Vault-13

ISHARES TR IAT

US REGNL BKS ETF · ETP · CUSIP 464288778

150 institutional holders -8 vs Q1 2024
4,978,3295.0m shares reported held*
$206.5mreported value*
10 new 43 added 57 reduced 19 sold out net sold ≈ $83.0m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.48. Options: 3 managers hold calls ($7.9m notional), 3 hold puts ($4.1m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 140Q1 23: 155Q2 23: 157Q3 23: 159Q4 23: 184Q1 24: 158Q2 24: 150150Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022136
Q4 2022140
Q1 2023155
Q2 2023157
Q3 2023159
Q4 2023184
Q1 2024158
Q2 2024150

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 52 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 56 cut or sold outQ2 23: 94 bought or addedQ2 23: 66 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 78 cut or sold outQ4 23: 97 bought or addedQ4 23: 71 cut or sold outQ4 23Q1 24: 63 bought or addedQ1 24: 94 cut or sold outQ2 24: 53 bought or addedQ2 24: 76 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226252
Q1 20239856
Q2 20239466
Q3 20235778
Q4 20239771
Q1 20246394
Q2 20245376

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 23 calls: $6.2mQ3 23 puts: $4.1mQ3 23P/C 0.66Q4 23 calls: $3.7mQ4 23 puts: $3.7mQ4 23P/C 1.00Q1 24 calls: $5.9mQ1 24 puts: $4.4mQ1 24P/C 0.75Q2 24 calls: $7.9mQ2 24 puts: $4.1mQ2 24P/C 0.51
Numbers
QuarterCallsPutsP/C
Q3 2023$6.2m$4.1m0.66
Q4 2023$3.7m$3.7m1.00
Q1 2024$5.9m$4.4m0.75
Q2 2024$7.9m$4.1m0.51

Biggest buyers

TWO SIGMA INVESTMENTS, LP New +29,300+29.3k
ROYAL BANK OF CANADA Added +28,855+28.9k
GOLDMAN SACHS GROUP INC Added +26,211+26.2k
Tower Research Capital LLC (TRC) Added +17,137+17.1k
JPMORGAN CHASE & CO Added +16,882+16.9k
GSA CAPITAL PARTNERS LLP Added +14,170+14.2k
JANE STREET GROUP, LLC Added +11,329+11.3k
Janney Montgomery Scott LLC Added +8,096+8.1k
MARSHALL WACE, LLP New +6,586+6.6k
JONES FINANCIAL COMPANIES LLLP Added +6,432+6.4k

Biggest sellers

MORGAN STANLEY Reduced -1,301,282-1.3m
Abundance Wealth Counselors Sold out -99,312-99.3k
CITADEL ADVISORS LLC Reduced -82,668-82.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -76,633-76.6k
TRUIST FINANCIAL CORP Reduced -63,711-63.7k
Kingsview Wealth Management, LLC Sold out -58,423-58.4k
Atria Wealth Solutions, Inc. Reduced -56,903-56.9k
LPL Financial LLC Reduced -56,471-56.5k
Chicago Wealth Management, Inc. Sold out -49,366-49.4k
BNP PARIBAS FINANCIAL MARKETS Sold out -49,000-49.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.3m151.2k shares
CITADEL ADVISORS LLC Added $1.3m31.3k shares
GTS SECURITIES LLC Added $373.1k9.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $3.4m81.0k shares
GTS SECURITIES LLC Added $493.4k11.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $211.4k5.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 589,008589.0k $24.4m $24.4m 0.00% Added +16.9k +16,882
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 418,768418.8k $17.4m $17.4m 0.00% Reduced -1.3m -1,301,282
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 360,671360.7k $15.0m $15.0m 0.00% Reduced -658 -658
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 331,594331.6k $13.7m $13.7m 0.01% Reduced -76.6k -76,633
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 273,373273.4k $11.3m $11.3m 0.00% Added +28.9k +28,855
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 261,278261.3k $10.8m $10.8m 0.00% Reduced -11.2k -11,152
7 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 247,954248.0k $10.3m $10.3m 0.01% Reduced -36.1k -36,051
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 187,585187.6k $7.8m $7.8m 0.00% Reduced -56.5k -56,471
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 184,788184.8k $7.7m $7.7m 0.01% Reduced -3.1k -3,058
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 162,853162.9k $6.8m $6.8m 0.00% Reduced -7.2k -7,158
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 150,776150.8k $6.3m $6.3m 0.00% Reduced -12.9k -12,925
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 113,334113.3k $4.7m $4.7m 0.01% Reduced -8.3k -8,266
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 82,70382.7k $3.4m $3.4m 0.00% Added +26.2k +26,211
14 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 80,76780.8k $3.3m $3.3m 0.01% Reduced -63.7k -63,711
15 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 80,33380.3k $3.3m $3.3m 0.04% Added +6 +6
16 MARTIN & CO INC /TN/ 0.66% of their portfolio Knoxville, TN 63,15363.2k $2.6m $2.6m 0.66% Reduced -260 -260
17 CX Institutional 0.12% of their portfolio AUBURN, IN 61,72561.7k $2.6m $2.6m 0.12% Reduced -1.1k -1,137
18 Crestwood Advisors Group, LLC 0.05% of their portfolio BOSTON, MA 60,21660.2k $2.5m $2.5m 0.05% Reduced -4.0k -4,043
19 Edge Capital Group, LLC 0.12% of their portfolio ATLANTA, GA 59,58459.6k $2.5m $2.5m 0.12% Reduced -7.5k -7,495
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 53,62953.6k $2.2m $2.2m 0.00% Added +11.3k +11,329
21 KCM INVESTMENT ADVISORS LLC 0.07% of their portfolio GREENBRAE, CA 49,64949.6k $2.1m $2.1m 0.07% Added +720 +720
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 45,82245.8k $1.9m $1.9m 0.00% Reduced -15.7k -15,724
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 42,95743.0k $1.8m $1.8m 0.00% Reduced -82.7k -82,668
24 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 37,98338.0k $1.6m $1.6m 0.04% Reduced -2.3k -2,303
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 37,50337.5k $1.6m $1.6m 0.00% Reduced -1.0k -1,044
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 36,96837.0k $1.5m $1.5m 0.00% Reduced -2.6k -2,565
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 36,03736.0k $1.5m $1.5m 0.01% Reduced -5.9k -5,946
28 CARRET ASSET MANAGEMENT, LLC 0.17% of their portfolio NEW YORK, NY 35,73035.7k $1.5m $1.5m 0.17% Reduced -2.4k -2,355
29 MIdWestOne Financial Group, Inc. 0.26% of their portfolio Iowa City, IA 35,35735.4k $1.5m $1.5m 0.26% Added +848 +848
30 Family Firm, Inc. 0.30% of their portfolio BETHESDA, MD 31,94531.9k $1.3m $1.3m 0.30% Reduced -820 -820
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 30,52530.5k $1.3m $1.3m 0.00% Added +903 +903
32 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 29,52929.5k $1.2m $1.2m 0.06% Added +3.0k +2,987
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,44829.4k $1.2m $1.2m 0.00% Reduced -3.5k -3,520
34 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 29,30029.3k $1.2m $1.2m 0.00% New
35 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 27,15527.2k $1.1m $1.1m 0.02% Added +17.1k +17,137
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,76625.8k $1.1m $1.1m 0.00% Reduced -27.4k -27,394
37 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 25,28025.3k $1.0m $1.0m 0.02% Reduced -1.5k -1,519
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 25,03825.0k $1.0m $1.0m 0.00% Added +8.1k +8,096
39 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 23,86823.9k $989.6k $989.6k 0.00% Added +6.4k +6,432
40 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 23,39023.4k $970.0k $970.0k 0.07% Added +14.2k +14,170
41 AUGUSTINE ASSET MANAGEMENT INC 0.32% of their portfolio JACKSONVILLE, FL 20,00020.0k $829.2k $829.2k 0.32% Unchanged
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 19,92119.9k $825.9k $825.9k 0.00% Added +3.0k +3,025
43 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 18,48418.5k $766.3k $766.3k 0.02% Unchanged
44 Heritage Wealth Management, Inc. 0.24% of their portfolio CINCINNATI, OH 17,85017.9k $728.3k $728.3k 0.24% First filing
45 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 17,61517.6k $730.3k $730.3k 0.03% Unchanged
46 Sweet Financial Partners, LLC 0.15% of their portfolio FAIRMONT, MN 16,03516.0k $664.8k $664.8k 0.15% Reduced -280 -280
47 Dentgroup LLC 0.53% of their portfolio BATON ROUGE, LA 16,00616.0k $663.6k $663.6k 0.53% Reduced -11.2k -11,162
48 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 15,58515.6k $646.0k $646.0k 0.00% Added +446 +446
49 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 14,50014.5k $601.2k $601.2k 0.04% Reduced -105 -105
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,67113.7k $566.8k $566.8k 0.00% Added +303 +303
51 North Star Investment Management Corp. 0.04% of their portfolio CHICAGO, IL 12,53012.5k $519.5k $519.5k 0.04% Reduced -140 -140
52 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 11,14311.1k $462.0k $462.0k 0.01% Reduced -2 -2
53 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,78710.8k $447.2k $447.2k 0.00% Reduced -56.9k -56,903
54 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,22110.2k $423.8k $423.8k 0.00% Unchanged
55 SAGE FINANCIAL GROUP INC 0.04% of their portfolio W. CONSHOHOCKEN, PA 9,7749.8k $405.2k $405.2k 0.04% Added +72 +72
56 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,6899.7k $401.7k $401.7k 0.01% Added +1.1k +1,147
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,2279.2k $380.0k $380.0k 0.00% Added +113 +113
58 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 8,9358.9k $370.4k $370.4k 0.03% Unchanged
59 Bare Financial Services, Inc 0.23% of their portfolio GAP, PA 8,9128.9k $429.3k $429.3k 0.23% Added +232 +232
60 Viewpoint Capital Management LLC 0.20% of their portfolio SEATTLE, WA 7,9928.0k $331.3k $331.3k 0.20% Unchanged
61 Bison Wealth, LLC 0.06% of their portfolio Atlanta, GA 7,7947.8k $338.1k $338.1k 0.06% Unchanged
62 Aveo Capital Partners, LLC 0.03% of their portfolio ENGLEWOOD, CO 7,2057.2k $298.7k $298.7k 0.03% Reduced -2.0k -2,024
63 High Net Worth Advisory Group LLC 0.09% of their portfolio NAPLES, FL 7,1407.1k $296.0k $296.0k 0.09% Unchanged
64 NEVILLE RODIE & SHAW INC 0.02% of their portfolio NEW YORK, NY 6,9757.0k $289.0k $289.0k 0.02% Unchanged
65 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 6,9006.9k $286.1k $286.1k 0.02% Reduced -100 -100
66 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 6,7296.7k $279.0k $279.0k 0.00% Reduced -1.2k -1,187
67 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,6446.6k $275.5k $275.5k 0.00% Reduced -2.7k -2,686
68 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 6,5866.6k $273.1k $273.1k 0.00% New
69 ETFIDEA, LLC 0.09% of their portfolio SYRACUSE, NY 6,2706.3k $260.0k $260.0k 0.09% Unchanged
70 One Capital Management, LLC 0.01% of their portfolio WESTLAKE VILLAGE, CA 6,2016.2k $257.1k $257.1k 0.01% Added +1.1k +1,125
71 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 6,0836.1k $252.2k $252.2k 0.04% Added +53 +53
72 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 6,0186.0k $249.0k $249.0k 0.00% New
73 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,8835.9k $244.1k $244.1k 0.00% Added +779 +779
74 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 5,6565.7k $234.5k $234.5k 0.01% New
75 Breakwater Capital Group 0.05% of their portfolio PARAMUS, NJ 5,6275.6k $233.3k $233.3k 0.05% Unchanged
76 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,4465.4k $227.2k $227.2k 0.00% First filing
77 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 5,4375.4k $225.4k $225.4k 0.02% Added +292 +292
78 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,3675.4k $222.5k $222.5k 0.01% Reduced -20 -20
79 Game Plan Financial Advisors, LLC 0.11% of their portfolio WESTLAKE, OH 5,2505.2k $217.7k $217.7k 0.11% Added +300 +300
80 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 5,2445.2k $217.4k $217.4k 0.04% Added +2 +2
81 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 5,2415.2k $217.3k $217.3k 0.02% Reduced -200 -200
82 Joel Isaacson & Co., LLC 0.01% of their portfolio NEW YORK, NY 5,1075.1k $211.7k $211.7k 0.01% Reduced -250 -250
83 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 5,0575.1k $245.2k $245.2k 0.01% Added +44 +44
84 SOL Capital Management CO 0.02% of their portfolio ROCKVILLE, MD 5,0005.0k $207.0k $207.0k 0.02% Reduced -700 -700
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,9424.9k $204.9k $204.9k 0.00% Reduced -1.0k -1,037
86 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 4,9004.9k $203.2k $203.2k 0.00% Unchanged
87 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 4,6464.6k $192.6k $192.6k 0.02% Reduced -475 -475
88 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,8933.9k $161.1k $161.1k 0.00% Reduced -1.3k -1,300
89 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,5453.5k $147.0k $147.0k 0.00% Reduced -206 -206
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,3543.4k $139.0k $139.0k 0.00% Added +12 +12
91 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,2443.2k $134.5k $134.5k 0.00% Reduced -3.6k -3,604
92 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 3,1473.1k $136.5k $136.5k 0.00% Unchanged
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,1323.1k $129.9k $129.9k 0.00% Added +296 +296
94 Financial Freedom, LLC 0.07% of their portfolio CINCINNATI, OH 2,9142.9k $120.8k $120.8k 0.07% Added +26 +26
95 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,7802.8k $115.3k $115.3k 0.01% Unchanged
96 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,6532.7k $110.0k $110.0k 0.00% Added +195 +195
97 CARDIFF PARK ADVISORS, LLC 0.01% of their portfolio SAN MARCOS, CA 2,3282.3k $96.5k $96.5k 0.01% Added +20 +20
98 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,0762.1k $86.0k $86.0k 0.00% Reduced -205 -205
99 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,9071.9k $78.2k $78.2k 0.00% Added +412 +412
100 Luken Investment Analytics, LLC 0.04% of their portfolio BRENTWOOD, TN 1,7501.8k $72.6k $72.6k 0.04% Unchanged