Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

224 institutional holders -95 vs Q4 2022
10,164,15810.2m shares reported held*
$737.9mreported value*
29 new 53 added 116 reduced 118 sold out net sold ≈ $725.3m (-10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $72.60. Options: 5 managers hold calls ($10.7m notional), 2 hold puts ($864.2k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319Q1 23: 224224Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022303
Q4 2022319
Q1 2023224

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 149 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 234 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149160
Q1 202382234

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $8.4mQ3 22 puts: $524.0kQ3 22P/C 0.06Q4 22 calls: $6.5mQ4 22 puts: $277.9kQ4 22P/C 0.04Q1 23 calls: $10.7mQ1 23 puts: $864.2kQ1 23P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$8.4m$524.0k0.06
Q4 2022$6.5m$277.9k0.04
Q1 2023$10.7m$864.2k0.08

Biggest buyers

JANE STREET GROUP, LLC Added +785,426+785.4k
Tradewinds Capital Management, LLC New +476,796+476.8k
Baker Avenue Asset Management, LP Added +210,315+210.3k
AMERIPRISE FINANCIAL INC Added +166,121+166.1k
Adams Wealth Management New +112,462+112.5k
NewEdge Advisors, LLC Added +90,977+91.0k
Hilltop Partners LLC New +68,098+68.1k
Tidal Investments LLC Added +44,737+44.7k
BARINGS LLC New +33,764+33.8k
Econ Financial Services Corp Added +32,980+33.0k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -4,194,236-4.2m
CWM, LLC Reduced -1,214,325-1.2m
LPL Financial LLC Reduced -889,635-889.6k
BlackRock Inc. Reduced -623,069-623.1k
OSAIC HOLDINGS, INC. Reduced -405,658-405.7k
PARK AVENUE SECURITIES LLC Sold out -389,958-390.0k
MORGAN STANLEY Reduced -361,387-361.4k
ASSETMARK, INC Reduced -352,046-352.0k
BANK OF AMERICA CORP /DE/ Reduced -332,988-333.0k
AMG National Trust Bank Reduced -219,822-219.8k

Biggest calls

SIMPLEX TRADING, LLC Added $9.3m292.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $813.3k11.2k shares
CITADEL ADVISORS LLC Reduced $443.0k6.1k shares
Belvedere Trading LLC New $217.9k3.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $689.9k9.5k shares
CITADEL ADVISORS LLC Reduced $174.3k2.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1832 Asset Management L.P. 0.14% of their portfolio TORONTO, A6 944,540944.5k $68.6m $68.6m 0.14% Added +10.3k +10,294
2 JANE STREET GROUP, LLC 0.11% of their portfolio NEW YORK, NY 915,343915.3k $66.5m $66.5m 0.11% Added +785.4k +785,426
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 722,855722.9k $52.5m $52.5m 0.01% Reduced -333.0k -332,988
4 AMG National Trust Bank 1.70% of their portfolio GREENWOOD VILLAGE, CO 676,510676.5k $49.1m $49.1m 1.70% Reduced -219.8k -219,822
5 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 553,365553.4k $40.2m $40.2m 0.02% Added +22.6k +22,571
6 Tradewinds Capital Management, LLC 10.88% of their portfolio BELLINGHAM, WA 476,796476.8k $34.6m $34.6m 10.88% New
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 450,773450.8k $32.7m $32.7m 0.01% Added +166.1k +166,121
8 Advisory Alpha, LLC 1.61% of their portfolio HOLLAND, MI 349,308349.3k $25.4m $25.4m 1.61% Added +10.5k +10,474
9 Provida Pension Fund Administrator 0.71% of their portfolio LAS CONDES, SANTIAGO, F3 250,300250.3k $18.0m $18.0m 0.71% Unchanged
10 Baker Avenue Asset Management, LP 0.90% of their portfolio SAN FRANCISCO, CA 230,478230.5k $16.7m $16.7m 0.90% Added +210.3k +210,315
11 New York Life Investment Management LLC 0.18% of their portfolio New York, NY 220,920220.9k $16.0m $16.0m 0.18% Reduced -146.7k -146,737
12 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 197,235197.2k $14.3m $14.3m 0.06% Reduced -352.0k -352,046
13 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 179,005179.0k $13.0m $13.0m 0.06% Reduced -55.8k -55,806
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 155,546155.5k $11.3m $11.3m 0.01% Reduced -889.6k -889,635
15 NOMURA ASSET MANAGEMENT CO LTD 0.06% of their portfolio TOKYO, M0 151,996152.0k $11.0m $11.0m 0.06% Reduced -74.1k -74,100
16 Certified Advisory Corp 1.95% of their portfolio ALTAMONTE SPRINGS, FL 150,860150.9k $11.0m $11.0m 1.95% Added +2.3k +2,282
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 148,778148.8k $10.8m $10.8m 0.00% Reduced -361.4k -361,387
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 137,928137.9k $10.0m $10.0m 0.00% Reduced -4.2m -4,194,236
19 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 123,195123.2k $8.9m $8.9m 0.11% Added +91.0k +90,977
20 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.63% of their portfolio SAN FRANCISCO, CA 119,087119.1k $8.6m $8.6m 0.63% Added +4.6k +4,605
21 AIRE ADVISORS, LLC 2.38% of their portfolio BEVERLY HILLS, CA 117,130117.1k $8.5m $8.5m 2.38% Added +23.9k +23,937
22 Adams Wealth Management 2.64% of their portfolio LOGAN, UT 112,462112.5k $8.2m $8.2m 2.64% New
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 104,912104.9k $7.6m $7.6m 0.01% Reduced -405.7k -405,658
24 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 96,00796.0k $7.0m $7.0m 0.03% Added +4.1k +4,065
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 94,40994.4k $6.9m $6.9m 0.01% Reduced -25.5k -25,469
26 Tidal Investments LLC 0.12% of their portfolio Milwaukee, WI 94,16294.2k $6.8m $6.8m 0.12% Added +44.7k +44,737
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 76,39776.4k $5.5m $5.5m 0.01% Reduced -51.6k -51,637
28 OPPENHEIMER ASSET MANAGEMENT INC. 0.08% of their portfolio NEW YORK, NY 71,69171.7k $5.2m $5.2m 0.08% Added +585 +585
29 BlackRock Inc. 0.00% of their portfolio New York, NY 70,73770.7k $5.1m $5.1m 0.00% Reduced -623.1k -623,069
30 Hilltop Partners LLC 2.23% of their portfolio MISHAWAKA, IN 68,09868.1k $4.9m $4.9m 2.23% New
31 Kades & Cheifetz LLC 3.77% of their portfolio Berwyn, PA 65,84365.8k $4.8m $4.8m 3.77% Reduced -947 -947
32 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 62,92762.9k $4.6m $4.6m 0.03% Reduced -11.4k -11,351
33 360 Financial, Inc. 2.40% of their portfolio WAYZATA, MN 62,53562.5k $4.5m $4.5m 2.40% Added +12.5k +12,520
34 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 58,84758.8k $4.3m $4.3m 0.03% Reduced -189.1k -189,092
35 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 57,04057.0k $4.1m $4.1m 0.01% Reduced -48.8k -48,750
36 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 56,45356.5k $4.1m $4.1m 0.01% Reduced -69.4k -69,385
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 53,70253.7k $3.9m $3.9m 0.00% Reduced -24.8k -24,771
38 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 50,32150.3k $3.6m $3.6m 0.01% Added +12.0k +11,964
39 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 47,16947.2k $3.4m $3.4m 0.03% Added +13.4k +13,419
40 Baron Financial Group, LLC 2.12% of their portfolio Fair Lawn, NJ 46,14546.1k $3.4m $3.4m 2.12% Added +3.8k +3,840
41 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 46,05446.1k $3.3m $3.3m 0.05% Reduced -19.2k -19,182
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 42,79542.8k $3.1m $3.1m 0.00% Reduced -7.4k -7,373
43 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 38,97439.0k $2.8m $2.8m 0.03% Added +18.5k +18,453
44 Financial Gravity Asset Management, Inc. 0.09% of their portfolio Lakeway, TX 37,94537.9k $2.8m $2.8m 0.09% Added +21.4k +21,393
45 Econ Financial Services Corp 2.00% of their portfolio HARRISBURG, PA 36,31036.3k $2.6m $2.6m 2.00% Added +33.0k +32,980
46 Blue Trust, Inc. 0.04% of their portfolio BRENTWOOD, TN 35,80235.8k $2.5m $2.5m 0.04% Reduced -3.4k -3,367
47 HORIZON FINANCIAL SERVICES, LLC 2.22% of their portfolio WINSTON SALEM, NC 35,67635.7k $2.6m $2.6m 2.22% Reduced -1.5k -1,500
48 Aspire Wealth Management Corp 2.09% of their portfolio WALTHAM, MA 35,46235.5k $2.6m $2.6m 2.09% Reduced -1.4k -1,399
49 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 35,16635.2k $2.6m $2.6m 0.02% Reduced -157.7k -157,669
50 LPWM LLC 1.22% of their portfolio MINNEAPOLIS, MN 34,97335.0k $2.5m $2.5m 1.22% Added +928 +928
51 Comprehensive Wealth Management, LLC 2.08% of their portfolio LYNNWOOD, WA 34,76234.8k $2.5m $2.5m 2.08% Added +7.6k +7,575
52 BARINGS LLC 0.08% of their portfolio CHARLOTTE, NC 33,76433.8k $2.5m $2.5m 0.08% New
53 CAPITAL WEALTH MANAGEMENT, LLC 1.38% of their portfolio W. WARWICK, RI 33,08733.1k $2.4m $2.4m 1.38% Added +15.2k +15,173
54 Financial Architects, Inc 0.38% of their portfolio MARLTON, NJ 32,32932.3k $2.3m $2.3m 0.38% Reduced -912 -912
55 Provident Wealth Management, LLC 1.19% of their portfolio BRENTWOOD, TN 32,03532.0k $2.3m $2.3m 1.19% Reduced -242 -242
56 TCWP LLC 0.44% of their portfolio Beachwood, OH 31,92131.9k $2.3m $2.3m 0.44% Reduced -16.4k -16,423
57 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 31,80131.8k $2.3m $2.3m 0.04% Reduced -8.0k -8,006
58 Windham Capital Management, LLC 0.92% of their portfolio BOSTON, MA 31,79931.8k $2.3m $2.3m 0.92% New
59 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 31,72331.7k $2.3m $2.3m 0.03% New
60 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 31,00831.0k $2.3m $2.3m 0.00% Reduced -14.8k -14,838
61 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 28,29628.3k $2.1m $2.1m 0.07% Reduced -47.9k -47,924
62 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 27,27927.3k $2.0m $2.0m 0.05% Reduced -19.5k -19,528
63 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,54926.5k $1.9m $1.9m 0.00% Added +23.3k +23,334
64 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 26,02126.0k $1.9m $1.9m 0.01% Reduced -53.6k -53,554
65 Capital Asset Advisory Services LLC 0.13% of their portfolio Williamston, MI 24,54324.5k $1.8m $1.8m 0.13% Reduced -2.3k -2,252
66 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 23,42523.4k $1.7m $1.7m 0.04% Added +665 +665
67 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,01623.0k $1.7m $1.7m 0.00% Reduced -4.3k -4,301
68 DARK FOREST CAPITAL MANAGEMENT LP 0.39% of their portfolio NEW YORK, NY 22,56922.6k $1.6m $1.6m 0.39% New
69 Key Financial Inc 0.60% of their portfolio WEST CHESTER, PA 22,52122.5k $1.6m $1.6m 0.60% Added +1.0k +1,024
70 Baldrige Asset Management LLC 0.61% of their portfolio ALLENTOWN, PA 20,48920.5k $1.5m $1.5m 0.61% Added +267 +267
71 HOHIMER WEALTH MANAGEMENT, LLC 0.43% of their portfolio SEATTLE, WA 20,40520.4k $1.5m $1.5m 0.43% New
72 Elequin Capital, LP 0.95% of their portfolio NEW YORK, NY 18,64918.6k $1.4m $1.4m 0.95% New
73 PURSUE WEALTH PARTNERS LLC 0.88% of their portfolio ALAMO, CA 17,65017.6k $1.3m $1.3m 0.88% Unchanged
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,41917.4k $1.3m $1.3m 0.00% Reduced -6.2k -6,224
75 Northwest Capital Management Inc 0.57% of their portfolio Lake Oswego, OR 16,11016.1k $1.2m $1.2m 0.57% Reduced -7.1k -7,052
76 Onyx Bridge Wealth Group LLC 0.43% of their portfolio TARRYTOWN, NY 14,93914.9k $1.1m $1.1m 0.43% New
77 Westshore Wealth, LLC 0.54% of their portfolio NEWPORT BEACH, CA 14,23414.2k $1.0m $1.0m 0.54% Reduced -6.3k -6,265
78 Hall Private Wealth Advisors 0.53% of their portfolio SAN DIEGO, CA 14,03314.0k $1.0m $1.0m 0.53% Unchanged
79 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 13,37413.4k $971.2k $971.2k 0.00% Reduced -1.4k -1,440
80 Herold Advisors, Inc. 0.32% of their portfolio New York, NY 12,56012.6k $912.1k $912.1k 0.32% Unchanged
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,30812.3k $893.8k $893.8k 0.00% Reduced -13.6k -13,630
82 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 11,91511.9k $865.3k $865.3k 0.01% Reduced -7.2k -7,172
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,84511.8k $860.0k $860.0k 0.00% Reduced -1.1k -1,086
84 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 11,64211.6k $845.4k $845.4k 0.05% Added +4.1k +4,101
85 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 11,16911.2k $811.1k $811.1k 0.03% Added +5.9k +5,863
86 SHEETS SMITH WEALTH MANAGEMENT 0.12% of their portfolio WINSTON-SALEM, NC 10,99211.0k $798.2k $798.2k 0.12% Reduced -984 -984
87 Archer Investment Corp 0.29% of their portfolio Carmel, IN 10,90410.9k $791.8k $791.8k 0.29% Unchanged
88 Compagnie Lombard Odier SCmA 0.02% of their portfolio 1204 GENEVA, V8 10,47010.5k $760.3k $760.3k 0.02% Unchanged
89 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 10,23210.2k $743.0k $743.0k 0.02% Reduced -6.7k -6,713
90 Richard W. Paul & Associates, LLC 0.33% of their portfolio NOVI, MI 9,8069.8k $712.1k $712.1k 0.33% Added +9.8k +9,787
91 Millington Financial Advisors, LLC 0.65% of their portfolio NAPERVILLE, IL 9,6209.6k $698.6k $698.6k 0.65% Reduced -233 -233
92 Patton Albertson Miller Group, LLC 0.13% of their portfolio Chattanooga, TN 9,5549.6k $693.8k $693.8k 0.13% Reduced -1.4k -1,374
93 Eudaimonia Partners, LLC 0.17% of their portfolio Winchester, TN 9,5329.5k $692.2k $692.2k 0.17% New
94 AXXCESS WEALTH MANAGEMENT, LLC 0.05% of their portfolio CARLSBAD, CA 9,0259.0k $655.4k $655.4k 0.05% Reduced -266 -266
95 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 8,9088.9k $646.9k $646.9k 0.04% Reduced -2.9k -2,874
96 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 8,9028.9k $521.2k $521.2k 0.02% Reduced -199 -199
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,8838.9k $645.0k $645.0k 0.00% Reduced -1.2m -1,214,325
98 RHS Financial, LLC 0.49% of their portfolio SAN FRANCISCO, CA 8,8478.8k $642.5k $642.5k 0.49% Reduced -457 -457
99 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 8,7658.8k $636.5k $636.5k 0.01% Reduced -104.0k -103,954
100 WEALTHSOURCE PARTNERS, LLC 0.04% of their portfolio SAN LUIS OBISPO, CA 8,4408.4k $612.9k $612.9k 0.04% Reduced -88.2k -88,180