Vault-13

ISHARES TR IMCB

MRGSTR MD CP ETF · ETP · CUSIP 464288208

155 institutional holders +5 vs Q1 2023
6,169,4736.2m shares reported held*
$390.5mreported value*
11 new 46 added 45 reduced 9 sold out net sold ≈ $677.1k (-10.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.29. Options: 2 managers hold calls ($9.3m notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 143Q4 22: 152Q1 23: 150Q2 23: 155155Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022152
Q1 2023150
Q2 2023155

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 55 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 54 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225257
Q1 20235555
Q2 20235754

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $91.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $7.0mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $9.3mQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$91.6m$00.00
Q4 2022$0$0—
Q1 2023$7.0m$00.00
Q2 2023$9.3m$00.00

Biggest buyers

STIFEL FINANCIAL CORP Added +67,845+67.8k
Cetera Advisor Networks LLC Added +46,734+46.7k
ASSETMARK, INC New +23,755+23.8k
SILVER OAK SECURITIES, INCORPORATED New +16,448+16.4k
MEANS INVESTMENT CO., INC. Added +12,363+12.4k
Cetera Advisors LLC Added +7,689+7.7k
Bedel Financial Consulting, Inc. Added +7,507+7.5k
Gladstone Institutional Advisory LLC Added +7,150+7.2k
Cambridge Investment Research Advisors, Inc. Added +6,546+6.5k
MML INVESTORS SERVICES, LLC Added +5,883+5.9k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -51,945-51.9k
MORGAN STANLEY Reduced -51,213-51.2k
RAYMOND JAMES & ASSOCIATES Reduced -32,589-32.6k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -24,848-24.8k
Composition Wealth, LLC Reduced -16,378-16.4k
Lion Street Advisors, LLC Sold out -8,206-8.2k
Dynamic Advisor Solutions LLC Sold out -7,781-7.8k
CITADEL ADVISORS LLC Reduced -6,354-6.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -6,317-6.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -4,999-5.0k

Biggest calls

JANE STREET GROUP, LLC Added $9.3m99.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,165,4151.2m $73.8m $73.8m 0.03% Reduced -2.0k -2,034
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 900,198900.2k $57.0m $57.0m 0.01% Reduced -51.2k -51,213
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 380,107380.1k $24.1m $24.1m 0.02% Added +3.4k +3,385
4 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 310,435310.4k $19.6m $19.6m 0.04% Added +27 +27
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 260,334260.3k $16.5m $16.5m 0.01% Reduced -32.6k -32,589
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 246,910246.9k $15.6m $15.6m 0.00% Reduced -4.3k -4,343
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 205,185205.2k $13.0m $13.0m 0.02% Reduced -51.9k -51,945
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 160,978161.0k $10.2m $10.2m 0.00% Reduced -1.6k -1,627
9 Matrix Trust Co 2.50% of their portfolio DENVER, CO 153,154153.2k $9.7m $9.7m 2.50% Added +1.7k +1,707
10 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 121,628121.6k $7.7m $7.7m 0.05% Added +46.7k +46,734
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 116,012116.0k $7.3m $7.3m 0.00% Reduced -4.5k -4,467
12 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 1.96% of their portfolio BERMUDA RUN, NC 93,42193.4k $5.9m $5.9m 1.96% Added +9 +9
13 PACIFIC FINANCIAL GROUP INC 3.84% of their portfolio NASHVILLE, TN 92,50592.5k $5.9m $5.9m 3.84% Reduced -3.0k -2,964
14 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 91,53991.5k $5.8m $5.8m 0.07% Reduced -3.2k -3,229
15 Gladstone Institutional Advisory LLC 0.33% of their portfolio Bedminster, NJ 86,60886.6k $5.5m $5.5m 0.33% Added +7.2k +7,150
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 84,56184.6k $5.4m $5.4m 0.01% Added +3.6k +3,602
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 77,78877.8k $4.9m $4.9m 0.01% Added +67.8k +67,845
18 Benchmark Wealth Management, LLC 2.90% of their portfolio OLD LYME, CT 75,91475.9k $4.8m $4.8m 2.90% Reduced -507 -507
19 YARGER WEALTH STRATEGIES, LLC 3.92% of their portfolio WESTERVILLE, OH 68,82568.8k $4.4m $4.4m 3.92% Reduced -978 -978
20 Sunburst Financial Group, LLC 1.48% of their portfolio VESTAVIA HILLS, AL 66,85166.9k $4.2m $4.2m 1.48% Added +1.1k +1,147
21 MEANS INVESTMENT CO., INC. 0.62% of their portfolio BANGOR, ME 62,19962.2k $3.9m $3.9m 0.62% Added +12.4k +12,363
22 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 56,41256.4k $3.6m $3.6m 0.05% Added +1.2k +1,178
23 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 52,75152.8k $3.3m $3.3m 0.02% Added +6.5k +6,546
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,21950.2k $3.2m $3.2m 0.00% Added +689 +689
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,22944.2k $2.8m $2.8m 0.00% Reduced -26 -26
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,38043.4k $2.7m $2.7m 0.00% Unchanged
27 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 41,75541.8k $2.6m $2.6m 0.01% Added +5.9k +5,883
28 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 40,31840.3k $2.6m $2.6m 0.03% Reduced -240 -240
29 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 40,04740.0k $2.5m $2.5m 0.01% Added +1.3k +1,276
30 Goldstein Advisors, LLC 0.53% of their portfolio Madison, WI 39,84039.8k $2.5m $2.5m 0.53% Added +122 +122
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,78538.8k $2.5m $2.5m 0.00% Added +2.3k +2,285
32 Brand Asset Management Group, Inc. 1.16% of their portfolio CHESTERFIELD, MO 38,26538.3k $2.4m $2.4m 1.16% Reduced -236 -236
33 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 32,52132.5k $2.1m $2.1m 0.02% Added +852 +852
34 Marshall Financial Group, LLC 0.64% of their portfolio Hunt Valley, MD 29,49029.5k $1.9m $1.9m 0.64% Reduced -2.4k -2,440
35 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 28,93228.9k $1.8m $1.8m 0.03% Added +7.7k +7,689
36 FLAGSTAR SECURITIES, INC 0.66% of their portfolio New York, NY 27,78727.8k $1.8m $1.8m 0.66% Added +31 +31
37 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 24,80024.8k $1.6m $1.6m 0.00% Unchanged
38 Global Retirement Partners, LLC 0.07% of their portfolio San Rafael, CA 23,78523.8k $1.5m $1.5m 0.07% Added +1 +1
39 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 23,75523.8k $1.5m $1.5m 0.01% New
40 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 23,67023.7k $1.5m $1.5m 0.02% Reduced -100 -100
41 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 22,76222.8k $1.4m $1.4m 0.01% Added +1.4k +1,433
42 Ten Capital Wealth Advisors, LLC 0.42% of their portfolio SPOKANE, WA 22,72422.7k $1.4m $1.4m 0.42% Reduced -1.7k -1,685
43 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 21,77021.8k $1.4m $1.4m 0.04% Reduced -660 -660
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,16220.2k $1.3m $1.3m 0.00% Added +2.1k +2,114
45 PARSONS CAPITAL MANAGEMENT INC/RI 0.09% of their portfolio PROVIDENCE, RI 19,66819.7k $1.2m $1.2m 0.09% Unchanged
46 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 19,55819.6k $1.2m $1.2m 0.06% Reduced -830 -830
47 Composition Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 18,99719.0k $1.2m $1.2m 0.04% Reduced -16.4k -16,378
48 World Investment Advisors 0.23% of their portfolio LINCROFT, NJ 18,96519.0k $1.2m $1.2m 0.23% Added +730 +730
49 Pitti Group Wealth Management, LLC 1.24% of their portfolio VICTOR, NY 17,52017.5k $1.1m $1.1m 1.24% Reduced -241 -241
50 SILVER OAK SECURITIES, INCORPORATED 0.17% of their portfolio JACKSON, TN 16,44816.4k $1.0m $1.0m 0.17% New
51 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 14,83314.8k $938.8k $938.8k 0.07% Unchanged
52 Patriot Financial Group Insurance Agency, LLC 0.17% of their portfolio Westborough, MA 14,60414.6k $924.3k $924.3k 0.17% Added +358 +358
53 CWM, LLC 0.01% of their portfolio OMAHA, NE 13,79813.8k $873.0k $873.0k 0.01% Unchanged
54 NWAM LLC 0.07% of their portfolio MERCER ISLAND, WA 13,34113.3k $844.4k $844.4k 0.07% Added +1.2k +1,177
55 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,11313.1k $829.9k $829.9k 0.01% Reduced -1.1k -1,104
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,85112.9k $813.3k $813.3k 0.00% Reduced -117 -117
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 12,60612.6k $797.8k $797.8k 0.06% Reduced -24.8k -24,848
58 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,89311.9k $753.0k $753.0k 0.00% Reduced -57 -57
59 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 11,86711.9k $751.0k $751.0k 0.02% Unchanged
60 S.A. Mason LLC 0.52% of their portfolio HOLLAND, MI 11,76511.8k $713.4k $713.4k 0.52% Unchanged
61 Apella Capital, LLC 0.05% of their portfolio WEST HARTFORD, CT 11,53211.5k $729.9k $729.9k 0.05% First filing
62 Bedel Financial Consulting, Inc. 0.15% of their portfolio INDIANAPOLIS, IN 11,40311.4k $721.7k $721.7k 0.15% Added +7.5k +7,507
63 PPS&V ASSET MANAGEMENT CONSULTANTS, INC. 0.58% of their portfolio PORTAGE, MI 11,24211.2k $711.6k $711.6k 0.58% Reduced -1 -1
64 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 10,57610.6k $669.4k $669.4k 0.03% Added +1 +1
65 TRUEFG, LLC 0.28% of their portfolio CEDAR PARK, TX 10,24410.2k $648.3k $648.3k 0.28% Reduced -26 -26
66 Liberty Capital Management, Inc. 0.19% of their portfolio BIRMINGHAM, MI 10,20010.2k $645.6k $645.6k 0.19% Unchanged
67 Summit Asset Management, LLC 0.16% of their portfolio MEMPHIS, TN 9,8559.9k $623.7k $623.7k 0.16% Reduced -751 -751
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,5889.6k $606.8k $606.8k 0.00% Reduced -6.3k -6,317
69 DB Wealth Management Group, LLC 0.32% of their portfolio SAN DIEGO, CA 8,2898.3k $524.6k $524.6k 0.32% Reduced -8 -8
70 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 7,7597.8k $491.1k $491.1k 0.01% Reduced -566 -566
71 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 7,3027.3k $462.2k $462.2k 0.02% Added +1 +1
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,9787.0k $441.6k $441.6k 0.00% Reduced -6.4k -6,354
73 Kaydan Wealth Management, Inc. 0.18% of their portfolio FENTON, MI 6,6206.6k $419.0k $419.0k 0.18% Unchanged
74 DFPG INVESTMENTS, LLC 0.04% of their portfolio SANDY, UT 6,5856.6k $431.4k $431.4k 0.04% Added +1.6k +1,553
75 Haverford Trust Co 0.00% of their portfolio Radnor, PA 6,5176.5k $412.5k $412.5k 0.00% Unchanged
76 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,2326.2k $394.4k $394.4k 0.00% Unchanged
77 Divergent Wealth Advisors 0.09% of their portfolio SOUTH JORDAN, UT 6,1896.2k $391.7k $391.7k 0.09% Unchanged
78 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 5,9005.9k $374.4k $374.4k 0.04% Unchanged
79 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 5,7525.8k $364.0k $364.0k 0.01% Added +580 +580
80 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,7285.7k $362.5k $362.5k 0.01% Unchanged
81 Financial Futures Ltd Liability Co. 0.28% of their portfolio BRIELLE, NJ 5,6835.7k $359.7k $359.7k 0.28% Reduced -923 -923
82 Good Life Advisors, LLC 0.04% of their portfolio READING, PA 5,4765.5k $346.6k $346.6k 0.04% Reduced -796 -796
83 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 5,1725.2k $327.3k $327.3k 0.01% Reduced -3.8k -3,798
84 PFG Investments, LLC 0.06% of their portfolio WOODBURY, NY 4,9745.0k $314.8k $314.8k 0.06% New
85 Procyon Advisors, LLC 0.04% of their portfolio SHELTON, CT 4,9114.9k $310.8k $310.8k 0.04% Unchanged
86 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 4,8884.9k $309.4k $309.4k 0.01% Added +723 +723
87 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 4,6764.7k $296.0k $296.0k 0.01% Reduced -480 -480
88 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,6464.6k $294.1k $294.1k 0.01% New
89 Windsor Wealth Management, Inc. 0.05% of their portfolio INDIANAPOLIS, IN 4,5684.6k $289.0k $289.0k 0.05% Added +936 +936
90 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 4,5214.5k $286.2k $286.2k 0.01% Reduced -494 -494
91 Wealth Management Associates, Inc. 0.15% of their portfolio Cherry Hill, NJ 4,2224.2k $267.2k $267.2k 0.15% Unchanged
92 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,1404.1k $262.0k $262.0k 0.00% Unchanged
93 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 3,9654.0k $250.9k $250.9k 0.01% Reduced -329 -329
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,9043.9k $247.0k $247.0k 0.00% Reduced -5.0k -4,999
95 Financial Perspectives, Inc 0.11% of their portfolio MINNEAPOLIS, MN 3,8953.9k $246.5k $246.5k 0.11% Added +283 +283
96 Glenview Trust Co 0.01% of their portfolio Louisville, KY 3,8873.9k $246.0k $246.0k 0.01% Unchanged
97 Mission Creek Capital Partners, Inc. 0.08% of their portfolio SAN FRANCISCO, CA 3,8863.9k $245.9k $245.9k 0.08% New
98 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 3,8283.8k $242.3k $242.3k 0.03% Unchanged
99 Clearwater Capital Advisors, LLC 0.03% of their portfolio HOFFMAN ESTATES, IL 3,6463.6k $230.8k $230.8k 0.03% Reduced -250 -250
100 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 3,6153.6k $228.8k $228.8k 0.02% Reduced -3.4k -3,380