Vault-13

ISHARES TR REM

MORTGE REL ETF · ETP · CUSIP 46435G342

119 institutional holders -1 vs Q1 2023
8,119,6558.1m shares reported held*
$191.8mreported value*
18 new 35 added 39 reduced 19 sold out net sold ≈ $5.0m (-209.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.63. Options: 4 managers hold calls ($8.4m notional), 6 hold puts ($20.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 112Q4 22: 127Q1 23: 120Q2 23: 119119Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022112
Q4 2022127
Q1 2023120
Q2 2023119

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 48 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 58 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226548
Q1 20235355
Q2 20235358

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $2.3mQ3 22 puts: $6.8mQ3 22P/C 2.90Q4 22 calls: $3.3mQ4 22 puts: $114.7mQ4 22P/C 34.99Q1 23 calls: $9.9mQ1 23 puts: $30.2mQ1 23P/C 3.05Q2 23 calls: $8.4mQ2 23 puts: $20.0mQ2 23P/C 2.37
Numbers
QuarterCallsPutsP/C
Q3 2022$2.3m$6.8m2.90
Q4 2022$3.3m$114.7m34.99
Q1 2023$9.9m$30.2m3.05
Q2 2023$8.4m$20.0m2.37

Biggest buyers

GOLDMAN SACHS GROUP INC Added +338,050+338.1k
BNP PARIBAS FINANCIAL MARKETS New +200,000+200.0k
RWA WEALTH PARTNERS, LLC New +85,990+86.0k
MILLENNIUM MANAGEMENT LLC Added +67,500+67.5k
AMERIPRISE FINANCIAL INC Added +46,471+46.5k
AXS Investments LLC New +44,000+44.0k
OSAIC HOLDINGS, INC. Added +43,773+43.8k
Cynosure Group, LLC New +33,420+33.4k
BANK OF AMERICA CORP /DE/ Added +32,058+32.1k
Invst, LLC New +28,664+28.7k

Biggest sellers

JANE STREET GROUP, LLC Sold out -271,477-271.5k
CITIGROUP INC Reduced -168,008-168.0k
MORGAN STANLEY Reduced -152,408-152.4k
SIMPLEX TRADING, LLC Reduced -130,870-130.9k
Caption Management, LLC Sold out -112,200-112.2k
CAPITAL ADVISORS INC/OK Sold out -99,800-99.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -89,673-89.7k
Centiva Capital, LP Sold out -63,800-63.8k
RENAISSANCE TECHNOLOGIES LLC Sold out -55,800-55.8k
SVB WEALTH LLC Sold out -41,470-41.5k

Biggest calls

CITADEL ADVISORS LLC Added $7.1m302.4k shares
Greenland Capital Management LP New $861.4k36.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $398.8k16.9k shares
Cutler Group LLC / CA Added $23.0k9.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.6m405.6k shares
Centiva Capital, LP Added $7.1m300.0k shares
CITADEL ADVISORS LLC Reduced $1.4m57.5k shares
Greenland Capital Management LP Added $1.3m55.5k shares
Belvedere Trading LLC Unchanged $663.2k28.1k shares
Cutler Group LLC / CA Added $06.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 844,376844.4k $19.9m $19.9m 0.00% Reduced -152.4k -152,408
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 831,169831.2k $19.6m $19.6m 0.00% Added +32.1k +32,058
3 BlackRock Inc. 0.00% of their portfolio New York, NY 623,428623.4k $14.7m $14.7m 0.00% Added +28.6k +28,633
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 567,027567.0k $13.4m $13.4m 0.01% Added +16.8k +16,784
5 FWL INVESTMENT MANAGEMENT, LLC 6.86% of their portfolio Dallas, TX 426,226426.2k $10.1m $10.1m 6.86% Added +14.2k +14,162
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 415,572415.6k $9.8m $9.8m 0.00% Added +12.0k +12,048
7 Balefire, LLC 3.97% of their portfolio DALLAS, TX 411,481411.5k $9.7m $9.7m 3.97% Added +25.2k +25,174
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 405,649405.6k $9.6m $9.6m 0.00% Added +338.1k +338,050
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 289,937289.9k $6.8m $6.8m 0.00% Added +22.3k +22,348
10 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 200,000200.0k $4.7m $4.7m 0.01% New
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 194,210194.2k $4.6m $4.6m 0.01% Added +43.8k +43,773
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 185,319185.3k $4.4m $4.4m 0.00% Reduced -9.7k -9,725
13 Continuum Advisory, LLC 0.53% of their portfolio EAGLE, ID 140,692140.7k $3.3m $3.3m 0.53% Added +3.9k +3,903
14 EVERGREEN CAPITAL MANAGEMENT LLC 0.14% of their portfolio Bellevue, WA 139,891139.9k $3.3m $3.3m 0.14% Reduced -6.5k -6,544
15 Barry Investment Advisors, LLC 0.99% of their portfolio NEW BEDFORD, MA 124,050124.0k $2.9m $2.9m 0.99% Added +15.3k +15,350
16 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 105,147105.1k $2.5m $2.5m 0.01% Added +5.7k +5,737
17 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 104,190104.2k $2.5m $2.5m 0.00% Added +67.5k +67,500
18 BDO Wealth Advisors, LLC 0.26% of their portfolio JACKSONVILLE, FL 97,44997.4k $2.3m $2.3m 0.26% Reduced -3.6k -3,588
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 89,67189.7k $2.1m $2.1m 0.00% Added +46.5k +46,471
20 RWA WEALTH PARTNERS, LLC 0.04% of their portfolio BOSTON, MA 85,99086.0k $2.0m $2.0m 0.04% New
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 83,61383.6k $2.0m $2.0m 0.00% Reduced -16.1k -16,131
22 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 80,06780.1k $1.9m $1.9m 0.06% Reduced -2.4k -2,426
23 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 74,13774.1k $1.7m $1.7m 0.01% Reduced -8.9k -8,877
24 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 69,83669.8k $1.6m $1.6m 0.03% Reduced -5.1k -5,138
25 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 66,93966.9k $1.6m $1.6m 0.08% Reduced -2.4k -2,376
26 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 62,30962.3k $1.5m $1.5m 0.02% Reduced -10.2k -10,216
27 INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio SAN DIEGO, CA 59,98460.0k $1.4m $1.4m 0.10% Reduced -7.6k -7,556
28 SIMPLEX TRADING, LLC 0.06% of their portfolio CHICAGO, IL 59,67359.7k $1.4m $1.4m 0.06% Reduced -130.9k -130,870
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 55,89155.9k $1.3m $1.3m 0.01% Added +6.9k +6,879
30 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 54,78254.8k $1.3m $1.3m 0.06% Reduced -1.9k -1,906
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 45,35945.4k $1.1m $1.1m 0.00% Reduced -2.5k -2,501
32 AXS Investments LLC 0.28% of their portfolio PORT CHESTER, NY 44,00044.0k $1.0m $1.0m 0.28% New
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 43,90343.9k $1.1m $1.1m 0.01% Added +10.3k +10,276
34 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 43,40743.4k $1.0m $1.0m 0.05% Reduced -510 -510
35 CX Institutional 0.05% of their portfolio AUBURN, IN 38,51538.5k $909.0k $909.0k 0.05% Added +331 +331
36 SUMMIT SECURITIES GROUP LLC 0.37% of their portfolio NEW YORK, NY 38,00038.0k $897.0k $897.0k 0.37% Unchanged
37 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 35,67035.7k $841.8k $841.8k 0.04% Added +118 +118
38 Greenland Capital Management LP 0.12% of their portfolio NEW YORK, NY 35,60035.6k $840.2k $840.2k 0.12% Added +10.0k +10,000
39 Cynosure Group, LLC 0.24% of their portfolio Salt Lake City, UT 33,42033.4k $788.7k $788.7k 0.24% New
40 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 33,14233.1k $782.2k $782.2k 0.00% Reduced -1.9k -1,917
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 31,66331.7k $747.2k $747.2k 0.00% Added +2.5k +2,450
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,84228.8k $680.7k $680.7k 0.00% Reduced -356 -356
43 Invst, LLC 0.10% of their portfolio INDIANAPOLIS, IN 28,66428.7k $676.5k $676.5k 0.10% New
44 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 28,11928.1k $663.6k $663.6k 0.03% Added +3.3k +3,276
45 Safeguard Investment Advisory Group, LLC 0.28% of their portfolio Corona, CA 27,35827.4k $645.5k $645.5k 0.28% Reduced -1.7k -1,740
46 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 26,77926.8k $633.0k $633.0k 0.02% Added +13.4k +13,412
47 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,20026.2k $618.0k $618.0k 0.00% Added +967 +967
48 True Link Financial Advisors, LLC 0.07% of their portfolio SAN FRANCISCO, CA 26,09926.1k $615.9k $615.9k 0.07% Unchanged
49 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 24,42524.4k $576.4k $576.4k 0.02% Reduced -1.3k -1,300
50 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 21,72821.7k $732.8k $732.8k 0.02% Added +11.1k +11,074
51 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 21,63021.6k $510.5k $510.5k 0.00% Reduced -168.0k -168,008
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,51020.5k $484.0k $484.0k 0.00% Added +11.4k +11,421
53 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 19,97520.0k $471.4k $471.4k 0.00% Unchanged
54 West Wealth Group, LLC 0.19% of their portfolio Irvine, CA 19,16319.2k $452.2k $452.2k 0.19% New
55 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,49618.5k $437.0k $437.0k 0.00% Reduced -5.7k -5,682
56 HUB Investment Partners, LLC 0.07% of their portfolio AUSTIN, TX 18,05418.1k $426.1k $426.1k 0.07% Reduced -224 -224
57 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,96618.0k $424.0k $424.0k 0.00% Reduced -6.8k -6,826
58 Castleview Partners, LLC 0.35% of their portfolio DALLAS, TX 16,58916.6k $391.5k $391.5k 0.35% Added +551 +551
59 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 15,53815.5k $366.7k $366.7k 0.01% Added +70 +70
60 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 15,44715.4k $364.5k $364.5k 0.01% New
61 TRUE Private Wealth Advisors 0.05% of their portfolio Salem, OR 14,36314.4k $339.0k $339.0k 0.05% Added +343 +343
62 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 14,22014.2k $335.6k $335.6k 0.03% New
63 Symphony Financial, Ltd. Co. 0.08% of their portfolio HOUSTON, TX 13,71613.7k $322.6k $322.6k 0.08% Reduced -4.1k -4,088
64 Future Financial Wealth Managment LLC 0.33% of their portfolio CINCINNATI, OH 13,35013.3k $315.1k $315.1k 0.33% Unchanged
65 CFO4Life Group, LLC 0.07% of their portfolio COPPELL, TX 12,89112.9k $304.2k $304.2k 0.07% Unchanged
66 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,74512.7k $300.8k $300.8k 0.00% Reduced -181 -181
67 Claybrook Capital, LLC 0.16% of their portfolio WELLESLEY, MA 12,52112.5k $295.5k $295.5k 0.16% Unchanged
68 BTS Asset Management, Inc. 0.15% of their portfolio Lincoln, MA 12,40112.4k $292.7k $292.7k 0.15% Added +986 +986
69 Harvest Investment Services, LLC 0.16% of their portfolio Oakbrook Terrace, IL 12,19212.2k $287.7k $287.7k 0.16% Added +57 +57
70 Clarity Financial LLC 0.04% of their portfolio Houston, TX 12,18412.2k $287.5k $287.5k 0.04% New
71 Compound Planning, Inc. 0.12% of their portfolio NEW YORK, NY 11,50011.5k $271.4k $271.4k 0.12% Added +300 +300
72 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 10,89010.9k $257.0k $257.0k 0.00% New
73 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,50810.5k $248.0k $248.0k 0.00% Added +124 +124
74 Beacon Financial Advisory LLC 0.14% of their portfolio CLEVELAND, OH 10,49010.5k $247.6k $247.6k 0.14% Added +206 +206
75 Joseph P. Lucia & Associates, LLC 0.16% of their portfolio Yorktown Heights, NY 10,27510.3k $242.5k $242.5k 0.16% Reduced -208 -208
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,23110.2k $241.5k $241.5k 0.00% New
77 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 10,21210.2k $241.0k $241.0k 0.00% Unchanged
78 NOVARE CAPITAL MANAGEMENT LLC 0.03% of their portfolio CHARLOTTE, NC 10,00010.0k $236.0k $236.0k 0.03% Unchanged
79 Trivium Point Advisory, LLC 0.06% of their portfolio WILTON, CT 9,9219.9k $234.1k $234.1k 0.06% New
80 Samalin Investment Counsel, LLC 0.12% of their portfolio CHAPPAQUA, NY 9,7269.7k $229.5k $229.5k 0.12% Reduced -8.2k -8,229
81 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,6329.6k $227.3k $227.3k 0.00% Reduced -2.6k -2,570
82 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,3749.4k $221.2k $221.2k 0.00% Reduced -2.1k -2,116
83 Endowment Wealth Management, Inc. 0.20% of their portfolio APPLETON, WI 9,0269.0k $213.0k $213.0k 0.20% New
84 Austin Private Wealth, LLC 0.03% of their portfolio Austin, TX 8,7608.8k $206.7k $206.7k 0.03% New
85 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.06% of their portfolio COLUMBIA, SC 8,4738.5k $200.0k $200.0k 0.06% Reduced -9.7k -9,691
86 MCF Advisors LLC 0.01% of their portfolio LEXINGTON, KY 6,4536.5k $152.3k $152.3k 0.01% Unchanged
87 ORG Partners LLC 0.02% of their portfolio ROANOKE, IN 5,8715.9k $139.0k $139.0k 0.02% New
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,9654.0k $93.6k $93.6k 0.00% Reduced -4.7k -4,700
89 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,8613.9k $91.0k $91.0k 0.00% Added +414 +414
90 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 3,5563.6k $83.9k $83.9k 0.01% Unchanged
91 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.00% of their portfolio TOKYO, M0 3,0273.0k $71.3k $71.3k 0.00% Reduced -340 -340
92 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 2,6612.7k $62.8k $62.8k 0.01% Unchanged
93 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,5812.6k $60.9k $60.9k 0.00% Reduced -41.2k -41,155
94 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,3522.4k $55.5k $55.5k 0.00% Reduced -1.0k -1,036
95 Element Wealth, LLC 0.04% of their portfolio RIDGELAND, MS 2,3212.3k $54.8k $54.8k 0.04% Added +24 +24
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,6701.7k $39.4k $39.4k 0.00% New
97 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1,3501.4k $31.9k $31.9k 0.00% Reduced -1.0k -1,000
98 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,3001.3k $30.7k $30.7k 0.00% Unchanged
99 Sanctuary Wealth Management, L.L.C. 0.03% of their portfolio POCATELLO, ID 1,2401.2k $29.3k $29.3k 0.03% First filing
100 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 583583 $13.8k $13.8k 0.01% Unchanged