Vault-13

ISHARES TR IAT

US REGNL BKS ETF · ETP · CUSIP 464288778

158 institutional holders +8 vs Q2 2024
5,187,7755.2m shares reported held*
$243.7mreported value*
22 new 45 added 47 reduced 15 sold out net bought ≈ $6.9m (+208.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.98. Options: 3 managers hold calls ($7.1m notional), 4 hold puts ($11.4m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 140Q1 23: 155Q2 23: 157Q3 23: 159Q4 23: 184Q1 24: 158Q2 24: 150Q3 24: 158158Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022136
Q4 2022140
Q1 2023155
Q2 2023157
Q3 2023159
Q4 2023184
Q1 2024158
Q2 2024150
Q3 2024158

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 52 cut or sold outQ1 23: 98 bought or addedQ1 23: 56 cut or sold outQ1 23Q2 23: 94 bought or addedQ2 23: 66 cut or sold outQ3 23: 57 bought or addedQ3 23: 78 cut or sold outQ3 23Q4 23: 97 bought or addedQ4 23: 71 cut or sold outQ1 24: 63 bought or addedQ1 24: 94 cut or sold outQ1 24Q2 24: 53 bought or addedQ2 24: 76 cut or sold outQ3 24: 67 bought or addedQ3 24: 62 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226252
Q1 20239856
Q2 20239466
Q3 20235778
Q4 20239771
Q1 20246394
Q2 20245376
Q3 20246762

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $3.7mQ4 23 puts: $3.7mQ4 23P/C 1.00Q1 24 calls: $5.9mQ1 24 puts: $4.4mQ1 24P/C 0.75Q2 24 calls: $7.9mQ2 24 puts: $4.1mQ2 24P/C 0.51Q3 24 calls: $7.1mQ3 24 puts: $11.4mQ3 24P/C 1.60
Numbers
QuarterCallsPutsP/C
Q4 2023$3.7m$3.7m1.00
Q1 2024$5.9m$4.4m0.75
Q2 2024$7.9m$4.1m0.51
Q3 2024$7.1m$11.4m1.60

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +141,206+141.2k
JPMORGAN CHASE & CO Added +140,412+140.4k
Gimbal Financial New +86,462+86.5k
Spectrum Wealth Counsel, LLC New +65,655+65.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +63,336+63.3k
CITADEL ADVISORS LLC Added +61,860+61.9k
OSAIC HOLDINGS, INC. Added +34,025+34.0k
Cadent Capital Advisors, LLC New +29,642+29.6k
GTS SECURITIES LLC Added +29,347+29.3k
MILLENNIUM MANAGEMENT LLC New +26,290+26.3k

Biggest sellers

MORGAN STANLEY Reduced -146,016-146.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -139,338-139.3k
WELLS FARGO & COMPANY/MN Reduced -111,571-111.6k
Raymond James Financial Services Advisors, Inc. Reduced -85,704-85.7k
JANE STREET GROUP, LLC Sold out -53,629-53.6k
FLOW TRADERS U.S. LLC Sold out -29,529-29.5k
TWO SIGMA INVESTMENTS, LP Sold out -29,300-29.3k
Janney Montgomery Scott LLC Sold out -25,038-25.0k
GSA CAPITAL PARTNERS LLP Sold out -23,390-23.4k
MIdWestOne Financial Group, Inc. Reduced -14,822-14.8k

Biggest calls

CITADEL ADVISORS LLC Added $3.5m74.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.1m65.4k shares
GTS SECURITIES LLC Added $451.6k9.5k shares

Biggest puts

JANE STREET GROUP, LLC New $6.0m126.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.7m56.4k shares
CITADEL ADVISORS LLC Reduced $2.1m44.8k shares
GTS SECURITIES LLC Reduced $546.7k11.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 729,420729.4k $34.7m $34.7m 0.00% Added +140.4k +140,412
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 501,877501.9k $23.9m $23.9m 0.00% Added +141.2k +141,206
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 272,752272.8k $13.0m $13.0m 0.00% Reduced -146.0k -146,016
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 266,986267.0k $12.7m $12.7m 0.00% Reduced -6.4k -6,387
5 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 240,879240.9k $11.5m $11.5m 0.01% Reduced -7.1k -7,075
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 193,950193.9k $9.2m $9.2m 0.00% Added +6.4k +6,365
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 192,256192.3k $9.1m $9.1m 0.01% Reduced -139.3k -139,338
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 182,576182.6k $8.7m $8.7m 0.00% Added +19.7k +19,723
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 168,942168.9k $8.0m $8.0m 0.00% Added +18.2k +18,166
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 149,707149.7k $7.1m $7.1m 0.00% Reduced -111.6k -111,571
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 111,899111.9k $5.3m $5.3m 0.01% Reduced -1.4k -1,435
12 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 104,817104.8k $5.0m $5.0m 0.01% Added +61.9k +61,860
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 103,159103.2k $4.9m $4.9m 0.00% Added +20.5k +20,456
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 99,08499.1k $4.7m $4.7m 0.01% Reduced -85.7k -85,704
15 Gimbal Financial 2.78% of their portfolio CARMEL, IN 86,46286.5k $4.3m $4.3m 2.78% New
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 85,73185.7k $4.1m $4.1m 0.01% Added +5.0k +4,964
17 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 80,34480.3k $3.8m $3.8m 0.04% Added +11 +11
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 79,84779.8k $3.8m $3.8m 0.01% Added +34.0k +34,025
19 Spectrum Wealth Counsel, LLC 0.37% of their portfolio INDIANAPOLIS, IN 65,65565.7k $3.1m $3.1m 0.37% New
20 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 64,69364.7k $1.4k $1.4k 0.00% Added +63.3k +63,336
21 MARTIN & CO INC /TN/ 0.70% of their portfolio Knoxville, TN 63,00963.0k $3.0m $3.0m 0.70% Reduced -144 -144
22 CX Institutional 0.13% of their portfolio AUBURN, IN 59,80459.8k $2.8m $2.8m 0.13% Reduced -1.9k -1,921
23 Crestwood Advisors Group, LLC 0.05% of their portfolio BOSTON, MA 59,41659.4k $2.8m $2.8m 0.05% Reduced -800 -800
24 Edge Capital Group, LLC 0.12% of their portfolio ATLANTA, GA 56,78956.8k $2.7m $2.7m 0.12% Reduced -2.8k -2,795
25 KCM INVESTMENT ADVISORS LLC 0.08% of their portfolio GREENBRAE, CA 51,76251.8k $2.5m $2.5m 0.08% Added +2.1k +2,113
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 46,52846.5k $2.2m $2.2m 0.00% Added +20.8k +20,762
27 Tower Research Capital LLC (TRC) 0.06% of their portfolio NEW YORK, NY 44,71644.7k $2.1m $2.1m 0.06% Added +17.6k +17,561
28 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 37,36437.4k $1.7m $1.7m 0.05% Reduced -619 -619
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,33137.3k $1.8m $1.8m 0.00% Added +363 +363
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 36,07936.1k $1.7m $1.7m 0.00% Reduced -1.4k -1,424
31 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 34,49634.5k $1.6m $1.6m 0.00% Added +10.6k +10,628
32 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 34,24734.2k $1.6m $1.6m 0.03% Added +29.3k +29,347
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 31,09231.1k $1.5m $1.5m 0.01% Reduced -4.9k -4,945
34 Family Firm, Inc. 0.32% of their portfolio BETHESDA, MD 30,92830.9k $1.5m $1.5m 0.32% Reduced -1.0k -1,017
35 Cadent Capital Advisors, LLC 0.48% of their portfolio TULSA, OK 29,64229.6k $1.4m $1.4m 0.48% New
36 CARRET ASSET MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 29,11529.1k $1.4m $1.4m 0.15% Reduced -6.6k -6,615
37 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 28,43328.4k $1.4m $1.4m 0.00% Reduced -2.1k -2,092
38 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 26,29026.3k $1.2m $1.2m 0.00% New
39 Mariner, LLC 0.00% of their portfolio Overland Park, KS 26,01526.0k $1.2m $1.2m 0.00% New
40 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 23,92623.9k $1.1m $1.1m 0.02% Reduced -1.4k -1,354
41 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 22,12422.1k $1.1m $1.1m 0.00% Added +15.5k +15,538
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 22,04922.0k $1.0m $1.0m 0.00% Reduced -7.4k -7,399
43 MIdWestOne Financial Group, Inc. 0.13% of their portfolio Iowa City, IA 20,53520.5k $976.2k $976.2k 0.13% Reduced -14.8k -14,822
44 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 20,29320.3k $964.8k $964.8k 0.03% New
45 AUGUSTINE ASSET MANAGEMENT INC 0.33% of their portfolio JACKSONVILLE, FL 20,00020.0k $950.8k $950.8k 0.33% Unchanged
46 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 19,40019.4k $922.3k $922.3k 0.03% Added +1.8k +1,785
47 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 18,69618.7k $888.8k $888.8k 0.00% New
48 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 18,48418.5k $878.7k $878.7k 0.02% Unchanged
49 Heritage Wealth Management, Inc. 0.28% of their portfolio CINCINNATI, OH 17,85017.9k $848.6k $848.6k 0.28% Unchanged
50 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 17,77517.8k $845.0k $845.0k 0.00% Reduced -2.1k -2,146
51 Dentgroup LLC 0.56% of their portfolio BATON ROUGE, LA 15,71115.7k $746.9k $746.9k 0.56% Reduced -295 -295
52 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 15,67815.7k $745.0k $745.0k 0.00% Added +93 +93
53 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,37615.4k $731.0k $731.0k 0.00% Added +1.7k +1,705
54 Sweet Financial Partners, LLC 0.16% of their portfolio FAIRMONT, MN 15,10015.1k $717.9k $717.9k 0.16% Reduced -935 -935
55 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 14,50014.5k $689.3k $689.3k 0.05% Unchanged
56 North Star Investment Management Corp. 0.04% of their portfolio CHICAGO, IL 12,28012.3k $583.8k $583.8k 0.04% Reduced -250 -250
57 AMJ Financial Wealth Management 0.16% of their portfolio LEESBURG, VA 11,94811.9k $568.0k $568.0k 0.16% New
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,39611.4k $536.2k $536.2k 0.00% Added +5.5k +5,513
59 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 11,34711.3k $539.4k $539.4k 0.01% Added +204 +204
60 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 10,25610.3k $487.6k $487.6k 0.04% Added +4.6k +4,600
61 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,23810.2k $486.7k $486.7k 0.01% Reduced -549 -549
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,17110.2k $483.5k $483.5k 0.00% Reduced -50 -50
63 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 10,02810.0k $476.7k $476.7k 0.01% Added +339 +339
64 SAGE FINANCIAL GROUP INC 0.04% of their portfolio W. CONSHOHOCKEN, PA 9,8549.9k $468.5k $468.5k 0.04% Added +80 +80
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,2049.2k $438.0k $438.0k 0.00% Reduced -23 -23
66 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 8,9358.9k $424.8k $424.8k 0.03% Unchanged
67 Bare Financial Services, Inc 0.17% of their portfolio GAP, PA 8,8028.8k $418.4k $418.4k 0.17% Reduced -110 -110
68 Viewpoint Capital Management LLC 0.21% of their portfolio SEATTLE, WA 7,9928.0k $376.0k $376.0k 0.21% Unchanged
69 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,7077.7k $366.4k $366.4k 0.00% Added +1.1k +1,063
70 High Net Worth Advisory Group LLC 0.09% of their portfolio NAPLES, FL 7,1407.1k $339.4k $339.4k 0.09% Unchanged
71 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 7,0327.0k $334.3k $334.3k 0.04% Reduced -173 -173
72 NEVILLE RODIE & SHAW INC 0.02% of their portfolio NEW YORK, NY 6,9757.0k $332.0k $332.0k 0.02% Unchanged
73 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 6,9006.9k $328.0k $328.0k 0.02% Unchanged
74 Bison Wealth, LLC 0.05% of their portfolio Atlanta, GA 6,6266.6k $315.0k $315.0k 0.05% Reduced -1.2k -1,168
75 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 6,5336.5k $310.6k $310.6k 0.01% New
76 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 6,4126.4k $304.0k $304.0k 0.00% Added +394 +394
77 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 6,2256.2k $296.0k $296.0k 0.00% Reduced -504 -504
78 ETFIDEA, LLC 0.09% of their portfolio SYRACUSE, NY 6,1226.1k $291.0k $291.0k 0.09% Reduced -148 -148
79 Trexquant Investment LP 0.00% of their portfolio STAMFORD, CT 6,0266.0k $286.5k $286.5k 0.00% New
80 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 5,6885.7k $270.4k $270.4k 0.02% Added +251 +251
81 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 5,6745.7k $269.7k $269.7k 0.00% New
82 Breakwater Capital Group 0.05% of their portfolio PARAMUS, NJ 5,6275.6k $267.5k $267.5k 0.05% Unchanged
83 One Capital Management, LLC 0.01% of their portfolio WESTLAKE VILLAGE, CA 5,6165.6k $267.0k $267.0k 0.01% Reduced -585 -585
84 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,3675.4k $255.1k $255.1k 0.01% Unchanged
85 Game Plan Financial Advisors, LLC 0.12% of their portfolio WESTLAKE, OH 5,2505.2k $249.6k $249.6k 0.12% Unchanged
86 Joel Isaacson & Co., LLC 0.01% of their portfolio NEW YORK, NY 5,1075.1k $242.8k $242.8k 0.01% Unchanged
87 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 5,1055.1k $253.0k $253.0k 0.01% Added +48 +48
88 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 5,0425.0k $239.7k $239.7k 0.02% Added +396 +396
89 SOL Capital Management CO 0.03% of their portfolio ROCKVILLE, MD 5,0005.0k $238.0k $238.0k 0.03% Unchanged
90 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 4,9314.9k $234.4k $234.4k 0.04% Reduced -313 -313
91 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 4,8414.8k $230.1k $230.1k 0.01% Reduced -400 -400
92 PETTYJOHN, WOOD & WHITE, INC 0.04% of their portfolio LYNCHBURG, VA 4,5754.6k $217.5k $217.5k 0.04% New
93 LRI Investments, LLC 0.02% of their portfolio PALM BEACH GARDENS, FL 4,4504.5k $242.3k $242.3k 0.02% New
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,3164.3k $205.2k $205.2k 0.00% Reduced -626 -626
95 CAPE COD FIVE CENTS SAVINGS BANK 0.02% of their portfolio HYANNIS, MA 4,2494.2k $202.0k $202.0k 0.02% New
96 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,8933.9k $185.1k $185.1k 0.00% Unchanged
97 Safe Harbor Fiduciary, LLC 0.15% of their portfolio PENSACOLA, FL 3,2923.3k $156.5k $156.5k 0.15% First filing
98 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,2873.3k $156.2k $156.2k 0.00% Reduced -258 -258
99 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 3,1473.1k $149.6k $149.6k 0.00% Unchanged
100 Financial Freedom, LLC 0.07% of their portfolio CINCINNATI, OH 2,9412.9k $139.8k $139.8k 0.07% Added +27 +27