Vault-13

ISHARES TR IWC

MICRO-CAP ETF · ETP · CUSIP 464288869

204 institutional holders -4 vs Q1 2024
3,886,8603.9m shares reported held*
$439.3mreported value*
18 new 62 added 64 reduced 21 sold out net sold ≈ $54.4m (-427.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($349.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $113.03. Options: 1 managers hold calls ($273.6k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 195Q4 22: 197Q1 23: 189Q2 23: 194Q3 23: 192Q4 23: 210Q1 24: 208Q2 24: 204204Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022195
Q4 2022197
Q1 2023189
Q2 2023194
Q3 2023192
Q4 2023210
Q1 2024208
Q2 2024204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 75 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 89 cut or sold outQ2 23: 74 bought or addedQ2 23: 72 cut or sold outQ2 23Q3 23: 61 bought or addedQ3 23: 87 cut or sold outQ4 23: 72 bought or addedQ4 23: 81 cut or sold outQ4 23Q1 24: 63 bought or addedQ1 24: 94 cut or sold outQ2 24: 80 bought or addedQ2 24: 85 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227568
Q1 20235789
Q2 20237472
Q3 20236187
Q4 20237281
Q1 20246394
Q2 20248085

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $460.5kQ3 23 puts: $111.0kQ3 23P/C 0.24Q4 23 calls: $1.8mQ4 23 puts: $748.6kQ4 23P/C 0.41Q1 24 calls: $509.0kQ1 24 puts: $399.9kQ1 24P/C 0.79Q2 24 calls: $273.6kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$460.5k$111.0k0.24
Q4 2023$1.8m$748.6k0.41
Q1 2024$509.0k$399.9k0.79
Q2 2024$273.6k$00.00

Biggest buyers

Family Firm, Inc. Added +50,709+50.7k
DUMONT & BLAKE INVESTMENT ADVISORS LLC Added +41,789+41.8k
CITADEL ADVISORS LLC Added +39,343+39.3k
JANE STREET GROUP, LLC New +34,690+34.7k
ROYAL BANK OF CANADA Added +26,197+26.2k
1832 Asset Management L.P. Added +20,426+20.4k
FLOW TRADERS U.S. LLC Added +12,554+12.6k
BANK OF AMERICA CORP /DE/ Added +9,080+9.1k
BARCLAYS PLC New +5,635+5.6k
SACHEM HILL LLC Added +4,101+4.1k

Biggest sellers

One Capital Management, LLC Reduced -257,504-257.5k
MORGAN STANLEY Reduced -171,007-171.0k
OSAIC HOLDINGS, INC. Reduced -47,840-47.8k
Heck Capital Advisors, LLC Sold out -41,359-41.4k
AVANTAX ADVISORY SERVICES, INC. Reduced -21,120-21.1k
Nicholas Investment Partners, LP Sold out -15,251-15.3k
ARKANSAS FINANCIAL GROUP, INC. Reduced -13,581-13.6k
Dynamic Advisor Solutions LLC Reduced -12,641-12.6k
TWO SIGMA INVESTMENTS, LP Reduced -10,300-10.3k
BANK OF MONTREAL /CAN/ Reduced -9,866-9.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $273.6k2.4k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1832 Asset Management L.P. 0.11% of their portfolio TORONTO, A6 557,004557.0k $63.5m $63.5m 0.11% Added +20.4k +20,426
2 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 232,116232.1k $26.5m $26.5m 0.05% Reduced -4 -4
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 218,385218.4k $24.9m $24.9m 0.00% Added +9.1k +9,080
4 Alesco Advisors, LLC, An ESL Co 0.67% of their portfolio Pittsford, NY 178,568178.6k $20.4m $20.4m 0.67% Reduced -1.0k -1,030
5 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 148,399148.4k $17.5m $17.5m 0.01% Reduced -9.9k -9,866
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 105,499105.5k $12.0m $12.0m 0.00% Added +26.2k +26,197
7 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.70% of their portfolio LONG BEACH, CA 104,187104.2k $11.9m $11.9m 0.70% Reduced -2.9k -2,897
8 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.34% of their portfolio Seattle, WA 97,87397.9k $11.2m $11.2m 0.34% Reduced -4.0k -3,978
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 90,72890.7k $10.3m $10.3m 0.00% Reduced -3.3k -3,340
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 87,54887.5k $10.0m $10.0m 0.00% Reduced -171.0k -171,007
11 DUMONT & BLAKE INVESTMENT ADVISORS LLC 1.34% of their portfolio PRINCETON, NJ 82,75582.8k $9.4m $9.4m 1.34% Added +41.8k +41,789
12 Chicago Partners Investment Group LLC 0.39% of their portfolio CHICAGO, IL 79,05179.1k $10.1m $10.1m 0.39% Added +977 +977
13 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 78,29978.3k $8.9m $8.9m 0.06% Reduced -21.1k -21,120
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 77,22977.2k $8.8m $8.8m 0.00% Reduced -3.2k -3,170
15 ARKANSAS FINANCIAL GROUP, INC. 1.43% of their portfolio LITTLE ROCK, AR 70,62870.6k $8.1m $8.1m 1.43% Reduced -13.6k -13,581
16 Family Firm, Inc. 0.46% of their portfolio BETHESDA, MD 67,65067.7k $2.1m $2.1m 0.46% Added +50.7k +50,709
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 66,02766.0k $7.5m $7.5m 0.00% Added +3.9k +3,865
18 SACHEM HILL LLC 1.59% of their portfolio DENVER, CO 65,09965.1k $7.4m $7.4m 1.59% Added +4.1k +4,101
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 63,46963.5k $7.2m $7.2m 0.00% Reduced -1.6k -1,611
20 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 61,31361.3k $7.0m $7.0m 0.01% Reduced -9.5k -9,518
21 One Capital Management, LLC 0.23% of their portfolio WESTLAKE VILLAGE, CA 58,83358.8k $6.7m $6.7m 0.23% Reduced -257.5k -257,504
22 Frank, Rimerman Advisors LLC 0.40% of their portfolio Palo Alto, CA 49,18949.2k $5.6m $5.6m 0.40% Added +38 +38
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,96448.0k $5.5m $5.5m 0.00% Added +256 +256
24 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.06% of their portfolio New York, NY 45,16245.2k $5.1m $5.1m 0.06% Reduced -2.0k -1,954
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,27644.3k $5.0m $5.0m 0.00% Added +39.3k +39,343
26 SMITH, MOORE & CO. 0.51% of their portfolio CLAYTON, MO 43,52643.5k $5.0m $5.0m 0.51% Added +233 +233
27 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 38,91038.9k $4.4m $4.4m 0.05% Added +2.5k +2,486
28 Efficient Advisors, LLC 0.27% of their portfolio BEAVERTON, OR 36,14336.1k $4.1m $4.1m 0.27% Reduced -6.9k -6,902
29 Michelson Medical Research Foundation, Inc. 3.47% of their portfolio Los Angeles, CA 35,38535.4k $4.0m $4.0m 3.47% Unchanged
30 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 35,28335.3k $4.0m $4.0m 0.03% Added +1.3k +1,290
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,69034.7k $4.0m $4.0m 0.00% New
32 CAMELOT TECHNOLOGY ADVISORS, INC. 3.60% of their portfolio SAN FRANCISCO, CA 33,93133.9k $3.9m $3.9m 3.60% Reduced -1.0k -1,018
33 SENTINEL TRUST CO LBA 0.47% of their portfolio HOUSTON, TX 33,76033.8k $3.8m $3.8m 0.47% Reduced -5.4k -5,400
34 WealthShield Partners, LLC 0.54% of their portfolio CARY, NC 30,83430.8k $3.5m $3.5m 0.54% Added +416 +416
35 JOHNSON INVESTMENT COUNSEL INC 0.04% of their portfolio Cincinnati, OH 30,75330.8k $3.5m $3.5m 0.04% Added +722 +722
36 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 29,51629.5k $3.4m $3.4m 0.01% Reduced -1.1k -1,119
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 28,07728.1k $3.2m $3.2m 0.00% Added +166 +166
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 25,82425.8k $2.9m $2.9m 0.01% Added +972 +972
39 Noble Family Wealth, LLC 0.75% of their portfolio Clearwater, FL 22,73322.7k $2.6m $2.6m 0.75% Reduced -583 -583
40 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 22,49222.5k $2.6m $2.6m 0.04% Reduced -697 -697
41 Regal Investment Advisors LLC 0.17% of their portfolio KENTWOOD, MI 22,39922.4k $2.6m $2.6m 0.17% Added +11 +11
42 Kendall Capital Management 0.79% of their portfolio ROCKVILLE, MD 20,76020.8k $2.4m $2.4m 0.79% Added +111 +111
43 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 19,56019.6k $2.2m $2.2m 0.11% Added +12.6k +12,554
44 AIRE ADVISORS, LLC 0.50% of their portfolio BEVERLY HILLS, CA 19,28919.3k $2.2m $2.2m 0.50% Reduced -4.4k -4,425
45 Rockbridge Investment Management, LCC 0.28% of their portfolio Syracuse, NY 17,30017.3k $2.0m $2.0m 0.28% Reduced -231 -231
46 Private Advisory Group LLC 0.24% of their portfolio REDMOND, WA 16,01216.0k $1.8m $1.8m 0.24% Added +1.5k +1,524
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,11815.1k $1.7m $1.7m 0.00% Added +513 +513
48 Indiana Trust & Investment Management Co 0.62% of their portfolio MISHAWAKA, IN 14,73014.7k $1.7m $1.7m 0.62% Unchanged
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,24814.2k $1.6m $1.6m 0.00% Added +1.5k +1,544
50 Evanson Asset Management, LLC 0.11% of their portfolio CARMEL, CA 13,50613.5k $1.5m $1.5m 0.11% Added +11 +11
51 Texas Yale Capital Corp. 0.07% of their portfolio ST. PETERSBURG, FL 13,26513.3k $1.5m $1.5m 0.07% Reduced -15 -15
52 WESCAP Management Group, Inc. 0.41% of their portfolio Glendale, CA 12,56512.6k $1.4m $1.4m 0.41% Reduced -113 -113
53 Level Financial Advisors 0.58% of their portfolio EAST AMHERST, NY 11,83511.8k $1.3m $1.3m 0.58% Reduced -232 -232
54 Physician Wealth Advisors, Inc. 0.28% of their portfolio MIDVALE, UT 11,74711.7k $1.5m $1.5m 0.28% Reduced -275 -275
55 GHP Investment Advisors, Inc. 0.07% of their portfolio Denver, CO 11,59511.6k $1.3m $1.3m 0.07% Added +8 +8
56 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 10,60910.6k $1.2m $1.2m 0.01% Added +1.3k +1,270
57 Moisand Fitzgerald Tamayo, LLC 0.18% of their portfolio ORLANDO, FL 10,40210.4k $1.2m $1.2m 0.18% Reduced -17 -17
58 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,34310.3k $1.2m $1.2m 0.00% Added +2.2k +2,204
59 Connective Capital Management, LLC 2.19% of their portfolio PALO ALTO, CA 10,21910.2k $1.2m $1.2m 2.19% Reduced -9.8k -9,847
60 CERTUITY, LLC 0.09% of their portfolio NORTH PALM BEACH, FL 9,8279.8k $1.1m $1.1m 0.09% Added +28 +28
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,4579.5k $1.1m $1.1m 0.00% Reduced -47.8k -47,840
62 FIL Ltd 0.00% of their portfolio HAMILTON, D0 9,2239.2k $1.1m $1.1m 0.00% Unchanged
63 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,1089.1k $1.0m $1.0m 0.00% Added +197 +197
64 CI INVESTMENTS INC. 0.00% of their portfolio TORONTO, Z4 8,9048.9k $1.0m $1.0m 0.00% Reduced -342 -342
65 Biltmore Family Office, LLC 0.19% of their portfolio CHARLOTTE, NC 8,8808.9k $1.0m $1.0m 0.19% Reduced -25 -25
66 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 8,5008.5k $969.0k $969.0k 0.00% Reduced -10.3k -10,300
67 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,0698.1k $919.9k $919.9k 0.00% Added +711 +711
68 Institute for Wealth Management, LLC. 0.12% of their portfolio DENVER, CO 7,9598.0k $907.3k $907.3k 0.12% Added +902 +902
69 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 7,4947.5k $854.4k $854.4k 0.01% Added +3.8k +3,834
70 Urban Financial Advisory Corp 0.52% of their portfolio CHICAGO, IL 7,4747.5k $852.0k $852.0k 0.52% Reduced -28 -28
71 Endowment Wealth Management, Inc. 0.58% of their portfolio APPLETON, WI 6,9617.0k $793.5k $793.5k 0.58% Added +653 +653
72 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,8026.8k $775.0k $775.0k 0.00% Added +525 +525
73 Ellis Investment Partners, LLC 0.16% of their portfolio Berwyn, PA 6,7296.7k $767.1k $767.1k 0.16% Reduced -54 -54
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,6616.7k $759.4k $759.4k 0.00% Added +140 +140
75 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 6,3006.3k $718.2k $718.2k 0.00% Added +2.4k +2,400
76 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,6355.6k $642.4k $642.4k 0.00% New
77 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,5895.6k $637.1k $637.1k 0.00% Added +1.3k +1,312
78 TAP Consulting, LLC 0.13% of their portfolio KIRKWOOD, MO 5,4595.5k $622.4k $622.4k 0.13% Added +15 +15
79 Jackson, Grant Investment Advisers, Inc. 0.25% of their portfolio STAMFORD, CT 5,4395.4k $620.0k $620.0k 0.25% Added +12 +12
80 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 5,2635.3k $600.0k $600.0k 0.02% Added +3.0k +3,000
81 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 5,2385.2k $597.1k $597.1k 0.01% Reduced -72 -72
82 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 5,0915.1k $580.4k $580.4k 0.00% Added +1 +1
83 VISTA CAPITAL PARTNERS, INC. 0.07% of their portfolio PORTLAND, OR 5,0385.0k $574.3k $574.3k 0.07% Unchanged
84 Brand Asset Management Group, Inc. 0.23% of their portfolio CHESTERFIELD, MO 4,7744.8k $544.2k $544.2k 0.23% Reduced -175 -175
85 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,5844.6k $522.5k $522.5k 0.00% Added +499 +499
86 Legacy Financial Group LLC 0.10% of their portfolio DES MOINES, IA 4,5324.5k $516.7k $516.7k 0.10% Reduced -104 -104
87 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,1214.1k $469.8k $469.8k 0.00% Added +1.2k +1,178
88 Compass Ion Advisors, LLC 0.07% of their portfolio CONSHOHOCKEN, PA 4,0974.1k $496.6k $496.6k 0.07% Unchanged
89 Peoples Bank/KS 0.36% of their portfolio PRATT, KS 4,0504.0k $461.7k $461.7k 0.36% Unchanged
90 Tortoise Investment Management, LLC 0.05% of their portfolio WHITE PLAINS, NY 3,9854.0k $454.3k $454.3k 0.05% Unchanged
91 Portland Global Advisors LLC 0.06% of their portfolio PORTLAND, ME 3,9624.0k $451.7k $451.7k 0.06% Added +12 +12
92 Sepio Capital, LP 0.04% of their portfolio Salt Lake City, UT 3,9213.9k $447.0k $447.0k 0.04% Reduced -53 -53
93 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 3,9123.9k $445.9k $445.9k 0.04% Reduced -431 -431
94 NTV Asset Management LLC 0.06% of their portfolio Charleston, WV 3,9103.9k $445.7k $445.7k 0.06% Reduced -100 -100
95 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 3,8413.8k $437.9k $437.9k 0.00% Reduced -110 -110
96 Clear Creek Financial Management, LLC 0.05% of their portfolio SILVERDALE, WA 3,8053.8k $433.8k $433.8k 0.05% Added +809 +809
97 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 3,5393.5k $403.4k $403.4k 0.01% Reduced -12.6k -12,641
98 Aspen Grove Capital, LLC 0.09% of their portfolio AVON, CO 3,4573.5k $394.3k $394.3k 0.09% Unchanged
99 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 3,3543.4k $382.4k $382.4k 0.01% Unchanged
100 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 3,2873.3k $374.8k $374.8k 0.01% Reduced -425 -425