Vault-13

ISHARES TR SUSB

ESG AWRE 1 5 YR · ETP · CUSIP 46435G243

283 institutional holders +31 vs Q3 2022
25,668,91425.7m shares reported held*
$610.7mreported value*
33 new 125 added 82 reduced 12 sold out net bought ≈ $20.9m (+909.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($618.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.79.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 252Q4 22: 283283Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022252
Q4 2022283

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +807,772+807.8k
PFS INVESTMENTS INC. Added +371,518+371.5k
AMERIPRISE FINANCIAL INC Added +280,199+280.2k
Baird Financial Group, Inc. Added +176,387+176.4k
ST GERMAIN D J CO INC Added +140,681+140.7k
Financial Advocates Investment Management New +70,100+70.1k
Cetera Investment Advisers Added +60,177+60.2k
ROYAL BANK OF CANADA Added +55,391+55.4k
UBS Group AG Added +51,271+51.3k
Acorns Advisers, LLC Added +46,092+46.1k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -961,716-961.7k
Clarius Group, LLC Sold out -188,337-188.3k
CWM, LLC Reduced -172,393-172.4k
MORGAN STANLEY Reduced -150,022-150.0k
Brookstone Capital Management Reduced -114,412-114.4k
RAYMOND JAMES & ASSOCIATES Reduced -81,828-81.8k
STALEY CAPITAL ADVISERS INC Reduced -75,000-75.0k
OLD MISSION CAPITAL LLC Sold out -67,427-67.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -43,120-43.1k
Charter Oak Capital Management, LLC Reduced -38,880-38.9k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,154,1692.2m $51.2m $51.2m 0.01% Added +27.6k +27,617
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,967,9592.0m $46.8m $46.8m 0.02% Added +807.8k +807,772
3 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,257,0631.3m $29.9m $29.9m 0.01% Added +280.2k +280,199
4 Private Ocean, LLC 3.44% of their portfolio SAN RAFAEL, CA 1,165,4321.2m $27.7m $27.7m 3.44% Reduced -471 -471
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,054,0701.1m $25.1m $25.1m 0.00% Reduced -150.0k -150,022
6 CWM, LLC 0.13% of their portfolio OMAHA, NE 730,251730.3k $17.4m $17.4m 0.13% Reduced -172.4k -172,393
7 PFS INVESTMENTS INC. 0.32% of their portfolio DULUTH, GA 712,569712.6k $16.9m $16.9m 0.32% Added +371.5k +371,518
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 632,831632.8k $15.0m $15.0m 0.00% Added +55.4k +55,391
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 573,436573.4k $13.6m $13.6m 0.01% Added +51.3k +51,271
10 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 562,888562.9k $13.4m $13.4m 0.03% Added +20.9k +20,934
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 507,632507.6k $12.1m $12.1m 0.01% Added +16.1k +16,098
12 BlackRock Inc. 0.00% of their portfolio New York, NY 500,614500.6k $11.9m $11.9m 0.00% Added +4.2k +4,176
13 Acorns Advisers, LLC 0.16% of their portfolio IRVINE, CA 411,381411.4k $9.8m $9.8m 0.16% Added +46.1k +46,092
14 Milestone Investment Advisors LLC 3.38% of their portfolio MIDDLETON, WI 405,125405.1k $9.6m $9.6m 3.38% First filing
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 403,490403.5k $9.6m $9.6m 0.00% Reduced -961.7k -961,716
16 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 373,143373.1k $8.9m $8.9m 0.02% Added +176.4k +176,387
17 FLPUTNAM INVESTMENT MANAGEMENT CO 0.31% of their portfolio PORTLAND, ME 363,139363.1k $8.6m $8.6m 0.31% Added +19.8k +19,786
18 EP Wealth Advisors, LLC 0.16% of their portfolio TORRANCE, CA 362,617362.6k $8.6m $8.6m 0.16% Added +33.0k +33,018
19 First Pacific Financial 3.96% of their portfolio VANCOUVER, WA 337,602337.6k $8.0m $8.0m 3.96% Added +17.9k +17,889
20 Destination Wealth Management 0.31% of their portfolio Walnut Creek, CA 323,889323.9k $7.7m $7.7m 0.31% Added +4.0k +4,005
21 Parsec Financial Management, Inc. 0.30% of their portfolio ASHEVILLE, NC 285,514285.5k $6.8m $6.8m 0.30% Added +6.5k +6,538
22 Alesco Advisors, LLC, An ESL Co 0.26% of their portfolio Pittsford, NY 280,145280.1k $6.7m $6.7m 0.26% Reduced -1.5k -1,525
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 264,309264.3k $6.3m $6.3m 0.00% Reduced -19.6k -19,554
24 ST GERMAIN D J CO INC 0.38% of their portfolio SPRINGFIELD, MA 263,439263.4k $6.3m $6.3m 0.38% Added +140.7k +140,681
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 246,387246.4k $5.9m $5.9m 0.01% Reduced -35.3k -35,332
26 Integris Wealth Management, LLC 2.05% of their portfolio Monterey, CA 220,777220.8k $5.2m $5.2m 2.05% First filing
27 Savant Capital, LLC 0.12% of their portfolio ROCKFORD, IL 205,459205.5k $4.8m $4.8m 0.12% Added +36.2k +36,221
28 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 200,391200.4k $4.8m $4.8m 0.01% Added +29.3k +29,261
29 Stewardship Advisors, LLC 1.88% of their portfolio MOUNT JOY, PA 196,705196.7k $4.7m $4.7m 1.88% Reduced -5.8k -5,758
30 Dynamic Advisor Solutions LLC 0.32% of their portfolio PHOENIX, AZ 195,831195.8k $4.7m $4.7m 0.32% Added +23.9k +23,946
31 Affinity Capital Advisors, LLC 1.59% of their portfolio BERKELEY, CA 195,652195.7k $4.7m $4.7m 1.59% Reduced -5.2k -5,188
32 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 185,600185.6k $4.4m $4.4m 0.01% Reduced -6.0k -6,000
33 IMPACTfolio, LLC 4.00% of their portfolio DENVER, CO 181,547181.5k $4.3m $4.3m 4.00% Reduced -3.1k -3,129
34 Apella Capital, LLC 0.38% of their portfolio WEST HARTFORD, CT 173,300173.3k $4.1m $4.1m 0.38% Added +14.2k +14,180
35 One Capital Management, LLC 0.20% of their portfolio WESTLAKE VILLAGE, CA 161,392161.4k $3.8m $3.8m 0.20% Added +2.0k +2,011
36 EASTERN BANK 0.20% of their portfolio BOSTON, MA 160,405160.4k $3.8m $3.8m 0.20% Reduced -4.0k -3,995
37 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 159,215159.2k $3.8m $3.8m 0.04% Added +14.4k +14,426
38 Wescott Financial Advisory Group, LLC 0.79% of their portfolio Philadelphia, PA 154,792154.8k $3.7m $3.7m 0.79% Reduced -6.0k -6,003
39 Laurel Wealth Planning LLC 2.18% of their portfolio EDINA, MN 142,345142.3k $3.4m $3.4m 2.18% Added +11.5k +11,527
40 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 135,054135.1k $3.2m $3.2m 0.01% Added +5.6k +5,609
41 Mascoma Wealth Management LLC 0.99% of their portfolio HANOVER, NH 131,466131.5k $3.1m $3.1m 0.99% Added +12.8k +12,780
42 Arlington Financial Advisors, LLC 1.27% of their portfolio SANTA BARBARA, CA 127,173127.2k $3.0m $3.0m 1.27% Reduced -13.5k -13,474
43 Fiduciary Trust Co 0.06% of their portfolio Boston, MA 121,787121.8k $2.9m $2.9m 0.06% Added +6.0k +5,961
44 Charter Oak Capital Management, LLC 0.39% of their portfolio PORTSMOUTH, NH 110,508110.5k $2.6m $2.6m 0.39% Reduced -38.9k -38,880
45 Main Management LLC 0.30% of their portfolio SAN FRANCISCO, CA 110,156110.2k $2.6m $2.6m 0.30% Reduced -233 -233
46 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 109,538109.5k $2.6m $2.6m 0.00% Added +8.7k +8,677
47 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 102,846102.8k $2.4m $2.4m 0.01% Reduced -3.1k -3,141
48 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 102,512102.5k $2.5m $2.5m 0.05% Reduced -114.4k -114,412
49 PAYDEN & RYGEL 0.13% of their portfolio LOS ANGELES, CA 99,84999.8k $2.4m $2.4m 0.13% Reduced -10.7k -10,700
50 Opal Wealth Advisors, LLC 1.27% of their portfolio JERICHO, NY 96,71896.7k $2.3m $2.3m 1.27% Added +35.7k +35,741
51 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.17% of their portfolio LONG BEACH, CA 96,68796.7k $2.3m $2.3m 0.17% Added +19.3k +19,287
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 95,32195.3k $2.3m $2.3m 0.00% Reduced -5.9k -5,933
53 Betterment LLC 0.01% of their portfolio NEW YORK, NY 94,48494.5k $2.2m $2.2m 0.01% Reduced -11.0k -11,023
54 Baldrige Asset Management LLC 0.99% of their portfolio ALLENTOWN, PA 93,33693.3k $2.2m $2.2m 0.99% Added +1.6k +1,619
55 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 91,52991.5k $2.2m $2.2m 0.00% Reduced -81.8k -81,828
56 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 87,57187.6k $2.1m $2.1m 0.02% Added +60.2k +60,177
57 Summit Wealth Group, LLC 2.19% of their portfolio WHITE RIVER JUNCTION, VT 87,15887.2k $2.1m $2.1m 2.19% Added +259 +259
58 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 81,36081.4k $1.9m $1.9m 0.06% Added +8.8k +8,782
59 Omega Financial Group, LLC 0.96% of their portfolio Santa Barbara, CA 77,16377.2k $1.9m $1.9m 0.96% Added +29.2k +29,159
60 STALEY CAPITAL ADVISERS INC 0.11% of their portfolio PITTSBURGH, PA 75,00075.0k $1.8m $1.8m 0.11% Reduced -75.0k -75,000
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 73,86473.9k $1.8m $1.8m 0.01% Added +40.5k +40,538
62 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 72,93172.9k $1.7m $1.7m 0.11% Reduced -16.0k -15,970
63 Financial Advocates Investment Management 0.24% of their portfolio OLYMPIA, WA 70,10070.1k $3.1m $3.1m 0.24% New
64 Cardinal Point Capital Management ULC 0.57% of their portfolio TORONTO, A6 69,67869.7k $1.7m $1.7m 0.57% First filing
65 Gradient Investments LLC 0.05% of their portfolio ARDEN HILLS, MN 68,67868.7k $1.6m $1.6m 0.05% Reduced -23.2k -23,166
66 Klaas Financial Asset Advisors, LLC 0.40% of their portfolio LOVES PARK, IL 68,24768.2k $1.6m $1.6m 0.40% Added +6.2k +6,229
67 Accredited Investors Inc. 0.13% of their portfolio EDINA, MN 65,34865.3k $1.6m $1.6m 0.13% Added +21.6k +21,629
68 Bartlett & Co. LLC 0.03% of their portfolio CINCINNATI, OH 64,47264.5k $1.5m $1.5m 0.03% Reduced -3.1k -3,079
69 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.03% of their portfolio CINCINNATI, OH 64,47264.5k $1.5m $1.5m 0.03% Reduced -3.1k -3,079
70 Flagstone Financial Management 0.93% of their portfolio LINCOLN, NE 64,34564.3k $1.5m $1.5m 0.93% First filing
71 Francis Financial, Inc. 1.37% of their portfolio NEW YORK, NY 61,90861.9k $1.5m $1.5m 1.37% Added +22.6k +22,595
72 Better Money Decisions, LLC 1.26% of their portfolio Santa Fe, NM 60,94460.9k $1.4m $1.4m 1.26% Added +3.1k +3,051
73 Parkside Advisors LLC 0.51% of their portfolio BERKELEY, CA 60,86360.9k $1.4m $1.4m 0.51% Reduced -444 -444
74 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,33059.3k $1.4m $1.4m 0.00% Added +2.9k +2,925
75 Johnson Bixby & Associates, LLC 0.33% of their portfolio VANCOUVER, WA 59,20859.2k $1.4m $1.4m 0.33% Added +11.5k +11,465
76 SageView Advisory Group, LLC 0.11% of their portfolio Newport Beach, CA 58,97559.0k $1.4m $1.4m 0.11% First filing
77 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.07% of their portfolio Seattle, WA 58,54958.5k $1.4m $1.4m 0.07% Added +2.7k +2,682
78 BOSTON FINANCIAL MANGEMENT LLC 0.06% of their portfolio BOSTON, MA 57,91857.9k $1.4m $1.4m 0.06% Reduced -8.1k -8,132
79 PrairieView Partners, LLC 0.20% of their portfolio ST. PAUL, MN 56,76456.8k $1.3m $1.3m 0.20% Added +42.5k +42,483
80 KINTRA WEALTH, LLC 1.72% of their portfolio WILLIAMSPORT, PA 54,98555.0k $1.3m $1.3m 1.72% Reduced -8.0k -7,997
81 Buffington Mohr McNeal 0.29% of their portfolio BOISE, ID 53,31853.3k $1.3m $1.3m 0.29% Reduced -1.3k -1,300
82 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 53,03453.0k $1.3m $1.3m 0.00% Added +9.8k +9,793
83 Financial Architects, Inc 0.20% of their portfolio MARLTON, NJ 50,38650.4k $1.2m $1.2m 0.20% Reduced -51 -51
84 JNBA Financial Advisors 0.17% of their portfolio BLOOMINGTON, MN 49,96950.0k $1.2m $1.2m 0.17% Added +8.2k +8,164
85 MMA ASSET MANAGEMENT LLC 0.96% of their portfolio New York, NY 49,71449.7k $1.2m $1.2m 0.96% Added +358 +358
86 Cable Hill Partners, LLC 0.21% of their portfolio PORTLAND, OR 49,42249.4k $1.2m $1.2m 0.21% Added +3.9k +3,906
87 Level Financial Advisors 0.77% of their portfolio EAST AMHERST, NY 49,23249.2k $1.2m $1.2m 0.77% Added +9.7k +9,663
88 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 48,98849.0k $203.4k $203.4k 0.01% Added +30.3k +30,327
89 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 48,98149.0k $1.2m $1.2m 0.00% Reduced -25.5k -25,546
90 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 48,89148.9k $1.2m $1.2m 0.02% Added +24.1k +24,118
91 CGN Advisors LLC 0.20% of their portfolio MANHATTAN, KS 47,85347.9k $1.1m $1.1m 0.20% Reduced -555 -555
92 Fortis Capital Management LLC 0.84% of their portfolio BELLEVUE, WA 47,47147.5k $1.1m $1.1m 0.84% Added +5.0k +5,045
93 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 47,19347.2k $1.1m $1.1m 0.02% Reduced -16.2k -16,195
94 Long Run Wealth Advisors, LLC 0.40% of their portfolio Lake Placid, NY 46,98747.0k $1.1m $1.1m 0.40% Added +13.5k +13,503
95 Avantax Planning Partners, Inc. 0.04% of their portfolio DUBUQUE, IA 46,62946.6k $1.1m $1.1m 0.04% Added +9.3k +9,326
96 AFFINIA FINANCIAL GROUP, LLC 0.93% of their portfolio BURLINGTON, MA 45,85045.9k $1.1m $1.1m 0.93% New
97 Strategic Point Investment Advisors, LLC 0.26% of their portfolio PROVIDENCE, RI 45,69045.7k $1.1m $1.1m 0.26% Added +34.4k +34,365
98 Brio Consultants, LLC 0.22% of their portfolio SAN FRANCISCO, CA 45,55045.5k $1.1m $1.1m 0.22% Added +4.5k +4,461
99 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 44,45144.5k $1.1m $1.1m 0.02% Added +6.8k +6,762
100 One Wealth Advisors, LLC 0.24% of their portfolio SAN FRANCISCO, CA 44,21444.2k $1.1m $1.1m 0.24% Added +27.7k +27,712