Vault-13

ISHARES U S ETF TR COMT

GSCI CMDTY STGY · ETP · CUSIP 46431W853

216 institutional holders -106 vs Q4 2022
20,031,49520.0m shares reported held*
$543.0mreported value*
24 new 33 added 134 reduced 123 sold out net sold ≈ $827.8m (-30.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.11. Options: 1 managers hold calls ($18.9k notional), 1 hold puts ($86.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 328Q4 22: 322Q1 23: 216216Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022328
Q4 2022322
Q1 2023216

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 159 bought or addedQ4 22: 172 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 257 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022159172
Q1 202357257

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $725.0kQ3 22 puts: $1.2mQ3 22P/C 1.70Q4 22 calls: $135.3kQ4 22 puts: $1.7mQ4 22P/C 12.52Q1 23 calls: $18.9kQ1 23 puts: $86.5kQ1 23P/C 4.57
Numbers
QuarterCallsPutsP/C
Q3 2022$725.0k$1.2m1.70
Q4 2022$135.3k$1.7m12.52
Q1 2023$18.9k$86.5k4.57

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +138,304+138.3k
CITADEL ADVISORS LLC Added +42,879+42.9k
WBI INVESTMENTS, LLC New +42,729+42.7k
Advus Financial Partners, LLC Added +35,556+35.6k
FLOW TRADERS U.S. LLC New +34,619+34.6k
BECKER CAPITAL MANAGEMENT INC New +27,560+27.6k
Evolution Wealth Advisors, LLC Added +22,652+22.7k
CHOREO, LLC New +21,754+21.8k
TWO SIGMA SECURITIES, LLC New +19,513+19.5k
Peak Financial Management, Inc. Added +17,096+17.1k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -9,241,241-9.2m
BlackRock Inc. Reduced -2,365,766-2.4m
LPL Financial LLC Reduced -1,972,890-2.0m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -1,705,702-1.7m
MORGAN STANLEY Reduced -1,218,053-1.2m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Reduced -1,124,942-1.1m
OSAIC HOLDINGS, INC. Reduced -870,310-870.3k
PARK AVENUE SECURITIES LLC Reduced -792,247-792.2k
MML INVESTORS SERVICES, LLC Reduced -591,947-591.9k
BANK OF AMERICA CORP /DE/ Reduced -555,104-555.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $18.9k700 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $86.5k3.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 7,491,6057.5m $202.5m $202.5m 0.06% Reduced -1.7m -1,705,702
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,983,8963.0m $80.7m $80.7m 0.01% Reduced -555.1k -555,104
3 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 829,023829.0k $22.4m $22.4m 0.04% Reduced -65.9k -65,877
4 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 707,865707.9k $19.1m $19.1m 0.01% Added +99 +99
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 470,357470.4k $12.7m $12.7m 0.00% Reduced -1.2m -1,218,053
6 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 466,720466.7k $12.6m $12.6m 0.01% Reduced -166.1k -166,110
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 394,229394.2k $10.7m $10.7m 0.02% Reduced -870.3k -870,310
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 265,383265.4k $7.2m $7.2m 0.01% Added +9.3k +9,285
9 Evolution Wealth Advisors, LLC 1.71% of their portfolio AVENTURA, FL 262,851262.9k $7.1m $7.1m 1.71% Added +22.7k +22,652
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 251,086251.1k $6.8m $6.8m 0.00% Reduced -355.3k -355,311
11 BlackRock Inc. 0.00% of their portfolio New York, NY 244,231244.2k $6.6m $6.6m 0.00% Reduced -2.4m -2,365,766
12 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 241,721241.7k $6.5m $6.5m 0.00% Reduced -299.2k -299,182
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 231,569231.6k $6.3m $6.3m 0.00% Reduced -239.7k -239,682
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 216,186216.2k $5.8m $5.8m 0.00% Reduced -2.0m -1,972,890
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 215,325215.3k $5.8m $5.8m 0.00% Reduced -9.2m -9,241,241
16 Peak Financial Management, Inc. 1.95% of their portfolio WELLESLEY, MA 194,432194.4k $5.3m $5.3m 1.95% Added +17.1k +17,096
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 190,072190.1k $5.1m $5.1m 0.01% Reduced -14.1k -14,085
18 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 187,410187.4k $5.1m $5.1m 0.04% Reduced -591.9k -591,947
19 Mariner, LLC 0.01% of their portfolio Overland Park, KS 151,540151.5k $4.1m $4.1m 0.01% Reduced -298.6k -298,561
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 138,304138.3k $3.7m $3.7m 0.01% New
21 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 137,359137.4k $3.7m $3.7m 0.02% Reduced -371.8k -371,764
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 122,603122.6k $3.3m $3.3m 0.00% Reduced -152.2k -152,250
23 Patton Albertson Miller Group, LLC 0.60% of their portfolio Chattanooga, TN 121,054121.1k $3.3m $3.3m 0.60% Reduced -10.3k -10,311
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 116,831116.8k $3.2m $3.2m 0.01% Reduced -438.4k -438,434
25 NWAM LLC 0.32% of their portfolio MERCER ISLAND, WA 116,654116.7k $3.2m $3.2m 0.32% Reduced -101.6k -101,590
26 Advus Financial Partners, LLC 1.30% of their portfolio WINTER PARK, FL 116,638116.6k $3.2m $3.2m 1.30% Added +35.6k +35,556
27 PALLADIEM, LLC 2.89% of their portfolio BRYN MAWR, PA 100,278100.3k $2.7m $2.7m 2.89% Reduced -3.0k -2,985
28 Northwest Capital Management Inc 1.27% of their portfolio Lake Oswego, OR 96,63296.6k $2.6m $2.6m 1.27% Reduced -107.4k -107,447
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 96,19096.2k $2.6m $2.6m 0.00% Added +1.5k +1,496
30 WEALTHSOURCE PARTNERS, LLC 0.17% of their portfolio SAN LUIS OBISPO, CA 90,70190.7k $2.5m $2.5m 0.17% Reduced -160.6k -160,579
31 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.07% of their portfolio MINNEAPOLIS, MN 83,87883.9k $2.3m $2.3m 0.07% Reduced -1.1m -1,124,942
32 Blue Trust, Inc. 0.04% of their portfolio BRENTWOOD, TN 79,27679.3k $2.2m $2.2m 0.04% Reduced -5.9k -5,924
33 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 73,42473.4k $2.0m $2.0m 0.00% Added +1.6k +1,550
34 Procyon Advisors, LLC 0.30% of their portfolio SHELTON, CT 67,17567.2k $1.8m $1.8m 0.30% Added +2.0k +2,033
35 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 66,02566.0k $1.8m $1.8m 0.01% Reduced -105.5k -105,515
36 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio Greenbrae, CA 64,77564.8k $1.8m $1.8m 0.11% Reduced -61.2k -61,214
37 CLIENT 1ST ADVISORY GROUP, LLC 0.91% of their portfolio DUNEDIN, FL 61,97762.0k $1.7m $1.7m 0.91% Reduced -16.6k -16,615
38 Axiom Advisory, LLC 1.62% of their portfolio SAN DIEGO, CA 61,13261.1k $1.7m $1.7m 1.62% Reduced -1.1k -1,094
39 MA Private Wealth 0.39% of their portfolio SAN CARLOS, CA 59,55259.6k $1.6m $1.6m 0.39% Reduced -43.8k -43,845
40 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 58,98759.0k $1.6m $1.6m 0.03% Reduced -34.6k -34,581
41 First National Bank of South Miami 1.18% of their portfolio SOUTH MIAMI, FL 54,88954.9k $1.5m $1.5m 1.18% Reduced -4.4k -4,379
42 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 53,24453.2k $1.4m $1.4m 0.11% Reduced -1.6k -1,599
43 Eudaimonia Partners, LLC 0.34% of their portfolio Winchester, TN 51,76051.8k $1.4m $1.4m 0.34% Reduced -7.2k -7,248
44 Anfield Capital Management, LLC 0.64% of their portfolio IRVINE, CA 50,86050.9k $1.4m $1.4m 0.64% Added +3.3k +3,264
45 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 47,88947.9k $1.3m $1.3m 0.01% Reduced -161.9k -161,902
46 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 46,66446.7k $1.3m $1.3m 0.01% Reduced -549.5k -549,478
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,22544.2k $1.2m $1.2m 0.00% Added +42.9k +42,879
48 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 44,01844.0k $1.2m $1.2m 0.02% Reduced -169.2k -169,246
49 WORLD EQUITY GROUP, INC. 0.35% of their portfolio SCHAUMBURG, IL 43,85943.9k $2.4m $2.4m 0.35% Added +14.9k +14,893
50 SIGNET FINANCIAL MANAGEMENT, LLC 0.20% of their portfolio PARSIPPANY, NJ 43,02743.0k $1.2m $1.2m 0.20% Reduced -103 -103
51 Disciplined Investments, LLC 0.49% of their portfolio TULSA, OK 42,98443.0k $1.2m $1.2m 0.49% Added +6.8k +6,754
52 WBI INVESTMENTS, LLC 0.23% of their portfolio RED BANK, NJ 42,72942.7k $1.2m $1.2m 0.23% New
53 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 42,40042.4k $1.1m $1.1m 0.00% Reduced -40.3k -40,272
54 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 39,24139.2k $1.1m $1.1m 0.01% Reduced -15.0k -15,032
55 Boyce & Associates Wealth Consulting, Inc. 1.84% of their portfolio CEDAR PARK, TX 37,32437.3k $1.0m $1.0m 1.84% Reduced -17.0k -16,988
56 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 36,73836.7k $993.0k $993.0k 0.01% Reduced -5.4k -5,440
57 Compound Planning, Inc. 0.55% of their portfolio NEW YORK, NY 36,11236.1k $976.1k $976.1k 0.55% First filing
58 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 35,52835.5k $960.0k $960.0k 0.02% Reduced -108.2k -108,192
59 ANCHOR CAPITAL ADVISORS LLC 0.03% of their portfolio Boston, MA 35,36335.4k $955.9k $955.9k 0.03% Added +4.9k +4,912
60 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 34,61934.6k $936.0k $936.0k 0.04% New
61 KM Capital Management Ltd. 0.84% of their portfolio AUSTIN, TX 33,61033.6k $908.5k $908.5k 0.84% Reduced -2.4k -2,390
62 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,94832.9k $891.0k $891.0k 0.00% Reduced -13.9k -13,871
63 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 31,96232.0k $863.9k $863.9k 0.03% Reduced -8.7k -8,651
64 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 28,92628.9k $781.9k $781.9k 0.00% Reduced -3.2k -3,220
65 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 28,50828.5k $770.6k $770.6k 0.01% Reduced -155.6k -155,587
66 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 27,82727.8k $752.0k $752.0k 0.03% Reduced -31.1k -31,096
67 BECKER CAPITAL MANAGEMENT INC 0.03% of their portfolio Portland, OR 27,56027.6k $744.9k $744.9k 0.03% New
68 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 26,74426.7k $722.9k $722.9k 0.03% Reduced -1.3k -1,321
69 Private Advisory Group LLC 0.14% of their portfolio REDMOND, WA 25,07625.1k $677.8k $677.8k 0.14% Added +16.1k +16,113
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 23,79623.8k $643.0k $643.0k 0.00% Added +1.7k +1,683
71 Topel & Distasi Wealth Management, LLC 0.32% of their portfolio BERKELEY, CA 22,34722.3k $604.0k $604.0k 0.32% Unchanged
72 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 22,05222.1k $596.5k $596.5k 0.03% Reduced -21.1k -21,141
73 Hubbell Strickland Wealth Management, LLC 0.36% of their portfolio NEW ORLEANS, LA 21,99422.0k $594.5k $594.5k 0.36% Reduced -2.4k -2,413
74 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 21,75421.8k $588.0k $588.0k 0.02% New
75 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 20,89420.9k $564.8k $564.8k 0.01% Reduced -51.0k -50,994
76 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 20,79920.8k $562.2k $562.2k 0.01% Reduced -71.5k -71,481
77 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 20,09320.1k $543.0k $543.0k 0.03% Reduced -151.6k -151,594
78 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 19,61519.6k $530.2k $530.2k 0.00% Reduced -21.6k -21,572
79 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 19,51319.5k $527.4k $527.4k 0.04% New
80 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 19,42319.4k $525.0k $525.0k 0.04% Added +1.1k +1,056
81 Triumph Capital Management 0.27% of their portfolio DENVER, CO 19,26619.3k $520.8k $520.8k 0.27% Added +8.0k +7,987
82 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 18,41718.4k $497.8k $497.8k 0.02% Added +2.5k +2,478
83 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 18,07818.1k $488.6k $488.6k 0.00% Reduced -270.5k -270,543
84 Dentgroup LLC 0.38% of their portfolio BATON ROUGE, LA 17,57817.6k $475.1k $475.1k 0.38% Reduced -2.4k -2,406
85 TNF LLC 0.21% of their portfolio BILLINGS, MT 17,20817.2k $458.2k $458.2k 0.21% Reduced -863 -863
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 16,57016.6k $447.9k $447.9k 0.00% Reduced -2.1k -2,117
87 Prosperity Planning, Inc. 0.19% of their portfolio NORTH KANSAS CITY, MO 16,25216.3k $439.3k $439.3k 0.19% Added +2.6k +2,603
88 PROVENCE WEALTH MANAGEMENT GROUP 0.28% of their portfolio IRVINE, CA 15,81415.8k $427.4k $427.4k 0.28% Reduced -3.3k -3,262
89 Madison Wealth Partners, Inc 0.21% of their portfolio MADISON, WI 15,18815.2k $410.5k $410.5k 0.21% Unchanged
90 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,96315.0k $404.4k $404.4k 0.00% Reduced -3.0k -3,042
91 Keebeck Wealth Management 0.06% of their portfolio Chicago, IL 14,91914.9k $403.3k $403.3k 0.06% Reduced -21.0k -20,988
92 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 13,98614.0k $378.0k $378.0k 0.01% Reduced -826 -826
93 Scarborough Advisors, LLC 0.09% of their portfolio ANNAPOLIS, MD 13,82313.8k $373.6k $373.6k 0.09% Reduced -298.8k -298,802
94 Rosenberg Matthew Hamilton 0.12% of their portfolio GRAND JUNCTION, CO 13,33913.3k $360.6k $360.6k 0.12% Reduced -798 -798
95 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,83712.8k $347.0k $347.0k 0.00% Reduced -5.1k -5,087
96 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,52212.5k $338.5k $338.5k 0.00% Reduced -1.1k -1,054
97 44 WEALTH MANAGEMENT LLC 0.11% of their portfolio EUGENE, OR 12,45812.5k $336.7k $336.7k 0.11% Unchanged
98 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 12,32512.3k $333.2k $333.2k 0.02% Reduced -10.5k -10,488
99 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 12,03412.0k $325.3k $325.3k 0.01% Reduced -103.8k -103,800
100 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 11,81311.8k $319.3k $319.3k 0.01% Reduced -57.2k -57,233