Vault-13

ISHARES TR ISCG

MRGSTR SM CP GR · ETP · CUSIP 464288604

109 institutional holders +3 vs Q3 2022
5,714,1535.7m shares reported held*
$211.8mreported value*
12 new 30 added 32 reduced 11 sold out net bought ≈ $13.1m (+365.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.07. Options: 2 managers hold calls ($37.9m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 109109Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022106
Q4 2022109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $30.5mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $37.9mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$30.5m$00.00
Q4 2022$37.9m$00.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +163,795+163.8k
F3Logic, LLC Added +92,019+92.0k
MORGAN STANLEY Added +59,710+59.7k
Avior Wealth Management, LLC New +44,071+44.1k
CWM, LLC Added +39,376+39.4k
ROYAL BANK OF CANADA Added +33,470+33.5k
HighTower Advisors, LLC Added +32,552+32.6k
VAUGHAN & Co SECURITIES, INC. New +26,622+26.6k
AVANTAX ADVISORY SERVICES, INC. Added +21,604+21.6k
Raymond James Financial Services Advisors, Inc. Added +20,224+20.2k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -53,842-53.8k
LPL Financial LLC Reduced -43,632-43.6k
SHELTON WEALTH MANAGEMENT, LLC Reduced -26,162-26.2k
Integrity Financial Corp /WA Reduced -26,075-26.1k
Tower Research Capital LLC (TRC) Sold out -24,860-24.9k
JANE STREET GROUP, LLC Sold out -22,408-22.4k
CITADEL ADVISORS LLC Reduced -20,683-20.7k
Crescent Grove Advisors, LLC Reduced -12,945-12.9k
SILVER OAK SECURITIES, INCORPORATED Sold out -12,000-12.0k
Western Wealth Management, LLC Sold out -11,017-11.0k

Biggest calls

JANE STREET GROUP, LLC Added $37.9m1.9m shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,497,9111.5m $54.0m $54.0m 0.01% Added +163.8k +163,795
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 373,767373.8k $13.5m $13.5m 0.02% Added +11.6k +11,592
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 348,720348.7k $12.6m $12.6m 0.00% Reduced -957 -957
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 345,639345.6k $12.5m $12.5m 0.00% Added +59.7k +59,710
5 Gallagher Benefit Services, Inc. 2.60% of their portfolio ROLLING MEADOWS, IL 343,099343.1k $12.4m $12.4m 2.60% First filing
6 F3Logic, LLC 2.60% of their portfolio BURNSVILLE, MN 343,099343.1k $12.4m $12.4m 2.60% Added +92.0k +92,019
7 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 256,845256.8k $9.3m $9.3m 0.12% Added +21.6k +21,604
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 164,762164.8k $5.9m $5.9m 0.01% Reduced -43.6k -43,632
9 Matrix Trust Co 1.28% of their portfolio DENVER, CO 140,856140.9k $5.1m $5.1m 1.28% Reduced -587 -587
10 CWM, LLC 0.03% of their portfolio OMAHA, NE 120,291120.3k $4.3m $4.3m 0.03% Added +39.4k +39,376
11 CREATIVE FINANCIAL DESIGNS INC /ADV 0.51% of their portfolio KOKOMO, IN 95,33595.3k $3.4m $3.4m 0.51% Added +5.9k +5,920
12 Ipsen Advisor Group LLC 3.56% of their portfolio LITTLE ROCK, AR 85,76985.8k $3.1m $3.1m 3.56% First filing
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 82,04182.0k $2.9m $2.9m 0.00% Added +7.0k +6,999
14 Opes Wealth Management LLC 0.97% of their portfolio MENLO PARK, CA 74,43074.4k $2.7m $2.7m 0.97% Added +2.4k +2,440
15 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 70,69070.7k $2.5m $2.5m 0.01% Added +20.2k +20,224
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 69,92769.9k $2.5m $2.5m 0.01% Reduced -965 -965
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 68,11168.1k $2.5m $2.5m 0.00% Reduced -4.5k -4,472
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 67,13967.1k $2.4m $2.4m 0.00% Added +17.7k +17,730
19 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 64,74464.7k $2.3m $2.3m 0.02% Added +4.3k +4,267
20 Black Diamond Financial, LLC 0.83% of their portfolio TOWSON, MD 63,77763.8k $2.3m $2.3m 0.83% Added +11.9k +11,948
21 Certified Advisory Corp 0.44% of their portfolio ALTAMONTE SPRINGS, FL 61,36461.4k $2.2m $2.2m 0.44% Added +18.4k +18,358
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,67458.7k $2.1m $2.1m 0.00% Added +33.5k +33,470
23 LEVEL FOUR ADVISORY SERVICES, LLC 0.15% of their portfolio DALLAS, TX 56,65656.7k $2.0m $2.0m 0.15% Unchanged
24 M Holdings Securities, Inc. 0.19% of their portfolio PORTLAND, OR 50,09050.1k $1.8m $1.8m 0.19% Unchanged
25 SHELTON WEALTH MANAGEMENT, LLC 1.37% of their portfolio FORT WORTH, TX 48,17548.2k $1.7m $1.7m 1.37% Reduced -26.2k -26,162
26 Avior Wealth Management, LLC 0.12% of their portfolio OMAHA, NE 44,07144.1k $1.6m $1.6m 0.12% New
27 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,98640.0k $1.4m $1.4m 0.00% Added +32.6k +32,552
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,40035.4k $1.3m $1.3m 0.00% Unchanged
29 IEQ CAPITAL, LLC 0.03% of their portfolio Foster City, CA 32,10032.1k $1.2m $1.2m 0.03% Unchanged
30 Global Retirement Partners, LLC 0.08% of their portfolio San Rafael, CA 31,28531.3k $1.1m $1.1m 0.08% Reduced -1.2k -1,226
31 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,45730.5k $1.1m $1.1m 0.00% Added +4.8k +4,845
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,86428.9k $1.0m $1.0m 0.00% Added +17.1k +17,116
33 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 28,01728.0k $1.0m $1.0m 0.09% Unchanged
34 VAUGHAN & Co SECURITIES, INC. 0.76% of their portfolio Ridgewood, NJ 26,62226.6k $959.5k $959.5k 0.76% New
35 Rodgers & Associates, LTD 0.15% of their portfolio Lancaster, PA 25,47725.5k $918.2k $918.2k 0.15% Reduced -1.3k -1,333
36 Breakwater Capital Group 0.46% of their portfolio PARAMUS, NJ 24,51524.5k $883.5k $883.5k 0.46% First filing
37 Asset Allocation Strategies LLC 0.56% of their portfolio FARMINGTON, MI 22,84422.8k $823.3k $823.3k 0.56% First filing
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,37320.4k $734.2k $734.2k 0.00% Added +142 +142
39 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,44319.4k $701.0k $701.0k 0.00% Added +5.7k +5,701
40 Courage Miller Partners, LLC 0.32% of their portfolio NORFOLK, VA 19,29419.3k $695.4k $695.4k 0.32% Reduced -600 -600
41 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 17,72817.7k $5.9m $5.9m 0.02% First filing
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,62417.6k $635.2k $635.2k 0.00% Reduced -20.7k -20,683
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,41217.4k $627.5k $627.5k 0.00% Added +4.5k +4,453
44 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,78616.8k $605.0k $605.0k 0.00% Reduced -52 -52
45 Crescent Grove Advisors, LLC 0.05% of their portfolio LAKE FOREST, IL 14,33714.3k $516.7k $516.7k 0.05% Reduced -12.9k -12,945
46 SMITH CHAS P & ASSOCIATES PA CPAS 0.03% of their portfolio LAKELAND, FL 13,47713.5k $486.0k $486.0k 0.03% Reduced -830 -830
47 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,47513.5k $485.6k $485.6k 0.00% Reduced -1.1k -1,108
48 Private Wealth Strategies, L.L.C. 0.13% of their portfolio New Albany, OH 13,24413.2k $477.3k $477.3k 0.13% Added +34 +34
49 Windsor Wealth Management, Inc. 0.09% of their portfolio INDIANAPOLIS, IN 12,09312.1k $443.0k $443.0k 0.09% Unchanged
50 Phoenix Wealth Advisors 0.22% of their portfolio CHAPEL HILL, NC 10,08810.1k $363.6k $363.6k 0.22% New
51 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 9,4759.5k $341.5k $341.5k 0.01% New
52 Aspire Wealth Management Corp 0.30% of their portfolio WALTHAM, MA 9,3969.4k $338.6k $338.6k 0.30% Reduced -5.2k -5,246
53 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 9,3399.3k $336.6k $336.6k 0.00% Reduced -3.9k -3,920
54 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 9,1729.2k $331.0k $331.0k 0.02% Reduced -250 -250
55 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 8,7968.8k $317.0k $317.0k 0.04% Unchanged
56 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 8,6978.7k $313.4k $313.4k 0.01% Reduced -1.6k -1,604
57 Basepoint Wealth LLC 0.27% of their portfolio CEDAR RAPIDS, IA 8,3108.3k $299.5k $299.5k 0.27% Unchanged
58 LexAurum Advisors, LLC 0.11% of their portfolio OVERLAND PARK, KS 8,1528.2k $293.8k $293.8k 0.11% Added +130 +130
59 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,1008.1k $291.9k $291.9k 0.00% Unchanged
60 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 7,9427.9k $286.0k $286.0k 0.00% Reduced -77 -77
61 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,1787.2k $258.7k $258.7k 0.00% Reduced -135 -135
62 TD PRIVATE CLIENT WEALTH LLC 0.01% of their portfolio NEW YORK, NY 6,9747.0k $251.3k $251.3k 0.01% Added +226 +226
63 American Trust 0.02% of their portfolio LEXINGTON, KY 6,6956.7k $241.3k $241.3k 0.02% New
64 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 6,2006.2k $223.0k $223.0k 0.00% Unchanged
65 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 6,1106.1k $220.2k $220.2k 0.03% Reduced -816 -816
66 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,9746.0k $215.3k $215.3k 0.01% Reduced -210 -210
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,9716.0k $215.2k $215.2k 0.00% Reduced -53.8k -53,842
68 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 5,3255.3k $191.9k $191.9k 0.00% Added +4.3k +4,292
69 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 4,5604.6k $846.0k $846.0k 0.02% Reduced -1.1k -1,148
70 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4,5004.5k $162.2k $162.2k 0.00% Unchanged
71 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 4,4394.4k $160.0k $160.0k 0.02% Added +8 +8
72 FMR LLC 0.00% of their portfolio BOSTON, MA 2,8352.8k $102.2k $102.2k 0.00% Reduced -3 -3
73 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,6302.6k $94.8k $94.8k 0.00% New
74 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,6002.6k $94.0k $94.0k 0.01% Unchanged
75 West Oak Capital, LLC 0.05% of their portfolio WESTLAKE VILLAGE, CA 2,5802.6k $93.0k $93.0k 0.05% Reduced -690 -690
76 Integrity Financial Corp /WA 0.08% of their portfolio JACKSON, WY 2,3682.4k $85.3k $85.3k 0.08% Reduced -26.1k -26,075
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,1002.1k $75.7k $75.7k 0.00% Unchanged
78 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 2,0032.0k $72.2k $72.2k 0.00% New
79 TOMPKINS FINANCIAL CORP 0.01% of their portfolio ITHACA, NY 1,9441.9k $70.0k $70.0k 0.01% Unchanged
80 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,7801.8k $64.2k $64.2k 0.00% Reduced -820 -820
81 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,7101.7k $61.6k $61.6k 0.00% Unchanged
82 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 1,4101.4k $50.8k $50.8k 0.01% Unchanged
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,3901.4k $50.1k $50.1k 0.00% Reduced -26 -26
84 Glassy Mountain Advisors, Inc. 0.02% of their portfolio BETHESDA, MD 1,2311.2k $44.4k $44.4k 0.02% First filing
85 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 983983 $35.4k $35.4k 0.01% New
86 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 851851 $12.2k $12.2k 0.00% New
87 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 803803 $29.0k $29.0k 0.00% Added +58 +58
88 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 782782 $28.2k $28.2k 0.00% Unchanged
89 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 695695 $25.0k $25.0k 0.00% Unchanged
90 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 660660 $23.8k $23.8k 0.00% Unchanged
91 Archer Investment Corp 0.01% of their portfolio Carmel, IN 510510 $18.4k $18.4k 0.01% Unchanged
92 McClarren Financial Advisors, Inc. 0.02% of their portfolio STATE COLLEGE, PA 470470 $16.0k $16.0k 0.02% Added +1 +1
93 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 468468 $16.9k $16.9k 0.00% Unchanged
94 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 414414 $14.9k $14.9k 0.00% Unchanged
95 Lee Financial Co 0.00% of their portfolio Dallas, TX 345345 $12.5k $12.5k 0.00% Added +1 +1
96 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 343343 $12.4k $12.4k 0.00% Unchanged
97 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio OMAHA, NE 332332 $12.0k $12.0k 0.00% Reduced -1.1k -1,099
98 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 310310 $11.2k $11.2k 0.00% Reduced -398 -398
99 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 310310 $11.2k $11.2k 0.00% Reduced -398 -398
100 Lowe Wealth Advisors, LLC 0.00% of their portfolio COLUMBIA, MD 210210 $7.6k $7.6k 0.00% Unchanged