Vault-13

ISHARES TR AAXJ

MSCI AC ASIA ETF · ETP · CUSIP 464288182 · ISIN US4642881829

205 institutional holders +8 vs Q4 2022
19,913,20319.9m shares reported held*
$1.3bnreported value*
32 new 56 added 66 reduced 23 sold out net bought ≈ $144.8m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.48.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 186Q4 22: 197Q1 23: 205205Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022186
Q4 2022197
Q1 2023205

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 85 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 89 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228592
Q1 20238889

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.1mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $3.4mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$3.1m$00.00
Q4 2022$3.4m$00.00
Q1 2023$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +2,019,398+2.0m
Horizon Investments, LLC New +1,268,756+1.3m
CIBC Private Wealth Group LLC Added +1,027,978+1.0m
OVERSEA-CHINESE BANKING Corp Ltd Added +566,575+566.6k
PFS INVESTMENTS INC. New +453,551+453.6k
MEITAV INVESTMENT HOUSE LTD Added +373,887+373.9k
WELLINGTON MANAGEMENT GROUP LLP New +343,116+343.1k
Cresset Asset Management, LLC Added +295,845+295.8k
MORGAN STANLEY Added +294,044+294.0k
ENVESTNET ASSET MANAGEMENT INC Added +228,578+228.6k

Biggest sellers

OLD MISSION CAPITAL LLC Reduced -1,557,410-1.6m
JANE STREET GROUP, LLC Reduced -1,324,057-1.3m
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -278,700-278.7k
J.P. Morgan Private Wealth Advisors LLC Reduced -227,573-227.6k
AIA Group Ltd Sold out -216,547-216.5k
BANK OF AMERICA CORP /DE/ Reduced -154,413-154.4k
CONNABLE OFFICE INC Sold out -145,479-145.5k
Pathway Financial Advisors LLC Reduced -141,097-141.1k
CITIGROUP INC Reduced -121,183-121.2k
Allianz Asset Management GmbH Reduced -109,230-109.2k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 3,605,5483.6m $244.7m $244.7m 0.03% Added +2.0m +2,019,398
2 CIBC Private Wealth Group LLC 0.11% of their portfolio ATLANTA, GA 2,358,4482.4m $103.5m $103.5m 0.11% Added +1.0m +1,027,978
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,309,0681.3m $88.8m $88.8m 0.01% Added +294.0k +294,044
4 Horizon Investments, LLC 2.55% of their portfolio Charlotte, NC 1,268,7561.3m $86.1m $86.1m 2.55% New
5 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 907,919907.9k $61.6m $61.6m 0.03% Reduced -43.2k -43,177
6 OVERSEA-CHINESE BANKING Corp Ltd 2.99% of their portfolio SINGAPORE, U0 872,844872.8k $59.2m $59.2m 2.99% Added +566.6k +566,575
7 Analyst IMS Investment Management Services Ltd. 3.98% of their portfolio Tel-aviv, L3 771,612771.6k $52.5m $52.5m 3.98% Added +14.0k +14,022
8 Accredited Investors Inc. 3.71% of their portfolio EDINA, MN 720,155720.2k $48.9m $48.9m 3.71% Reduced -17.2k -17,220
9 MEITAV INVESTMENT HOUSE LTD 0.74% of their portfolio BENE-BERAQ, L3 640,146640.1k $43.0m $43.0m 0.74% Added +373.9k +373,887
10 PFS INVESTMENTS INC. 0.53% of their portfolio DULUTH, GA 453,551453.6k $30.7m $30.7m 0.53% New
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 382,110382.1k $25.9m $25.9m 0.00% Reduced -154.4k -154,413
12 Fullerton Fund Management Co Ltd. 1.95% of their portfolio SINGAPORE, U0 377,100377.1k $25.6m $25.6m 1.95% Reduced -80.9k -80,900
13 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 343,116343.1k $23.3m $23.3m 0.00% New
14 Cresset Asset Management, LLC 0.44% of their portfolio Chicago, IL 321,924321.9k $21.8m $21.8m 0.44% Added +295.8k +295,845
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 240,700240.7k $16.3m $16.3m 0.01% Added +228.6k +228,578
16 PGIM Custom Harvest LLC 0.63% of their portfolio NEWARK, NJ 224,311224.3k $15.2m $15.2m 0.63% Added +14.4k +14,365
17 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.07% of their portfolio Tel Aviv, L3 194,296194.3k $13.2m $13.2m 1.07% Added +176.4k +176,390
18 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 190,270190.3k $12.9m $12.9m 0.03% Reduced -109.2k -109,230
19 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 189,326189.3k $12.8m $12.8m 0.02% Reduced -1.3m -1,324,057
20 Bank Julius Baer & Co. Ltd, Zurich 0.07% of their portfolio ZURICH, V8 173,203173.2k $11.8m $11.8m 0.07% Added +74.3k +74,349
21 UBS Group AG 0.01% of their portfolio ZURICH, V8 171,898171.9k $11.7m $11.7m 0.01% Added +4.9k +4,865
22 SOL Capital Management CO 1.68% of their portfolio ROCKVILLE, MD 150,651150.7k $10.2m $10.2m 1.68% Added +2.8k +2,755
23 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 2.32% of their portfolio Tel Aviv, L3 149,222149.2k $10.1m $10.1m 2.32% Added +74.6k +74,610
24 BROWN ADVISORY INC 0.02% of their portfolio BALTIMORE, MD 132,243132.2k $9.0m $9.0m 0.02% Reduced -33.6k -33,637
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 125,041125.0k $8.5m $8.5m 0.00% Reduced -280 -280
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 112,535112.5k $7.6m $7.6m 0.00% Reduced -108.7k -108,732
27 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 111,715111.7k $7.6m $7.6m 0.02% Added +2.1k +2,103
28 Global Endowment Management, LP 0.78% of their portfolio CHARLOTTE, NC 107,601107.6k $7.3m $7.3m 0.78% Added +28.7k +28,700
29 GFS Advisors, LLC 1.59% of their portfolio HOUSTON, TX 101,835101.8k $6.9m $6.9m 1.59% Added +4.2k +4,250
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 92,04792.0k $6.2m $6.2m 0.01% Added +66.2k +66,239
31 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 80,77780.8k $5.5m $5.5m 0.01% Added +63.5k +63,500
32 EDMOND DE ROTHSCHILD HOLDING S.A. 0.12% of their portfolio CHAMBESY, V8 80,03580.0k $5.4m $5.4m 0.12% Unchanged
33 Kingfisher Capital LLC 1.40% of their portfolio CHARLOTTE, NC 78,50978.5k $5.3m $5.3m 1.40% Reduced -2.6k -2,564
34 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 77,70077.7k $5.3m $5.3m 0.01% Added +67.9k +67,900
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 76,37476.4k $5.2m $5.2m 0.00% Reduced -18.9k -18,874
36 Provida Pension Fund Administrator 0.19% of their portfolio LAS CONDES, SANTIAGO, F3 69,68869.7k $4.7m $4.7m 0.19% Reduced -16.8k -16,846
37 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 68,04568.0k $4.6m $4.6m 0.00% Reduced -608 -608
38 Evolution Wealth Advisors, LLC 1.10% of their portfolio AVENTURA, FL 67,82567.8k $4.6m $4.6m 1.10% Reduced -750 -750
39 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 66,76466.8k $4.5m $4.5m 0.05% Reduced -368 -368
40 Banco Santander, S.A. 0.07% of their portfolio Madrid, U3 66,00166.0k $4.5m $4.5m 0.07% Reduced -7.2k -7,212
41 Industrial Alliance Investment Management Inc. 0.12% of their portfolio QUEBEC, A8 63,08163.1k $4.3m $4.3m 0.12% New
42 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 63,07363.1k $3.6m $3.6m 0.01% Added +61.1k +61,112
43 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 62,96363.0k $4.3m $4.3m 0.00% Added +17.2k +17,223
44 BANK HAPOALIM BM 0.58% of their portfolio TEL AVIV, L3 61,97062.0k $4.2m $4.2m 0.58% New
45 Rothschild & Co Wealth Management UK Ltd 0.08% of their portfolio London, X0 61,38361.4k $4.2m $4.2m 0.08% Added +23.8k +23,801
46 PRUDENTIAL PLC 0.05% of their portfolio LONDON, X0 59,48159.5k $4.0m $4.0m 0.05% Added +7.9k +7,891
47 EFG Private Wealth Management (Americas) Corp. 0.95% of their portfolio MIAMI, FL 58,62058.6k $4.0m $4.0m 0.95% Added +7.4k +7,430
48 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 56,75256.8k $3.9m $3.9m 0.01% Reduced -227.6k -227,573
49 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 3.73% of their portfolio TEL-AVIV, L3 55,80555.8k $3.8m $3.8m 3.73% Unchanged
50 Zurich Insurance Group Ltd/FI 0.05% of their portfolio ZURICH, V8 53,79453.8k $3.7m $3.7m 0.05% Reduced -11.1k -11,140
51 SPINNAKER TRUST 0.28% of their portfolio PORTLAND, ME 53,47453.5k $3.6m $3.6m 0.28% Reduced -907 -907
52 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 53,10553.1k $3.6m $3.6m 0.00% New
53 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 52,75652.8k $3.6m $3.6m 0.04% Added +3.2k +3,217
54 Migdal Insurance & Financial Holdings Ltd. 0.07% of their portfolio Petach Tikva, L3 48,68748.7k $3.3m $3.3m 0.07% Added +38.5k +38,490
55 COLTON GROOME FINANCIAL ADVISORS, LLC 1.55% of their portfolio ASHEVILLE, NC 48,00148.0k $3.3m $3.3m 1.55% New
56 Tolleson Wealth Management, Inc. 0.83% of their portfolio DALLAS, TX 47,31047.3k $3.2m $3.2m 0.83% Unchanged
57 Elo Mutual Pension Insurance Co 0.10% of their portfolio ESPOO, H9 47,20047.2k $3.2m $3.2m 0.10% New
58 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 45,98546.0k $3.1m $3.1m 0.05% Added +2.2k +2,172
59 BAILARD, INC. 0.10% of their portfolio Foster City, CA 41,31841.3k $2.8m $2.8m 0.10% Added +1.2k +1,215
60 BARINGS LLC 0.09% of their portfolio CHARLOTTE, NC 40,14640.1k $2.7m $2.7m 0.09% Reduced -13.7k -13,745
61 FOUNDERS FINANCIAL SECURITIES LLC 0.38% of their portfolio TOWSON, MD 38,32138.3k $2.6m $2.6m 0.38% New
62 ACIMA PRIVATE WEALTH, LLC 1.26% of their portfolio RICHMOND, VA 37,66237.7k $2.6m $2.6m 1.26% Reduced -236 -236
63 Guild Investment Management, Inc. 3.84% of their portfolio WESTLAKE VILLAGE, CA 36,88036.9k $2.5m $2.5m 3.84% New
64 EVERGREEN CAPITAL MANAGEMENT LLC 0.11% of their portfolio Bellevue, WA 36,35036.4k $2.5m $2.5m 0.11% Added +4.1k +4,100
65 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 35,66835.7k $2.4m $2.4m 0.01% Reduced -1.5k -1,503
66 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 34,65234.7k $2.3m $2.3m 0.01% Reduced -13.3k -13,332
67 Nicholas Hoffman & Company, LLC. 0.21% of their portfolio ATLANTA, GA 33,95834.0k $2.3m $2.3m 0.21% Reduced -619 -619
68 MMBG INVESTMENT ADVISORS CO. 0.29% of their portfolio MIAMI, FL 33,32033.3k $2.3m $2.3m 0.29% Unchanged
69 Pathway Financial Advisors LLC 0.75% of their portfolio SOUTH BURLINGTON, VT 32,64532.6k $2.2m $2.2m 0.75% Reduced -141.1k -141,097
70 COMMERCE BANK 0.02% of their portfolio KANSAS CITY, MO 32,47932.5k $2.2m $2.2m 0.02% Unchanged
71 Evercore Wealth Management, LLC 0.04% of their portfolio New York, NY 32,01432.0k $2.2m $2.2m 0.04% Reduced -1.0k -1,035
72 Moneda S.A. Administradora General de Fondos 2.30% of their portfolio LAS CONDES, SANTIAGO, F3 30,01630.0k $2.0m $2.0m 2.30% Added +6.9k +6,920
73 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 28,21228.2k $1.9m $1.9m 0.02% New
74 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 28,14128.1k $1.9m $1.9m 0.06% Reduced -1.6m -1,557,410
75 Sand Hill Global Advisors, LLC 0.10% of their portfolio Palo Alto, CA 27,97628.0k $1.9m $1.9m 0.10% Reduced -69.5k -69,464
76 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 27,52227.5k $1.9m $1.9m 0.01% New
77 First Pacific Financial 0.83% of their portfolio VANCOUVER, WA 26,26526.3k $1.8m $1.8m 0.83% Reduced -1.9k -1,910
78 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 25,40025.4k $1.7m $1.7m 0.00% Added +100 +100
79 BlackRock Inc. 0.00% of their portfolio New York, NY 25,37625.4k $1.7m $1.7m 0.00% Reduced -1.2k -1,207
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 24,88624.9k $1.7m $1.7m 0.00% Reduced -121.2k -121,183
81 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 24,65724.7k $1.7m $1.7m 0.00% Reduced -2.2k -2,239
82 Sierra Capital LLC 0.27% of their portfolio MIAMI, FL 24,37024.4k $1.7m $1.7m 0.27% Reduced -326 -326
83 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,30223.3k $1.6m $1.6m 0.00% Added +7.6k +7,554
84 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,20523.2k $1.6m $1.6m 0.00% Added +14.4k +14,403
85 Activest Wealth Management 0.99% of their portfolio AVENTURA, FL 22,74522.7k $1.5m $1.5m 0.99% New
86 James Hambro & Partners LLP 0.11% of their portfolio LONDON, X0 21,90621.9k $1.5m $1.5m 0.11% Added +16.7k +16,676
87 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 21,39221.4k $1.5m $1.5m 0.02% Reduced -16 -16
88 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 20,45820.5k $1.4m $1.4m 0.00% Added +1.3k +1,317
89 Edge Capital Group, LLC 0.08% of their portfolio ATLANTA, GA 19,81519.8k $1.3m $1.3m 0.08% Added +3.5k +3,545
90 Palisades Hudson Asset Management, L.P. 0.71% of their portfolio FORT LAUDERDALE, FL 19,54219.5k $1.3m $1.3m 0.71% Added +1 +1
91 Mill Creek Capital Advisors, LLC 0.04% of their portfolio Conshohocken, PA 17,24717.2k $1.2m $1.2m 0.04% New
92 ALTFEST L J & CO INC 0.18% of their portfolio NEW YORK, NY 17,05117.1k $1.2m $1.2m 0.18% Reduced -76.9k -76,857
93 Roble, Belko & Company, Inc 0.23% of their portfolio SEWICKLEY, PA 16,36616.4k $1.1m $1.1m 0.23% Added +623 +623
94 Tranquilli Financial Advisor LLC 0.82% of their portfolio Clinton, NJ 16,17316.2k $1.1m $1.1m 0.82% New
95 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 15,77115.8k $1.1m $1.1m 0.01% Reduced -537 -537
96 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 15,20815.2k $1.0m $1.0m 0.06% Reduced -35 -35
97 BANQUE PICTET & CIE SA 0.01% of their portfolio GENEVA 73, V8 14,32014.3k $971.9k $971.9k 0.01% Unchanged
98 Ballentine Partners, LLC 0.02% of their portfolio Waltham, MA 13,26613.3k $900.4k $900.4k 0.02% Unchanged
99 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 13,00013.0k $882.3k $882.3k 0.00% Added +5.3k +5,300
100 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 12,44412.4k $844.6k $844.6k 0.00% Reduced -59.0k -59,035