Vault-13

ISHARES TR SUSB

ESG AWRE 1 5 YR · ETP · CUSIP 46435G243

265 institutional holders -18 vs Q4 2022
25,390,55825.4m shares reported held*
$561.9mreported value*
17 new 104 added 105 reduced 29 sold out net sold ≈ $41.7m (+220.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($704.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.13.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 252Q4 22: 283Q1 23: 265265Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022252
Q4 2022283
Q1 2023265

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 158 bought or addedQ4 22: 94 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 134 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202215894
Q1 2023121134

Biggest buyers

Summit Wealth Group, LLC Added +2,006,808+2.0m
Francis Financial, Inc. Added +343,220+343.2k
First Pacific Financial Added +223,084+223.1k
GOLDMAN SACHS GROUP INC Added +155,348+155.3k
JANE STREET GROUP, LLC Added +143,020+143.0k
UBS Group AG Added +80,865+80.9k
Alesco Advisors, LLC, An ESL Co Added +79,635+79.6k
CENTRAL TRUST Co Added +67,337+67.3k
LPL Financial LLC Added +66,216+66.2k
Atria Investments, Inc New +56,388+56.4k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -1,066,185-1.1m
BlackRock Inc. Reduced -496,780-496.8k
EP Wealth Advisors, LLC Reduced -346,652-346.7k
Stewardship Advisors, LLC Sold out -196,705-196.7k
CWM, LLC Reduced -159,349-159.3k
Main Management LLC Sold out -110,156-110.2k
OSAIC HOLDINGS, INC. Reduced -110,041-110.0k
One Capital Management, LLC Reduced -99,862-99.9k
IMPACTfolio, LLC Reduced -85,786-85.8k
Private Ocean, LLC Reduced -85,049-85.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,309,5172.3m $55.6m $55.6m 0.01% Added +155.3k +155,348
2 Summit Wealth Group, LLC 0.23% of their portfolio WHITE RIVER JUNCTION, VT 2,093,9662.1m $87 $87 0.23% Added +2.0m +2,006,808
3 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,207,6441.2m $29.1m $29.1m 0.01% Reduced -49.4k -49,419
4 Private Ocean, LLC 3.46% of their portfolio SAN RAFAEL, CA 1,080,3831.1m $26.0m $26.0m 3.46% Reduced -85.0k -85,049
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,022,8171.0m $24.6m $24.6m 0.00% Reduced -31.3k -31,253
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 901,774901.8k $21.7m $21.7m 0.01% Reduced -1.1m -1,066,185
7 PFS INVESTMENTS INC. 0.31% of their portfolio DULUTH, GA 737,795737.8k $17.8m $17.8m 0.31% Added +25.2k +25,226
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 654,301654.3k $15.7m $15.7m 0.01% Added +80.9k +80,865
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 615,818615.8k $14.8m $14.8m 0.00% Reduced -17.0k -17,013
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 573,848573.8k $13.8m $13.8m 0.01% Added +66.2k +66,216
11 CWM, LLC 0.09% of their portfolio OMAHA, NE 570,902570.9k $13.7m $13.7m 0.09% Reduced -159.3k -159,349
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 568,004568.0k $13.7m $13.7m 0.03% Added +5.1k +5,116
13 First Pacific Financial 6.24% of their portfolio VANCOUVER, WA 560,686560.7k $13.5m $13.5m 6.24% Added +223.1k +223,084
14 Acorns Advisers, LLC 0.16% of their portfolio IRVINE, CA 455,054455.1k $10.9m $10.9m 0.16% Added +43.7k +43,673
15 Francis Financial, Inc. 6.61% of their portfolio NEW YORK, NY 405,128405.1k $9.7m $9.7m 6.61% Added +343.2k +343,220
16 Milestone Investment Advisors LLC 3.00% of their portfolio MIDDLETON, WI 403,796403.8k $9.7m $9.7m 3.00% Reduced -1.3k -1,329
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 381,307381.3k $9.2m $9.2m 0.00% Reduced -22.2k -22,183
18 FLPUTNAM INVESTMENT MANAGEMENT CO 0.29% of their portfolio PORTLAND, ME 370,911370.9k $8.9m $8.9m 0.29% Added +7.8k +7,772
19 Alesco Advisors, LLC, An ESL Co 0.32% of their portfolio Pittsford, NY 359,780359.8k $8.7m $8.7m 0.32% Added +79.6k +79,635
20 Destination Wealth Management 0.31% of their portfolio Walnut Creek, CA 338,651338.7k $8.1m $8.1m 0.31% Added +14.8k +14,762
21 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 328,507328.5k $7.9m $7.9m 0.02% Reduced -44.6k -44,636
22 Parsec Financial Management, Inc. 0.29% of their portfolio ASHEVILLE, NC 283,351283.4k $6.8m $6.8m 0.29% Reduced -2.2k -2,163
23 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 278,074278.1k $6.7m $6.7m 0.01% Added +143.0k +143,020
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 270,979271.0k $6.5m $6.5m 0.00% Added +6.7k +6,670
25 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 243,683243.7k $5.9m $5.9m 0.01% Added +43.3k +43,292
26 Integris Wealth Management, LLC 2.14% of their portfolio Monterey, CA 242,027242.0k $5.8m $5.8m 2.14% Added +21.2k +21,250
27 Savant Capital, LLC 0.09% of their portfolio ROCKFORD, IL 204,793204.8k $4.9m $4.9m 0.09% Reduced -666 -666
28 Dynamic Advisor Solutions LLC 0.28% of their portfolio PHOENIX, AZ 201,904201.9k $4.9m $4.9m 0.28% Added +6.1k +6,073
29 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 188,853188.9k $4.5m $4.5m 0.05% Added +29.6k +29,638
30 EASTERN BANK 0.23% of their portfolio BOSTON, MA 188,019188.0k $4.5m $4.5m 0.23% Added +27.6k +27,614
31 Affinity Capital Advisors, LLC 1.28% of their portfolio BERKELEY, CA 170,919170.9k $4.1m $4.1m 1.28% Reduced -24.7k -24,733
32 Wescott Financial Advisory Group, LLC 0.87% of their portfolio Philadelphia, PA 166,594166.6k $4.0m $4.0m 0.87% Added +11.8k +11,802
33 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 164,100164.1k $3.9m $3.9m 0.01% Reduced -21.5k -21,500
34 Laurel Wealth Planning LLC 2.45% of their portfolio EDINA, MN 153,970154.0k $3.7m $3.7m 2.45% Added +11.6k +11,625
35 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 136,346136.3k $3.3m $3.3m 0.01% Reduced -110.0k -110,041
36 Mascoma Wealth Management LLC 0.91% of their portfolio HANOVER, NH 129,120129.1k $3.1m $3.1m 0.91% Reduced -2.3k -2,346
37 Arlington Financial Advisors, LLC 1.08% of their portfolio SANTA BARBARA, CA 116,764116.8k $2.8m $2.8m 1.08% Reduced -10.4k -10,409
38 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 115,266115.3k $2.8m $2.8m 0.00% Added +5.7k +5,728
39 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 110,274110.3k $2.7m $2.7m 0.05% Reduced -11.5k -11,513
40 CENTRAL TRUST Co 0.08% of their portfolio JEFFERSON CITY, MO 110,053110.1k $2.6m $2.6m 0.08% Added +67.3k +67,337
41 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 105,170105.2k $2.5m $2.5m 0.14% Added +32.2k +32,239
42 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 101,977102.0k $2.5m $2.5m 0.01% Reduced -869 -869
43 Charter Oak Capital Management, LLC 0.34% of their portfolio PORTSMOUTH, NH 100,448100.4k $2.4m $2.4m 0.34% Reduced -10.1k -10,060
44 Long Run Wealth Advisors, LLC 0.82% of their portfolio Lake Placid, NY 100,408100.4k $2.4m $2.4m 0.82% Added +53.4k +53,421
45 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.16% of their portfolio LONG BEACH, CA 97,62097.6k $2.3m $2.3m 0.16% Added +933 +933
46 Opal Wealth Advisors, LLC 1.37% of their portfolio JERICHO, NY 97,25397.3k $2.3m $2.3m 1.37% Added +535 +535
47 IMPACTfolio, LLC 1.93% of their portfolio DENVER, CO 95,76195.8k $2.3m $2.3m 1.93% Reduced -85.8k -85,786
48 Baldrige Asset Management LLC 0.93% of their portfolio ALLENTOWN, PA 94,45194.5k $2.3m $2.3m 0.93% Added +1.1k +1,115
49 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 92,75392.8k $2.2m $2.2m 0.01% Added +39.7k +39,719
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 92,68192.7k $2.2m $2.2m 0.00% Reduced -2.6k -2,640
51 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 92,10392.1k $2.2m $2.2m 0.04% Reduced -10.4k -10,409
52 Betterment LLC 0.01% of their portfolio NEW YORK, NY 89,42889.4k $2.2m $2.2m 0.01% Reduced -5.1k -5,056
53 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 87,31187.3k $2.1m $2.1m 0.01% Added +46.6k +46,593
54 Better Money Decisions, LLC 1.70% of their portfolio Santa Fe, NM 83,75383.8k $2.0m $2.0m 1.70% Added +22.8k +22,809
55 PAYDEN & RYGEL 0.12% of their portfolio LOS ANGELES, CA 82,84982.8k $2.0m $2.0m 0.12% Reduced -17.0k -17,000
56 Omega Financial Group, LLC 0.92% of their portfolio Santa Barbara, CA 82,51682.5k $2.0m $2.0m 0.92% Added +5.4k +5,353
57 STALEY CAPITAL ADVISERS INC 0.10% of their portfolio PITTSBURGH, PA 75,00075.0k $1.8m $1.8m 0.10% Unchanged
58 RAFFA WEALTH MANAGEMENT, LLC 0.65% of their portfolio WASHINGTON, DC 73,75173.8k $1.8m $1.8m 0.65% Added +54.9k +54,865
59 Accredited Investors Inc. 0.13% of their portfolio EDINA, MN 73,12573.1k $1.8m $1.8m 0.13% Added +7.8k +7,777
60 Klaas Financial Asset Advisors, LLC 0.39% of their portfolio LOVES PARK, IL 70,73770.7k $1.7m $1.7m 0.39% Added +2.5k +2,490
61 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.07% of their portfolio Seattle, WA 69,88869.9k $1.7m $1.7m 0.07% Added +11.3k +11,339
62 Flagstone Financial Management 0.78% of their portfolio LINCOLN, NE 64,86964.9k $1.6m $1.6m 0.78% Added +524 +524
63 Bartlett & Co. LLC 0.03% of their portfolio CINCINNATI, OH 64,22664.2k $1.5m $1.5m 0.03% Reduced -246 -246
64 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.03% of their portfolio CINCINNATI, OH 64,22664.2k $1.5m $1.5m 0.03% Reduced -246 -246
65 Parkside Advisors LLC 0.51% of their portfolio BERKELEY, CA 63,85963.9k $1.5m $1.5m 0.51% Added +3.0k +2,996
66 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 63,60663.6k $1.5m $1.5m 0.04% Reduced -17.8k -17,754
67 Johnson Bixby & Associates, LLC 0.33% of their portfolio VANCOUVER, WA 62,08862.1k $1.5m $1.5m 0.33% Added +2.9k +2,880
68 GRAND WEALTH MANAGEMENT, LLC 0.90% of their portfolio GRAND RAPIDS, MI 62,05662.1k $1.5m $1.5m 0.90% Added +29.0k +28,997
69 One Capital Management, LLC 0.07% of their portfolio WESTLAKE VILLAGE, CA 61,53061.5k $1.5m $1.5m 0.07% Reduced -99.9k -99,862
70 Cardinal Point Capital Management ULC 0.44% of their portfolio TORONTO, A6 59,87359.9k $1.4m $1.4m 0.44% Reduced -9.8k -9,805
71 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 59,21659.2k $1.4m $1.4m 0.00% Reduced -32.3k -32,313
72 SageView Advisory Group, LLC 0.09% of their portfolio Newport Beach, CA 59,19259.2k $1.4m $1.4m 0.09% Added +217 +217
73 Gradient Investments LLC 0.04% of their portfolio ARDEN HILLS, MN 56,63756.6k $1.4m $1.4m 0.04% Reduced -12.0k -12,041
74 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 56,38856.4k $1.4m $1.4m 0.03% New
75 Financial Architects, Inc 0.21% of their portfolio MARLTON, NJ 54,50754.5k $1.3m $1.3m 0.21% Added +4.1k +4,121
76 JNBA Financial Advisors 0.17% of their portfolio BLOOMINGTON, MN 53,68753.7k $1.3m $1.3m 0.17% Added +3.7k +3,718
77 Buffington Mohr McNeal 0.30% of their portfolio BOISE, ID 53,53953.5k $1.3m $1.3m 0.30% Added +221 +221
78 Fortis Capital Management LLC 0.52% of their portfolio BELLEVUE, WA 52,84852.8k $1.3m $1.3m 0.52% Added +5.4k +5,377
79 Strategic Point Investment Advisors, LLC 0.28% of their portfolio PROVIDENCE, RI 52,15552.2k $1.3m $1.3m 0.28% Added +6.5k +6,465
80 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 51,60551.6k $1.2m $1.2m 0.00% Reduced -7.7k -7,725
81 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 50,48350.5k $1.2m $1.2m 0.02% Added +6.0k +6,032
82 Cable Hill Partners, LLC 0.20% of their portfolio PORTLAND, OR 49,97950.0k $1.2m $1.2m 0.20% Added +557 +557
83 MMA ASSET MANAGEMENT LLC 0.86% of their portfolio New York, NY 49,92049.9k $1.2m $1.2m 0.86% Added +206 +206
84 Brio Consultants, LLC 0.22% of their portfolio SAN FRANCISCO, CA 49,63849.6k $1.2m $1.2m 0.22% Added +4.1k +4,088
85 TD PRIVATE CLIENT WEALTH LLC 0.05% of their portfolio NEW YORK, NY 48,91048.9k $1.2m $1.2m 0.05% Added +17.9k +17,933
86 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 48,69448.7k $1.2m $1.2m 0.01% Reduced -294 -294
87 Level Financial Advisors 0.70% of their portfolio EAST AMHERST, NY 48,58548.6k $1.2m $1.2m 0.70% Reduced -647 -647
88 AFFINIA FINANCIAL GROUP, LLC 0.87% of their portfolio BURLINGTON, MA 48,49548.5k $1.2m $1.2m 0.87% Added +2.6k +2,645
89 Avantax Planning Partners, Inc. 0.05% of their portfolio DUBUQUE, IA 48,12548.1k $1.2m $1.2m 0.05% Added +1.5k +1,496
90 Levy Wealth Management Group, LLC 0.35% of their portfolio PHILADELPHIA, PA 47,45847.5k $1.1m $1.1m 0.35% Added +17.1k +17,053
91 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 46,29146.3k $1.1m $1.1m 0.00% Reduced -2.7k -2,690
92 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 46,15046.1k $1.1m $1.1m 0.01% Reduced -41.4k -41,421
93 WADE G W & INC 0.04% of their portfolio Wellesley, MA 45,67145.7k $1.1m $1.1m 0.04% Added +5.5k +5,487
94 Bank Julius Baer & Co. Ltd, Zurich 0.01% of their portfolio ZURICH, V8 44,00044.0k $1.1m $1.1m 0.01% Unchanged
95 CANTOR FITZGERALD, L. P. 0.02% of their portfolio NEW YORK, NY 42,37842.4k $1.0m $1.0m 0.02% Reduced -894 -894
96 Braun-Bostich & Associates Inc. 2.41% of their portfolio CANONSBURG, PA 42,28642.3k $1.0m $1.0m 2.41% Reduced -518 -518
97 Leonard Rickey Investment Advisors P.L.L.C. 0.39% of their portfolio YAKIMA, WA 41,58541.6k $1.0m $1.0m 0.39% Reduced -148 -148
98 BOSTON FINANCIAL MANGEMENT LLC 0.04% of their portfolio BOSTON, MA 41,18841.2k $991.0k $991.0k 0.04% Reduced -16.7k -16,730
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,13740.1k $966.0k $966.0k 0.00% Added +29.0k +28,991
100 Willow Creek Wealth Management Inc. 0.15% of their portfolio Sebastopol, CA 39,50739.5k $950.5k $950.5k 0.15% Added +6.1k +6,060