Vault-13

ISHARES TR IYY

DOW JONES US ETF · ETP · CUSIP 464287846

221 institutional holders +14 vs Q3 2023
3,894,1913.9m shares reported held*
$454.3mreported value*
17 new 71 added 50 reduced 10 sold out net bought ≈ $62.0m (+532.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $116.66.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 193Q4 22: 193Q1 23: 196Q2 23: 202Q3 23: 207Q4 23: 221221Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022193
Q4 2022193
Q1 2023196
Q2 2023202
Q3 2023207
Q4 2023221

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 62 cut or sold outQ3 23Q4 23: 88 bought or addedQ4 23: 60 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227259
Q1 20235871
Q2 20236865
Q3 20235462
Q4 20238860

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $293.2kQ1 23 puts: $66.0kQ1 23P/C 0.23Q2 23 calls: $244.3kQ2 23 puts: $21.7kQ2 23P/C 0.09Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$293.2k$66.0k0.23
Q2 2023$244.3k$21.7k0.09
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +467,844+467.8k
PNC Financial Services Group, Inc. Added +32,599+32.6k
BANK OF MONTREAL /CAN/ Added +27,056+27.1k
JPMORGAN CHASE & CO Added +15,999+16.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +11,984+12.0k
Raymond James Financial Services Advisors, Inc. Added +10,925+10.9k
SCHRODER INVESTMENT MANAGEMENT GROUP New +8,700+8.7k
AMERIPRISE FINANCIAL INC Added +8,210+8.2k
LPL Financial LLC Added +7,537+7.5k
NorthRock Partners, LLC Added +6,733+6.7k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -22,820-22.8k
CITADEL ADVISORS LLC Sold out -21,928-21.9k
WEDBUSH SECURITIES INC Reduced -16,856-16.9k
UBS Group AG Reduced -11,055-11.1k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -8,629-8.6k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Sold out -7,243-7.2k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -6,853-6.9k
Sigma Planning Corp Reduced -5,790-5.8k
Wealthcare Advisory Partners LLC Sold out -2,562-2.6k
OSAIC HOLDINGS, INC. Reduced -2,274-2.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 939,130939.1k $109.4m $109.4m 0.00% Added +467.8k +467,844
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 314,577314.6k $36.7m $36.7m 0.02% Added +7.5k +7,537
3 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 212,135212.1k $24.7m $24.7m 0.02% Added +32.6k +32,599
4 Savant Capital, LLC 0.25% of their portfolio ROCKFORD, IL 165,085165.1k $19.2m $19.2m 0.25% Added +2.3k +2,326
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 135,297135.3k $15.8m $15.8m 0.00% Added +5.2k +5,213
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 121,824121.8k $14.2m $14.2m 0.03% Added +2.2k +2,151
7 Sharp Wealth Advisory, LLC 13.65% of their portfolio HORSHAM, PA 108,018108.0k $12.6m $12.6m 13.65% First filing
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 105,776105.8k $12.3m $12.3m 0.00% Added +2.3k +2,308
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,80992.8k $10.8m $10.8m 0.00% Reduced -393 -393
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 66,97267.0k $7.8m $7.8m 0.00% Reduced -11.1k -11,055
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 64,00564.0k $7.5m $7.5m 0.01% Reduced -2.3k -2,274
12 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 55,96256.0k $6.5m $6.5m 0.00% Added +27.1k +27,056
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 53,01153.0k $6.2m $6.2m 0.00% Reduced -22.8k -22,820
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 48,76948.8k $5.7m $5.7m 0.01% Added +10.9k +10,925
15 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 40,45340.5k $4.7m $4.7m 0.01% Reduced -294 -294
16 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 40,35840.4k $4.7m $4.7m 0.02% Reduced -1.2k -1,181
17 WEDBUSH SECURITIES INC 0.20% of their portfolio PASADENA, CA 39,50639.5k $4.6m $4.6m 0.20% Reduced -16.9k -16,856
18 Lowe Wealth Advisors, LLC 2.11% of their portfolio COLUMBIA, MD 36,57636.6k $4.3m $4.3m 2.11% Reduced -544 -544
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 35,92535.9k $4.2m $4.2m 0.01% Added +524 +524
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 35,85935.9k $4.2m $4.2m 0.00% Added +3.1k +3,051
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,41634.4k $4.0m $4.0m 0.00% Reduced -665 -665
22 COMERICA BANK 0.02% of their portfolio DALLAS, TX 33,84533.8k $3.9m $3.9m 0.02% Added +133 +133
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 32,43132.4k $3.8m $3.8m 0.00% Reduced -536 -536
24 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 30,15730.2k $3.5m $3.5m 0.05% Added +190 +190
25 ASPIRIANT, LLC 0.16% of their portfolio San Francisco, CA 29,74429.7k $3.5m $3.5m 0.16% Unchanged
26 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 28,46528.5k $3.3m $3.3m 0.10% Unchanged
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 27,53927.5k $3.2m $3.2m 0.00% Added +8.2k +8,210
28 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 26,22326.2k $3.4m $3.4m 0.03% Added +1.6k +1,583
29 First Heartland Consultants, Inc. 0.36% of their portfolio LAKE ST. LOUIS, MO 25,94125.9k $3.0m $3.0m 0.36% Added +2.7k +2,721
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,92324.9k $2.9m $2.9m 0.00% Added +1.6k +1,631
31 Asset Advisors Investment Management, LLC 0.35% of their portfolio AUGUSTA, GA 24,30024.3k $2.8m $2.8m 0.35% Unchanged
32 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 24,15324.2k $2.8m $2.8m 0.02% Added +10 +10
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,46923.5k $2.7m $2.7m 0.00% Reduced -116 -116
34 MONEY CONCEPTS CAPITAL CORP 0.23% of their portfolio PALM BEACH GARDENS, FL 21,65321.7k $2.5m $2.5m 0.23% Added +765 +765
35 TrinityPoint Wealth, LLC 0.44% of their portfolio MILFORD, CT 20,80720.8k $2.4m $2.4m 0.44% Reduced -558 -558
36 FMR LLC 0.00% of their portfolio BOSTON, MA 20,63120.6k $2.4m $2.4m 0.00% Added +820 +820
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,80819.8k $2.3m $2.3m 0.00% Added +16.0k +15,999
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,76717.8k $2.1m $2.1m 0.00% Reduced -349 -349
39 NorthRock Partners, LLC 0.08% of their portfolio MINNEAPOLIS, MN 17,33817.3k $2.0m $2.0m 0.08% Added +6.7k +6,733
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,87616.9k $2.0m $2.0m 0.00% Added +204 +204
41 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 16,75416.8k $2.0m $2.0m 0.01% Added +1.1k +1,107
42 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 16,39116.4k $1.9m $1.9m 0.02% Reduced -615 -615
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,18016.2k $1.9m $1.9m 0.00% Added +12.0k +11,984
44 RITHOLTZ WEALTH MANAGEMENT 0.07% of their portfolio NEW YORK, NY 14,81714.8k $1.7m $1.7m 0.07% Reduced -275 -275
45 Thomasville National Bank 0.14% of their portfolio THOMASVILLE, GA 13,68613.7k $1.6m $1.6m 0.14% Reduced -422 -422
46 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,67112.7k $1.5m $1.5m 0.02% Added +205 +205
47 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 12,40712.4k $1.4m $1.4m 0.00% Reduced -238 -238
48 Sage Investment Advisers LLC 1.69% of their portfolio WAPPINGERS FALLS, NY 11,97612.0k $1.4m $1.4m 1.69% Added +7 +7
49 Mine & Arao Wealth Creation & Management, LLC. 0.71% of their portfolio CAMPBELL, CA 11,28111.3k $1.3m $1.3m 0.71% Added +103 +103
50 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,06211.1k $1.3m $1.3m 0.00% Added +88 +88
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 10,40610.4k $1.2m $1.2m 0.01% Added +4.0k +3,972
52 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,9149.9k $1.2m $1.2m 0.01% Added +238 +238
53 SEVEN MILE ADVISORY 0.94% of their portfolio TALLAHASSEE, FL 9,3069.3k $1.1m $1.1m 0.94% Unchanged
54 Kaydan Wealth Management, Inc. 0.44% of their portfolio FENTON, MI 9,2929.3k $1.1m $1.1m 0.44% Unchanged
55 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0949.1k $1.1m $1.1m 0.00% Unchanged
56 Mathes Company, Inc. 0.43% of their portfolio New York, NY 9,0009.0k $1.0m $1.0m 0.43% Unchanged
57 Carnegie Investment Counsel 0.04% of their portfolio PEPPER PIKE, OH 8,9799.0k $1.0m $1.0m 0.04% Reduced -145 -145
58 Sunbelt Securities, Inc. 0.13% of their portfolio HOUSTON, TX 8,9058.9k $1.0m $1.0m 0.13% Added +13 +13
59 Ellis Investment Partners, LLC 0.24% of their portfolio Berwyn, PA 8,8528.9k $1.0m $1.0m 0.24% Added +3 +3
60 Kelman-Lazarov, Inc. 0.22% of their portfolio MEMPHIS, TN 8,8508.8k $1.0m $1.0m 0.22% Unchanged
61 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 8,7008.7k $1.0m $1.0m 0.00% New
62 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 8,2348.2k $959.5k $959.5k 0.04% Reduced -225 -225
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,0538.1k $938.4k $938.4k 0.00% Added +88 +88
64 Fayez Sarofim & Co 0.00% of their portfolio Houston, TX 8,0008.0k $979.9k $979.9k 0.00% Unchanged
65 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 7,9057.9k $921.1k $921.1k 0.03% Reduced -1.2k -1,238
66 GenWealth Group, Inc. 0.25% of their portfolio Maplewood, NJ 7,7647.8k $904.7k $904.7k 0.25% Reduced -460 -460
67 Novak & Powell Financial Services, Inc. 0.60% of their portfolio ST. PETERSBURG, FL 7,7327.7k $901.0k $901.0k 0.60% First filing
68 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 7,6547.7k $891.9k $891.9k 0.01% Added +132 +132
69 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 7,5127.5k $875.3k $875.3k 0.07% Reduced -5.8k -5,790
70 WADE G W & INC 0.03% of their portfolio Wellesley, MA 7,1867.2k $837.0k $837.0k 0.03% Unchanged
71 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 7,1777.2k $836.4k $836.4k 0.01% Added +57 +57
72 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 7,1007.1k $827.4k $827.4k 0.01% Reduced -434 -434
73 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,0407.0k $838.2k $838.2k 0.00% Reduced -1.9k -1,873
74 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 7,0247.0k $818.5k $818.5k 0.03% Reduced -6.9k -6,853
75 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,9707.0k $806.0k $806.0k 0.00% Unchanged
76 CORTLAND ASSOCIATES INC/MO 0.12% of their portfolio ST LOUIS, MO 6,9637.0k $811.0k $811.0k 0.12% Reduced -65 -65
77 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 6,8316.8k $796.0k $796.0k 0.01% Added +1.1k +1,143
78 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 6,8066.8k $793.1k $793.1k 0.05% Added +3.1k +3,071
79 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,6646.7k $777.0k $777.0k 0.00% Reduced -265 -265
80 FOUNDERS FINANCIAL SECURITIES LLC 0.09% of their portfolio TOWSON, MD 6,6066.6k $769.7k $769.7k 0.09% Added +12 +12
81 NWF Advisory Services Inc. 0.15% of their portfolio Los Angeles, CA 6,5306.5k $760.9k $760.9k 0.15% Unchanged
82 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 6,3976.4k $745.5k $745.5k 0.01% Reduced -8.6k -8,629
83 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 6,3656.4k $741.7k $741.7k 0.02% Reduced -880 -880
84 Centric Wealth Management 0.25% of their portfolio CHICAGO, IL 6,2956.3k $756.6k $756.6k 0.25% Added +34 +34
85 SONATA CAPITAL GROUP INC 0.35% of their portfolio SEATTLE, WA 6,0496.0k $705.0k $705.0k 0.35% Unchanged
86 WASHBURN CAPITAL MANAGEMENT, INC. 0.52% of their portfolio Vero Beach, FL 5,9475.9k $693.0k $693.0k 0.52% Reduced -148 -148
87 Pinnacle Financial Partners Inc 0.02% of their portfolio Nashville, TN 5,8845.9k $685.7k $685.7k 0.02% Unchanged
88 V2 Financial group LLC 0.47% of their portfolio NAPERVILLE, IL 5,8005.8k $675.9k $675.9k 0.47% Unchanged
89 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 5,2805.3k $615.3k $615.3k 0.04% New
90 Narus Financial Partners, LLC 0.29% of their portfolio SALT LAKE CITY, UT 5,1765.2k $603.2k $603.2k 0.29% Unchanged
91 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,1505.2k $600.1k $600.1k 0.00% Unchanged
92 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,9955.0k $582.1k $582.1k 0.01% Reduced -227 -227
93 Badgley Phelps Wealth Managers, LLC 0.02% of their portfolio SEATTLE, WA 4,9104.9k $572.2k $572.2k 0.02% Unchanged
94 Ballew Advisors, Inc 0.42% of their portfolio Jackson, MS 4,8654.9k $564.6k $564.6k 0.42% Reduced -1.3k -1,343
95 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 4,6044.6k $536.5k $536.5k 0.03% Reduced -930 -930
96 Fortitude Advisory Group L.L.C. 0.32% of their portfolio GIG HARBOR, WA 4,4544.5k $519.0k $519.0k 0.32% Unchanged
97 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 4,4534.5k $519.0k $519.0k 0.01% Added +23 +23
98 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 4,3804.4k $510.4k $510.4k 0.01% Reduced -1.4k -1,394
99 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 4,3434.3k $506.1k $506.1k 0.00% Added +2 +2
100 Sovereign Financial Group, Inc. 0.15% of their portfolio STAMFORD, CT 4,1824.2k $487.3k $487.3k 0.15% New