Vault-13

ISHARES TR SMIN

MSCI INDIA SM CP · ETP · CUSIP 46429B614

121 institutional holders +39 vs Q3 2023
5,328,0505.3m shares reported held*
$373.3mreported value*
43 new 33 added 25 reduced 7 sold out net bought ≈ $77.9m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $70.07. Options: 2 managers hold calls ($711.9k notional), 4 hold puts ($1.4m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 66Q4 22: 69Q1 23: 65Q2 23: 66Q3 23: 82Q4 23: 121121Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202266
Q4 202269
Q1 202365
Q2 202366
Q3 202382
Q4 2023121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 30 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 15 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 32 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223028
Q1 20231734
Q2 20232828
Q3 20234815
Q4 20237632

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $99.5kQ1 23 puts: $54.7kQ1 23P/C 0.55Q2 23 calls: $191.8kQ2 23 puts: $29.1kQ2 23P/C 0.15Q3 23 calls: $467.1kQ3 23 puts: $412.0kQ3 23P/C 0.88Q4 23 calls: $711.9kQ4 23 puts: $1.4mQ4 23P/C 2.00
Numbers
QuarterCallsPutsP/C
Q1 2023$99.5k$54.7k0.55
Q2 2023$191.8k$29.1k0.15
Q3 2023$467.1k$412.0k0.88
Q4 2023$711.9k$1.4m2.00

Biggest buyers

MORGAN STANLEY Added +250,143+250.1k
Adams Wealth Management New +86,323+86.3k
ARDSLEY ADVISORY PARTNERS LP New +85,000+85.0k
BANK OF AMERICA CORP /DE/ Added +77,472+77.5k
OLD MISSION CAPITAL LLC New +72,956+73.0k
STATE OF WISCONSIN INVESTMENT BOARD New +72,000+72.0k
LPL Financial LLC Added +71,126+71.1k
NEUBERGER BERMAN GROUP LLC New +66,373+66.4k
Crumly & Associates Inc. New +62,174+62.2k
AMERICAN CENTURY COMPANIES INC Added +56,104+56.1k

Biggest sellers

AXIOM INVESTORS LLC /DE Sold out -141,300-141.3k
BANK OF MONTREAL /CAN/ Reduced -63,797-63.8k
Legal & General Group Plc Reduced -30,000-30.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -28,123-28.1k
ROYAL BANK OF CANADA Reduced -24,435-24.4k
CIBC WORLD MARKET INC. Sold out -16,911-16.9k
FMR LLC Reduced -10,450-10.4k
Amundi Sold out -7,900-7.9k
626 Financial, LLC Reduced -7,767-7.8k
Perpetual Ltd Reduced -6,121-6.1k

Biggest calls

CITADEL ADVISORS LLC Added $362.9k5.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $348.9k5.0k shares

Biggest puts

Calamos Advisors LLC Added $864.7k13.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $530.4k7.6k shares
CITADEL ADVISORS LLC Reduced $27.9k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Legal & General Group Plc 0.03% of their portfolio London, X0 1,176,5001.2m $81.4m $81.4m 0.03% Reduced -30.0k -30,000
2 GLOBEFLEX CAPITAL L P 4.11% of their portfolio SAN DIEGO, CA 576,202576.2k $40.2m $40.2m 4.11% Added +27.8k +27,799
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 533,256533.3k $37.2m $37.2m 0.00% Added +250.1k +250,143
4 State of New Jersey Common Pension Fund D 0.08% of their portfolio TRENTON, NJ 354,436354.4k $24.7m $24.7m 0.08% Added +34.6k +34,562
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 286,674286.7k $20.0m $20.0m 0.00% Added +77.5k +77,472
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 194,627194.6k $13.6m $13.6m 0.01% Added +71.1k +71,126
7 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 171,184171.2k $11.9m $11.9m 0.01% Added +56.1k +56,104
8 Randolph Co Inc 1.29% of their portfolio Cincinnati, OH 138,441138.4k $9.7m $9.7m 1.29% Reduced -65 -65
9 Perpetual Ltd 0.10% of their portfolio SYDNEY, NEW SOUTH WALES, C3 132,980133.0k $9.3m $9.3m 0.10% Reduced -6.1k -6,121
10 FFG Partners, LLC 3.99% of their portfolio Fort Lauderdale, FL 107,286107.3k $7.5m $7.5m 3.99% First filing
11 CAUSEWAY CAPITAL MANAGEMENT LLC 0.16% of their portfolio LOS ANGELES, CA 88,99289.0k $6.2m $6.2m 0.16% Added +45.2k +45,234
12 Adams Wealth Management 1.78% of their portfolio LOGAN, UT 86,32386.3k $6.0m $6.0m 1.78% New
13 ARDSLEY ADVISORY PARTNERS LP 1.28% of their portfolio Norwalk, CT 85,00085.0k $5.9m $5.9m 1.28% New
14 OLD MISSION CAPITAL LLC 0.14% of their portfolio CHICAGO, IL 72,95673.0k $5.1m $5.1m 0.14% New
15 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 72,00072.0k $5.0m $5.0m 0.01% New
16 SHELL ASSET MANAGEMENT CO 0.23% of their portfolio THE HAGUE, P7 71,61471.6k $5.0m $5.0m 0.23% Reduced -1.8k -1,837
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 67,99468.0k $4.8m $4.8m 0.01% Added +42.5k +42,455
18 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 66,37366.4k $4.6m $4.6m 0.00% New
19 Crumly & Associates Inc. 1.26% of their portfolio SPRINGFIELD, IL 62,17462.2k $4.3m $4.3m 1.26% New
20 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 54,90054.9k $3.8m $3.8m 0.01% Added +1.3k +1,300
21 Main Management ETF Advisors, LLC 0.21% of their portfolio SAN FRANCISCO, CA 50,80050.8k $3.5m $3.5m 0.21% Added +3.3k +3,300
22 Mainsail Financial Group, LLC 2.60% of their portfolio BELLEVUE, WA 47,22947.2k $3.4m $3.4m 2.60% Added +1.7k +1,694
23 Driehaus Capital Management LLC 0.04% of their portfolio Chicago, IL 41,64841.6k $2.9m $2.9m 0.04% New
24 WASATCH ADVISORS LP 0.02% of their portfolio SALT LAKE CITY, UT 41,37741.4k $2.9m $2.9m 0.02% Unchanged
25 Alberta Investment Management Corp 0.02% of their portfolio EDMONTON, A0 37,67637.7k $2.6m $2.6m 0.02% New
26 Nipun Capital, L.P. 2.34% of their portfolio Foster City, CA 34,91834.9k $2.4m $2.4m 2.34% First filing
27 Manning & Napier Group, LLC 0.03% of their portfolio Fairport, NY 30,75430.8k $2.1m $2.1m 0.03% Reduced -1.8k -1,785
28 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 30,74630.7k $2.1m $2.1m 0.00% Unchanged
29 3EDGE Asset Management, LP 0.16% of their portfolio Naples, FL 30,37830.4k $2.1m $2.1m 0.16% New
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 29,98930.0k $2.1m $2.1m 0.00% New
31 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 29,42329.4k $2.1m $2.1m 0.07% New
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 29,01629.0k $2.0m $2.0m 0.00% Added +16.1k +16,073
33 ERn Financial, LLC 0.35% of their portfolio MIDDLETON, WI 25,73125.7k $1.8m $1.8m 0.35% New
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,85923.9k $1.7m $1.7m 0.00% Added +4.3k +4,255
35 Highland Financial Advisors, LLC 0.69% of their portfolio WAYNE, NJ 22,82422.8k $1.6m $1.6m 0.69% New
36 Calamos Wealth Management LLC 0.09% of their portfolio NAPERVILLE, IL 21,25621.3k $1.5m $1.5m 0.09% New
37 Leibman Financial Services, Inc. 1.15% of their portfolio LOUISVILLE, NE 19,88019.9k $1.4m $1.4m 1.15% First filing
38 Channing Global Advisors, LLC 1.05% of their portfolio Miami, FL 19,31519.3k $1.3m $1.3m 1.05% Added +13.6k +13,560
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,07918.1k $1.3m $1.3m 0.00% Added +439 +439
40 Virtus Investment Advisers, LLC 0.92% of their portfolio HARTFORD, CT 17,52217.5k $1.2m $1.2m 0.92% Reduced -1.9k -1,886
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,75016.8k $1.2m $1.2m 0.00% Added +6.5k +6,463
42 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,74316.7k $1.2m $1.2m 0.01% Added +7.0k +6,967
43 Private Advisory Group LLC 0.19% of their portfolio REDMOND, WA 15,79915.8k $1.1m $1.1m 0.19% New
44 BASSO CAPITAL MANAGEMENT, L.P. 1.07% of their portfolio STAMFORD, CT 14,75014.8k $1.0m $1.0m 1.07% New
45 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 14,03614.0k $979.6k $979.6k 0.01% New
46 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,55813.6k $951.2k $951.2k 0.01% Reduced -1.1k -1,117
47 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 11,49411.5k $821.9k $821.9k 0.01% New
48 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 11,49411.5k $821.9k $821.9k 0.01% New
49 Bryn Mawr Trust Advisors, LLC 0.04% of their portfolio PHILADELPHIA, PA 9,9509.9k $694.4k $694.4k 0.04% Reduced -155 -155
50 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 9,3749.4k $654.0k $654.0k 0.05% Reduced -46 -46
51 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,0009.0k $628.1k $628.1k 0.00% New
52 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,5728.6k $598.2k $598.2k 0.00% Added +1.0k +1,033
53 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,2738.3k $577.7k $577.7k 0.00% New
54 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 8,0958.1k $565.0k $565.0k 0.00% Added +1.9k +1,852
55 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 7,9708.0k $556.2k $556.2k 0.05% Reduced -253 -253
56 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,3457.3k $512.6k $512.6k 0.00% Added +2.2k +2,240
57 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 7,3287.3k $511.4k $511.4k 0.00% First filing
58 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 7,2667.3k $507.1k $507.1k 0.06% Added +198 +198
59 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,0087.0k $489.0k $489.0k 0.00% New
60 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,6746.7k $465.8k $465.8k 0.00% Added +994 +994
61 Grey Ledge Advisors, LLC 0.14% of their portfolio GUILFORD, CT 6,5516.6k $457.2k $457.2k 0.14% Added +25 +25
62 626 Financial, LLC 0.29% of their portfolio PORTAGE, MI 6,3686.4k $444.4k $444.4k 0.29% Reduced -7.8k -7,767
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,0036.0k $420.7k $420.7k 0.00% Reduced -63.8k -63,797
64 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,7755.8k $403.0k $403.0k 0.00% Reduced -5.8k -5,831
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,7305.7k $399.9k $399.9k 0.00% New
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,6515.7k $394.4k $394.4k 0.00% Added +3.3k +3,258
67 GHP Investment Advisors, Inc. 0.02% of their portfolio Denver, CO 5,5655.6k $388.4k $388.4k 0.02% Unchanged
68 CAPITAL MANAGEMENT CORP /VA 0.07% of their portfolio GLEN ALLEN, VA 5,2005.2k $362.9k $362.9k 0.07% Unchanged
69 GOULD ASSET MANAGEMENT LLC /CA/ 0.09% of their portfolio CLAREMONT, CA 5,1405.1k $358.7k $358.7k 0.09% Reduced -370 -370
70 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 5,1365.1k $358.4k $358.4k 0.00% Reduced -237 -237
71 Knollwood Investment Advisory, LLC 0.07% of their portfolio HUNT VALLEY, MD 5,0005.0k $348.9k $348.9k 0.07% Unchanged
72 BARD ASSOCIATES INC 0.13% of their portfolio CHICAGO, IL 4,8254.8k $336.7k $336.7k 0.13% Unchanged
73 Wedmont Private Capital 0.03% of their portfolio WEST CHESTER, PA 4,5514.6k $325.5k $325.5k 0.03% Unchanged
74 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,4894.5k $313.0k $313.0k 0.00% Reduced -42 -42
75 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,3774.4k $305.5k $305.5k 0.00% Unchanged
76 HARBOR INVESTMENT ADVISORY, LLC 0.03% of their portfolio LUTHERVILLE, MD 4,0834.1k $285.0k $285.0k 0.03% New
77 ADVISORS MANAGEMENT GROUP INC /ADV 0.07% of their portfolio LA CROSSE, WI 3,9133.9k $273.0k $273.0k 0.07% Added +83 +83
78 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 3,7893.8k $264.9k $264.9k 0.00% New
79 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 3,7283.7k $260.2k $260.2k 0.00% New
80 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 3,6783.7k $256.7k $256.7k 0.01% New
81 Geller Advisors LLC 0.02% of their portfolio New York, NY 3,6103.6k $251.9k $251.9k 0.02% New
82 AXS Investments LLC 0.06% of their portfolio PORT CHESTER, NY 3,6003.6k $251.2k $251.2k 0.06% Reduced -400 -400
83 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,4173.4k $238.4k $238.4k 0.00% Reduced -39 -39
84 NFSG Corp 0.12% of their portfolio BOCA RATON, FL 3,3993.4k $237.2k $237.2k 0.12% New
85 Ellis Investment Partners, LLC 0.05% of their portfolio Berwyn, PA 3,2553.3k $227.2k $227.2k 0.05% New
86 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 3,2473.2k $226.6k $226.6k 0.00% New
87 PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio BOSTON, MA 3,1933.2k $222.8k $222.8k 0.00% Unchanged
88 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,9392.9k $205.1k $205.1k 0.00% New
89 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0982.1k $147.0k $147.0k 0.00% Reduced -24.4k -24,435
90 THOMPSON INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MADISON, WI 2,0032.0k $139.8k $139.8k 0.02% Unchanged
91 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,0012.0k $14.5k $14.5k 0.00% Added +1 +1
92 ClariVest Asset Management LLC 0.01% of their portfolio SAN DIEGO, CA 1,3461.3k $93.9k $93.9k 0.01% Unchanged
93 FMR LLC 0.00% of their portfolio BOSTON, MA 1,2621.3k $88.1k $88.1k 0.00% Reduced -10.4k -10,450
94 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 950950 $66.3k $66.3k 0.00% Added +175 +175
95 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 809809 $56.5k $56.5k 0.00% Reduced -1.1k -1,079
96 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 800800 $55.8k $55.8k 0.00% New
97 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 785785 $54.8k $54.8k 0.00% New
98 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 775775 $54.0k $54.0k 0.00% Reduced -2.6k -2,645
99 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 659659 $46.2k $46.2k 0.01% New
100 COMERICA BANK 0.00% of their portfolio DALLAS, TX 637637 $44.5k $44.5k 0.00% Added +116 +116