Vault-13

ISHARES TR IYY

DOW JONES US ETF · ETP · CUSIP 464287846

207 institutional holders +5 vs Q2 2023
3,226,9823.2m shares reported held*
$337.7mreported value*
12 new 42 added 54 reduced 8 sold out net bought ≈ $6.9m (+29.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $104.63.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 193Q4 22: 193Q1 23: 196Q2 23: 202Q3 23: 207207Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022193
Q4 2022193
Q1 2023196
Q2 2023202
Q3 2023207

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 62 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227259
Q1 20235871
Q2 20236865
Q3 20235462

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $1.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $293.2kQ1 23 puts: $66.0kQ1 23P/C 0.23Q2 23 calls: $244.3kQ2 23 puts: $21.7kQ2 23P/C 0.09Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$1.0k$00.00
Q1 2023$293.2k$66.0k0.23
Q2 2023$244.3k$21.7k0.09
Q3 2023$0$0—

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +35,401+35.4k
COMERICA BANK New +33,712+33.7k
Bank of New York Mellon Corp Added +26,886+26.9k
GOLDMAN SACHS GROUP INC Added +25,828+25.8k
Raymond James Financial Services Advisors, Inc. Added +24,050+24.1k
MORGAN STANLEY Added +23,672+23.7k
BANK OF AMERICA CORP /DE/ Added +8,115+8.1k
LPL Financial LLC Added +7,653+7.7k
ROYAL BANK OF CANADA Added +7,252+7.3k
AE Wealth Management LLC Added +6,868+6.9k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -46,581-46.6k
EP Wealth Advisors, LLC Reduced -37,948-37.9k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -23,356-23.4k
Bard Financial Services, Inc. Sold out -22,500-22.5k
AMERIPRISE FINANCIAL INC Reduced -18,849-18.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,592-10.6k
UBS Group AG Reduced -8,097-8.1k
WELLS FARGO & COMPANY/MN Reduced -5,891-5.9k
Kalos Management, Inc. Sold out -5,754-5.8k
WEDBUSH SECURITIES INC Reduced -3,925-3.9k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 471,286471.3k $49.2m $49.2m 0.01% Added +23.7k +23,672
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 307,040307.0k $32.1m $32.1m 0.02% Added +7.7k +7,653
3 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 179,536179.5k $18.8m $18.8m 0.02% Reduced -2.8k -2,842
4 Savant Capital, LLC 0.25% of their portfolio ROCKFORD, IL 162,759162.8k $17.0m $17.0m 0.25% Reduced -572 -572
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 130,084130.1k $13.6m $13.6m 0.00% Added +8.1k +8,115
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 119,673119.7k $12.5m $12.5m 0.03% Added +493 +493
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 103,468103.5k $10.8m $10.8m 0.00% Reduced -5.9k -5,891
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 93,20293.2k $9.7m $9.7m 0.00% Added +7.3k +7,252
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 78,02778.0k $8.2m $8.2m 0.00% Reduced -8.1k -8,097
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 75,83175.8k $7.9m $7.9m 0.00% Added +25.8k +25,828
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 66,27966.3k $6.9m $6.9m 0.01% Added +2.7k +2,663
12 WEDBUSH SECURITIES INC 0.29% of their portfolio PASADENA, CA 56,36256.4k $5.9m $5.9m 0.29% Reduced -3.9k -3,925
13 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 41,53941.5k $4.3m $4.3m 0.02% Reduced -805 -805
14 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 40,74740.7k $4.3m $4.3m 0.01% Added +74 +74
15 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 37,84437.8k $4.0m $4.0m 0.01% Added +24.1k +24,050
16 Lowe Wealth Advisors, LLC 2.06% of their portfolio COLUMBIA, MD 37,12037.1k $3.9m $3.9m 2.06% Added +512 +512
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 35,40135.4k $3.7m $3.7m 0.01% New
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,08135.1k $3.7m $3.7m 0.00% Added +1.4k +1,385
19 COMERICA BANK 0.02% of their portfolio DALLAS, TX 33,71233.7k $3.5m $3.5m 0.02% New
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 32,96733.0k $3.4m $3.4m 0.00% Added +26.9k +26,886
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,80832.8k $3.4m $3.4m 0.00% Added +87 +87
22 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 29,96730.0k $3.1m $3.1m 0.05% Added +21 +21
23 ASPIRIANT, LLC 0.16% of their portfolio San Francisco, CA 29,74429.7k $3.1m $3.1m 0.16% Unchanged
24 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 28,90628.9k $3.2m $3.2m 0.00% Reduced -46.6k -46,581
25 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 28,46528.5k $3.0m $3.0m 0.10% Unchanged
26 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 24,64024.6k $2.9m $2.9m 0.03% Reduced -135 -135
27 Asset Advisors Investment Management, LLC 0.34% of their portfolio AUGUSTA, GA 24,30024.3k $2.5m $2.5m 0.34% Unchanged
28 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 24,14324.1k $2.5m $2.5m 0.02% Added +84 +84
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,58523.6k $2.5m $2.5m 0.00% Reduced -274 -274
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,29223.3k $2.4m $2.4m 0.00% Added +1.5k +1,549
31 First Heartland Consultants, Inc. 0.31% of their portfolio LAKE ST. LOUIS, MO 23,22023.2k $2.4m $2.4m 0.31% Added +1 +1
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,92821.9k $2.3m $2.3m 0.00% Reduced -3.3k -3,337
33 TrinityPoint Wealth, LLC 0.44% of their portfolio MILFORD, CT 21,36521.4k $2.2m $2.2m 0.44% Reduced -345 -345
34 MONEY CONCEPTS CAPITAL CORP 0.23% of their portfolio PALM BEACH GARDENS, FL 20,88820.9k $2.2m $2.2m 0.23% Added +273 +273
35 FMR LLC 0.00% of their portfolio BOSTON, MA 19,81119.8k $2.1m $2.1m 0.00% Added +1.8k +1,807
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,32919.3k $2.0m $2.0m 0.00% Reduced -18.8k -18,849
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,11618.1k $1.9m $1.9m 0.00% Added +1.3k +1,273
38 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 17,00617.0k $1.8m $1.8m 0.03% Reduced -37.9k -37,948
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,67216.7k $1.7m $1.7m 0.00% Added +708 +708
40 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 15,64715.6k $1.6m $1.6m 0.01% Added +771 +771
41 RITHOLTZ WEALTH MANAGEMENT 0.07% of their portfolio NEW YORK, NY 15,09215.1k $1.6m $1.6m 0.07% Reduced -50 -50
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 15,02615.0k $1.6m $1.6m 0.01% Reduced -406 -406
43 Thomasville National Bank 0.15% of their portfolio THOMASVILLE, GA 14,10814.1k $1.5m $1.5m 0.15% Reduced -307 -307
44 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 13,87713.9k $1.4m $1.4m 0.06% Reduced -23.4k -23,356
45 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 13,30213.3k $1.4m $1.4m 0.05% Reduced -745 -745
46 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 12,64512.6k $1.3m $1.3m 0.00% First filing
47 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,46612.5k $1.3m $1.3m 0.02% Unchanged
48 Sage Investment Advisers LLC 1.72% of their portfolio WAPPINGERS FALLS, NY 11,96912.0k $1.3m $1.3m 1.72% Unchanged
49 Mine & Arao Wealth Creation & Management, LLC. 0.71% of their portfolio CAMPBELL, CA 11,17811.2k $1.2m $1.2m 0.71% Added +2 +2
50 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,97411.0k $1.1m $1.1m 0.00% Reduced -230 -230
51 NorthRock Partners, LLC 0.12% of their portfolio MINNEAPOLIS, MN 10,60510.6k $1.1m $1.1m 0.12% Added +43 +43
52 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,6769.7k $1.0m $1.0m 0.01% Added +677 +677
53 SEVEN MILE ADVISORY 1.02% of their portfolio TALLAHASSEE, FL 9,3069.3k $972.3k $972.3k 1.02% Unchanged
54 Kaydan Wealth Management, Inc. 0.39% of their portfolio FENTON, MI 9,2929.3k $970.8k $970.8k 0.39% Unchanged
55 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 9,1439.1k $955.2k $955.2k 0.04% Reduced -111 -111
56 Carnegie Investment Counsel 0.04% of their portfolio PEPPER PIKE, OH 9,1249.1k $953.3k $953.3k 0.04% Added +1.7k +1,696
57 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0949.1k $950.1k $950.1k 0.00% Unchanged
58 Mathes Company, Inc. 0.44% of their portfolio New York, NY 9,0009.0k $940.0k $940.0k 0.44% Reduced -200 -200
59 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 8,9138.9k $931.2k $931.2k 0.01% Added +6.9k +6,868
60 Sunbelt Securities, Inc. 0.13% of their portfolio HOUSTON, TX 8,8928.9k $929.0k $929.0k 0.13% Reduced -70 -70
61 Kelman-Lazarov, Inc. 0.22% of their portfolio MEMPHIS, TN 8,8508.8k $924.6k $924.6k 0.22% Unchanged
62 Ellis Investment Partners, LLC 0.24% of their portfolio Berwyn, PA 8,8498.8k $924.6k $924.6k 0.24% Reduced -100 -100
63 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 8,4598.5k $883.8k $883.8k 0.04% Reduced -95 -95
64 GenWealth Group, Inc. 0.26% of their portfolio Maplewood, NJ 8,2248.2k $859.2k $859.2k 0.26% Reduced -216 -216
65 Fayez Sarofim & Co 0.00% of their portfolio Houston, TX 8,0008.0k $835.8k $835.8k 0.00% Unchanged
66 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,9658.0k $832.2k $832.2k 0.00% Unchanged
67 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 7,5347.5k $787.1k $787.1k 0.02% Reduced -43 -43
68 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 7,5227.5k $785.9k $785.9k 0.01% Unchanged
69 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 7,2457.2k $760.1k $760.1k 0.02% Reduced -801 -801
70 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.10% of their portfolio Westlake, OH 7,2437.2k $756.8k $756.8k 0.10% Added +860 +860
71 WADE G W & INC 0.03% of their portfolio Wellesley, MA 7,1867.2k $751.0k $751.0k 0.03% Unchanged
72 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 7,1207.1k $743.9k $743.9k 0.01% Reduced -1.0k -1,000
73 CORTLAND ASSOCIATES INC/MO 0.12% of their portfolio ST LOUIS, MO 7,0287.0k $734.0k $734.0k 0.12% Unchanged
74 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,9707.0k $725.5k $725.5k 0.00% Unchanged
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,9296.9k $724.0k $724.0k 0.00% Reduced -237 -237
76 FOUNDERS FINANCIAL SECURITIES LLC 0.09% of their portfolio TOWSON, MD 6,5946.6k $688.9k $688.9k 0.09% Reduced -3 -3
77 NWF Advisory Services Inc. 0.16% of their portfolio Los Angeles, CA 6,5306.5k $682.3k $682.3k 0.16% Unchanged
78 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 6,4346.4k $672.2k $672.2k 0.01% Reduced -11 -11
79 Centric Wealth Management 0.27% of their portfolio CHICAGO, IL 6,2616.3k $654.1k $654.1k 0.27% Unchanged
80 Ballew Advisors, Inc 0.53% of their portfolio Jackson, MS 6,2086.2k $643.6k $643.6k 0.53% Reduced -985 -985
81 WASHBURN CAPITAL MANAGEMENT, INC. 0.54% of their portfolio Vero Beach, FL 6,0956.1k $636.8k $636.8k 0.54% Reduced -30 -30
82 SONATA CAPITAL GROUP INC 0.34% of their portfolio SEATTLE, WA 6,0496.0k $632.0k $632.0k 0.34% Unchanged
83 Pinnacle Financial Partners Inc 0.02% of their portfolio Nashville, TN 5,8845.9k $614.8k $614.8k 0.02% Unchanged
84 V2 Financial group LLC 0.45% of their portfolio NAPERVILLE, IL 5,8005.8k $606.0k $606.0k 0.45% Unchanged
85 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 5,7745.8k $603.3k $603.3k 0.02% Added +539 +539
86 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 5,6885.7k $594.2k $594.2k 0.01% New
87 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 5,5345.5k $578.1k $578.1k 0.04% Added +158 +158
88 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,4875.5k $573.3k $573.3k 0.00% Unchanged
89 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 5,2225.2k $545.6k $545.6k 0.02% Unchanged
90 Narus Financial Partners, LLC 0.28% of their portfolio SALT LAKE CITY, UT 5,1765.2k $540.8k $540.8k 0.28% Unchanged
91 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,1505.2k $538.1k $538.1k 0.00% New
92 Badgley Phelps Wealth Managers, LLC 0.02% of their portfolio SEATTLE, WA 4,9104.9k $513.0k $513.0k 0.02% Unchanged
93 Fortitude Advisory Group L.L.C. 0.31% of their portfolio GIG HARBOR, WA 4,4544.5k $465.4k $465.4k 0.31% Unchanged
94 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 4,4304.4k $463.0k $463.0k 0.01% Reduced -83 -83
95 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 4,3414.3k $453.6k $453.6k 0.00% Unchanged
96 Larson Financial Group LLC 0.04% of their portfolio ST LOUIS, MO 4,2784.3k $446.9k $446.9k 0.04% Added +1.3k +1,270
97 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,1964.2k $438.4k $438.4k 0.00% Reduced -10.6k -10,592
98 Heritage Investment Group, Inc. 0.12% of their portfolio POMPANO BEACH, FL 4,0944.1k $428.0k $428.0k 0.12% Unchanged
99 Garner Asset Management Corp 0.24% of their portfolio PLANO, TX 3,9834.0k $416.0k $416.0k 0.24% Unchanged
100 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 3,8653.9k $403.8k $403.8k 0.00% Reduced -1.3k -1,335