Vault-13

ISHARES TR HDV

CORE HIGH DV ETF · ETP · CUSIP 46429B663

722 institutional holders -30 vs Q4 2022
51,678,34651.7m shares reported held*
$5.1bnreported value*
45 new 240 added 287 reduced 73 sold out net sold ≈ $1.8bn (-15.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $98.84. Options: 3 managers hold calls ($54.4m notional), 2 hold puts ($1.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 711Q4 22: 752Q1 23: 722722Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022711
Q4 2022752
Q1 2023722

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 351 bought or addedQ4 22: 308 cut or sold outQ4 22Q1 23: 285 bought or addedQ1 23: 360 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022351308
Q1 2023285360

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $41.7mQ3 22 puts: $10.0mQ3 22P/C 0.24Q4 22 calls: $15.3mQ4 22 puts: $1.2mQ4 22P/C 0.08Q1 23 calls: $54.4mQ1 23 puts: $1.1mQ1 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$41.7m$10.0m0.24
Q4 2022$15.3m$1.2m0.08
Q1 2023$54.4m$1.1m0.02

Biggest buyers

COWA, LLC Added +1,481,137+1.5m
FMR LLC Added +513,840+513.8k
Simplicity Solutions, LLC New +194,246+194.2k
Mariner, LLC Added +107,892+107.9k
Gallagher Fiduciary Advisors, LLC New +93,541+93.5k
Cetera Advisor Networks LLC Added +78,965+79.0k
Thrivent Financial for Lutherans Added +76,925+76.9k
EP Wealth Advisors, LLC Added +66,151+66.2k
ALLIANCEBERNSTEIN L.P. Added +55,887+55.9k
Phoenix Wealth Advisors New +50,000+50.0k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -3,236,510-3.2m
TRUIST FINANCIAL CORP Reduced -2,001,723-2.0m
BlackRock Inc. Reduced -1,516,069-1.5m
WELLS FARGO & COMPANY/MN Reduced -1,306,086-1.3m
OSAIC HOLDINGS, INC. Reduced -1,254,481-1.3m
Clark Capital Management Group, Inc. Sold out -941,834-941.8k
BARINGS LLC Sold out -774,204-774.2k
UBS Group AG Reduced -579,749-579.7k
FEDERATED HERMES, INC. Reduced -550,062-550.1k
Calamos Wealth Management LLC Reduced -493,611-493.6k

Biggest calls

CITADEL ADVISORS LLC Added $43.6m428.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.8m106.3k shares
Cutler Group LLC / CA Added $2.0k1.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $833.6k8.2k shares
CITADEL ADVISORS LLC Reduced $264.3k2.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 6,101,6936.1m $620.3m $620.3m 0.07% Reduced -464.5k -464,460
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,098,4423.1m $315.0m $315.0m 0.03% Reduced -273.4k -273,387
3 TRUIST FINANCIAL CORP 0.43% of their portfolio CHARLOTTE, NC 2,434,5602.4m $247.5m $247.5m 0.43% Reduced -2.0m -2,001,723
4 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,031,1652.0m $206.5m $206.5m 0.10% Reduced -579.7k -579,749
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,856,9871.9m $188.8m $188.8m 0.06% Reduced -1.3m -1,306,086
6 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 1,717,7331.7m $174.6m $174.6m 0.14% Reduced -157.7k -157,687
7 COWA, LLC 4.63% of their portfolio Tulsa, OK 1,554,1661.6m $5.9m $5.9m 4.63% Added +1.5m +1,481,137
8 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,473,5821.5m $149.8m $149.8m 0.04% Reduced -36.7k -36,723
9 Meiji Yasuda Life Insurance Co 2.44% of their portfolio TOKYO, M0 1,223,6561.2m $124.4m $124.4m 2.44% Unchanged
10 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,125,2671.1m $119.7m $119.7m 0.04% Reduced -383.5k -383,508
11 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,091,6011.1m $111.0m $111.0m 0.05% Reduced -3.2m -3,236,510
12 M&T Bank Corp 0.42% of their portfolio BUFFALO, NY 1,056,4321.1m $107.4m $107.4m 0.42% Reduced -35.9k -35,912
13 SECURIAN ASSET MANAGEMENT, INC 2.63% of their portfolio ST PAUL, MN 970,652970.7k $98.7m $98.7m 2.63% Reduced -24.0k -23,952
14 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 967,394967.4k $98.3m $98.3m 0.01% Added +41.2k +41,175
15 FMR LLC 0.00% of their portfolio BOSTON, MA 952,146952.1k $96.8m $96.8m 0.00% Added +513.8k +513,840
16 COMMONWEALTH EQUITY SERVICES, LLC 0.20% of their portfolio WALTHAM, MA 920,035920.0k $93.5m $93.5m 0.20% Added +16.3k +16,287
17 BlackRock Inc. 0.00% of their portfolio New York, NY 815,922815.9k $82.9m $82.9m 0.00% Reduced -1.5m -1,516,069
18 J.P. Morgan Private Wealth Advisors LLC 0.16% of their portfolio SAN FRANCISCO, CA 747,861747.9k $76.0m $76.0m 0.16% Reduced -32.9k -32,938
19 Janney Montgomery Scott LLC 0.24% of their portfolio PHILADELPHIA, PA 589,697589.7k $59.9m $59.9m 0.24% Reduced -17.3k -17,310
20 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 526,635526.6k $53.7m $53.7m 0.10% Reduced -1.3m -1,254,481
21 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 520,562520.6k $52.9m $52.9m 0.10% Added +15.6k +15,611
22 LBMC INVESTMENT ADVISORS, LLC 5.23% of their portfolio BRENTWOOD, TN 509,040509.0k $51.7m $51.7m 5.23% Reduced -1.7k -1,664
23 CVS HEALTH Corp 28.86% of their portfolio WOONSOCKET, RI 476,836476.8k $48.5m $48.5m 28.86% Reduced -147.7k -147,700
24 Cetera Advisor Networks LLC 0.29% of their portfolio EL SEGUNDO, CA 382,397382.4k $38.9m $38.9m 0.29% Added +79.0k +78,965
25 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 375,680375.7k $38.0m $38.0m 0.09% Added +76.9k +76,925
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 339,980340.0k $34.6m $34.6m 0.05% Reduced -201.7k -201,745
27 SWISS RE LTD 7.82% of their portfolio ZURICH, V8 327,970328.0k $33.3m $33.3m 7.82% Unchanged
28 Mariner, LLC 0.10% of their portfolio Overland Park, KS 322,080322.1k $32.7m $32.7m 0.10% Added +107.9k +107,892
29 FUKOKU MUTUAL LIFE INSURANCE Co 2.91% of their portfolio TOKYO, M0 316,000316.0k $32.1m $32.1m 2.91% Unchanged
30 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 312,652312.7k $31.8m $31.8m 0.03% Added +45.4k +45,350
31 Steward Partners Investment Advisory, LLC 0.50% of their portfolio STAMFORD, CT 308,631308.6k $31.4m $31.4m 0.50% Reduced -10.3k -10,344
32 HENGEHOLD CAPITAL MANAGEMENT LLC 4.29% of their portfolio CINCINNATI, OH 306,927306.9k $31.2m $31.2m 4.29% Reduced -146.5k -146,535
33 MML INVESTORS SERVICES, LLC 0.21% of their portfolio SPRINGFIELD, MA 298,941298.9k $30.4m $30.4m 0.21% Reduced -111.4k -111,434
34 Wharton Business Group, LLC 1.57% of their portfolio MALVERN, PA 257,679257.7k $26.2m $26.2m 1.57% Added +1.9k +1,850
35 Waverly Advisors, LLC 1.33% of their portfolio BIRMINGHAM, AL 249,897249.9k $25.4m $25.4m 1.33% Reduced -29.2k -29,232
36 Atria Wealth Solutions, Inc. 0.37% of their portfolio NEW YORK, NY 245,388245.4k $24.9m $24.9m 0.37% Reduced -17.1k -17,059
37 Bluespring Wealth Management, LLC 3.18% of their portfolio AUSTIN, TX 237,861237.9k $24.2m $24.2m 3.18% Reduced -8.6k -8,609
38 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 235,042235.0k $23.9m $23.9m 0.12% Reduced -16.2k -16,232
39 Fiera Capital Corp 0.07% of their portfolio MONTREAL, A8 233,730233.7k $23.8m $23.8m 0.07% Reduced -839 -839
40 AVANTAX ADVISORY SERVICES, INC. 0.29% of their portfolio DALLAS, TX 233,629233.6k $23.8m $23.8m 0.29% Added +22.2k +22,193
41 REGIMEN WEALTH, LLC 9.62% of their portfolio ATLANTA, GA 210,015210.0k $22.2m $22.2m 9.62% Added +45.0k +45,046
42 Simmons Bank 1.73% of their portfolio Pine Bluff, AR 199,549199.5k $20.3m $20.3m 1.73% Reduced -31.8k -31,835
43 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 195,138195.1k $19.8m $19.8m 0.03% Reduced -13.1k -13,082
44 Simplicity Solutions, LLC 0.52% of their portfolio MINNEAPOLIS, MN 194,246194.2k $19.7m $19.7m 0.52% New
45 Orion Porfolio Solutions, LLC 0.21% of their portfolio OMAHA, NE 165,779165.8k $16.9m $16.9m 0.21% Reduced -64.9k -64,902
46 Orion Portfolio Solutions, LLC 0.21% of their portfolio Omaha, NE 165,779165.8k $16.9m $16.9m 0.21% Reduced -187.0k -187,036
47 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 3.36% of their portfolio FORT WORTH, TX 165,179165.2k $16.8m $16.8m 3.36% Added +833 +833
48 GDS Wealth Management 2.97% of their portfolio FLOWER MOUND, TX 165,166165.2k $16.8m $16.8m 2.97% Added +7.9k +7,863
49 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 163,535163.5k $16.6m $16.6m 0.18% Reduced -275.0k -274,983
50 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 162,036162.0k $16.5m $16.5m 0.01% Added +55.9k +55,887
51 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 161,980162.0k $16.5m $16.5m 0.11% Reduced -134.1k -134,099
52 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 161,907161.9k $16.5m $16.5m 0.02% Reduced -8.5k -8,473
53 Valeo Financial Advisors, LLC 0.08% of their portfolio CARMEL, IN 161,113161.1k $1.7m $1.7m 0.08% Reduced -843 -843
54 HB Wealth Management, LLC 0.24% of their portfolio Atlanta, GA 137,101137.1k $13.9m $13.9m 0.24% Reduced -13.0k -12,952
55 VAUGHAN & Co SECURITIES, INC. 10.30% of their portfolio Ridgewood, NJ 136,509136.5k $13.9m $13.9m 10.30% Added +5.0k +4,970
56 Kohmann Bosshard Financial Services, LLC 2.61% of their portfolio FAIRLAWN, OH 136,360136.4k $13.9m $13.9m 2.61% Added +9.1k +9,055
57 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 134,498134.5k $13.7m $13.7m 0.12% Reduced -52.9k -52,864
58 SWEENEY & MICHEL, LLC 7.08% of their portfolio CHICO, CA 133,937133.9k $13.3m $13.3m 7.08% First filing
59 IFP Advisors, Inc 0.49% of their portfolio TAMPA, FL 132,279132.3k $11.3m $11.3m 0.49% Reduced -681 -681
60 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 129,938129.9k $13.2m $13.2m 0.06% Added +3.5k +3,515
61 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 129,205129.2k $13.1m $13.1m 0.13% Reduced -2.2k -2,223
62 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 124,626124.6k $12.7m $12.7m 0.00% Reduced -23.4k -23,444
63 RFG Advisory, LLC 0.59% of their portfolio BIRMINGHAM, AL 117,853117.9k $12.0m $12.0m 0.59% Added +3.3k +3,263
64 REGIONS FINANCIAL CORP 0.11% of their portfolio BIRMINGHAM, AL 117,008117.0k $11.9m $11.9m 0.11% Reduced -123.4k -123,402
65 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 115,929115.9k $11.8m $11.8m 0.03% Reduced -10.7k -10,660
66 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 115,482115.5k $11.7m $11.7m 0.03% Reduced -30.3k -30,341
67 Teamwork Financial Advisors, LLC 2.15% of their portfolio San Antonio, TX 114,649114.6k $11.7m $11.7m 2.15% Reduced -103.4k -103,362
68 Global Strategic Investment Solutions, LLC 1.63% of their portfolio Scottsdale, AZ 111,683111.7k $11.4m $11.4m 1.63% Added +290 +290
69 KFA Private Wealth Group, LLC 5.13% of their portfolio Tysons, VA 110,858110.9k $11.3m $11.3m 5.13% Added +2.1k +2,148
70 Cetera Advisors LLC 0.18% of their portfolio DENVER, CO 108,825108.8k $11.1m $11.1m 0.18% Reduced -16.4k -16,370
71 Patton Albertson Miller Group, LLC 2.02% of their portfolio Chattanooga, TN 108,540108.5k $11.0m $11.0m 2.02% Added +4.7k +4,741
72 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 5.31% of their portfolio BETHLEHEM, PA 107,038107.0k $10.9m $10.9m 5.31% Added +1.5k +1,473
73 Graypoint LLC 1.17% of their portfolio Albany, NY 106,052106.1k $10.8m $10.8m 1.17% Added +2.7k +2,718
74 Wealthspire Advisors, LLC 0.18% of their portfolio NEW YORK, NY 104,158104.2k $10.6m $10.6m 0.18% Reduced -1.4k -1,415
75 Kapstone Financial Advisors LLC 9.72% of their portfolio LEBANON, OH 103,362103.4k $10.8m $10.8m 9.72% Added +2.2k +2,154
76 Fermata Advisors, LLC 6.13% of their portfolio SONOMA, CA 99,86899.9k $10.2m $10.2m 6.13% Reduced -22.0k -21,959
77 Townsend & Associates, Inc 3.95% of their portfolio WESTMINSTER, CO 95,66495.7k $9.8m $9.8m 3.95% Added +14.0k +14,011
78 Connecticut Wealth Management, LLC 0.73% of their portfolio FARMINGTON, CT 94,50894.5k $9.6m $9.6m 0.73% Added +172 +172
79 Gallagher Fiduciary Advisors, LLC 0.78% of their portfolio ROLLING MEADOWS, IL 93,54193.5k $9.5m $9.5m 0.78% New
80 Arkadios Wealth Advisors 1.13% of their portfolio ATLANTA, GA 93,05393.1k $9.5m $9.5m 1.13% Added +20.1k +20,066
81 Bernardo Wealth Planning LLC 4.02% of their portfolio HARLEYSVILLE, PA 92,12792.1k $9.4m $9.4m 4.02% Added +2.9k +2,937
82 GLENMEDE TRUST CO NA 0.05% of their portfolio PHILADELPHIA, PA 91,52091.5k $9.3m $9.3m 0.05% Reduced -31.5k -31,451
83 Shira Ridge Wealth Management 6.05% of their portfolio LARKSPUR, CA 90,13190.1k $9.2m $9.2m 6.05% Added +8.0k +7,950
84 Beaumont Financial Advisors, LLC 0.92% of their portfolio NEEDHAM, MA 89,39189.4k $9.1m $9.1m 0.92% Reduced -1.9k -1,906
85 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 88,71488.7k $9.0m $9.0m 0.01% Added +10.5k +10,485
86 KOM Wealth Management Group, LLC 9.14% of their portfolio APPLETON, WI 87,36787.4k $8.9m $8.9m 9.14% Added +21.3k +21,316
87 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 86,50086.5k $8.8m $8.8m 0.02% Reduced -468.0k -468,040
88 Smithfield Trust Co 0.54% of their portfolio PITTSBURGH, PA 83,22283.2k $8.5m $8.5m 0.54% Added +10.4k +10,410
89 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 83,03883.0k $8.4m $8.4m 0.01% Reduced -837 -837
90 NTV Asset Management LLC 1.56% of their portfolio Charleston, WV 82,74182.7k $8.4m $8.4m 1.56% Added +467 +467
91 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 82,26882.3k $8.3m $8.3m 0.10% Reduced -3.8k -3,792
92 WealthOne, LLC 3.19% of their portfolio ALBANY, NY 80,23580.2k $8.2m $8.2m 3.19% Added +11.7k +11,731
93 Fortune 45 LLC 8.16% of their portfolio Gonzales, LA 79,73079.7k $8.1m $8.1m 8.16% Added +4.5k +4,489
94 Strategic Equity Management 2.83% of their portfolio TUCSON, AZ 78,17578.2k $7.9m $7.9m 2.83% Reduced -26.8k -26,770
95 Mutual Advisors, LLC 0.32% of their portfolio OMAHA, NE 77,49777.5k $7.9m $7.9m 0.32% Added +20.6k +20,596
96 Integrated Advisors Network LLC 0.46% of their portfolio DALLAS, TX 76,02376.0k $7.7m $7.7m 0.46% Added +1.3k +1,286
97 Lantz Financial LLC 3.21% of their portfolio NAPERVILLE, IL 75,94875.9k $7.7m $7.7m 3.21% Reduced -1.3k -1,285
98 Michelson Medical Research Foundation, Inc. 5.84% of their portfolio Los Angeles, CA 73,24073.2k $7.4m $7.4m 5.84% Reduced -58.1k -58,080
99 Gunma Bank,Ltd. 3.22% of their portfolio GUNMA, M0 72,00072.0k $7.3m $7.3m 3.22% Added +9.0k +9,000
100 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 71,90071.9k $7.3m $7.3m 0.01% Reduced -8.3k -8,332