
SageView Advisory Group, LLC Sold out -205,802-205.8k
Qube Research & Technologies Ltd Sold out -89,192-89.2k
CITADEL ADVISORS LLC Reduced -67,496-67.5k
BANK OF AMERICA CORP /DE/ Reduced -62,362-62.4k
MACQUARIE GROUP LTD Sold out -56,999-57.0k
DRIVE WEALTH MANAGEMENT, LLC Reduced -35,606-35.6k
WEDBUSH SECURITIES INC Reduced -31,675-31.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m70.5k shares
CITADEL ADVISORS LLC Added $1.3m60.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.7m165.9k shares
CITADEL ADVISORS LLC Reduced $2.7m120.9k shares
BAYVIEW ASSET MANAGEMENT, LLC New $1.4m65.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,200,6571.2m $26.6m $26.6m 0.00% Reduced -2.5m -2,505,150
2 WNY Asset Management, LLC 2.49% of their portfolio Williamsville, NY 846,803846.8k $18.8m $18.8m 2.49% New
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 772,389772.4k $17.1m $17.1m 0.00% Added +50.8k +50,780
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 586,138586.1k $13.0m $13.0m 0.00% Reduced -62.4k -62,362
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 433,741433.7k $9.6m $9.6m 0.00% Added +15.6k +15,571
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 274,311274.3k $6.1m $6.1m 0.01% Added +52.3k +52,323
7 Balefire, LLC 1.74% of their portfolio DALLAS, TX 220,630220.6k $4.9m $4.9m 1.74% Reduced -19.7k -19,674
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 198,348198.3k $4.4m $4.4m 0.00% Reduced -23.9k -23,888
9 Mid-American Wealth Advisory Group, Inc. 2.73% of their portfolio KANSAS CITY, MO 193,234193.2k $4.3m $4.3m 2.73% Reduced -5.1k -5,139
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 152,731152.7k $3.4m $3.4m 0.00% Added +8.0k +8,048
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 148,231148.2k $3.3m $3.3m 0.00% Added +14.4k +14,375
12 Barry Investment Advisors, LLC 1.05% of their portfolio NEW BEDFORD, MA 140,378140.4k $3.1m $3.1m 1.05% Reduced -424 -424
13 Trivium Point Advisory, LLC 0.46% of their portfolio WILTON, CT 140,257140.3k $3.1m $3.1m 0.46% New
14 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 130,389130.4k $2.9m $2.9m 0.01% Added +118.8k +118,789
15 Mount Lucas Management LP 0.79% of their portfolio Newtown, PA 100,483100.5k $2.2m $2.2m 0.79% Reduced -16.5k -16,530
16 Cynosure Group, LLC 0.35% of their portfolio Salt Lake City, UT 97,53297.5k $2.2m $2.2m 0.35% Added +27.7k +27,674
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 88,54488.5k $2.0m $2.0m 0.00% Reduced -67.5k -67,496
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 83,05683.1k $1.8m $1.8m 0.00% Reduced -31.0k -30,964
19 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 81,14681.1k $1.8m $1.8m 0.03% Reduced -909 -909
20 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 79,31579.3k $1.8m $1.8m 0.01% Added +6.5k +6,467
21 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 70,25970.3k $1.6m $1.6m 0.05% Added +1.3k +1,264
22 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 69,54869.5k $1.5m $1.5m 0.03% Reduced -884 -884
23 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 67,98068.0k $1.5m $1.5m 0.00% New
24 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 67,41267.4k $1.5m $1.5m 0.00% Reduced -983 -983
25 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 64,54264.5k $1.4m $1.4m 0.06% Added +6.9k +6,858
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 64,52964.5k $1.4m $1.4m 0.00% Added +53.5k +53,531
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 54,50254.5k $1.2m $1.2m 0.00% Added +1.3k +1,312
28 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 51,64451.6k $1.1m $1.1m 0.04% Reduced -105 -105
29 FIRST FOUNDATION ADVISORS 0.04% of their portfolio Irvine, CA 50,67750.7k $1.1m $1.1m 0.04% Reduced -2.5k -2,527
30 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 47,36347.4k $1.1m $1.1m 0.00% Added +2.5k +2,547
31 BRIDGES INVESTMENT MANAGEMENT INC 0.02% of their portfolio OMAHA, NE 47,00547.0k $1.0m $1.0m 0.02% Added +8.2k +8,188
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 41,72141.7k $925.0k $925.0k 0.00% Reduced -2.3k -2,282
33 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 41,19541.2k $912.9k $912.9k 0.00% Reduced -971 -971
34 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 38,48538.5k $852.8k $852.8k 0.03% Reduced -1.1k -1,065
35 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 37,40837.4k $829.0k $829.0k 0.03% Reduced -210 -210
36 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 36,64436.6k $888.6k $888.6k 0.01% Reduced -3.6k -3,606
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 36,16336.2k $801.4k $801.4k 0.00% Reduced -5.1k -5,100
38 DRIVE WEALTH MANAGEMENT, LLC 0.20% of their portfolio LEHI, UT 33,65133.7k $745.7k $745.7k 0.20% Reduced -35.6k -35,606
39 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 31,76231.8k $703.8k $703.8k 0.00% Reduced -2.1k -2,138
40 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 31,66331.7k $701.6k $701.6k 0.00% Added +3.7k +3,668
41 NAPA WEALTH MANAGEMENT 0.46% of their portfolio Napa, CA 30,49430.5k $675.7k $675.7k 0.46% New
42 Man Group plc 0.00% of their portfolio LONDON, X0 30,34430.3k $672.4k $672.4k 0.00% Unchanged
43 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 29,85929.9k $661.7k $661.7k 0.01% Reduced -678 -678
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,44127.4k $608.1k $608.1k 0.00% Added +15.2k +15,205
45 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 27,16727.2k $602.0k $602.0k 0.01% Added +1.2k +1,163
46 BBR PARTNERS, LLC 0.05% of their portfolio NEW YORK, NY 25,00025.0k $554.0k $554.0k 0.05% Added +10.0k +10,000
47 Invst, LLC 0.06% of their portfolio INDIANAPOLIS, IN 24,86924.9k $544.6k $544.6k 0.06% Reduced -7.3k -7,297
48 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 21,98622.0k $487.0k $487.0k 0.02% Added +15.7k +15,688
49 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 20,30020.3k $478.9k $478.9k 0.01% Reduced -375 -375
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 19,96420.0k $442.4k $442.4k 0.00% Reduced -21.6k -21,622
51 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 19,66219.7k $435.7k $435.7k 0.00% Reduced -4.5k -4,523
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,40217.4k $386.0k $386.0k 0.00% Reduced -883 -883
53 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,84016.8k $373.2k $373.2k 0.00% Added +3.9k +3,933
54 Cascade Financial Partners, LLC 0.05% of their portfolio SAN DIEGO, CA 16,19616.2k $358.9k $358.9k 0.05% Unchanged
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,08616.1k $356.5k $356.5k 0.00% Added +1.1k +1,099
56 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 15,83715.8k $350.9k $350.9k 0.00% Added +77 +77
57 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,71515.7k $348.2k $348.2k 0.00% Added +354 +354
58 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 15,26015.3k $338.2k $338.2k 0.00% Added +3.9k +3,917
59 AlphaCentric Advisors LLC 0.23% of their portfolio SAN JUAN, PR 14,18114.2k $314.3k $314.3k 0.23% Reduced -1.8k -1,773
60 Clarity Financial LLC 0.05% of their portfolio Houston, TX 14,03614.0k $311.0k $311.0k 0.05% Added +2.3k +2,347
61 COMERICA BANK 0.00% of their portfolio DALLAS, TX 13,86413.9k $307.2k $307.2k 0.00% Reduced -3.1k -3,093
62 Safeguard Investment Advisory Group, LLC 0.09% of their portfolio Corona, CA 13,71813.7k $304.0k $304.0k 0.09% Reduced -4.0k -3,994
63 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 13,50313.5k $299.0k $299.0k 0.02% Added +1.1k +1,081
64 Bright Futures Wealth Management, LLC. 0.17% of their portfolio WEBSTER, NY 14580, NY 13,43813.4k $310.0k $310.0k 0.17% Added +4.1k +4,110
65 Symphony Financial, Ltd. Co. 0.05% of their portfolio HOUSTON, TX 13,27213.3k $291.5k $291.5k 0.05% Reduced -455 -455
66 Future Financial Wealth Managment LLC 0.25% of their portfolio CINCINNATI, OH 12,90012.9k $285.9k $285.9k 0.25% Reduced -450 -450
67 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 12,80012.8k $283.6k $283.6k 0.00% New
68 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,67612.7k $280.9k $280.9k 0.00% Unchanged
69 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 12,52112.5k $277.5k $277.5k 0.00% Unchanged
70 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 12,29712.3k $272.5k $272.5k 0.01% Reduced -94 -94
71 SEAVIEW INVESTMENT MANAGERS LLC 0.08% of their portfolio MIAMI, FL 11,55711.6k $256.1k $256.1k 0.08% Added +991 +991
72 Triumph Capital Management 0.10% of their portfolio DENVER, CO 11,48111.5k $254.4k $254.4k 0.10% Added +191 +191
73 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,14511.1k $247.0k $247.0k 0.00% New
74 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,73010.7k $237.8k $237.8k 0.00% Added +1.2k +1,232
75 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,16510.2k $225.3k $225.3k 0.00% Reduced -925 -925
76 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.01% of their portfolio TOKYO, M0 9,98610.0k $221.5k $221.5k 0.01% Added +5.3k +5,340
77 Harvest Investment Services, LLC 0.09% of their portfolio Oakbrook Terrace, IL 9,7969.8k $217.1k $217.1k 0.09% Reduced -868 -868
78 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 9,7159.7k $215.0k $215.0k 0.01% Reduced -31.7k -31,675
79 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,5699.6k $212.0k $212.0k 0.00% New
80 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 9,4459.4k $209.3k $209.3k 0.00% Reduced -23.7k -23,696
81 Beacon Financial Advisory LLC 0.08% of their portfolio CLEVELAND, OH 9,4139.4k $208.6k $208.6k 0.08% Added +308 +308
82 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 9,4079.4k $208.0k $208.0k 0.02% Added +375 +375
83 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 9,0979.1k $201.6k $201.6k 0.01% New
84 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 7,5517.6k $167.3k $167.3k 0.00% New
85 MCF Advisors LLC 0.01% of their portfolio LEXINGTON, KY 6,4536.5k $143.0k $143.0k 0.01% Unchanged
86 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6613.7k $81.0k $81.0k 0.00% Added +6 +6
87 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 3,5003.5k $77.6k $77.6k 0.00% Unchanged
88 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,7841.8k $39.5k $39.5k 0.00% Added +764 +764
89 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,6601.7k $38.6k $38.6k 0.00% New
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,1561.2k $25.6k $25.6k 0.00% Added +6 +6
91 FWL INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio Dallas, TX 1,1101.1k $24.6k $24.6k 0.01% Reduced -4.4k -4,382
92 Element Wealth, LLC 0.01% of their portfolio RIDGELAND, MS 1,0841.1k $24.0k $24.0k 0.01% Reduced -1.3k -1,271
93 WealthShield Partners, LLC 0.00% of their portfolio CARY, NC 1,0001.0k $22.2k $22.2k 0.00% Unchanged
94 Arlington Trust Co LLC 0.01% of their portfolio BIRMINGHAM, AL 1,0001.0k $22.2k $22.2k 0.01% New
95 Sanctuary Wealth Management, L.L.C. 0.01% of their portfolio POCATELLO, ID 820820 $18.2k $18.2k 0.01% Unchanged
96 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 719719 $15.9k $15.9k 0.00% Added +4 +4
97 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 589589 $12.9k $12.9k 0.00% New
98 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 576576 $12.8k $12.8k 0.00% Unchanged
99 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 448448 $9.9k $9.9k 0.00% Added +4 +4
100 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 395395 $8.7k $8.7k 0.00% Unchanged