Vault-13

ISHARES TR REZ

RESIDENTIAL MULT · ETP · CUSIP 464288562

135 institutional holders -3 vs Q1 2024
5,139,5015.1m shares reported held*
$310.5mreported value*
7 new 48 added 43 reduced 13 sold out net sold ≈ $97.4m (-166.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.41. Options: 3 managers hold calls ($1.3m notional), 2 hold puts ($592.8k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 140Q4 22: 143Q1 23: 140Q2 23: 142Q3 23: 138Q4 23: 139Q1 24: 138Q2 24: 135135Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022140
Q4 2022143
Q1 2023140
Q2 2023142
Q3 2023138
Q4 2023139
Q1 2024138
Q2 2024135

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 64 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 67 cut or sold outQ2 23: 63 bought or addedQ2 23: 56 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 56 cut or sold outQ4 23: 63 bought or addedQ4 23: 66 cut or sold outQ4 23Q1 24: 59 bought or addedQ1 24: 56 cut or sold outQ2 24: 55 bought or addedQ2 24: 56 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226462
Q1 20235767
Q2 20236356
Q3 20235356
Q4 20236366
Q1 20245956
Q2 20245556

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $310.0kQ3 23 puts: $489.2kQ3 23P/C 1.58Q4 23 calls: $345.5kQ4 23 puts: $1.2mQ4 23P/C 3.40Q1 24 calls: $36.0kQ1 24 puts: $987.4kQ1 24P/C 27.40Q2 24 calls: $1.3mQ2 24 puts: $592.8kQ2 24P/C 0.45
Numbers
QuarterCallsPutsP/C
Q3 2023$310.0k$489.2k1.58
Q4 2023$345.5k$1.2m3.40
Q1 2024$36.0k$987.4k27.40
Q2 2024$1.3m$592.8k0.45

Biggest buyers

Strategic Financial Concepts, LLC Added +1,097,570+1.1m
VAN ECK ASSOCIATES CORP Added +30,942+30.9k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +28,990+29.0k
Focus Partners Wealth Added +26,062+26.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +25,419+25.4k
OSAIC HOLDINGS, INC. Added +21,341+21.3k
Franklin, Parlapiano, Turner & Welch, LLC Added +20,526+20.5k
EVERGREEN CAPITAL MANAGEMENT LLC Added +18,475+18.5k
AXXCESS WEALTH MANAGEMENT, LLC Added +16,380+16.4k
Cornerstone Planning Group LLC Added +9,622+9.6k

Biggest sellers

MORGAN STANLEY Reduced -773,529-773.5k
Capital Asset Advisory Services LLC Reduced -376,615-376.6k
M Holdings Securities, Inc. Sold out -97,490-97.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -46,114-46.1k
SageView Advisory Group, LLC Sold out -32,329-32.3k
LAKE STREET ADVISORS GROUP, LLC Sold out -28,990-29.0k
GOLDMAN SACHS GROUP INC Reduced -26,060-26.1k
Procyon Advisors, LLC Reduced -21,292-21.3k
CITADEL ADVISORS LLC Reduced -19,360-19.4k
LPL Financial LLC Reduced -14,944-14.9k

Biggest calls

Belvedere Trading LLC New $708.3k9.2k shares
CITADEL ADVISORS LLC Added $369.6k4.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $254.1k3.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $392.6k5.1k shares
CITADEL ADVISORS LLC Reduced $200.2k2.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Strategic Financial Concepts, LLC 0.01% of their portfolio SAN ANTONIO, TX 1,111,6351.1m $13.8k $13.8k 0.01% Added +1.1m +1,097,570
2 Franklin, Parlapiano, Turner & Welch, LLC 10.24% of their portfolio HOUSTON, TX 479,582479.6k $36.9m $36.9m 10.24% Added +20.5k +20,526
3 AXXCESS WEALTH MANAGEMENT, LLC 0.99% of their portfolio CARLSBAD, CA 469,295469.3k $36.1m $36.1m 0.99% Added +16.4k +16,380
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 313,875313.9k $24.2m $24.2m 0.00% Reduced -773.5k -773,529
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 208,968209.0k $16.1m $16.1m 0.02% Added +25.4k +25,419
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 157,265157.3k $12.1m $12.1m 0.00% Reduced -109 -109
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 147,540147.5k $11.4m $11.4m 0.00% Reduced -3.0k -2,980
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 136,521136.5k $10.5m $10.5m 0.00% Reduced -9.1k -9,056
9 Cornerstone Planning Group LLC 2.96% of their portfolio FAIRFIELD, NJ 129,319129.3k $10.3m $10.3m 2.96% Added +9.6k +9,622
10 EVERGREEN CAPITAL MANAGEMENT LLC 0.34% of their portfolio Bellevue, WA 121,892121.9k $9.4m $9.4m 0.34% Added +18.5k +18,475
11 Procyon Advisors, LLC 0.67% of their portfolio SHELTON, CT 117,633117.6k $9.1m $9.1m 0.67% Reduced -21.3k -21,292
12 Capital Asset Advisory Services LLC 0.36% of their portfolio Williamston, MI 85,88885.9k $6.6m $6.6m 0.36% Reduced -376.6k -376,615
13 Cresset Asset Management, LLC 0.03% of their portfolio Chicago, IL 83,96584.0k $6.5m $6.5m 0.03% Added +1.8k +1,848
14 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 80,12080.1k $6.2m $6.2m 0.02% Added +2.2k +2,194
15 Ascension Capital Advisors, Inc. 3.08% of their portfolio Houston, TX 75,42475.4k $5.8m $5.8m 3.08% Added +727 +727
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 64,83864.8k $5.0m $5.0m 0.00% Reduced -3.8k -3,778
17 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 64,47864.5k $5.0m $5.0m 0.01% Added +30.9k +30,942
18 Keeley-Teton Advisors, LLC 0.58% of their portfolio Chicago, IL 59,18659.2k $4.6m $4.6m 0.58% Reduced -1.7k -1,678
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,13559.1k $4.6m $4.6m 0.00% Reduced -1.8k -1,788
20 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.08% of their portfolio BOSTON, MA 57,98058.0k $4.4m $4.4m 0.08% Added +29.0k +28,990
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 56,79356.8k $4.4m $4.4m 0.00% Reduced -14.9k -14,944
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 54,03054.0k $4.2m $4.2m 0.00% Added +2.5k +2,450
23 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 52,78052.8k $4.1m $4.1m 0.01% Added +26.1k +26,062
24 CASTLE WEALTH MANAGEMENT LLC 1.86% of their portfolio BOYNTON BEACH, FL 50,30750.3k $3.9m $3.9m 1.86% Added +3.6k +3,600
25 Plan Group Financial, LLC 2.22% of their portfolio OKLAHOMA CITY, OK 47,06747.1k $3.6m $3.6m 2.22% Added +3.1k +3,135
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 42,82642.8k $3.3m $3.3m 0.01% Added +21.3k +21,341
27 Fonville Wealth Management LLC 1.25% of their portfolio RICHMOND, VA 40,96041.0k $3.2m $3.2m 1.25% Added +5.5k +5,521
28 Mariner, LLC 0.01% of their portfolio Overland Park, KS 39,78339.8k $3.1m $3.1m 0.01% Reduced -203 -203
29 Sovereign Financial Group, Inc. 0.76% of their portfolio STAMFORD, CT 39,51739.5k $3.0m $3.0m 0.76% Added +6.7k +6,651
30 Kure Advisory, LLC 2.22% of their portfolio PLYMOUTH, MN 35,09435.1k $2.7m $2.7m 2.22% Added +1.4k +1,397
31 BlackRock Inc. 0.00% of their portfolio New York, NY 32,34132.3k $2.5m $2.5m 0.00% Unchanged
32 Focus Partners Advisor Solutions, LLC 0.05% of their portfolio SAINT LOUIS, MO 27,08227.1k $2.1m $2.1m 0.05% Added +648 +648
33 High Probability Advisors, LLC 0.36% of their portfolio Pittsford, NY 25,73925.7k $2.0m $2.0m 0.36% Added +29 +29
34 BOSTON FINANCIAL MANGEMENT LLC 0.06% of their portfolio BOSTON, MA 25,70025.7k $2.0m $2.0m 0.06% Unchanged
35 Pacific Sun Financial Corp 1.15% of their portfolio LOS ANGELES, CA 25,29725.3k $1.9m $1.9m 1.15% Reduced -329 -329
36 Continuum Advisory, LLC 0.27% of their portfolio EAGLE, ID 24,22924.2k $1.9m $1.9m 0.27% Reduced -65 -65
37 ARKANSAS FINANCIAL GROUP, INC. 0.33% of their portfolio LITTLE ROCK, AR 23,75123.8k $1.8m $1.8m 0.33% Added +1.2k +1,241
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,13722.1k $1.7m $1.7m 0.00% Reduced -46.1k -46,114
39 TAP Consulting, LLC 0.34% of their portfolio KIRKWOOD, MO 21,23421.2k $1.6m $1.6m 0.34% Added +1.3k +1,302
40 CX Institutional 0.08% of their portfolio AUBURN, IN 21,20121.2k $1.6m $1.6m 0.08% Added +798 +798
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,99220.0k $1.5m $1.5m 0.00% Reduced -26.1k -26,060
42 Cornerstone Management, Inc. 0.34% of their portfolio DULUTH, GA 19,96320.0k $1.5m $1.5m 0.34% Unchanged
43 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,64219.6k $1.5m $1.5m 0.00% Reduced -460 -460
44 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 17,03017.0k $1.3m $1.3m 0.01% Reduced -152 -152
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,27916.3k $1.3m $1.3m 0.00% Reduced -5.6k -5,623
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,45114.5k $1.1m $1.1m 0.00% Added +49 +49
47 Burns Matteson Capital Management, LLC 0.65% of their portfolio CORNING, NY 13,40913.4k $1.0m $1.0m 0.65% Added +3.1k +3,070
48 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,40713.4k $1.0m $1.0m 0.00% Reduced -3.4k -3,390
49 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 13,28213.3k $1.0m $1.0m 0.01% Added +8.6k +8,633
50 One Wealth Map LLC 0.66% of their portfolio LAS VEGAS, NV 13,27313.3k $1.1m $1.1m 0.66% Added +74 +74
51 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 12,98513.0k $999.7k $999.7k 0.03% Added +2.8k +2,775
52 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 11,17511.2k $860.3k $860.3k 0.00% Reduced -54 -54
53 Kendall Capital Management 0.25% of their portfolio ROCKVILLE, MD 9,5769.6k $737.3k $737.3k 0.25% Reduced -1.2k -1,163
54 Beta Wealth Group, Inc. 0.34% of their portfolio SAN DIEGO, CA 9,2419.2k $711.4k $711.4k 0.34% Reduced -4.1k -4,142
55 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 8,7188.7k $671.2k $671.2k 0.01% Reduced -54 -54
56 Connecticut Wealth Management, LLC 0.03% of their portfolio FARMINGTON, CT 8,7078.7k $670.4k $670.4k 0.03% Unchanged
57 INTERACTIVE FINANCIAL ADVISORS, INC. 0.37% of their portfolio New Lenox, IL 8,6308.6k $664.5k $664.5k 0.37% Reduced -126 -126
58 Navis Wealth Advisors, LLC 0.71% of their portfolio RYE BROOK, NY 8,0448.0k $619.3k $619.3k 0.71% Added +42 +42
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,0208.0k $616.0k $616.0k 0.00% Reduced -693 -693
60 Strategies Wealth Advisors, LLC 0.09% of their portfolio GRAND RAPIDS, MI 7,7327.7k $595.3k $595.3k 0.09% Unchanged
61 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,4677.5k $574.9k $574.9k 0.00% Reduced -4.4k -4,385
62 Courage Miller Partners, LLC 0.20% of their portfolio NORFOLK, VA 7,1307.1k $548.9k $548.9k 0.20% Reduced -458 -458
63 American Financial Advisors, LLC 0.07% of their portfolio Marietta, GA 6,8436.8k $526.8k $526.8k 0.07% Added +7 +7
64 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 5,9205.9k $455.8k $455.8k 0.00% Reduced -1.0k -1,037
65 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 5,5075.5k $421.0k $421.0k 0.03% Reduced -4.6k -4,597
66 Castleview Partners, LLC 0.24% of their portfolio DALLAS, TX 5,4575.5k $420.1k $420.1k 0.24% Added +4.2k +4,164
67 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 5,2645.3k $405.3k $405.3k 0.04% Reduced -91 -91
68 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 5,0005.0k $385.0k $385.0k 0.01% Unchanged
69 MENORA MIVTACHIM HOLDINGS LTD. 0.00% of their portfolio Ramat Gan, L3 5,0005.0k $385.0k $385.0k 0.00% Unchanged
70 Saxony Capital Management, LLC 0.42% of their portfolio ST. LOUIS, MO 4,9725.0k $382.8k $382.8k 0.42% Reduced -7.4k -7,376
71 COZAD ASSET MANAGEMENT INC 0.04% of their portfolio CHAMPAIGN, IL 4,7224.7k $363.6k $363.6k 0.04% Unchanged
72 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 4,5524.6k $350.5k $350.5k 0.00% Reduced -291 -291
73 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,4624.5k $343.5k $343.5k 0.01% Reduced -1.3k -1,343
74 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,2744.3k $231.2k $231.2k 0.00% Added +221 +221
75 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 4,2244.2k $325.2k $325.2k 0.01% Added +267 +267
76 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 4,1724.2k $321.2k $321.2k 0.02% Unchanged
77 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 3,9774.0k $306.2k $306.2k 0.02% Reduced -302 -302
78 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 3,6583.7k $282.0k $282.0k 0.02% New
79 Boltwood Capital Management 0.09% of their portfolio WALNUT CREEK, CA 3,6003.6k $277.2k $277.2k 0.09% Unchanged
80 Disciplined Investments, LLC 0.15% of their portfolio TULSA, OK 3,5833.6k $275.9k $275.9k 0.15% Unchanged
81 BARD ASSOCIATES INC 0.10% of their portfolio CHICAGO, IL 3,5593.6k $274.0k $274.0k 0.10% Added +100 +100
82 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3,4513.5k $265.7k $265.7k 0.00% Added +375 +375
83 Sound Income Strategies, LLC 0.02% of their portfolio FT LAUDERDALE, FL 3,4503.5k $265.6k $265.6k 0.02% Reduced -305 -305
84 ARK & TLK INVESTMENTS, LLC 0.10% of their portfolio OKLAHOMA CITY, OK 3,3973.4k $261.5k $261.5k 0.10% Unchanged
85 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,2243.2k $248.2k $248.2k 0.01% Added +132 +132
86 RDA Financial Network 0.08% of their portfolio AKRON, IA 3,2073.2k $246.9k $246.9k 0.08% Added +71 +71
87 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 3,1603.2k $241.8k $241.8k 0.00% New
88 Beirne Wealth Consulting Services, LLC 0.10% of their portfolio SHELTON, CT 3,1043.1k $239.0k $239.0k 0.10% Added +16 +16
89 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 3,0003.0k $231.0k $231.0k 0.02% Unchanged
90 Pacific Center for Financial Services 0.05% of their portfolio DANVILLE, CA 2,4552.5k $189.0k $189.0k 0.05% Unchanged
91 Belvedere Trading LLC 0.01% of their portfolio CHICAGO, IL 2,3922.4k $184.2k $184.2k 0.01% New
92 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,3572.4k $181.5k $181.5k 0.00% Added +1.3k +1,318
93 Dynamic Wealth Strategies, LLC 0.16% of their portfolio GRANITE BAY, CA 2,3502.4k $181.0k $181.0k 0.16% Added +86 +86
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,0452.0k $157.4k $157.4k 0.00% Reduced -19.4k -19,360
95 DHJJ Financial Advisors, Ltd. 0.07% of their portfolio NAPERVILLE, IL 2,0062.0k $154.4k $154.4k 0.07% Unchanged
96 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,3921.4k $107.2k $107.2k 0.00% Unchanged
97 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,2001.2k $92.6k $92.6k 0.00% Reduced -171 -171
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0121.0k $77.8k $77.8k 0.00% Reduced -3.2k -3,244
99 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 782782 $59.8k $59.8k 0.00% Unchanged
100 Lynx Investment Advisory 0.04% of their portfolio WASHINGTON, DC, DC 723723 $55.7k $55.7k 0.04% First filing