Vault-13

ISHARES TR IAT

US REGNL BKS ETF · ETP · CUSIP 464288778

158 institutional holders -26 vs Q4 2023
6,959,0267.0m shares reported held*
$301.5mreported value*
7 new 56 added 63 reduced 31 sold out net sold ≈ $43.1m (-993.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.32. Options: 3 managers hold calls ($5.9m notional), 4 hold puts ($4.4m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 140Q1 23: 155Q2 23: 157Q3 23: 159Q4 23: 184Q1 24: 158158Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022136
Q4 2022140
Q1 2023155
Q2 2023157
Q3 2023159
Q4 2023184
Q1 2024158

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 52 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 56 cut or sold outQ1 23Q2 23: 94 bought or addedQ2 23: 66 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 78 cut or sold outQ3 23Q4 23: 97 bought or addedQ4 23: 71 cut or sold outQ4 23Q1 24: 63 bought or addedQ1 24: 94 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226252
Q1 20239856
Q2 20239466
Q3 20235778
Q4 20239771
Q1 20246394

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $22.1mQ2 23 puts: $4.6mQ2 23P/C 0.21Q3 23 calls: $6.2mQ3 23 puts: $4.1mQ3 23P/C 0.66Q4 23 calls: $3.7mQ4 23 puts: $3.7mQ4 23P/C 1.00Q1 24 calls: $5.9mQ1 24 puts: $4.4mQ1 24P/C 0.75
Numbers
QuarterCallsPutsP/C
Q2 2023$22.1m$4.6m0.21
Q3 2023$6.2m$4.1m0.66
Q4 2023$3.7m$3.7m1.00
Q1 2024$5.9m$4.4m0.75

Biggest buyers

MORGAN STANLEY Added +420,106+420.1k
JPMORGAN CHASE & CO Added +108,988+109.0k
UBS Group AG Added +82,314+82.3k
CITADEL ADVISORS LLC Added +74,292+74.3k
Chicago Wealth Management, Inc. New +49,366+49.4k
Atria Wealth Solutions, Inc. Added +44,218+44.2k
JANE STREET GROUP, LLC Added +28,093+28.1k
Kingsview Wealth Management, LLC Added +27,257+27.3k
FLOW TRADERS U.S. LLC New +26,542+26.5k
D. E. Shaw & Co., Inc. Added +26,196+26.2k

Biggest sellers

Barry Investment Advisors, LLC Sold out -290,276-290.3k
BANK OF AMERICA CORP /DE/ Reduced -243,395-243.4k
Heck Capital Advisors, LLC Sold out -225,452-225.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -159,176-159.2k
TRUIST FINANCIAL CORP Reduced -154,460-154.5k
ROYAL BANK OF CANADA Reduced -151,298-151.3k
BNP PARIBAS FINANCIAL MARKETS Reduced -100,022-100.0k
US BANCORP \DE\ Reduced -98,383-98.4k
WELLS FARGO & COMPANY/MN Reduced -70,959-71.0k
ARRIEN INVESTMENTS, INC. Sold out -67,501-67.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m116.4k shares
CITADEL ADVISORS LLC Reduced $520.6k12.0k shares
GTS SECURITIES LLC Reduced $364.4k8.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $3.5m81.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $676.7k15.6k shares
GTS SECURITIES LLC Reduced $229.9k5.3k shares
Cutler Group LLC / CA Reduced $0600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,720,0501.7m $74.6m $74.6m 0.00% Added +420.1k +420,106
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 572,126572.1k $24.8m $24.8m 0.00% Added +109.0k +108,988
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 408,227408.2k $17.7m $17.7m 0.02% Added +19.2k +19,242
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 361,329361.3k $15.7m $15.7m 0.00% Reduced -243.4k -243,395
5 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 284,005284.0k $12.3m $12.3m 0.02% Reduced -98.4k -98,383
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 272,430272.4k $11.8m $11.8m 0.00% Reduced -71.0k -70,959
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 244,518244.5k $10.6m $10.6m 0.00% Reduced -151.3k -151,298
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 244,056244.1k $10.6m $10.6m 0.01% Reduced -11.0k -11,003
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 187,846187.8k $8.1m $8.1m 0.01% Added +4.9k +4,897
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 170,011170.0k $7.4m $7.4m 0.00% Added +82.3k +82,314
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 163,701163.7k $7.1m $7.1m 0.00% Reduced -19.2k -19,176
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 144,478144.5k $6.3m $6.3m 0.01% Reduced -154.5k -154,460
13 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 125,625125.6k $5.4m $5.4m 0.01% Added +74.3k +74,292
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 121,600121.6k $5.3m $5.3m 0.01% Reduced -18.8k -18,812
15 Abundance Wealth Counselors 0.99% of their portfolio STATE COLLEGE, PA 99,31299.3k $4.3m $4.3m 0.99% Added +7.4k +7,384
16 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 80,32780.3k $3.5m $3.5m 0.04% Added +15.2k +15,219
17 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 67,69067.7k $2.9m $2.9m 0.03% Added +44.2k +44,218
18 Edge Capital Group, LLC 0.14% of their portfolio ATLANTA, GA 67,07967.1k $2.9m $2.9m 0.14% Added +16.6k +16,649
19 Crestwood Advisors Group, LLC 0.06% of their portfolio BOSTON, MA 64,25964.3k $2.8m $2.8m 0.06% Reduced -18.6k -18,560
20 MARTIN & CO INC /TN/ 0.67% of their portfolio Knoxville, TN 63,41363.4k $2.8m $2.8m 0.67% Reduced -1.6k -1,620
21 CX Institutional 0.13% of their portfolio AUBURN, IN 62,86262.9k $2.7m $2.7m 0.13% Reduced -10.1k -10,084
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 61,54661.5k $2.7m $2.7m 0.01% Reduced -10.3k -10,309
23 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 58,42358.4k $2.5m $2.5m 0.06% Added +27.3k +27,257
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 56,49256.5k $2.5m $2.5m 0.00% Reduced -55.2k -55,226
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,16053.2k $2.3m $2.3m 0.00% Added +18.1k +18,118
26 Chicago Wealth Management, Inc. 1.27% of their portfolio CHICAGO, IL 49,36649.4k $2.1m $2.1m 1.27% New
27 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 49,00049.0k $2.1m $2.1m 0.00% Reduced -100.0k -100,022
28 KCM INVESTMENT ADVISORS LLC 0.08% of their portfolio GREENBRAE, CA 48,92948.9k $2.1m $2.1m 0.08% Added +1.5k +1,475
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,30042.3k $1.8m $1.8m 0.00% Added +28.1k +28,093
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 41,98342.0k $1.8m $1.8m 0.01% Reduced -24.4k -24,391
31 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 40,28640.3k $1.4m $1.4m 0.04% Reduced -6 -6
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 39,53339.5k $1.7m $1.7m 0.00% Reduced -159.2k -159,176
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 38,54738.5k $1.7m $1.7m 0.00% Reduced -342 -342
34 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 38,29638.3k $1.7m $1.7m 0.00% Added +26.2k +26,196
35 CARRET ASSET MANAGEMENT, LLC 0.19% of their portfolio NEW YORK, NY 38,08538.1k $1.7m $1.7m 0.19% Reduced -1.9k -1,880
36 MIdWestOne Financial Group, Inc. 0.27% of their portfolio Iowa City, IA 34,50934.5k $1.5m $1.5m 0.27% Added +4.5k +4,471
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,96833.0k $1.4m $1.4m 0.00% Reduced -8.7k -8,701
38 Family Firm, Inc. 0.35% of their portfolio BETHESDA, MD 32,76532.8k $1.4m $1.4m 0.35% Reduced -283 -283
39 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,62229.6k $1.3m $1.3m 0.00% Added +20.4k +20,405
40 Dentgroup LLC 0.98% of their portfolio BATON ROUGE, LA 27,16827.2k $1.2m $1.2m 0.98% Reduced -1.3k -1,258
41 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 26,79926.8k $1.2m $1.2m 0.02% Reduced -19.6k -19,600
42 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 26,54226.5k $1.2m $1.2m 0.06% New
43 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 24,97125.0k $1.1m $1.1m 0.00% Reduced -6.2k -6,200
44 AUGUSTINE ASSET MANAGEMENT INC 0.36% of their portfolio JACKSONVILLE, FL 20,00020.0k $867.6k $867.6k 0.36% Unchanged
45 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 18,48418.5k $801.8k $801.8k 0.02% New
46 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 17,61517.6k $764.1k $764.1k 0.04% Added +500 +500
47 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 17,43617.4k $756.4k $756.4k 0.00% Added +9.6k +9,631
48 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,94216.9k $735.0k $735.0k 0.00% Reduced -6.0k -5,995
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 16,89616.9k $733.0k $733.0k 0.00% Added +945 +945
50 Sweet Financial Partners, LLC 0.16% of their portfolio FAIRMONT, MN 16,31516.3k $707.7k $707.7k 0.16% Unchanged
51 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 15,13915.1k $657.0k $657.0k 0.00% Added +728 +728
52 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 14,60514.6k $633.6k $633.6k 0.05% Added +1 +1
53 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,36813.4k $579.9k $579.9k 0.00% Added +1.3k +1,330
54 Wealth Management Partners, LLC 0.28% of their portfolio TUCSON, AZ 12,87512.9k $558.5k $558.5k 0.28% Added +80 +80
55 North Star Investment Management Corp. 0.04% of their portfolio CHICAGO, IL 12,67012.7k $549.6k $549.6k 0.04% Reduced -10 -10
56 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 11,14511.1k $483.5k $483.5k 0.01% Added +252 +252
57 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 10,78310.8k $467.7k $467.7k 0.02% Reduced -2.0k -2,010
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,22110.2k $443.4k $443.4k 0.00% Reduced -14.6k -14,634
59 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 10,01810.0k $434.6k $434.6k 0.01% Added +7.4k +7,375
60 SAGE FINANCIAL GROUP INC 0.04% of their portfolio W. CONSHOHOCKEN, PA 9,7029.7k $420.9k $420.9k 0.04% Added +59 +59
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,3309.3k $404.7k $404.7k 0.00% Reduced -746 -746
62 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 9,2299.2k $390.3k $390.3k 0.04% Reduced -33.0k -32,964
63 GSA CAPITAL PARTNERS LLP 0.03% of their portfolio LONDON, X0 9,2209.2k $400.0k $400.0k 0.03% New
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,1149.1k $395.0k $395.0k 0.00% Reduced -7.1k -7,095
65 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 8,9358.9k $387.6k $387.6k 0.03% Reduced -950 -950
66 Bare Financial Services, Inc 0.34% of their portfolio GAP, PA 8,6808.7k $354.9k $354.9k 0.34% Added +5.7k +5,654
67 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,5428.5k $370.6k $370.6k 0.01% Added +3.1k +3,088
68 Viewpoint Capital Management LLC 0.22% of their portfolio SEATTLE, WA 7,9928.0k $346.7k $346.7k 0.22% Unchanged
69 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 7,9167.9k $343.5k $343.5k 0.00% Reduced -820 -820
70 Bison Wealth, LLC 0.05% of their portfolio Atlanta, GA 7,7947.8k $338.1k $338.1k 0.05% Added +1.8k +1,783
71 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 7,2147.2k $313.0k $313.0k 0.01% Reduced -3.1k -3,111
72 High Net Worth Advisory Group LLC 0.10% of their portfolio NAPLES, FL 7,1407.1k $309.7k $309.7k 0.10% Unchanged
73 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 7,0007.0k $303.7k $303.7k 0.03% Reduced -44.0k -44,037
74 NEVILLE RODIE & SHAW INC 0.02% of their portfolio NEW YORK, NY 6,9757.0k $303.0k $303.0k 0.02% Unchanged
75 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6,8486.8k $297.1k $297.1k 0.00% New
76 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 6,4006.4k $277.6k $277.6k 0.03% Reduced -4.8k -4,826
77 ETFIDEA, LLC 0.09% of their portfolio SYRACUSE, NY 6,2706.3k $272.0k $272.0k 0.09% Added +1.3k +1,344
78 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 6,0306.0k $261.6k $261.6k 0.04% Reduced -3.4k -3,359
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,9796.0k $259.4k $259.4k 0.00% Reduced -841 -841
80 SOL Capital Management CO 0.03% of their portfolio ROCKVILLE, MD 5,7005.7k $247.0k $247.0k 0.03% Unchanged
81 Breakwater Capital Group 0.06% of their portfolio PARAMUS, NJ 5,6275.6k $244.1k $244.1k 0.06% Unchanged
82 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 5,4415.4k $236.0k $236.0k 0.02% Reduced -580 -580
83 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,3875.4k $233.7k $233.7k 0.01% Unchanged
84 Joel Isaacson & Co., LLC 0.01% of their portfolio NEW YORK, NY 5,3575.4k $232.4k $232.4k 0.01% Unchanged
85 SOA Wealth Advisors, LLC. 0.05% of their portfolio NEW YORK, NY 5,2425.2k $227.4k $227.4k 0.05% Added +1 +1
86 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 5,1935.2k $223.2k $223.2k 0.00% Reduced -1.3k -1,306
87 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,1725.2k $224.4k $224.4k 0.00% Reduced -891 -891
88 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 5,1455.1k $223.2k $223.2k 0.02% Added +334 +334
89 CAPE COD FIVE CENTS SAVINGS BANK 0.02% of their portfolio HYANNIS, MA 5,1255.1k $222.3k $222.3k 0.02% Reduced -1.1k -1,087
90 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 5,1215.1k $222.1k $222.1k 0.02% Reduced -139 -139
91 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,1045.1k $221.6k $221.6k 0.00% Reduced -8.2k -8,169
92 One Capital Management, LLC 0.01% of their portfolio WESTLAKE VILLAGE, CA 5,0765.1k $220.2k $220.2k 0.01% Added +135 +135
93 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 5,0135.0k $210.0k $210.0k 0.01% Added +36 +36
94 Game Plan Financial Advisors, LLC 0.11% of their portfolio WESTLAKE, OH 4,9505.0k $214.7k $214.7k 0.11% Added +950 +950
95 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 4,9004.9k $212.6k $212.6k 0.01% Reduced -879 -879
96 PETTYJOHN, WOOD & WHITE, INC 0.04% of their portfolio LYNCHBURG, VA 4,8854.9k $211.9k $211.9k 0.04% Reduced -325 -325
97 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 3,7513.8k $162.7k $162.7k 0.01% Added +2.9k +2,920
98 WOODMONT INVESTMENT COUNSEL LLC 0.01% of their portfolio NASHVILLE, TN 3,5003.5k $151.8k $151.8k 0.01% New
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,3423.3k $145.0k $145.0k 0.00% Reduced -519 -519
100 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 3,1473.1k $136.5k $136.5k 0.00% Unchanged