ISHARES TR ISCV
MRNING SM CP ETF · ETP · CUSIP 464288703
98
institutional holders
+0 vs Q1 2023
2.8m
shares reported held*
$150.8mreported value*
8 new
29 added
31 reduced
10 sold out
net sold ≈ $26.2m (-494.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.98. Options: 9 managers hold calls ($1.8bn notional), 1 hold puts ($16.1k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 96 |
| Q4 2022 | 99 |
| Q1 2023 | 98 |
| Q2 2023 | 98 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 40 | 32 |
| Q1 2023 | 38 | 33 |
| Q2 2023 | 37 | 41 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $1.1bn | $0 | 0.00 |
| Q4 2022 | $1.2bn | $0 | 0.00 |
| Q1 2023 | $2.5bn | $0 | 0.00 |
| Q2 2023 | $1.8bn | $16.1k | 0.00 |
Biggest buyers
| Merriman Wealth Management, LLC | Added | +35.9k |
| VAUGHAN & Co SECURITIES, INC. | Added | +22.6k |
| IHT Wealth Management, LLC | New | +20.6k |
| MORGAN STANLEY | Added | +10.3k |
| ROYAL BANK OF CANADA | Added | +5.9k |
| DFPG INVESTMENTS, LLC | New | +3.9k |
| Richwood Investment Advisors, LLC | New | +3.8k |
| Tower Research Capital LLC (TRC) | Added | +3.3k |
| Matrix Trust Co | Added | +2.7k |
| INTREPID CAPITAL MANAGEMENT INC | New | +2.4k |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -356.3k |
| WELLS FARGO & COMPANY/MN | Reduced | -85.1k |
| UBS Group AG | Reduced | -59.6k |
| CITADEL ADVISORS LLC | Sold out | -35.9k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -23.3k |
| JPMORGAN CHASE & CO | Reduced | -8.6k |
| FLOW TRADERS U.S. LLC | Sold out | -7.4k |
| LPL Financial LLC | Reduced | -5.5k |
| MERCER GLOBAL ADVISORS INC /ADV | Reduced | -4.3k |
| Perennial Investment Advisors, LLC | Reduced | -4.2k |
Biggest calls
| Allianz Asset Management GmbH | New | $469.2m6.2m shares |
| CTC LLC | Added | $456.5m60.8k shares |
| Brevan Howard Capital Management LP | New | $357.9m4.8m shares |
| Optiver Holding B.V. | Reduced | $164.3m2.2m shares |
| JANE STREET GROUP, LLC | Reduced | $163.5m2.2m shares |
| JPMORGAN CHASE & CO | Reduced | $141.3m1.9m shares |
| Maven Securities LTD | Added | $4.6m61.4k shares |
| Ancora Advisors LLC | Unchanged | $1.0k200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| BW Gestao de Investimentos Ltda. | New | $16.1k350 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 511.2k $27.6m | Added +10.3k |
| VAUGHAN & Co SECURITIES, INC. 8.95% of their portfolio | 232.9k $12.6m | Added +22.6k |
| Matrix Trust Co 2.62% of their portfolio | 188.3k $10.2m | Added +2.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 176.2k $9.5m | Reduced -85.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 157.8k $8.5m | Reduced -356.3k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 130.7k $7.1m | Reduced -3.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 129.6k $7.0m | Added +5.9k |
| UBS Group AG 0.00% of their portfolio | 98.6k $5.3m | Reduced -59.6k |
| Merriman Wealth Management, LLC 0.26% of their portfolio | 97.7k $5.3m | Added +35.9k |
| LPL Financial LLC 0.00% of their portfolio | 88.3k $4.8m | Reduced -5.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio | 79.9k $4.3m | Added +1.8k |
| AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio | 66.5k $3.6m | Added +1.8k |
| EisnerAmper Wealth Management Corporate Benefits, LLC 1.44% of their portfolio | 55.7k $3.0m | Added +236 |
| Chicago Partners Investment Group LLC 0.16% of their portfolio | 52.6k $3.0m | Reduced -880 |
| Viewpoint Capital Management LLC 1.93% of their portfolio | 46.1k $2.5m | Reduced -225 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 43.4k $2.3m | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 34.0k $1.8m | Added +432 |
| Rodgers & Associates, LTD 0.25% of their portfolio | 31.8k $1.7m | Added +1.3k |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 30.4k $1.6m | Added +633 |
| Hyperion Capital Advisors LP 0.80% of their portfolio | 27.4k $1.5m | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 25.2k $1.4m | Reduced -36 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 22.6k $1.2m | Reduced -761 |
| Corient Private Wealth LP 0.00% of their portfolio | 22.2k $1.2m | Reduced -564 |
| Jackson Creek Investment Advisors LLC 0.36% of their portfolio | 21.2k $891.0k | Added +138 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 21.0k $1.1m | Reduced -1.9k |
| IHT Wealth Management, LLC 0.06% of their portfolio | 20.6k $1.1m | New |
| Kohmann Bosshard Financial Services, LLC 0.19% of their portfolio | 20.5k $1.1m | Unchanged |
| Cetera Advisors LLC 0.02% of their portfolio | 20.3k $1.1m | Reduced -524 |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 18.4k $991.7k | Added +9 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 17.7k $955.0k | Reduced -4.2k |
| M Holdings Securities, Inc. 0.19% of their portfolio | 16.7k $901.0k | Reduced -3.3k |
| MONECO ADVISORS, LLC 0.23% of their portfolio | 15.5k $838.9k | Added +1.4k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 14.8k $802.0k | Reduced -1.1k |
| Cetera Investment Advisers 0.01% of their portfolio | 14.0k $754.9k | Reduced -22 |
| Pacific Sun Financial Corp 0.46% of their portfolio | 13.1k $685.6k | First filing |
| Mariner, LLC 0.00% of their portfolio | 12.0k $648.7k | Added +177 |
| Courage Miller Partners, LLC 0.26% of their portfolio | 11.8k $635.9k | Reduced -13 |
| Tower Research Capital LLC (TRC) 0.02% of their portfolio | 11.7k $634.1k | Added +3.3k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 11.2k $606.0k | Reduced -4.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 11.1k $601.8k | Added +649 |
| Perennial Investment Advisors, LLC 0.11% of their portfolio | 10.9k $590.7k | Reduced -4.2k |
| Black Diamond Financial, LLC 0.16% of their portfolio | 9.8k $531.0k | Added +43 |
| Mill Creek Capital Advisors, LLC 0.02% of their portfolio | 9.4k $509.5k | Unchanged |
| Towerpoint Wealth, LLC 0.26% of their portfolio | 8.5k $461.5k | Added +10 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 8.3k $450.6k | Reduced -8.6k |
| Merit Financial Group, LLC 0.01% of their portfolio | 7.9k $427.2k | Added +197 |
| LINCOLN NATIONAL CORP 0.01% of their portfolio | 7.7k $415.8k | Reduced -546 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 6.7k $362.0k | Reduced -1.8k |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio | 6.7k $361.9k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 6.4k $347.5k | Added +172 |
| Ruane, Cunniff & Goldfarb L.P. 0.01% of their portfolio | 6.4k $344.6k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 5.5k $298.0k | Reduced -355 |
| Madison Wealth Partners, Inc 0.13% of their portfolio | 5.2k $281.4k | Added +426 |
| Argent Trust Co 0.01% of their portfolio | 4.9k $264.1k | Unchanged |
| Sigma Planning Corp 0.01% of their portfolio | 4.5k $240.5k | Reduced -1.6k |
| Equitable Holdings, Inc. 0.00% of their portfolio | 4.3k $231.6k | Added +9 |
| TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio | 4.2k $229.2k | Unchanged |
| BARRETT & COMPANY, INC. 0.13% of their portfolio | 4.2k $229.1k | Added +387 |
| CITIGROUP INC 0.00% of their portfolio | 4.1k $224.1k | Added +1.2k |
| Creative Planning 0.00% of their portfolio | 4.1k $221.4k | Added +18 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio | 4.1k $220.2k | Reduced -468 |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 4.1k $219.4k | Reduced -155 |
| DFPG INVESTMENTS, LLC 0.02% of their portfolio | 3.9k $221.2k | New |
| Richwood Investment Advisors, LLC 0.20% of their portfolio | 3.8k $205.8k | New |
| CWM, LLC 0.00% of their portfolio | 3.3k $176.0k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 3.0k $162.1k | Reduced -750 |
| SevenOneSeven Capital Management 0.35% of their portfolio | 2.8k $157.1k | Unchanged |
| INTREPID CAPITAL MANAGEMENT INC 0.05% of their portfolio | 2.4k $132.2k | New |
| City State Bank 0.06% of their portfolio | 2.2k $119.0k | Unchanged |
| Global Financial Private Client, LLC 0.05% of their portfolio | 1.8k $97.9k | Unchanged |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 1.4k $76.2k | Reduced -462 |
| Capital Investment Advisory Services, LLC 0.01% of their portfolio | 1.2k $64.8k | Unchanged |
| Laurel Wealth Advisors LLC 0.01% of their portfolio | 840 $45.4k | Unchanged |
| Cedar Mountain Advisors, LLC 0.01% of their portfolio | 831 $44.9k | Unchanged |
| Key Financial Inc 0.01% of their portfolio | 797 $43.1k | Unchanged |
| FMR LLC 0.00% of their portfolio | 722 $39.0k | Reduced -1.8k |
| Rise Advisors, LLC 0.03% of their portfolio | 632 $34.1k | Added +3 |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 471 $25.4k | Unchanged |
| Archer Investment Corp 0.01% of their portfolio | 468 $25.3k | Unchanged |
| Realta Investment Advisors 0.01% of their portfolio | 450 $24.3k | New |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 434 $23.4k | New |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 351 $19.0k | First filing |
| Slocum, Gordon & Co LLP 0.01% of their portfolio | 291 $15.7k | New |
| Retirement Group, LLC 0.01% of their portfolio | 279 $15.1k | Unchanged |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 270 $14.6k | Unchanged |
| New England Capital Financial Advisors LLC 0.01% of their portfolio | 264 $14.3k | Unchanged |
| MACROVIEW INVESTMENT MANAGEMENT LLC 0.02% of their portfolio | 222 $12.0k | Added +1 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 222 $12.0k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 200 $10.8k | Unchanged |
| Arax Advisory Partners 0.00% of their portfolio | 151 $8.2k | Unchanged |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 150 $8.0k | Reduced -17 |
| ASSETMARK, INC 0.00% of their portfolio | 122 $6.6k | Added +10 |
| Eukles Asset Management 0.00% of their portfolio | 117 $6.3k | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 114 $6.2k | New |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 99 $5.3k | Reduced -1 |
| Parkside Financial Bank & Trust 0.00% of their portfolio | 72 $3.9k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 42 $2.3k | Unchanged |
| Rice Partnership, LLC 0.00% of their portfolio | 20 $1.1k | Unchanged |