Vault-13

ISHARES TR IAT

US REGNL BKS ETF · ETP · CUSIP 464288778

157 institutional holders +2 vs Q1 2023
11,640,84411.6m shares reported held*
$394.1mreported value*
34 new 60 added 32 reduced 34 sold out net bought ≈ $2.6m (+77.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.86. Options: 5 managers hold calls ($22.1m notional), 4 hold puts ($4.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 140Q1 23: 155Q2 23: 157157Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022136
Q4 2022140
Q1 2023155
Q2 2023157

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 52 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 56 cut or sold outQ1 23Q2 23: 94 bought or addedQ2 23: 66 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226252
Q1 20239856
Q2 20239466

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $420.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $366.8kQ4 22 puts: $195.3kQ4 22P/C 0.53Q1 23 calls: $5.8mQ1 23 puts: $10.5mQ1 23P/C 1.80Q2 23 calls: $22.1mQ2 23 puts: $4.6mQ2 23P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2022$420.0k$00.00
Q4 2022$366.8k$195.3k0.53
Q1 2023$5.8m$10.5m1.80
Q2 2023$22.1m$4.6m0.21

Biggest buyers

Richard C. Young & CO., LTD. New +708,571+708.6k
ROYAL BANK OF CANADA Added +242,874+242.9k
Raymond James Financial Services Advisors, Inc. Added +171,572+171.6k
WELLS FARGO & COMPANY/MN Added +130,601+130.6k
ARRIEN INVESTMENTS, INC. New +130,102+130.1k
MORGAN STANLEY Added +120,092+120.1k
CX Institutional New +118,038+118.0k
LPL Financial LLC Added +114,439+114.4k
JPMORGAN CHASE & CO Added +91,279+91.3k
JANE STREET GROUP, LLC Added +81,838+81.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,639,061-1.6m
GOLDMAN SACHS GROUP INC Reduced -193,424-193.4k
UBS Group AG Reduced -162,307-162.3k
RAYMOND JAMES & ASSOCIATES Reduced -124,133-124.1k
MGO ONE SEVEN LLC Sold out -110,691-110.7k
Adams Wealth Management Sold out -96,741-96.7k
COTTONWOOD CAPITAL ADVISORS, LLC Sold out -56,199-56.2k
HRT FINANCIAL LP Sold out -54,881-54.9k
MONEY CONCEPTS CAPITAL CORP Reduced -50,635-50.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -49,279-49.3k

Biggest calls

GOLDMAN SACHS GROUP INC New $13.5m400.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.5m133.2k shares
CITADEL ADVISORS LLC Added $3.3m98.7k shares
WOLVERINE TRADING, LLC Reduced $684.6k20.2k shares
Cutler Group LLC / CA Added $27.0k18.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.4m70.9k shares
CITADEL ADVISORS LLC Reduced $1.2m36.3k shares
WOLVERINE TRADING, LLC Added $884.5k26.1k shares
Cutler Group LLC / CA New $55.0k41.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,480,2534.5m $151.7m $151.7m 0.02% Reduced -1.6m -1,639,061
2 Richard C. Young & CO., LTD. 3.29% of their portfolio NEWPORT, RI 708,571708.6k $24.0m $24.0m 3.29% New
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 566,352566.4k $19.2m $19.2m 0.00% Added +120.1k +120,092
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 487,136487.1k $16.5m $16.5m 0.00% Added +242.9k +242,874
5 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 401,255401.3k $13.6m $13.6m 0.02% Added +56.7k +56,740
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 359,444359.4k $12.2m $12.2m 0.00% Added +130.6k +130,601
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 326,093326.1k $11.0m $11.0m 0.01% Added +69.5k +69,475
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 322,037322.0k $10.9m $10.9m 0.01% Added +114.4k +114,439
9 Bell Bank 1.02% of their portfolio FARGO, ND 283,899283.9k $9.6m $9.6m 1.02% Added +61.0k +61,018
10 Barry Investment Advisors, LLC 3.21% of their portfolio NEW BEDFORD, MA 281,262281.3k $9.5m $9.5m 3.21% Added +7.2k +7,188
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 235,856235.9k $8.0m $8.0m 0.01% Added +171.6k +171,572
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 220,917220.9k $7.5m $7.5m 0.01% Added +20.5k +20,474
13 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 149,100149.1k $5.0m $5.0m 0.01% Added +50.1k +50,100
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 134,169134.2k $4.5m $4.5m 0.00% Added +8.4k +8,360
15 ARRIEN INVESTMENTS, INC. 3.74% of their portfolio BOISE, ID 130,102130.1k $4.4m $4.4m 3.74% New
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 127,079127.1k $4.3m $4.3m 0.00% Reduced -162.3k -162,307
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 124,719124.7k $4.2m $4.2m 0.00% Added +91.3k +91,279
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 118,374118.4k $4.0m $4.0m 0.01% Reduced -49.3k -49,279
19 CX Institutional 0.21% of their portfolio AUBURN, IN 118,038118.0k $4.0m $4.0m 0.21% New
20 Endurance Wealth Management, Inc. 0.51% of their portfolio Providence, RI 109,869109.9k $3.7m $3.7m 0.51% Reduced -1.2k -1,162
21 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 94,90194.9k $3.2m $3.2m 0.06% Added +57.1k +57,147
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 87,51487.5k $3.0m $3.0m 0.00% Added +81.8k +81,838
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 87,15187.2k $3.0m $3.0m 0.00% Reduced -193.4k -193,424
24 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 82,14782.1k $2.8m $2.8m 0.01% Added +62.7k +62,693
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 81,51381.5k $2.8m $2.8m 0.00% Added +24.3k +24,253
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 76,03176.0k $2.6m $2.6m 0.00% Added +4.8k +4,789
27 MARTIN & CO INC /TN/ 0.58% of their portfolio Knoxville, TN 67,84267.8k $2.3m $2.3m 0.58% Reduced -2.5k -2,496
28 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 64,73464.7k $2.2m $2.2m 0.03% Added +55.2k +55,198
29 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 56,29656.3k $1.9m $1.9m 0.03% Added +40.3k +40,280
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 56,11956.1k $1.9m $1.9m 0.00% Reduced -124.1k -124,133
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 50,15150.2k $1.7m $1.7m 0.00% Reduced -11.0k -11,045
32 KCM INVESTMENT ADVISORS LLC 0.06% of their portfolio GREENBRAE, CA 44,02344.0k $1.5m $1.5m 0.06% Added +15.0k +15,010
33 Edge Capital Group, LLC 0.08% of their portfolio ATLANTA, GA 40,22740.2k $1.4m $1.4m 0.08% New
34 Aft, Forsyth & Sober, LLC 0.56% of their portfolio VALRICO, FL 40,00040.0k $1.4m $1.4m 0.56% Unchanged
35 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 38,01138.0k $1.3m $1.3m 0.03% Added +22.7k +22,658
36 MIdWestOne Financial Group, Inc. 0.28% of their portfolio Iowa City, IA 37,92937.9k $1.3m $1.3m 0.28% Added +22.3k +22,279
37 Dentgroup LLC 0.93% of their portfolio BATON ROUGE, LA 37,82437.8k $1.3m $1.3m 0.93% New
38 Aveo Capital Partners, LLC 0.15% of their portfolio ENGLEWOOD, CO 35,29735.3k $1.2m $1.2m 0.15% Added +22.2k +22,237
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,57032.6k $1.1m $1.1m 0.01% Added +5.9k +5,931
40 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 31,83831.8k $1.1m $1.1m 0.00% Reduced -4.9k -4,948
41 Family Firm, Inc. 0.28% of their portfolio BETHESDA, MD 31,53831.5k $1.1m $1.1m 0.28% Added +5.6k +5,631
42 CARRET ASSET MANAGEMENT, LLC 0.14% of their portfolio NEW YORK, NY 30,81030.8k $1.0m $1.0m 0.14% Added +3.8k +3,805
43 WEXFORD CAPITAL LP 0.20% of their portfolio WEST PALM BEACH, FL 29,81229.8k $1.0m $1.0m 0.20% New
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,23829.2k $989.7k $989.7k 0.00% Added +11.1k +11,143
45 C2C Wealth Management, LLC 0.12% of their portfolio SCOTTSDALE, AZ 24,18424.2k $872.7k $872.7k 0.12% Unchanged
46 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 23,77423.8k $804.8k $804.8k 0.00% Reduced -2.9k -2,939
47 SIMPLEX TRADING, LLC 0.03% of their portfolio CHICAGO, IL 23,24823.2k $786.0k $786.0k 0.03% Added +11.5k +11,543
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 23,11423.1k $782.4k $782.4k 0.01% Reduced -6.6k -6,570
49 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 22,46122.5k $760.3k $760.3k 0.00% New
50 AUGUSTINE ASSET MANAGEMENT INC 0.31% of their portfolio JACKSONVILLE, FL 20,00020.0k $677.0k $677.0k 0.31% Unchanged
51 Capital Investment Advisory Services, LLC 0.06% of their portfolio RALEIGH, NC 19,29219.3k $653.0k $653.0k 0.06% Added +3.5k +3,480
52 North Star Investment Management Corp. 0.05% of their portfolio CHICAGO, IL 18,58018.6k $628.9k $628.9k 0.05% Unchanged
53 Sweet Financial Partners, LLC 0.14% of their portfolio FAIRMONT, MN 16,06016.1k $543.6k $543.6k 0.14% Added +6.0k +5,950
54 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 15,70715.7k $531.7k $531.7k 0.00% New
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,05715.1k $509.7k $509.7k 0.00% Added +2.7k +2,702
56 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 14,99215.0k $507.5k $507.5k 0.04% First filing
57 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,76414.8k $499.8k $499.8k 0.00% Added +2.2k +2,184
58 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 14,60114.6k $494.3k $494.3k 0.05% Unchanged
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,45514.5k $489.0k $489.0k 0.00% Added +1.3k +1,309
60 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,70213.7k $463.8k $463.8k 0.00% First filing
61 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 13,64413.6k $462.0k $462.0k 0.00% Added +2.4k +2,401
62 Camelot Portfolios, LLC 0.28% of their portfolio Maumee, OH 13,37013.4k $452.6k $452.6k 0.28% New
63 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 12,92512.9k $437.5k $437.5k 0.03% New
64 Wealth Management Partners, LLC 0.27% of their portfolio TUCSON, AZ 12,53012.5k $424.1k $424.1k 0.27% Added +1.3k +1,318
65 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.31% of their portfolio WALTHAM, MA 12,24412.2k $414.5k $414.5k 0.31% New
66 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 11,19311.2k $379.0k $379.0k 0.02% New
67 Venturi Wealth Management, LLC 0.03% of their portfolio AUSTIN, TX 11,10711.1k $376.0k $376.0k 0.03% New
68 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,68810.7k $361.8k $361.8k 0.00% Added +148 +148
69 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,58410.6k $358.3k $358.3k 0.01% First filing
70 Triumph Capital Management 0.16% of their portfolio DENVER, CO 10,48510.5k $354.9k $354.9k 0.16% Reduced -1.7k -1,694
71 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 10,48310.5k $354.9k $354.9k 0.01% Added +3.8k +3,846
72 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 10,36510.4k $350.9k $350.9k 0.03% Added +300 +300
73 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,15610.2k $343.8k $343.8k 0.00% Added +2.9k +2,908
74 Hilltop Holdings Inc. 0.04% of their portfolio DALLAS, TX 10,06610.1k $340.7k $340.7k 0.04% Added +1.9k +1,941
75 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,98910.0k $338.1k $338.1k 0.01% Reduced -976 -976
76 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,6389.6k $326.2k $326.2k 0.01% Added +1.0k +1,030
77 CAPE COD FIVE CENTS SAVINGS BANK 0.03% of their portfolio HYANNIS, MA 9,4359.4k $319.4k $319.4k 0.03% New
78 SAGE FINANCIAL GROUP INC 0.03% of their portfolio W. CONSHOHOCKEN, PA 9,4249.4k $319.0k $319.0k 0.03% New
79 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 9,2849.3k $314.3k $314.3k 0.00% New
80 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 8,7068.7k $294.7k $294.7k 0.01% Reduced -223 -223
81 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 8,7008.7k $294.0k $294.0k 0.00% New
82 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 8,6528.7k $293.2k $293.2k 0.00% New
83 Goldstone Financial Group, LLC 0.08% of their portfolio OAKBROOK TERRACE, IL 7,7627.8k $262.7k $262.7k 0.08% Reduced -1.9k -1,852
84 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 7,6937.7k $260.0k $260.0k 0.01% Reduced -7.7k -7,657
85 St. Clair Advisors, LLC 0.10% of their portfolio MAYFIELD HTS, OH 7,6007.6k $257.3k $257.3k 0.10% New
86 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 7,3457.3k $248.5k $248.5k 0.00% Reduced -310 -310
87 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,2897.3k $246.7k $246.7k 0.00% Added +593 +593
88 NEVILLE RODIE & SHAW INC 0.02% of their portfolio NEW YORK, NY 7,1257.1k $241.0k $241.0k 0.02% Reduced -700 -700
89 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 7,1007.1k $240.3k $240.3k 0.02% Reduced -50.6k -50,635
90 BASSO CAPITAL MANAGEMENT, L.P. 0.23% of their portfolio STAMFORD, CT 6,2006.2k $209.9k $209.9k 0.23% New
91 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,1506.2k $208.2k $208.2k 0.01% Added +210 +210
92 High Net Worth Advisory Group LLC 0.08% of their portfolio NAPLES, FL 6,0006.0k $203.1k $203.1k 0.08% New
93 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 5,9215.9k $200.4k $200.4k 0.02% Reduced -1.1k -1,125
94 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,5955.6k $189.4k $189.4k 0.01% Unchanged
95 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 5,2375.2k $177.3k $177.3k 0.04% Added +2.9k +2,931
96 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 5,1505.2k $174.3k $174.3k 0.02% New
97 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 4,8884.9k $170.1k $170.1k 0.00% Reduced -607 -607
98 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,1784.2k $141.4k $141.4k 0.01% Added +2.0k +2,002
99 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,8153.8k $129.1k $129.1k 0.01% Added +742 +742
100 Legend Financial Advisors, Inc. 0.11% of their portfolio PITTSBURGH, PA 3,7903.8k $128.3k $128.3k 0.11% New