Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

303 institutional holders +29 vs Q1 2024
15,690,56515.7m shares reported held*
$1.2bnreported value*
49 new 133 added 84 reduced 25 sold out net bought ≈ $47.6m (+604.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $78.78. Options: 3 managers hold calls ($2.1m notional), 1 hold puts ($15.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319Q1 23: 224Q2 23: 212Q3 23: 212Q4 23: 232Q1 24: 274Q2 24: 303303Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022303
Q4 2022319
Q1 2023224
Q2 2023212
Q3 2023212
Q4 2023232
Q1 2024274
Q2 2024303

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 149 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 234 cut or sold outQ2 23: 93 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 112 bought or addedQ3 23: 99 cut or sold outQ4 23: 116 bought or addedQ4 23: 101 cut or sold outQ4 23Q1 24: 186 bought or addedQ1 24: 88 cut or sold outQ2 24: 182 bought or addedQ2 24: 109 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022149160
Q1 202382234
Q2 202393125
Q3 202311299
Q4 2023116101
Q1 202418688
Q2 2024182109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 23 calls: $12.0mQ3 23 puts: $7.4kQ3 23P/C 0.00Q4 23 calls: $2.7mQ4 23 puts: $23.6kQ4 23P/C 0.01Q1 24 calls: $4.9mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.1mQ2 24 puts: $15.7kQ2 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2023$12.0m$7.4k0.00
Q4 2023$2.7m$23.6k0.01
Q1 2024$4.9m$00.00
Q2 2024$2.1m$15.7k0.01

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +1,023,245+1.0m
1832 Asset Management L.P. Added +452,039+452.0k
JANE STREET GROUP, LLC Added +257,164+257.2k
BANK OF AMERICA CORP /DE/ Added +219,417+219.4k
Certified Advisory Corp New +163,020+163.0k
ENVESTNET ASSET MANAGEMENT INC Added +138,493+138.5k
Lebenthal Global Advisors, LLC New +117,816+117.8k
Pictet North America Advisors SA Added +107,830+107.8k
JPMORGAN CHASE & CO Added +71,050+71.0k
Elequin Capital, LP New +67,395+67.4k

Biggest sellers

ASSETMARK, INC Reduced -1,386,673-1.4m
MORGAN STANLEY Reduced -418,113-418.1k
Tradewinds Capital Management, LLC Reduced -230,617-230.6k
Gradient Investments LLC Reduced -183,008-183.0k
OSAIC HOLDINGS, INC. Reduced -121,116-121.1k
Financial Gravity Asset Management, Inc. Reduced -67,831-67.8k
Florin Court Capital LLP Sold out -53,311-53.3k
Aveo Capital Partners, LLC Sold out -51,731-51.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -46,787-46.8k
Algorithmic Investment Models, LLC Sold out -43,946-43.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $2.0m63.1k shares
CITADEL ADVISORS LLC New $102.2k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $15.7k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,219,5722.2m $174.5m $174.5m 0.02% Added +219.4k +219,417
2 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,094,7351.1m $86.1m $86.1m 0.03% Added +138.5k +138,493
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.14% of their portfolio BALA CYNWYD, PA 1,023,2451.0m $80.5m $80.5m 0.14% New
4 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 729,587729.6k $57.4m $57.4m 0.10% Added +452.0k +452,039
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 503,155503.2k $39.6m $39.6m 0.02% Added +38.8k +38,791
6 AMG National Trust Bank 1.03% of their portfolio GREENWOOD VILLAGE, CO 484,267484.3k $38.1m $38.1m 1.03% Added +34.7k +34,749
7 Advisory Alpha, LLC 1.33% of their portfolio HOLLAND, MI 428,286428.3k $33.7m $33.7m 1.33% Added +7.9k +7,855
8 New York Life Investment Management LLC 0.33% of their portfolio New York, NY 419,335419.3k $33.0m $33.0m 0.33% Reduced -17.1k -17,144
9 GREENLEAF TRUST 0.30% of their portfolio KALAMAZOO, MI 402,155402.2k $31.6m $31.6m 0.30% Added +13.5k +13,543
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 344,180344.2k $27.1m $27.1m 0.00% Added +71.0k +71,050
11 Prestige Wealth Management Group LLC 5.51% of their portfolio FLEMINGTON, NJ 324,326324.3k $25.5m $25.5m 5.51% Reduced -10.2k -10,175
12 BlackRock Inc. 0.00% of their portfolio New York, NY 320,537320.5k $25.2m $25.2m 0.00% Reduced -13.0k -13,008
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 268,971269.0k $21.1m $21.1m 0.00% Reduced -418.1k -418,113
14 Ocean Park Asset Management, LLC 1.00% of their portfolio SANTA MONICA, CA 268,600268.6k $21.1m $21.1m 1.00% Added +63.5k +63,500
15 Baker Avenue Asset Management, LP 0.71% of their portfolio SAN FRANCISCO, CA 264,277264.3k $20.8m $20.8m 0.71% Reduced -3.4k -3,417
16 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 262,361262.4k $20.6m $20.6m 0.01% Added +33.8k +33,756
17 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 259,720259.7k $20.4m $20.4m 0.02% Added +257.2k +257,164
18 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 209,370209.4k $16.5m $16.5m 0.01% Added +23.0k +22,989
19 NOMURA ASSET MANAGEMENT CO LTD 0.06% of their portfolio TOKYO, M0 207,096207.1k $16.3m $16.3m 0.06% Reduced -15.1k -15,100
20 CWM, LLC 0.07% of their portfolio OMAHA, NE 188,569188.6k $14.8m $14.8m 0.07% Reduced -25.6k -25,590
21 Certified Advisory Corp 1.61% of their portfolio ALTAMONTE SPRINGS, FL 163,020163.0k $12.8m $12.8m 1.61% New
22 Cornerstone Planning Group LLC 3.44% of their portfolio FAIRFIELD, NJ 155,187155.2k $12.0m $12.0m 3.44% Added +8.5k +8,481
23 Adams Wealth Management 2.78% of their portfolio LOGAN, UT 153,626153.6k $12.1m $12.1m 2.78% Added +10.8k +10,762
24 CacheTech Inc. 2.78% of their portfolio LOGAN, UT 153,626153.6k $12.1m $12.1m 2.78% First filing
25 Pictet North America Advisors SA 1.24% of their portfolio GENEVA 73, V8 145,208145.2k $11.4m $11.4m 1.24% Added +107.8k +107,830
26 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.68% of their portfolio SAN FRANCISCO, CA 144,116144.1k $11.3m $11.3m 0.68% Added +2.2k +2,233
27 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 132,239132.2k $10.4m $10.4m 0.02% Reduced -11.3k -11,333
28 360 Financial, Inc. 3.90% of their portfolio WAYZATA, MN 131,065131.1k $10.3m $10.3m 3.90% Added +11.9k +11,872
29 OneDigital Investment Advisors LLC 0.13% of their portfolio OVERLAND PARK, KS 130,716130.7k $10.3m $10.3m 0.13% Added +33.3k +33,343
30 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 123,742123.7k $9.7m $9.7m 0.03% Added +9.5k +9,548
31 AIRE ADVISORS, LLC 2.21% of their portfolio BEVERLY HILLS, CA 123,131123.1k $9.7m $9.7m 2.21% Reduced -1.5k -1,456
32 Lebenthal Global Advisors, LLC 2.03% of their portfolio Hauppauge, NY 117,816117.8k $9.3m $9.3m 2.03% New
33 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 105,058105.1k $8.3m $8.3m 0.03% Added +12.5k +12,457
34 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 104,341104.3k $8.2m $8.2m 0.06% Added +14.0k +14,013
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 102,099102.1k $8.0m $8.0m 0.01% Added +8.5k +8,521
36 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 101,704101.7k $8.0m $8.0m 0.02% Reduced -1.4m -1,386,673
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 86,27986.3k $6.8m $6.8m 0.00% Added +1.4k +1,427
38 Hilltop Partners LLC 2.50% of their portfolio MISHAWAKA, IN 86,24486.2k $6.8m $6.8m 2.50% Added +5.6k +5,601
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 84,99985.0k $6.7m $6.7m 0.00% Reduced -460 -460
40 Financial Gravity Asset Management, Inc. 1.58% of their portfolio Lakeway, TX 80,61180.6k $6.3m $6.3m 1.58% Reduced -67.8k -67,831
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 74,55274.6k $5.9m $5.9m 0.00% Added +3.1k +3,108
42 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 68,63268.6k $5.4m $5.4m 0.01% Added +3.8k +3,834
43 Elequin Capital, LP 1.40% of their portfolio NEW YORK, NY 67,39567.4k $5.3m $5.3m 1.40% New
44 SSI INVESTMENT MANAGEMENT LLC 0.38% of their portfolio Los Angeles, CA 63,41963.4k $5.0m $5.0m 0.38% New
45 Kades & Cheifetz LLC 3.08% of their portfolio Berwyn, PA 62,36962.4k $4.9m $4.9m 3.08% Added +1.0k +1,016
46 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 59,69559.7k $4.7m $4.7m 0.01% Reduced -121.1k -121,116
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 56,47956.5k $4.4m $4.4m 0.01% New
48 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 56,43156.4k $4.4m $4.4m 0.03% First filing
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 55,98856.0k $4.4m $4.4m 0.04% Added +6.7k +6,665
50 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 55,91755.9k $4.4m $4.4m 0.05% Added +7.6k +7,599
51 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 55,90055.9k $4.4m $4.4m 0.01% Added +1.2k +1,191
52 Gradient Investments LLC 0.10% of their portfolio ARDEN HILLS, MN 55,42155.4k $4.4m $4.4m 0.10% Reduced -183.0k -183,008
53 Onyx Bridge Wealth Group LLC 0.70% of their portfolio TARRYTOWN, NY 54,24254.2k $4.3m $4.3m 0.70% New
54 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 50,33850.3k $4.0m $4.0m 0.01% Added +5.7k +5,725
55 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 49,81449.8k $3.9m $3.9m 0.01% Reduced -1.5k -1,513
56 Baron Financial Group, LLC 2.46% of their portfolio Fair Lawn, NJ 49,25549.3k $3.9m $3.9m 2.46% Reduced -760 -760
57 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 47,88847.9k $3.8m $3.8m 0.04% Reduced -6.1k -6,072
58 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 47,71147.7k $3.8m $3.8m 0.03% Added +24.9k +24,949
59 WETZEL INVESTMENT ADVISORS, INC. 2.16% of their portfolio INDIANAPOLIS, IN 47,34647.3k $3.8m $3.8m 2.16% Added +69 +69
60 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 46,84446.8k $3.7m $3.7m 0.09% Added +3.6k +3,560
61 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 43,26843.3k $3.4m $3.4m 0.11% Added +11.6k +11,583
62 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 41,12241.1k $3.2m $3.2m 0.01% Reduced -21.2k -21,185
63 HORIZON FINANCIAL SERVICES, LLC 2.04% of their portfolio WINSTON SALEM, NC 40,97841.0k $3.2m $3.2m 2.04% Added +927 +927
64 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 40,42440.4k $3.2m $3.2m 0.01% Added +8.8k +8,807
65 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 39,87439.9k $3.1m $3.1m 0.00% Added +8.2k +8,202
66 CAPITAL WEALTH MANAGEMENT, LLC 1.43% of their portfolio W. WARWICK, RI 39,85039.9k $3.1m $3.1m 1.43% Reduced -778 -778
67 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 37,63737.6k $3.0m $3.0m 0.00% Reduced -130 -130
68 Aspire Wealth Management Corp 1.66% of their portfolio WALTHAM, MA 36,83736.8k $2.9m $2.9m 1.66% Reduced -284 -284
69 LPWM LLC 0.96% of their portfolio MINNEAPOLIS, MN 35,11635.1k $2.8m $2.8m 0.96% Reduced -459 -459
70 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 34,75134.8k $2.7m $2.7m 0.03% Added +2.9k +2,864
71 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 32,91732.9k $2.6m $2.6m 0.07% Reduced -9.5k -9,546
72 Overbrook Management Corp 0.65% of their portfolio NEW YORK, NY 32,52332.5k $2.6m $2.6m 0.65% Reduced -8.6k -8,645
73 Windham Capital Management, LLC 1.96% of their portfolio BOSTON, MA 31,79931.8k $2.5m $2.5m 1.96% Unchanged
74 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 30,36930.4k $2.4m $2.4m 0.02% Added +311 +311
75 Central Pacific Bank - Trust Division 0.28% of their portfolio HONOLULU, HI 30,19030.2k $2.4m $2.4m 0.28% New
76 FIRST HAWAIIAN BANK 0.08% of their portfolio HONOLULU, HI 29,76329.8k $2.3m $2.3m 0.08% New
77 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 29,64429.6k $2.3m $2.3m 0.01% Added +20.1k +20,058
78 Retireful, LLC 1.00% of their portfolio HASLETT, MI 27,13227.1k $2.1m $2.1m 1.00% Reduced -11.7k -11,746
79 Provident Wealth Management, LLC 0.78% of their portfolio BRENTWOOD, TN 27,09627.1k $2.1m $2.1m 0.78% Reduced -1.5k -1,493
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 26,38926.4k $2.1m $2.1m 0.00% Added +23.6k +23,632
81 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,59725.6k $2.0m $2.0m 0.00% Added +1.0k +1,024
82 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 24,05724.1k $1.9m $1.9m 0.03% Reduced -1.5k -1,494
83 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 23,92023.9k $1.9m $1.9m 0.03% Added +310 +310
84 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,64023.6k $1.9m $1.9m 0.00% Added +5.2k +5,200
85 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 23,55823.6k $1.9m $1.9m 0.06% Added +16.1k +16,075
86 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 22,72022.7k $1.8m $1.8m 0.02% Reduced -2.0k -1,992
87 Key Financial Inc 0.42% of their portfolio WEST CHESTER, PA 22,19322.2k $1.7m $1.7m 0.42% Reduced -257 -257
88 AXXCESS WEALTH MANAGEMENT, LLC 0.04% of their portfolio CARLSBAD, CA 20,93720.9k $1.6m $1.6m 0.04% Reduced -1.3k -1,252
89 Kestra Investment Management, LLC 0.11% of their portfolio AUSTIN, TX 20,84920.8k $1.6m $1.6m 0.11% First filing
90 Perissos Private Wealth Management, LLC 1.45% of their portfolio BETHANY, OK 20,54520.5k $1.6m $1.6m 1.45% Added +5.1k +5,128
91 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 20,01020.0k $1.6m $1.6m 0.02% Reduced -2.8k -2,790
92 FFG RETIREMENT ADVISORS LLC 1.04% of their portfolio CENTENNIAL, CO 18,92618.9k $1.5m $1.5m 1.04% Added +11.9k +11,912
93 TSA Wealth Managment LLC 0.63% of their portfolio HOUSTON, TX 18,77018.8k $1.5m $1.5m 0.63% Reduced -1.2k -1,210
94 PURSUE WEALTH PARTNERS LLC 0.76% of their portfolio ALAMO, CA 17,65017.6k $1.4m $1.4m 0.76% Unchanged
95 DARK FOREST CAPITAL MANAGEMENT LP 0.25% of their portfolio NEW YORK, NY 17,42317.4k $1.4m $1.4m 0.25% Added +3.6k +3,633
96 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 17,34517.3k $1.4m $1.4m 0.07% Reduced -24.5k -24,480
97 SteelPeak Wealth, LLC 0.06% of their portfolio WOODLAND HILLS, CA 17,29817.3k $1.4m $1.4m 0.06% Added +1.9k +1,940
98 Palogic Value Management, L.P. 0.57% of their portfolio DALLAS, TX 17,07117.1k $1.3m $1.3m 0.57% Added +206 +206
99 Anfield Capital Management, LLC 0.65% of their portfolio IRVINE, CA 17,06017.1k $1.3m $1.3m 0.65% Added +5.5k +5,544
100 CFS Investment Advisory Services, LLC 0.11% of their portfolio TOTOWA, NJ 16,65016.6k $1.3m $1.3m 0.11% Added +3.0k +3,015