Vault-13

ISHARES TR ISCG

MRGSTR SM CP GR · ETP · CUSIP 464288604

126 institutional holders -9 vs Q2 2024
7,932,5927.9m shares reported held*
$388.5mreported value*
7 new 51 added 40 reduced 14 sold out net bought ≈ $36.4m (+744.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.98. Options: 2 managers hold calls ($2.2m notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 109Q1 23: 114Q2 23: 116Q3 23: 114Q4 23: 133Q1 24: 136Q2 24: 135Q3 24: 126126Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022106
Q4 2022109
Q1 2023114
Q2 2023116
Q3 2023114
Q4 2023133
Q1 2024136
Q2 2024135
Q3 2024126

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 43 cut or sold outQ1 23: 47 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 39 cut or sold outQ3 23: 46 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 69 bought or addedQ4 23: 35 cut or sold outQ1 24: 49 bought or addedQ1 24: 59 cut or sold outQ1 24Q2 24: 50 bought or addedQ2 24: 54 cut or sold outQ3 24: 58 bought or addedQ3 24: 54 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224243
Q1 20234735
Q2 20235239
Q3 20234638
Q4 20236935
Q1 20244959
Q2 20245054
Q3 20245854

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ4 23 calls: $21.3mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $30.1mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $18.2mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $2.2mQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$21.3m$00.00
Q1 2024$30.1m$00.00
Q2 2024$18.2m$00.00
Q3 2024$2.2m$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +1,343,282+1.3m
MORGAN STANLEY Added +82,999+83.0k
Black Diamond Financial, LLC Added +40,729+40.7k
LPL Financial LLC Added +31,020+31.0k
AVANTAX ADVISORY SERVICES, INC. Added +26,593+26.6k
Matrix Trust Co Added +22,161+22.2k
Steele Capital Management, Inc. Added +22,161+22.2k
Focus Partners Wealth Added +20,494+20.5k
Perennial Investment Advisors, LLC New +18,490+18.5k
Valmark Advisers, Inc. New +16,310+16.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -659,646-659.6k
Atria Wealth Solutions, Inc. Sold out -72,524-72.5k
AMERIPRISE FINANCIAL INC Reduced -64,338-64.3k
CITADEL ADVISORS LLC Sold out -37,583-37.6k
Mittelman Wealth Management Sold out -15,016-15.0k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -13,523-13.5k
UBS Group AG Reduced -12,138-12.1k
Asset Allocation Strategies LLC Reduced -11,034-11.0k
GUNN & Co INVESTMENT MANAGEMENT, INC. Sold out -10,109-10.1k
MML INVESTORS SERVICES, LLC Reduced -9,504-9.5k

Biggest calls

IMC-Chicago, LLC Added $2.2m149.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,168,9302.2m $106.2m $106.2m 0.00% Added +1.3m +1,343,282
2 Focus Partners Wealth 0.07% of their portfolio ST LOUIS, MO 444,669444.7k $21.8m $21.8m 0.07% Added +20.5k +20,494
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 423,089423.1k $20.7m $20.7m 0.02% Added +3.7k +3,662
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 387,789387.8k $19.0m $19.0m 0.00% Reduced -659.6k -659,646
5 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 378,314378.3k $18.5m $18.5m 0.12% Added +26.6k +26,593
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 354,750354.8k $17.4m $17.4m 0.01% Added +31.0k +31,020
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 338,588338.6k $16.6m $16.6m 0.00% Added +83.0k +82,999
8 Gallagher Fiduciary Advisors, LLC 3.16% of their portfolio ROLLING MEADOWS, IL 319,116319.1k $15.6m $15.6m 3.16% Added +5.9k +5,907
9 Atria Investments, Inc 0.19% of their portfolio Charlotte, NC 317,716317.7k $15.6m $15.6m 0.19% Added +6.8k +6,844
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 168,350168.3k $8.2m $8.2m 0.00% Reduced -8.3k -8,299
11 Steele Capital Management, Inc. 0.43% of their portfolio DUBUQUE, IA 166,476166.5k $8.2m $8.2m 0.43% Added +22.2k +22,161
12 Matrix Trust Co 1.52% of their portfolio DENVER, CO 166,476166.5k $8.2m $8.2m 1.52% Added +22.2k +22,161
13 CWM, LLC 0.03% of their portfolio OMAHA, NE 165,809165.8k $8.1m $8.1m 0.03% Added +8.0k +7,978
14 Black Diamond Financial, LLC 1.19% of their portfolio TOWSON, MD 142,464142.5k $7.0m $7.0m 1.19% Added +40.7k +40,729
15 Opes Wealth Management LLC 0.98% of their portfolio MENLO PARK, CA 104,440104.4k $5.1m $5.1m 0.98% Added +833 +833
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 88,56788.6k $4.3m $4.3m 0.00% Reduced -64.3k -64,338
17 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 82,15682.2k $4.0m $4.0m 0.01% Reduced -9.5k -9,504
18 NorthStar Asset Management LLC /NJ/ 2.54% of their portfolio BERKELEY HEIGHTS, NJ 77,70777.7k $3.8m $3.8m 2.54% Added +4.3k +4,284
19 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 77,30377.3k $3.8m $3.8m 0.01% Added +1.3k +1,270
20 IAG Wealth Partners, LLC 0.65% of their portfolio WAUKESHA, WI 71,51571.5k $3.5m $3.5m 0.65% Added +1.9k +1,934
21 Certified Advisory Corp 0.38% of their portfolio ALTAMONTE SPRINGS, FL 69,32269.3k $3.4m $3.4m 0.38% Added +2.4k +2,355
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 67,57967.6k $3.3m $3.3m 0.00% Reduced -12.1k -12,138
23 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 64,93164.9k $3.2m $3.2m 0.00% Reduced -7.5k -7,520
24 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 62,52662.5k $3.1m $3.1m 0.01% Added +1.3k +1,331
25 Members Advisory Group LLC 1.50% of their portfolio WILLIAMSVILLE, NY 61,43961.4k $3.0m $3.0m 1.50% Reduced -6.6k -6,590
26 Mariner, LLC 0.01% of their portfolio Overland Park, KS 59,97960.0k $2.9m $2.9m 0.01% Added +1.6k +1,615
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,66950.7k $2.5m $2.5m 0.00% Added +3.6k +3,587
28 LRI Investments, LLC 0.24% of their portfolio PALM BEACH GARDENS, FL 48,56748.6k $2.5m $2.5m 0.24% Unchanged
29 LEVEL FOUR ADVISORY SERVICES, LLC 0.10% of their portfolio DALLAS, TX 47,41647.4k $2.3m $2.3m 0.10% Unchanged
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,10744.1k $2.2m $2.2m 0.00% Reduced -267 -267
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 38,51338.5k $1.9m $1.9m 0.00% Added +464 +464
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,40035.4k $1.7m $1.7m 0.00% Unchanged
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,47533.5k $1.6m $1.6m 0.00% Reduced -3.0k -2,991
34 IEQ CAPITAL, LLC 0.02% of their portfolio Foster City, CA 32,24032.2k $1.6m $1.6m 0.02% Added +140 +140
35 Rodgers & Associates, LTD 0.18% of their portfolio Lancaster, PA 30,90030.9k $1.5m $1.5m 0.18% Reduced -1.7k -1,690
36 Phoenix Wealth Advisors 0.66% of their portfolio CHAPEL HILL, NC 29,21229.2k $1.4m $1.4m 0.66% Added +4.0k +4,030
37 BEAM WEALTH ADVISORS, INC. 0.43% of their portfolio COVINGTON, LA 29,19429.2k $1.4m $1.4m 0.43% Added +888 +888
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 28,06628.1k $1.4m $1.4m 0.00% Added +3.8k +3,769
39 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 27,78127.8k $1.4m $1.4m 0.00% Reduced -2.0k -1,952
40 Asset Allocation Strategies LLC 0.38% of their portfolio FARMINGTON, MI 26,99327.0k $1.3m $1.3m 0.38% Reduced -11.0k -11,034
41 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 26,19226.2k $1.3m $1.3m 0.07% Added +1.5k +1,499
42 SHELTON WEALTH MANAGEMENT, LLC 0.72% of their portfolio FORT WORTH, TX 25,92325.9k $1.3m $1.3m 0.72% Reduced -2.8k -2,840
43 VAUGHAN & Co SECURITIES, INC. 0.72% of their portfolio Ridgewood, NJ 24,99525.0k $1.2m $1.2m 0.72% Reduced -41 -41
44 Creekside Partners 0.55% of their portfolio PETALUMA, CA 21,82621.8k $1.1m $1.1m 0.55% Reduced -583 -583
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,12121.1k $1.0m $1.0m 0.01% Added +1.4k +1,366
46 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 20,57320.6k $1.0m $1.0m 0.00% Reduced -8.2k -8,153
47 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 18,49018.5k $905.3k $905.3k 0.12% New
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,63516.6k $814.4k $814.4k 0.00% Reduced -6.6k -6,639
49 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 16,31016.3k $798.5k $798.5k 0.01% New
50 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 14,70214.7k $719.8k $719.8k 0.02% Reduced -850 -850
51 TD PRIVATE CLIENT WEALTH LLC 0.02% of their portfolio NEW YORK, NY 14,60014.6k $714.8k $714.8k 0.02% Added +309 +309
52 Courage Miller Partners, LLC 0.24% of their portfolio NORFOLK, VA 14,53314.5k $711.5k $711.5k 0.24% Reduced -855 -855
53 Crescent Grove Advisors, LLC 0.07% of their portfolio LAKE FOREST, IL 14,33714.3k $701.9k $701.9k 0.07% Unchanged
54 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,46513.5k $659.2k $659.2k 0.01% Added +8.3k +8,339
55 Key Financial Inc 0.15% of their portfolio WEST CHESTER, PA 13,40313.4k $656.2k $656.2k 0.15% Added +549 +549
56 City Center Advisors, LLC 0.72% of their portfolio TROY, MI 13,31913.3k $652.1k $652.1k 0.72% Reduced -43 -43
57 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 13,14213.1k $643.4k $643.4k 0.02% Added +915 +915
58 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 13,05713.1k $639.3k $639.3k 0.02% Reduced -4.4k -4,403
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,82612.8k $628.0k $628.0k 0.00% Added +8.1k +8,056
60 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 12,76412.8k $624.9k $624.9k 0.02% Reduced -987 -987
61 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 12,44412.4k $609.2k $609.2k 0.01% New
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,09212.1k $592.0k $592.0k 0.00% Reduced -1.9k -1,927
63 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 11,29911.3k $553.2k $553.2k 0.00% Added +755 +755
64 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 10,84710.8k $531.5k $531.5k 0.00% Added +556 +556
65 SMITH CHAS P & ASSOCIATES PA CPAS 0.03% of their portfolio LAKELAND, FL 9,99410.0k $489.3k $489.3k 0.03% Reduced -115 -115
66 Gilliland Jeter Wealth Management LLC 0.08% of their portfolio LITTLE ROCK, AR 9,2609.3k $453.4k $453.4k 0.08% Added +7.4k +7,439
67 ADELL HARRIMAN & CARPENTER INC 0.03% of their portfolio HOUSTON, TX 8,7968.8k $430.7k $430.7k 0.03% Unchanged
68 Breakwater Capital Group 0.09% of their portfolio PARAMUS, NJ 8,6588.7k $423.9k $423.9k 0.09% Added +955 +955
69 Basepoint Wealth LLC 0.30% of their portfolio CEDAR RAPIDS, IA 8,3108.3k $406.9k $406.9k 0.30% Unchanged
70 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 7,9427.9k $389.0k $389.0k 0.00% Unchanged
71 Madison Wealth Partners, Inc 0.11% of their portfolio MADISON, WI 7,8177.8k $382.7k $382.7k 0.11% Unchanged
72 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,5927.6k $371.7k $371.7k 0.00% Reduced -3.1k -3,134
73 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,2167.2k $353.3k $353.3k 0.00% Added +870 +870
74 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 6,5186.5k $319.1k $319.1k 0.01% Added +820 +820
75 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 6,2006.2k $303.6k $303.6k 0.00% Unchanged
76 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 5,8855.9k $288.1k $288.1k 0.02% Reduced -13.5k -13,523
77 FMR LLC 0.00% of their portfolio BOSTON, MA 5,8685.9k $287.3k $287.3k 0.00% Added +1.4k +1,369
78 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 5,5895.6k $273.6k $273.6k 0.00% Added +461 +461
79 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,4765.5k $268.1k $268.1k 0.00% Added +341 +341
80 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 5,4625.5k $267.4k $267.4k 0.02% Reduced -226 -226
81 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 5,3285.3k $260.9k $260.9k 0.03% Added +3 +3
82 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,3145.3k $260.2k $260.2k 0.00% Reduced -710 -710
83 TFB Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 5,0115.0k $245.3k $245.3k 0.07% Reduced -5 -5
84 Aspire Wealth Management Corp 0.13% of their portfolio WALTHAM, MA 4,8804.9k $238.9k $238.9k 0.13% Reduced -745 -745
85 FLAGSTAR SECURITIES, INC 0.06% of their portfolio New York, NY 4,8074.8k $235.4k $235.4k 0.06% Reduced -213 -213
86 Ellis Investment Partners, LLC 0.04% of their portfolio Berwyn, PA 4,4644.5k $218.6k $218.6k 0.04% Added +7 +7
87 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 4,4434.4k $217.5k $217.5k 0.01% Reduced -2.1k -2,120
88 Towerpoint Wealth, LLC 0.10% of their portfolio SACRAMENTO, CA 4,4164.4k $216.2k $216.2k 0.10% Unchanged
89 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,3734.4k $212.5k $212.5k 0.01% New
90 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,3594.4k $213.4k $213.4k 0.00% New
91 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,3184.3k $211.4k $211.4k 0.01% New
92 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,2154.2k $206.4k $206.4k 0.00% Reduced -2.1k -2,071
93 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,1684.2k $204.1k $204.1k 0.00% Added +388 +388
94 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,8953.9k $190.7k $190.7k 0.01% Added +4 +4
95 Cape Investment Advisory, Inc. 0.07% of their portfolio MCDONOUGH, GA 3,3983.4k $166.4k $166.4k 0.07% Reduced -19 -19
96 Ritter Daniher Financial Advisory LLC / DE 0.05% of their portfolio CINCINNATI, OH 3,3133.3k $162.2k $162.2k 0.05% Unchanged
97 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3,0323.0k $148.5k $148.5k 0.00% Added +1.3k +1,340
98 Tortoise Investment Management, LLC 0.01% of their portfolio WHITE PLAINS, NY 2,9222.9k $143.1k $143.1k 0.01% Unchanged
99 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2702.3k $111.1k $111.1k 0.00% Reduced -75 -75
100 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,1142.1k $103.5k $103.5k 0.00% Added +1.1k +1,077