Vault-13

ISHARES TR ISCG

MRGSTR SM CP GR · ETP · CUSIP 464288604

133 institutional holders +19 vs Q3 2023
7,181,0407.2m shares reported held*
$315.9mreported value*
20 new 49 added 27 reduced 8 sold out net bought ≈ $101.4m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.99. Options: 3 managers hold calls ($21.3m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 109Q1 23: 114Q2 23: 116Q3 23: 114Q4 23: 133133Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022106
Q4 2022109
Q1 2023114
Q2 2023116
Q3 2023114
Q4 2023133

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 46 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 69 bought or addedQ4 23: 35 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224243
Q1 20234735
Q2 20235239
Q3 20234638
Q4 20236935

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 23 calls: $48.8mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $42.6mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $20.3mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $21.3mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$48.8m$00.00
Q2 2023$42.6m$00.00
Q3 2023$20.3m$00.00
Q4 2023$21.3m$00.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,080,163+1.1m
Atria Investments, Inc New +327,373+327.4k
MORGAN STANLEY Added +308,586+308.6k
LPL Financial LLC Added +102,007+102.0k
IAG Wealth Partners, LLC New +62,604+62.6k
Members Advisory Group LLC New +59,435+59.4k
ROYAL BANK OF CANADA Added +47,385+47.4k
WELLS FARGO & COMPANY/MN Added +38,438+38.4k
Tempus Wealth Planning, LLC New +32,940+32.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +31,941+31.9k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -27,205-27.2k
FLOW TRADERS U.S. LLC Sold out -14,187-14.2k
Certified Advisory Corp Reduced -12,413-12.4k
Prospera Financial Services Inc Reduced -11,859-11.9k
SHELTON WEALTH MANAGEMENT, LLC Reduced -11,768-11.8k
Visionary Wealth Advisors Reduced -8,528-8.5k
LexAurum Advisors, LLC Reduced -8,089-8.1k
Avior Wealth Management, LLC Reduced -5,277-5.3k
Breakwater Capital Group Reduced -3,514-3.5k
Courage Miller Partners, LLC Reduced -2,509-2.5k

Biggest calls

JANE STREET GROUP, LLC Reduced $21.3m1.3m shares
SG Americas Securities, LLC Unchanged $3.0k100.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,337,3651.3m $58.8m $58.8m 0.01% Added +1.1m +1,080,163
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 713,746713.7k $31.4m $31.4m 0.00% Added +308.6k +308,586
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 417,245417.2k $18.4m $18.4m 0.02% Added +18.6k +18,554
4 Gallagher Fiduciary Advisors, LLC 0.51% of their portfolio ROLLING MEADOWS, IL 337,504337.5k $14.9m $14.9m 0.51% Added +25.9k +25,895
5 AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio DALLAS, TX 328,885328.9k $14.5m $14.5m 0.14% Added +24.7k +24,698
6 Atria Investments, Inc 0.22% of their portfolio Charlotte, NC 327,373327.4k $14.4m $14.4m 0.22% New
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 311,129311.1k $13.7m $13.7m 0.01% Added +102.0k +102,007
8 Focus Partners Wealth 0.16% of their portfolio ST LOUIS, MO 275,571275.6k $12.1m $12.1m 0.16% First filing
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 224,259224.3k $9.9m $9.9m 0.00% Added +38.4k +38,438
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 171,090171.1k $7.6m $7.6m 0.00% Added +28.8k +28,817
11 Steele Capital Management, Inc. 0.43% of their portfolio DUBUQUE, IA 150,035150.0k $6.6m $6.6m 0.43% First filing
12 Matrix Trust Co 1.54% of their portfolio DENVER, CO 149,754149.8k $6.6m $6.6m 1.54% Added +281 +281
13 CWM, LLC 0.03% of their portfolio OMAHA, NE 142,427142.4k $6.3m $6.3m 0.03% Added +3.5k +3,488
14 Opes Wealth Management LLC 1.13% of their portfolio MENLO PARK, CA 107,454107.5k $4.7m $4.7m 1.13% Added +1.0k +1,028
15 CREATIVE FINANCIAL DESIGNS INC /ADV 0.41% of their portfolio KOKOMO, IN 91,17891.2k $4.0m $4.0m 0.41% Added +7.5k +7,524
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 91,17191.2k $4.0m $4.0m 0.00% Added +47.4k +47,385
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 84,94484.9k $3.7m $3.7m 0.01% Added +5.8k +5,784
18 Black Diamond Financial, LLC 1.01% of their portfolio TOWSON, MD 84,83084.8k $3.7m $3.7m 1.01% Added +2.4k +2,388
19 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 82,38682.4k $3.6m $3.6m 0.01% Added +11.6k +11,574
20 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 77,94977.9k $3.4m $3.4m 0.02% Added +318 +318
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 71,54571.5k $3.1m $3.1m 0.01% Reduced -27.2k -27,205
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 67,08867.1k $3.0m $3.0m 0.00% Reduced -829 -829
23 NorthStar Asset Management LLC /NJ/ 2.63% of their portfolio BERKELEY HEIGHTS, NJ 65,54765.5k $2.9m $2.9m 2.63% First filing
24 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 63,38763.4k $2.8m $2.8m 0.04% Added +225 +225
25 IAG Wealth Partners, LLC 0.63% of their portfolio WAUKESHA, WI 62,60462.6k $2.8m $2.8m 0.63% New
26 Certified Advisory Corp 0.41% of their portfolio ALTAMONTE SPRINGS, FL 61,96162.0k $2.7m $2.7m 0.41% Reduced -12.4k -12,413
27 Members Advisory Group LLC 1.54% of their portfolio WILLIAMSVILLE, NY 59,43559.4k $2.6m $2.6m 1.54% New
28 Mariner, LLC 0.01% of their portfolio Overland Park, KS 51,96452.0k $2.3m $2.3m 0.01% Added +12.2k +12,197
29 M Holdings Securities, Inc. 0.25% of their portfolio PORTLAND, OR 49,92049.9k $2.2m $2.2m 0.25% Reduced -170 -170
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,49047.5k $2.1m $2.1m 0.00% Added +31.9k +31,941
31 LEVEL FOUR ADVISORY SERVICES, LLC 0.12% of their portfolio DALLAS, TX 47,41647.4k $2.1m $2.1m 0.12% Unchanged
32 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 41,87441.9k $1.8m $1.8m 0.00% Added +1.1k +1,055
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 40,27640.3k $1.8m $1.8m 0.00% Added +1 +1
34 SHELTON WEALTH MANAGEMENT, LLC 1.21% of their portfolio FORT WORTH, TX 38,88538.9k $1.7m $1.7m 1.21% Reduced -11.8k -11,768
35 Asset Allocation Strategies LLC 0.66% of their portfolio FARMINGTON, MI 38,42438.4k $1.7m $1.7m 0.66% Added +6.3k +6,332
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,40035.4k $1.6m $1.6m 0.00% Unchanged
37 Tempus Wealth Planning, LLC 0.64% of their portfolio IRVINE, CA 32,94032.9k $1.4m $1.4m 0.64% New
38 Rodgers & Associates, LTD 0.19% of their portfolio Lancaster, PA 32,64632.6k $1.4m $1.4m 0.19% Added +490 +490
39 IEQ CAPITAL, LLC 0.02% of their portfolio Foster City, CA 32,10032.1k $1.4m $1.4m 0.02% Unchanged
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,74331.7k $1.4m $1.4m 0.00% Added +6.6k +6,574
41 Clarus Wealth Advisors 0.77% of their portfolio PEORIA, AZ 30,81630.8k $1.3m $1.3m 0.77% First filing
42 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 28,87328.9k $1.3m $1.3m 0.00% Added +12.2k +12,180
43 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 28,65928.7k $1.2m $1.2m 0.05% Reduced -1.1k -1,081
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 27,01627.0k $1.2m $1.2m 0.00% Added +717 +717
45 BEAM WEALTH ADVISORS, INC. 0.74% of their portfolio COVINGTON, LA 26,42826.4k $1.2m $1.2m 0.74% Added +2.0k +1,971
46 VAUGHAN & Co SECURITIES, INC. 0.75% of their portfolio Ridgewood, NJ 25,27825.3k $1.1m $1.1m 0.75% Unchanged
47 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 21,05221.1k $926.3k $926.3k 0.03% New
48 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 19,63619.6k $864.0k $864.0k 0.00% New
49 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 19,23919.2k $846.5k $846.5k 0.00% Added +2.0k +2,039
50 Avior Wealth Management, LLC 0.05% of their portfolio OMAHA, NE 19,10019.1k $840.4k $840.4k 0.05% Reduced -5.3k -5,277
51 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,93318.9k $833.1k $833.1k 0.00% New
52 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,52718.5k $815.2k $815.2k 0.01% Added +2.2k +2,167
53 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 17,98118.0k $791.2k $791.2k 0.06% Added +6.3k +6,258
54 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 17,29117.3k $760.8k $760.8k 0.06% Reduced -8.5k -8,528
55 Phoenix Wealth Advisors 0.48% of their portfolio CHAPEL HILL, NC 15,70715.7k $682.0k $682.0k 0.48% Added +5.9k +5,913
56 Courage Miller Partners, LLC 0.26% of their portfolio NORFOLK, VA 15,59215.6k $686.0k $686.0k 0.26% Reduced -2.5k -2,509
57 Crescent Grove Advisors, LLC 0.07% of their portfolio LAKE FOREST, IL 14,33714.3k $630.8k $630.8k 0.07% Unchanged
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,62613.6k $599.5k $599.5k 0.00% Added +151 +151
59 Private Wealth Strategies, L.L.C. 0.13% of their portfolio New Albany, OH 13,33313.3k $586.7k $586.7k 0.13% Added +48 +48
60 TD PRIVATE CLIENT WEALTH LLC 0.02% of their portfolio NEW YORK, NY 13,25213.3k $583.1k $583.1k 0.02% Added +6.9k +6,933
61 Summit Global Investments 0.04% of their portfolio BOUNTIFUL, UT 12,78712.8k $563.0k $563.0k 0.04% New
62 Transamerica Financial Advisors, LLC 0.08% of their portfolio CEDAR RAPIDS, IA 12,61112.6k $555.0k $555.0k 0.08% New
63 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 12,50112.5k $550.0k $550.0k 0.01% Added +807 +807
64 SILVER OAK SECURITIES, INCORPORATED 0.07% of their portfolio JACKSON, TN 12,00012.0k $528.0k $528.0k 0.07% Unchanged
65 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 10,91710.9k $480.0k $480.0k 0.03% Reduced -192 -192
66 SMITH CHAS P & ASSOCIATES PA CPAS 0.03% of their portfolio LAKELAND, FL 10,85410.9k $478.0k $478.0k 0.03% Reduced -148 -148
67 GUNN & Co INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio JACKSONVILLE, FL 10,85410.9k $478.0k $478.0k 0.03% New
68 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,83510.8k $476.7k $476.7k 0.00% Reduced -25 -25
69 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 8,7968.8k $387.0k $387.0k 0.04% Unchanged
70 Basepoint Wealth LLC 0.29% of their portfolio CEDAR RAPIDS, IA 8,3108.3k $365.6k $365.6k 0.29% Unchanged
71 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,2668.3k $364.0k $364.0k 0.00% Reduced -1.8k -1,819
72 Breakwater Capital Group 0.10% of their portfolio PARAMUS, NJ 8,2328.2k $357.3k $357.3k 0.10% Reduced -3.5k -3,514
73 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,1128.1k $352.3k $352.3k 0.00% Added +7.5k +7,536
74 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 7,9427.9k $349.0k $349.0k 0.00% Unchanged
75 Madison Wealth Partners, Inc 0.14% of their portfolio MADISON, WI 7,7497.7k $341.0k $341.0k 0.14% Added +412 +412
76 Aspire Wealth Management Corp 0.19% of their portfolio WALTHAM, MA 6,4576.5k $284.1k $284.1k 0.19% Added +29 +29
77 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 6,3466.3k $279.2k $279.2k 0.00% New
78 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,3116.3k $271.4k $271.4k 0.00% Reduced -225 -225
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,2866.3k $276.6k $276.6k 0.00% Reduced -38 -38
80 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 6,2006.2k $272.8k $272.8k 0.00% Unchanged
81 FLAGSTAR SECURITIES, INC 0.09% of their portfolio New York, NY 6,1196.1k $269.3k $269.3k 0.09% Added +123 +123
82 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,8705.9k $258.3k $258.3k 0.00% New
83 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 5,7105.7k $251.2k $251.2k 0.00% First filing
84 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,3445.3k $235.1k $235.1k 0.00% Reduced -224 -224
85 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 5,3085.3k $233.6k $233.6k 0.01% New
86 Key Financial Inc 0.06% of their portfolio WEST CHESTER, PA 5,2005.2k $228.8k $228.8k 0.06% Unchanged
87 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 5,1265.1k $225.5k $225.5k 0.01% Not comparable
88 Towerpoint Wealth, LLC 0.12% of their portfolio SACRAMENTO, CA 4,9935.0k $219.7k $219.7k 0.12% New
89 LexAurum Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 4,8744.9k $214.5k $214.5k 0.06% Reduced -8.1k -8,089
90 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,8004.8k $211.2k $211.2k 0.00% New
91 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 4,7464.7k $208.8k $208.8k 0.02% Reduced -567 -567
92 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,7004.7k $206.8k $206.8k 0.01% Reduced -11.9k -11,859
93 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 4,2744.3k $188.1k $188.1k 0.02% Reduced -175 -175
94 FMR LLC 0.00% of their portfolio BOSTON, MA 4,0344.0k $177.5k $177.5k 0.00% Added +1.9k +1,861
95 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,0004.0k $176.0k $176.0k 0.00% Reduced -2.0k -1,975
96 Cape Investment Advisory, Inc. 0.07% of their portfolio MCDONOUGH, GA 3,4173.4k $150.3k $150.3k 0.07% Added +2 +2
97 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,3243.3k $146.3k $146.3k 0.01% Added +2 +2
98 West Oak Capital, LLC 0.07% of their portfolio WESTLAKE VILLAGE, CA 3,2703.3k $140.0k $140.0k 0.07% Unchanged
99 Ritter Daniher Financial Advisory LLC / DE 0.05% of their portfolio CINCINNATI, OH 3,1803.2k $139.9k $139.9k 0.05% New
100 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 3,0803.1k $135.5k $135.5k 0.02% Unchanged