Vault-13

ISHARES TR ICLN

GL CLEAN ENE ETF · ETP · CUSIP 464288224

577 institutional holders +0 vs Q4 2022
77,687,47677.7m shares reported held*
$1.5bnreported value*
55 new 179 added 177 reduced 55 sold out net sold ≈ $255.0m (-12.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.82. Options: 9 managers hold calls ($89.9m notional), 13 hold puts ($139.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 572Q4 22: 577Q1 23: 577577Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022572
Q4 2022577
Q1 2023577

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 251 bought or addedQ4 22: 225 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 232 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022251225
Q1 2023234232

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $218.0mQ3 22 puts: $272.6mQ3 22P/C 1.25Q4 22 calls: $117.1mQ4 22 puts: $194.6mQ4 22P/C 1.66Q1 23 calls: $89.9mQ1 23 puts: $139.8mQ1 23P/C 1.56
Numbers
QuarterCallsPutsP/C
Q3 2022$218.0m$272.6m1.25
Q4 2022$117.1m$194.6m1.66
Q1 2023$89.9m$139.8m1.56

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +3,204,286+3.2m
ExodusPoint Capital Management, LP Added +705,000+705.0k
FRANKLIN RESOURCES INC Added +404,141+404.1k
WELLINGTON MANAGEMENT GROUP LLP New +376,569+376.6k
Erste Asset Management GmbH New +358,240+358.2k
CITIGROUP INC Added +240,889+240.9k
Twin Tree Management, LP New +240,489+240.5k
BANK OF NOVA SCOTIA Added +216,670+216.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +206,934+206.9k
CX Institutional Added +204,885+204.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -7,136,908-7.1m
MILLENNIUM MANAGEMENT LLC Reduced -2,104,594-2.1m
MEITAV INVESTMENT HOUSE LTD Reduced -1,962,664-2.0m
MIRABELLA FINANCIAL SERVICES LLP Sold out -1,764,838-1.8m
Money Design Co.,Ltd. Reduced -1,382,899-1.4m
Arosa Capital Management LP Sold out -822,800-822.8k
OLD MISSION CAPITAL LLC Reduced -513,615-513.6k
GenTrust, LLC Reduced -469,726-469.7k
BARINGS LLC Sold out -467,451-467.5k
CREDIT SUISSE AG/ Reduced -454,851-454.9k

Biggest calls

Arosa Capital Management LP Added $40.5m2.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $20.5m1.0m shares
CITADEL ADVISORS LLC Reduced $17.3m872.2k shares
Parallax Volatility Advisers, L.P. Reduced $9.4m473.4k shares
WOLVERINE TRADING, LLC New $779.0k40.0k shares
Walleye Trading LLC Reduced $741.8k37.5k shares
PEAK6 Investments LLC Reduced $662.6k33.5k shares
Cutler Group LLC / CA Added $78.0k144.1k shares
Capital Advisors Wealth Management, LLC New $210.0k shares

Biggest puts

Arosa Capital Management LP New $55.4m2.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $22.5m1.1m shares
CITADEL ADVISORS LLC Added $21.5m1.1m shares
BARCLAYS PLC Unchanged $12.7m641.4k shares
Balyasny Asset Management L.P. Unchanged $11.9m600.0k shares
Parallax Volatility Advisers, L.P. Added $5.6m282.8k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $5.1m2.6k shares
PEAK6 Investments LLC Reduced $2.3m114.1k shares
Walleye Trading LLC Reduced $1.2m60.8k shares
CITIGROUP INC Unchanged $791.2k40.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 12,815,45012.8m $253.5m $253.5m 0.03% Added +3.2m +3,204,286
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,844,2685.8m $115.6m $115.6m 0.01% Added +178.9k +178,888
3 Clal Insurance Enterprises Holdings Ltd 1.07% of their portfolio Tel-aviv, L3 3,603,0003.6m $71.3m $71.3m 1.07% Unchanged
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,520,3312.5m $49.9m $49.9m 0.02% Reduced -260.4k -260,392
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,621,1341.6m $32.1m $32.1m 0.01% Added +76.7k +76,730
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,589,6731.6m $31.4m $31.4m 0.01% Reduced -67.8k -67,804
7 Vestcor Inc 1.01% of their portfolio FREDERICTON, A3 1,397,2001.4m $27.6m $27.6m 1.01% Unchanged
8 Money Design Co.,Ltd. 1.59% of their portfolio TOKYO, M0 1,359,7331.4m $26.9m $26.9m 1.59% Reduced -1.4m -1,382,899
9 Arlington Financial Advisors, LLC 9.94% of their portfolio SANTA BARBARA, CA 1,304,9861.3m $25.8m $25.8m 9.94% Added +72.4k +72,358
10 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,300,2971.3m $25.7m $25.7m 0.02% Reduced -46.7k -46,654
11 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,298,4391.3m $25.7m $25.7m 0.05% Reduced -60.6k -60,587
12 NATIONAL BANK OF CANADA /FI/ 0.07% of their portfolio MONTREAL, A8 1,258,1691.3m $24.9m $24.9m 0.07% Reduced -134.1k -134,101
13 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,240,0351.2m $24.5m $24.5m 0.01% Added +177.9k +177,945
14 Total Wealth Planning, LLC 4.27% of their portfolio CINCINNATI, OH 978,932978.9k $19.4m $19.4m 4.27% Added +134.2k +134,161
15 CRITERIA CAIXA, S.A.U. 2.10% of their portfolio BARCELONA, U3 868,800868.8k $17.2m $17.2m 2.10% Added +9.0k +9,000
16 ELEMENT POINTE ADVISORS, LLC 5.07% of their portfolio MIAMI, FL 762,192762.2k $15.1m $15.1m 5.07% Reduced -50.1k -50,098
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 750,486750.5k $14.8m $14.8m 0.02% Added +206.9k +206,934
18 ExodusPoint Capital Management, LP 0.16% of their portfolio NEW YORK, NY 705,021705.0k $13.9m $13.9m 0.16% Added +705.0k +705,000
19 BANK OF NOVA SCOTIA 0.04% of their portfolio TORONTO, A6 693,995694.0k $13.7m $13.7m 0.04% Added +216.7k +216,670
20 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 672,536672.5k $13.3m $13.3m 0.02% Reduced -9.9k -9,875
21 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 667,505667.5k $13.2m $13.2m 0.02% Added +240.9k +240,889
22 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 655,759655.8k $12.9m $12.9m 0.02% Added +67.9k +67,913
23 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 655,598655.6k $13.0m $13.0m 0.01% Added +23.7k +23,654
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 630,605630.6k $12.5m $12.5m 0.00% Added +31.1k +31,084
25 TOBIAS FINANCIAL ADVISORS, INC. 3.65% of their portfolio Plantation, FL 629,716629.7k $12.5m $12.5m 3.65% Added +40.1k +40,139
26 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 626,752626.8k $12.4m $12.4m 0.06% Reduced -213.4k -213,368
27 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 613,234613.2k $12.1m $12.1m 0.01% Reduced -113.0k -113,044
28 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 601,419601.4k $11.9m $11.9m 0.02% Reduced -7.1m -7,136,908
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 576,901576.9k $11.4m $11.4m 0.00% Reduced -309.9k -309,897
30 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 552,087552.1k $10.9m $10.9m 0.02% Added +18.0k +18,022
31 CWM, LLC 0.07% of their portfolio OMAHA, NE 547,497547.5k $10.8m $10.8m 0.07% Reduced -5.3k -5,338
32 Gerber Kawasaki Wealth & Investment Management 0.84% of their portfolio SANTA MONICA, CA 539,188539.2k $10.7m $10.7m 0.84% Reduced -31.7k -31,745
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 538,007538.0k $10.6m $10.6m 0.00% Reduced -106.0k -106,001
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 529,994530.0k $10.5m $10.5m 0.01% Reduced -11.3k -11,316
35 SPINNAKER TRUST 0.76% of their portfolio PORTLAND, ME 505,151505.2k $10.0m $10.0m 0.76% Added +11.5k +11,535
36 BOURGEON CAPITAL MANAGEMENT LLC 2.33% of their portfolio Darien, CT 495,773495.8k $9.8m $9.8m 2.33% Reduced -74.3k -74,287
37 Coastal Bridge Advisors, LLC 2.36% of their portfolio WESTPORT, CT 471,204471.2k $9.3m $9.3m 2.36% Reduced -31.6k -31,630
38 Bank Julius Baer & Co. Ltd, Zurich 0.06% of their portfolio ZURICH, V8 469,370469.4k $9.3m $9.3m 0.06% Added +1.1k +1,120
39 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 457,926457.9k $9.1m $9.1m 0.01% Reduced -1.7k -1,675
40 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 452,798452.8k $9.0m $9.0m 0.02% Reduced -64.8k -64,824
41 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 444,132444.1k $8.8m $8.8m 0.00% Added +404.1k +404,141
42 KCM INVESTMENT ADVISORS LLC 0.33% of their portfolio GREENBRAE, CA 410,954411.0k $8.1m $8.1m 0.33% Added +5.6k +5,572
43 AMARILLO NATIONAL BANK 1.62% of their portfolio AMARILLO, TX 408,301408.3k $8.1m $8.1m 1.62% Added +10.8k +10,782
44 GenTrust, LLC 0.57% of their portfolio MIAMI, FL 402,798402.8k $8.0m $8.0m 0.57% Reduced -469.7k -469,726
45 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 398,586398.6k $7.9m $7.9m 0.06% Added +5.3k +5,340
46 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 387,857387.9k $7.7m $7.7m 0.05% Reduced -6.3k -6,253
47 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 376,569376.6k $7.4m $7.4m 0.00% New
48 Beacon Pointe Advisors, LLC 0.12% of their portfolio NEWPORT BEACH, CA 358,837358.8k $7.1m $7.1m 0.12% Reduced -10.6k -10,623
49 Erste Asset Management GmbH 0.13% of their portfolio VIENNA, C4 358,240358.2k $7.0m $7.0m 0.13% New
50 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 358,122358.1k $7.1m $7.1m 0.01% Reduced -2.1m -2,104,594
51 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 358,029358.0k $7.1m $7.1m 0.03% Added +5.1k +5,126
52 Veritable, L.P. 0.12% of their portfolio Newtown Square, PA 341,901341.9k $6.8m $6.8m 0.12% Added +38.5k +38,473
53 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 341,756341.8k $6.8m $6.8m 0.11% Reduced -7.6k -7,618
54 FIL Ltd 0.01% of their portfolio HAMILTON, D0 314,901314.9k $6.3m $6.3m 0.01% Reduced -26.2k -26,184
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 309,186309.2k $6.1m $6.1m 0.00% Reduced -127.9k -127,858
56 LEO BROKERAGE, LLC 0.90% of their portfolio HURST, TX 305,286305.3k $6.0m $6.0m 0.90% First filing
57 Schonfeld Strategic Advisors LLC 0.06% of their portfolio NEW YORK, NY 304,900304.9k $6.0m $6.0m 0.06% Reduced -279.2k -279,200
58 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 280,671280.7k $5.6m $5.6m 0.01% Added +24.9k +24,850
59 Stelac Advisory Services LLC 2.41% of their portfolio NEW YORK, NY 280,260280.3k $5.5m $5.5m 2.41% Unchanged
60 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.10% of their portfolio New York, NY 277,184277.2k $5.5m $5.5m 0.10% Added +8.4k +8,365
61 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 254,618254.6k $5.0m $5.0m 0.01% Reduced -454.9k -454,851
62 CX Institutional 0.26% of their portfolio AUBURN, IN 253,456253.5k $5.0m $5.0m 0.26% Added +204.9k +204,885
63 Twin Tree Management, LP 0.13% of their portfolio DALLAS, TX 240,489240.5k $4.8m $4.8m 0.13% New
64 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 238,722238.7k $4.7m $4.7m 0.02% Reduced -20.3k -20,257
65 Nan Shan Life Insurance Co., Ltd. 0.11% of their portfolio Taipei City, F5 234,700234.7k $4.6m $4.6m 0.11% Unchanged
66 CONSILIO WEALTH ADVISORS, LLC 2.61% of their portfolio BELLEVUE, WA 233,422233.4k $4.6m $4.6m 2.61% Added +8.4k +8,360
67 BBJS FINANCIAL ADVISORS, LLC 1.82% of their portfolio SEATTLE, WA 225,679225.7k $4.5m $4.5m 1.82% Added +4.4k +4,390
68 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 219,637219.6k $4.3m $4.3m 0.01% Reduced -42 -42
69 SG Americas Securities, LLC 0.06% of their portfolio NEW YORK, NY 217,745217.7k $4.3m $4.3m 0.06% Added +133.2k +133,172
70 Moors & Cabot, Inc. 0.29% of their portfolio BOSTON, MA 214,219214.2k $4.2m $4.2m 0.29% Reduced -5.3k -5,347
71 Biltmore Family Office, LLC 0.89% of their portfolio CHARLOTTE, NC 213,394213.4k $4.2m $4.2m 0.89% Reduced -4.6k -4,636
72 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 209,647209.6k $4.2m $4.2m 0.01% Reduced -32.2k -32,156
73 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 207,511207.5k $4.1m $4.1m 0.01% Reduced -16.8k -16,807
74 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 204,697204.7k $4.0m $4.0m 0.01% Added +157.4k +157,398
75 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 199,692199.7k $3.9m $3.9m 0.01% Reduced -5.8k -5,825
76 TPB WEALTH ADVISORS 2.15% of their portfolio SAN ANTONIO, TX 199,673199.7k $4.0m $4.0m 2.15% Reduced -16.7k -16,716
77 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 195,696195.7k $3.9m $3.9m 0.02% Added +1.0k +1,040
78 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 192,675192.7k $3.8m $3.8m 0.00% Added +51.3k +51,326
79 Rafferty Asset Management, LLC 0.02% of their portfolio New York, NY 182,321182.3k $3.6m $3.6m 0.02% Reduced -18.3k -18,300
80 Fiduciary Trust Co 0.07% of their portfolio Boston, MA 181,824181.8k $3.6m $3.6m 0.07% Added +5.6k +5,563
81 Mutual Advisors, LLC 0.15% of their portfolio OMAHA, NE 181,267181.3k $3.6m $3.6m 0.15% Added +63.1k +63,120
82 Mariner, LLC 0.01% of their portfolio Overland Park, KS 178,790178.8k $3.5m $3.5m 0.01% Reduced -6.0k -5,957
83 Long Run Wealth Advisors, LLC 1.19% of their portfolio Lake Placid, NY 176,478176.5k $3.5m $3.5m 1.19% Added +15.1k +15,078
84 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 176,181176.2k $3.5m $3.5m 0.03% Added +1.2k +1,194
85 Sand Hill Global Advisors, LLC 0.18% of their portfolio Palo Alto, CA 166,899166.9k $3.3m $3.3m 0.18% Added +8.1k +8,127
86 Chesley Taft & Associates LLC 0.21% of their portfolio CHICAGO, IL 159,832159.8k $3.2m $3.2m 0.21% Added +4.8k +4,792
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 155,495155.5k $3.1m $3.1m 0.00% Added +11.2k +11,170
88 EASTERN BANK 0.15% of their portfolio BOSTON, MA 151,041151.0k $3.0m $3.0m 0.15% New
89 Milestone Investment Advisors LLC 0.92% of their portfolio MIDDLETON, WI 150,796150.8k $3.0m $3.0m 0.92% Added +24.8k +24,759
90 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 147,014147.0k $2.9m $2.9m 0.09% Reduced -513.6k -513,615
91 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 142,453142.5k $2.8m $2.8m 0.03% Reduced -4.2k -4,154
92 Elmwood Wealth Management, Inc. 1.33% of their portfolio BERKELEY, CA 142,276142.3k $2.8m $2.8m 1.33% Added +5.0k +4,999
93 PENOBSCOT WEALTH MANAGEMENT 2.19% of their portfolio PORTLAND, ME 142,168142.2k $2.8m $2.8m 2.19% Reduced -138.3k -138,335
94 LFA - Lugano Financial Advisors SA 2.10% of their portfolio LUGANO, V8 141,139141.1k $2.8m $2.8m 2.10% Added +13.5k +13,510
95 CAMBRIDGE TRUST CO 0.13% of their portfolio BOSTON, MA 136,371136.4k $2.7m $2.7m 0.13% Added +43.7k +43,703
96 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.02% of their portfolio NEW YORK, NY 133,397133.4k $2.6m $2.6m 0.02% Added +2.5k +2,500
97 PRUDENTIAL PLC 0.03% of their portfolio LONDON, X0 127,710127.7k $2.5m $2.5m 0.03% New
98 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 126,419126.4k $2.5m $2.5m 0.03% Added +5.2k +5,154
99 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 125,065125.1k $2.5m $2.5m 0.05% Reduced -10.2k -10,250
100 Summit Place Financial Advisors, LLC 1.71% of their portfolio SUMMIT, NJ 121,640121.6k $2.4m $2.4m 1.71% Added +11.0k +10,965