Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

740 institutional holders -19 vs Q1 2024
39,657,41439.7m shares reported held*
$3.9bnreported value*
39 new 209 added 303 reduced 55 sold out net sold ≈ $1.1bn (-10.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $97.13. Options: 2 managers hold calls ($1.3m notional), 2 hold puts ($544.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 701Q4 22: 730Q1 23: 729Q2 23: 737Q3 23: 718Q4 23: 802Q1 24: 759Q2 24: 740740Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022701
Q4 2022730
Q1 2023729
Q2 2023737
Q3 2023718
Q4 2023802
Q1 2024759
Q2 2024740

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 294 bought or addedQ4 22: 305 cut or sold outQ4 22Q1 23: 275 bought or addedQ1 23: 317 cut or sold outQ2 23: 259 bought or addedQ2 23: 319 cut or sold outQ2 23Q3 23: 227 bought or addedQ3 23: 342 cut or sold outQ4 23: 313 bought or addedQ4 23: 301 cut or sold outQ4 23Q1 24: 261 bought or addedQ1 24: 391 cut or sold outQ2 24: 248 bought or addedQ2 24: 358 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022294305
Q1 2023275317
Q2 2023259319
Q3 2023227342
Q4 2023313301
Q1 2024261391
Q2 2024248358

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 23 calls: $2.0mQ3 23 puts: $547.2kQ3 23P/C 0.27Q4 23 calls: $3.7mQ4 23 puts: $3.3mQ4 23P/C 0.87Q1 24 calls: $3.7mQ1 24 puts: $1.6mQ1 24P/C 0.44Q2 24 calls: $1.3mQ2 24 puts: $544.7kQ2 24P/C 0.42
Numbers
QuarterCallsPutsP/C
Q3 2023$2.0m$547.2k0.27
Q4 2023$3.7m$3.3m0.87
Q1 2024$3.7m$1.6m0.44
Q2 2024$1.3m$544.7k0.42

Biggest buyers

Family Firm, Inc. Added +101,564+101.6k
Tower Research Capital LLC (TRC) Added +80,160+80.2k
Focus Partners Wealth Added +69,871+69.9k
NISA INVESTMENT ADVISORS, LLC New +58,700+58.7k
Financial Engines Advisors L.L.C. Added +54,883+54.9k
NorthCoast Asset Management LLC Added +52,577+52.6k
Azimuth Capital Investment Management LLC Added +44,758+44.8k
D. E. Shaw & Co., Inc. Added +43,020+43.0k
Compound Planning, Inc. Added +38,527+38.5k
REGIONS FINANCIAL CORP Added +19,727+19.7k

Biggest sellers

MORGAN STANLEY Reduced -8,430,102-8.4m
BESSEMER GROUP INC Reduced -518,000-518.0k
BANK OF AMERICA CORP /DE/ Reduced -478,782-478.8k
Cambridge Investment Research Advisors, Inc. Reduced -134,766-134.8k
FMR LLC Reduced -125,616-125.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -97,295-97.3k
GOLDMAN SACHS GROUP INC Reduced -91,645-91.6k
Forbes Financial Planning, Inc. Sold out -78,966-79.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -71,858-71.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -70,662-70.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m10.7k shares
CITADEL ADVISORS LLC Reduced $252.9k2.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $437.7k4.5k shares
CITADEL ADVISORS LLC Reduced $107.0k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,470,9493.5m $337.6m $337.6m 0.03% Reduced -8.4m -8,430,102
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,451,7393.5m $335.8m $335.8m 0.03% Reduced -478.8k -478,782
3 FMR LLC 0.02% of their portfolio BOSTON, MA 2,910,4932.9m $283.1m $283.1m 0.02% Reduced -125.6k -125,616
4 M&T Bank Corp 0.51% of their portfolio BUFFALO, NY 1,522,8811.5m $148.1m $148.1m 0.51% Reduced -25.0k -25,008
5 REGIONS FINANCIAL CORP 1.08% of their portfolio BIRMINGHAM, AL 1,459,9781.5m $142.0m $142.0m 1.08% Added +19.7k +19,727
6 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,331,1681.3m $129.5m $129.5m 0.03% Reduced -54.6k -54,578
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,195,1071.2m $116.2m $116.2m 0.04% Added +3.8k +3,758
8 Prime Capital Investment Advisors, LLC 1.32% of their portfolio OVERLAND PARK, KS 918,864918.9k $89.4m $89.4m 1.32% Reduced -28.9k -28,891
9 Modera Wealth Management, LLC 1.13% of their portfolio WESTWOOD, NJ 785,803785.8k $76.4m $76.4m 1.13% Reduced -14.2k -14,191
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 704,230704.2k $68.5m $68.5m 0.02% Reduced -13.1k -13,112
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 694,592694.6k $67.6m $67.6m 0.00% Reduced -38.1k -38,144
12 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 680,709680.7k $66.2m $66.2m 0.04% Reduced -21.5k -21,462
13 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 620,584620.6k $60.4m $60.4m 0.03% Reduced -70.3k -70,306
14 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 505,715505.7k $49.2m $49.2m 0.08% Reduced -71.9k -71,858
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 439,362439.4k $42.7m $42.7m 0.01% Reduced -21.9k -21,891
16 One Capital Management, LLC 1.37% of their portfolio WESTLAKE VILLAGE, CA 412,454412.5k $40.1m $40.1m 1.37% Added +15.8k +15,770
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 395,116395.1k $38.4m $38.4m 0.01% Added +1.7k +1,704
18 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 389,233389.2k $37.9m $37.9m 0.04% Reduced -9.0k -8,951
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 371,624371.6k $36.1m $36.1m 0.04% Reduced -70.7k -70,662
20 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 329,571329.6k $32.1m $32.1m 0.05% Reduced -5.2k -5,190
21 EXENCIAL WEALTH ADVISORS, LLC 1.19% of their portfolio OKLAHOMA CITY, OK 323,450323.4k $31.5m $31.5m 1.19% Reduced -24.3k -24,274
22 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 322,279322.3k $31.3m $31.3m 0.07% Reduced -196 -196
23 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 320,200320.2k $31.2m $31.2m 0.01% Reduced -25.4k -25,351
24 GW HENSSLER & ASSOCIATES LTD 1.81% of their portfolio KENNESAW, GA 308,641308.6k $30.0m $30.0m 1.81% Added +1.8k +1,790
25 BAILARD, INC. 0.80% of their portfolio Foster City, CA 297,649297.6k $29.0m $29.0m 0.80% Reduced -8.7k -8,738
26 Palisades Hudson Asset Management, L.P. 13.09% of their portfolio FORT LAUDERDALE, FL 292,845292.8k $28.5m $28.5m 13.09% Added +1.8k +1,798
27 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 267,896267.9k $26.1m $26.1m 0.02% Added +5.2k +5,236
28 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 245,939245.9k $23.9m $23.9m 0.03% Added +6.4k +6,419
29 SPC Financial, Inc. 2.18% of their portfolio ROCKVILLE, MD 241,634241.6k $23.5m $23.5m 2.18% Added +2.2k +2,209
30 Savant Capital, LLC 0.23% of their portfolio ROCKFORD, IL 239,957240.0k $23.3m $23.3m 0.23% Reduced -13.6k -13,591
31 Mariner, LLC 0.05% of their portfolio Overland Park, KS 239,103239.1k $23.3m $23.3m 0.05% Reduced -2.1k -2,102
32 Probity Advisors, Inc. 4.46% of their portfolio DALLAS, TX 221,364221.4k $21.5m $21.5m 4.46% Reduced -39.8k -39,837
33 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 217,078217.1k $21.1m $21.1m 0.03% Reduced -46.0k -46,049
34 GHP Investment Advisors, Inc. 1.02% of their portfolio Denver, CO 210,355210.4k $20.5m $20.5m 1.02% Reduced -3.2k -3,248
35 Heartwood Wealth Advisors LLC 2.41% of their portfolio RICHMOND, VA 207,115207.1k $20.1m $20.1m 2.41% Added +2.0k +1,991
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.17% of their portfolio IRVING, TX 206,951207.0k $20.1m $20.1m 0.17% Reduced -6.4k -6,388
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 206,370206.4k $20.1m $20.1m 0.00% Reduced -91.6k -91,645
38 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.59% of their portfolio FORT WAYNE, IN 198,786198.8k $19.3m $19.3m 1.59% Reduced -5.0k -5,036
39 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 195,613195.6k $19.0m $19.0m 0.05% Reduced -5.5k -5,469
40 Lido Advisors, LLC 0.15% of their portfolio Los Angeles, CA 185,980186.0k $18.1m $18.1m 0.15% Added +7.0k +7,020
41 Waverly Advisors, LLC 0.35% of their portfolio BIRMINGHAM, AL 181,267181.3k $17.6m $17.6m 0.35% Reduced -21.7k -21,671
42 Family Firm, Inc. 1.62% of their portfolio BETHESDA, MD 173,765173.8k $7.3m $7.3m 1.62% Added +101.6k +101,564
43 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 165,360165.4k $16.1m $16.1m 0.04% Reduced -44.5k -44,486
44 MAI Capital Management 0.16% of their portfolio INDEPENDENCE, OH 163,103163.1k $15.9m $15.9m 0.16% Reduced -4.1k -4,137
45 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 162,501162.5k $15.8m $15.8m 0.04% Added +4.3k +4,272
46 MONETA GROUP INVESTMENT ADVISORS LLC 0.24% of their portfolio ST LOUIS, MO 155,149155.1k $15.1m $15.1m 0.24% Added +1.1k +1,072
47 Ellis Investment Partners, LLC 3.18% of their portfolio Berwyn, PA 154,612154.6k $15.0m $15.0m 3.18% Reduced -4.6k -4,576
48 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 143,246143.2k $13.9m $13.9m 0.02% Reduced -5.8k -5,758
49 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 135,966136.0k $13.2m $13.2m 0.01% Reduced -2.8k -2,762
50 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 129,014129.0k $11.4m $11.4m 0.03% Added +13.4k +13,449
51 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 128,944128.9k $12.5m $12.5m 0.04% Added +69.9k +69,871
52 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 125,906125.9k $12.2m $12.2m 0.05% Reduced -1.9k -1,913
53 COMERICA BANK 0.05% of their portfolio DALLAS, TX 120,827120.8k $11.8m $11.8m 0.05% Reduced -14.5k -14,507
54 ETFIDEA, LLC 3.97% of their portfolio SYRACUSE, NY 120,708120.7k $11.7m $11.7m 3.97% Added +877 +877
55 Covenant Partners, LLC 3.15% of their portfolio Nashville, TN 106,505106.5k $10.4m $10.4m 3.15% Unchanged
56 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 104,625104.6k $10.2m $10.2m 0.03% Reduced -2.8k -2,834
57 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 103,607103.6k $10.1m $10.1m 0.03% Reduced -11.3k -11,330
58 Wealth Architects, LLC 1.23% of their portfolio MOUNTAIN VIEW, CA 103,556103.6k $10.1m $10.1m 1.23% Reduced -244 -244
59 One Day In July LLC 1.19% of their portfolio BURLINGTON, VT 98,50698.5k $9.6m $9.6m 1.19% Reduced -13.5k -13,473
60 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 98,46498.5k $9.6m $9.6m 0.04% Reduced -134.8k -134,766
61 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 97,55797.6k $9.5m $9.5m 0.01% Reduced -1.7k -1,733
62 JFS WEALTH ADVISORS, LLC 0.73% of their portfolio HERMITAGE, PA 95,74995.7k $9.3m $9.3m 0.73% Reduced -3.2k -3,177
63 Asset Dedication, LLC 0.64% of their portfolio SAN FRANCISCO, CA 95,52095.5k $9.3m $9.3m 0.64% Reduced -557 -557
64 Compound Planning, Inc. 0.68% of their portfolio NEW YORK, NY 94,08094.1k $9.2m $9.2m 0.68% Added +38.5k +38,527
65 GLENMEDE TRUST CO NA 0.04% of their portfolio PHILADELPHIA, PA 90,06190.1k $8.8m $8.8m 0.04% Reduced -1.1k -1,095
66 Asset Management Group, Inc. 1.63% of their portfolio STAMFORD, CT 90,05090.0k $8.8m $8.8m 1.63% Reduced -283 -283
67 RTD Financial Advisors, Inc. 1.14% of their portfolio Philadelphia, PA 87,10787.1k $8.5m $8.5m 1.14% Added +3.1k +3,078
68 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 86,80886.8k $8.4m $8.4m 0.06% Added +11.5k +11,541
69 BUCKINGHAM STRATEGIC WEALTH, LLC 0.09% of their portfolio CLAYTON, MO 85,58085.6k $8.3m $8.3m 0.09% Reduced -1.3k -1,342
70 BOKF, NA 0.15% of their portfolio TULSA, OK 84,67884.7k $8.2m $8.2m 0.15% Reduced -1.6k -1,583
71 Councilor Wealth, LLC 4.22% of their portfolio BETHESDA, MD 84,11684.1k $8.2m $8.2m 4.22% Reduced -7.6k -7,632
72 HOME FEDERAL BANK OF TENNESSEE 2.48% of their portfolio KNOXVILLE, TN 83,89783.9k $8.2m $8.2m 2.48% Added +24 +24
73 Sterling Financial Planning, Inc. 3.28% of their portfolio SPARTA, NJ 83,21383.2k $8.1m $8.1m 3.28% Reduced -1.2k -1,177
74 Financial Engines Advisors L.L.C. 0.02% of their portfolio SANTA CLARA, CA 82,91382.9k $8.1m $8.1m 0.02% Added +54.9k +54,883
75 SAX WEALTH ADVISORS, LLC 0.76% of their portfolio PARSIPPANY, NJ 81,53781.5k $7.9m $7.9m 0.76% Reduced -1.7k -1,734
76 Tower Research Capital LLC (TRC) 0.13% of their portfolio NEW YORK, NY 80,18180.2k $7.8m $7.8m 0.13% Added +80.2k +80,160
77 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 77,99378.0k $7.6m $7.6m 0.01% Reduced -13.7k -13,739
78 Evanson Asset Management, LLC 0.56% of their portfolio CARMEL, CA 77,73077.7k $7.6m $7.6m 0.56% Reduced -2.5k -2,471
79 Capital Advisors, Ltd. LLC 0.97% of their portfolio SHAKER HEIGHTS, OH 76,72276.7k $7.5m $7.5m 0.97% Reduced -662 -662
80 FIFTH THIRD BANCORP 0.03% of their portfolio CINCINNATI, OH 76,50476.5k $7.4m $7.4m 0.03% Added +1.1k +1,051
81 Wilmington Savings Fund Society, FSB 0.28% of their portfolio WILMINGTON, DE 76,15876.2k $7.4m $7.4m 0.28% Reduced -2.9k -2,857
82 Lansing Street Advisors 3.06% of their portfolio AMBLER, PA 75,52475.5k $7.3m $7.3m 3.06% Reduced -897 -897
83 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 74,25674.3k $7.2m $7.2m 0.08% Reduced -2.9k -2,894
84 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 73,51773.5k $7.2m $7.2m 0.02% Reduced -18.1k -18,067
85 Chicago Partners Investment Group LLC 0.31% of their portfolio CHICAGO, IL 73,18773.2k $7.9m $7.9m 0.31% Reduced -1.7k -1,734
86 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 72,53872.5k $7.1m $7.1m 0.01% Added +43.0k +43,020
87 Pinnacle Financial Partners Inc 0.15% of their portfolio Nashville, TN 70,56470.6k $6.9m $6.9m 0.15% Reduced -4.8k -4,771
88 BURNS J W & CO INC/NY 0.89% of their portfolio DEWITT, NY 67,92267.9k $6.6m $6.6m 0.89% Reduced -2.7k -2,660
89 Ifrah Financial Services, Inc. 1.81% of their portfolio Little Rock, AR 65,77065.8k $6.4m $6.4m 1.81% Reduced -1.4k -1,365
90 NorthCrest Asset Manangement, LLC 0.21% of their portfolio PLYMOUTH, MN 65,65665.7k $6.4m $6.4m 0.21% Added +1.7k +1,709
91 Sepio Capital, LP 0.59% of their portfolio Salt Lake City, UT 65,61465.6k $6.4m $6.4m 0.59% Reduced -10.2k -10,157
92 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 65,33265.3k $6.4m $6.4m 0.07% Added +2.5k +2,541
93 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 64,04764.0k $6.2m $6.2m 0.12% Added +4.3k +4,264
94 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 61,87761.9k $6.0m $6.0m 0.01% Reduced -10.2k -10,225
95 VICUS CAPITAL 0.54% of their portfolio STATE COLLEGE, PA 61,68261.7k $6.0m $6.0m 0.54% Added +943 +943
96 Ironwood Financial, llc 1.33% of their portfolio TUCSON, AZ 60,90460.9k $5.9m $5.9m 1.33% Reduced -1.1k -1,057
97 NISA INVESTMENT ADVISORS, LLC 0.04% of their portfolio ST. LOUIS, MO 58,70058.7k $5.7m $5.7m 0.04% New
98 Cassaday & Co Wealth Management LLC 0.18% of their portfolio MCLEAN, VA 58,48158.5k $5.7m $5.7m 0.18% Added +1.7k +1,749
99 Salomon & Ludwin, LLC 0.61% of their portfolio RICHMOND, VA 56,30556.3k $5.5m $5.5m 0.61% Reduced -21.6k -21,646
100 NorthCoast Asset Management LLC 0.05% of their portfolio STAMFORD, CT 55,68555.7k $5.4m $5.4m 0.05% Added +52.6k +52,577