Vault-13

ISHARES TR IAT

US REGNL BKS ETF · ETP · CUSIP 464288778

159 institutional holders +2 vs Q2 2023
7,539,3677.5m shares reported held*
$253.5mreported value*
19 new 38 added 60 reduced 18 sold out net sold ≈ $134.7m (-4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.62. Options: 5 managers hold calls ($6.2m notional), 5 hold puts ($4.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 140Q1 23: 155Q2 23: 157Q3 23: 159159Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022136
Q4 2022140
Q1 2023155
Q2 2023157
Q3 2023159

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 52 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 56 cut or sold outQ1 23Q2 23: 94 bought or addedQ2 23: 66 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 78 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226252
Q1 20239856
Q2 20239466
Q3 20235778

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 22 calls: $366.8kQ4 22 puts: $195.3kQ4 22P/C 0.53Q1 23 calls: $5.8mQ1 23 puts: $10.5mQ1 23P/C 1.80Q2 23 calls: $22.1mQ2 23 puts: $4.6mQ2 23P/C 0.21Q3 23 calls: $6.2mQ3 23 puts: $4.1mQ3 23P/C 0.66
Numbers
QuarterCallsPutsP/C
Q4 2022$366.8k$195.3k0.53
Q1 2023$5.8m$10.5m1.80
Q2 2023$22.1m$4.6m0.21
Q3 2023$6.2m$4.1m0.66

Biggest buyers

Luken Investment Analytics, LLC Added +132,331+132.3k
TORONTO DOMINION BANK New +110,000+110.0k
Crestwood Advisors Group, LLC New +88,791+88.8k
Abundance Wealth Counselors New +86,419+86.4k
AMERIPRISE FINANCIAL INC Added +76,225+76.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +46,920+46.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +32,799+32.8k
HRT FINANCIAL LP New +31,891+31.9k
ARRIEN INVESTMENTS, INC. Added +28,297+28.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +27,540+27.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -3,853,730-3.9m
ROYAL BANK OF CANADA Reduced -240,530-240.5k
BNP PARIBAS FINANCIAL MARKETS Reduced -105,100-105.1k
LPL Financial LLC Reduced -102,396-102.4k
HighTower Advisors, LLC Reduced -64,295-64.3k
CITADEL ADVISORS LLC Reduced -48,199-48.2k
STEPHENS INC /AR/ Reduced -40,738-40.7k
Cetera Advisors LLC Reduced -37,114-37.1k
UBS Group AG Reduced -36,622-36.6k
WELLS FARGO & COMPANY/MN Reduced -33,224-33.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $3.2m96.0k shares
GTS SECURITIES LLC New $1.6m48.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $745.9k22.2k shares
WOLVERINE TRADING, LLC Reduced $561.1k16.7k shares
Cutler Group LLC / CA Reduced $10.0k15.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m43.7k shares
GTS SECURITIES LLC New $1.1m33.6k shares
WOLVERINE TRADING, LLC Reduced $752.6k22.4k shares
CITADEL ADVISORS LLC Reduced $729.1k21.7k shares
Cutler Group LLC / CA Reduced $17.0k33.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Richard C. Young & CO., LTD. 3.38% of their portfolio NEWPORT, RI 707,507707.5k $23.8m $23.8m 3.38% Reduced -1.1k -1,064
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 626,523626.5k $21.1m $21.1m 0.00% Reduced -3.9m -3,853,730
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 534,008534.0k $17.9m $17.9m 0.00% Reduced -32.3k -32,344
4 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 391,472391.5k $13.2m $13.2m 0.02% Reduced -9.8k -9,783
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 353,633353.6k $11.9m $11.9m 0.02% Added +27.5k +27,540
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 326,220326.2k $11.0m $11.0m 0.00% Reduced -33.2k -33,224
7 Barry Investment Advisors, LLC 3.58% of their portfolio NEW BEDFORD, MA 291,559291.6k $9.9m $9.9m 3.58% Added +10.3k +10,297
8 Bell Bank 1.01% of their portfolio FARGO, ND 274,316274.3k $9.2m $9.2m 1.01% Reduced -9.6k -9,583
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 246,606246.6k $8.3m $8.3m 0.00% Reduced -240.5k -240,530
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 237,704237.7k $8.0m $8.0m 0.01% Added +1.8k +1,848
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 219,641219.6k $7.4m $7.4m 0.01% Reduced -102.4k -102,396
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 219,068219.1k $7.4m $7.4m 0.01% Reduced -1.8k -1,849
13 ARRIEN INVESTMENTS, INC. 5.02% of their portfolio BOISE, ID 158,399158.4k $5.3m $5.3m 5.02% Added +28.3k +28,297
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 157,738157.7k $5.3m $5.3m 0.00% Added +76.2k +76,225
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 151,173151.2k $5.1m $5.1m 0.01% Added +32.8k +32,799
16 CX Institutional 0.25% of their portfolio AUBURN, IN 135,666135.7k $4.6m $4.6m 0.25% Added +17.6k +17,628
17 Luken Investment Analytics, LLC 2.61% of their portfolio BRENTWOOD, TN 134,081134.1k $4.5m $4.5m 2.61% Added +132.3k +132,331
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 127,428127.4k $4.3m $4.3m 0.00% Reduced -6.7k -6,741
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 123,711123.7k $4.2m $4.2m 0.00% Reduced -1.0k -1,008
20 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 110,000110.0k $3.7m $3.7m 0.00% New
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 94,54094.5k $3.2m $3.2m 0.00% Added +18.5k +18,509
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 90,45790.5k $3.0m $3.0m 0.00% Reduced -36.6k -36,622
23 Crestwood Advisors Group, LLC 0.08% of their portfolio BOSTON, MA 88,79188.8k $3.0m $3.0m 0.08% New
24 Abundance Wealth Counselors 0.83% of their portfolio STATE COLLEGE, PA 86,41986.4k $2.9m $2.9m 0.83% New
25 MARTIN & CO INC /TN/ 0.60% of their portfolio Knoxville, TN 67,49467.5k $2.3m $2.3m 0.60% Reduced -348 -348
26 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 65,00865.0k $2.2m $2.2m 0.03% Added +274 +274
27 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 61,78261.8k $2.1m $2.1m 0.00% Reduced -25.7k -25,732
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 54,72754.7k $1.8m $1.8m 0.00% Reduced -32.4k -32,424
29 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 54,16354.2k $1.8m $1.8m 0.03% Reduced -40.7k -40,738
30 Dentgroup LLC 1.31% of their portfolio BATON ROUGE, LA 52,87952.9k $1.8m $1.8m 1.31% Added +15.1k +15,055
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 46,92046.9k $1.6m $1.6m 0.01% New
32 MIdWestOne Financial Group, Inc. 0.35% of their portfolio Iowa City, IA 45,66545.7k $1.5m $1.5m 0.35% Added +7.7k +7,736
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,56145.6k $1.5m $1.5m 0.00% Added +16.3k +16,323
34 Edge Capital Group, LLC 0.10% of their portfolio ATLANTA, GA 45,48745.5k $1.5m $1.5m 0.10% Added +5.3k +5,260
35 KCM INVESTMENT ADVISORS LLC 0.07% of their portfolio GREENBRAE, CA 45,35145.4k $1.5m $1.5m 0.07% Added +1.3k +1,328
36 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 44,00044.0k $1.5m $1.5m 0.00% Reduced -105.1k -105,100
37 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 40,67240.7k $1.4m $1.4m 0.00% Added +18.2k +18,211
38 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 40,28640.3k $1.4m $1.4m 0.04% Added +2.3k +2,275
39 Aft, Forsyth & Sober, LLC 0.57% of their portfolio VALRICO, FL 40,00040.0k $1.3m $1.3m 0.57% Unchanged
40 CARRET ASSET MANAGEMENT, LLC 0.18% of their portfolio NEW YORK, NY 38,87538.9k $1.3m $1.3m 0.18% Added +8.1k +8,065
41 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 36,49036.5k $1.2m $1.2m 0.01% Added +3.9k +3,920
42 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 35,16735.2k $1.2m $1.2m 0.04% Added +26.5k +26,461
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,62634.6k $1.2m $1.2m 0.00% Reduced -21.5k -21,493
44 Aveo Capital Partners, LLC 0.15% of their portfolio ENGLEWOOD, CO 33,69733.7k $1.1m $1.1m 0.15% Reduced -1.6k -1,600
45 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 31,89131.9k $1.1m $1.1m 0.01% New
46 Family Firm, Inc. 0.26% of their portfolio BETHESDA, MD 27,70727.7k $931.0k $931.0k 0.26% Reduced -3.8k -3,831
47 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 25,27725.3k $849.0k $849.0k 0.00% Reduced -6.6k -6,561
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,83522.8k $768.8k $768.8k 0.01% Reduced -279 -279
49 AUGUSTINE ASSET MANAGEMENT INC 0.31% of their portfolio JACKSONVILLE, FL 20,00020.0k $672.0k $672.0k 0.31% Unchanged
50 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 19,18219.2k $644.5k $644.5k 0.01% Reduced -37.1k -37,114
51 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 19,13319.1k $642.9k $642.9k 0.00% Reduced -4.6k -4,641
52 C2C Wealth Management, LLC 0.09% of their portfolio SCOTTSDALE, AZ 18,48418.5k $601.8k $601.8k 0.09% Reduced -5.7k -5,700
53 North Star Investment Management Corp. 0.05% of their portfolio CHICAGO, IL 18,48018.5k $620.9k $620.9k 0.05% Reduced -100 -100
54 Community Financial Services Group, LLC 0.16% of their portfolio NEWPORT, VT 18,47118.5k $620.6k $620.6k 0.16% First filing
55 Capital Investment Advisory Services, LLC 0.06% of their portfolio RALEIGH, NC 18,30318.3k $615.0k $615.0k 0.06% Reduced -989 -989
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,85217.9k $600.0k $600.0k 0.00% Reduced -64.3k -64,295
57 Sweet Financial Partners, LLC 0.15% of their portfolio FAIRMONT, MN 16,31516.3k $548.2k $548.2k 0.15% Added +255 +255
58 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 14,82514.8k $498.1k $498.1k 0.03% Added +1.9k +1,900
59 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,73214.7k $519.5k $519.5k 0.00% Added +9.8k +9,844
60 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 14,60114.6k $490.6k $490.6k 0.05% Unchanged
61 CAPE COD FIVE CENTS SAVINGS BANK 0.03% of their portfolio HYANNIS, MA 14,15814.2k $475.7k $475.7k 0.03% Added +4.7k +4,723
62 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 14,02614.0k $478.0k $478.0k 0.03% New
63 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 13,64513.6k $458.0k $458.0k 0.00% Added +1 +1
64 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 13,60313.6k $457.0k $457.0k 0.02% Reduced -9.6k -9,645
65 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,37213.4k $449.3k $449.3k 0.00% Reduced -330 -330
66 Wealth Management Partners, LLC 0.28% of their portfolio TUCSON, AZ 13,22113.2k $444.2k $444.2k 0.28% Added +691 +691
67 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 12,96013.0k $435.5k $435.5k 0.03% Reduced -2.0k -2,032
68 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,43212.4k $417.8k $417.8k 0.00% Reduced -2.3k -2,332
69 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 11,19311.2k $376.0k $376.0k 0.02% Unchanged
70 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 10,89310.9k $366.0k $366.0k 0.01% Added +410 +410
71 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,72610.7k $360.4k $360.4k 0.00% Reduced -4.3k -4,331
72 Venturi Wealth Management, LLC 0.03% of their portfolio AUSTIN, TX 10,50510.5k $353.0k $353.0k 0.03% Reduced -602 -602
73 Hilltop Holdings Inc. 0.04% of their portfolio DALLAS, TX 10,36610.4k $348.3k $348.3k 0.04% Added +300 +300
74 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 10,36510.4k $348.3k $348.3k 0.03% Unchanged
75 COERENTE CAPITAL MANAGEMENT 0.08% of their portfolio TORONTO, A6 10,25010.2k $344.4k $344.4k 0.08% New
76 Triumph Capital Management 0.16% of their portfolio DENVER, CO 10,08110.1k $343.8k $343.8k 0.16% Reduced -404 -404
77 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 9,9489.9k $334.4k $334.4k 0.00% Added +664 +664
78 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,6809.7k $325.3k $325.3k 0.00% Reduced -1.0k -1,008
79 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,5249.5k $320.0k $320.0k 0.01% Reduced -465 -465
80 SAGE FINANCIAL GROUP INC 0.04% of their portfolio W. CONSHOHOCKEN, PA 9,4249.4k $316.6k $316.6k 0.04% Unchanged
81 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,4099.4k $316.1k $316.1k 0.00% Added +2.1k +2,120
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,8658.9k $297.9k $297.9k 0.00% Reduced -1.3k -1,291
83 Viewpoint Capital Management LLC 0.21% of their portfolio SEATTLE, WA 7,9928.0k $268.5k $268.5k 0.21% New
84 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,7837.8k $261.5k $261.5k 0.00% New
85 NEVILLE RODIE & SHAW INC 0.02% of their portfolio NEW YORK, NY 7,1257.1k $239.0k $239.0k 0.02% Unchanged
86 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 7,1007.1k $238.6k $238.6k 0.03% Unchanged
87 High Net Worth Advisory Group LLC 0.09% of their portfolio NAPLES, FL 7,0007.0k $235.2k $235.2k 0.09% Added +1.0k +1,000
88 Stonehage Fleming Financial Services Holdings Ltd 0.02% of their portfolio ST. HELIER, Y9 6,9176.9k $232.4k $232.4k 0.02% New
89 Goldstone Financial Group, LLC 0.07% of their portfolio OAKBROOK TERRACE, IL 6,7936.8k $228.2k $228.2k 0.07% Reduced -969 -969
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,4186.4k $209.1k $209.1k 0.00% Reduced -927 -927
91 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,3306.3k $212.7k $212.7k 0.00% Reduced -2.3k -2,322
92 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 6,0846.1k $204.4k $204.4k 0.00% New
93 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,3925.4k $181.2k $181.2k 0.00% New
94 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,3875.4k $181.0k $181.0k 0.01% Reduced -208 -208
95 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 5,2375.2k $176.0k $176.0k 0.04% Unchanged
96 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 5,2005.2k $174.7k $174.7k 0.02% Added +50 +50
97 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 4,5354.5k $152.4k $152.4k 0.01% Added +720 +720
98 HHM Wealth Advisors, LLC 0.03% of their portfolio CHATTANOOGA, TN 4,0854.1k $137.3k $137.3k 0.03% Added +4.0k +4,000
99 Legend Financial Advisors, Inc. 0.11% of their portfolio PITTSBURGH, PA 3,7903.8k $127.3k $127.3k 0.11% Unchanged
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,3273.3k $111.8k $111.8k 0.00% Reduced -109 -109