Vault-13

ISHARES TR IYM

U.S. BAS MTL ETF · ETP · CUSIP 464287838

195 institutional holders -9 vs Q2 2023
2,510,7672.5m shares reported held*
$317.4mreported value*
19 new 33 added 65 reduced 28 sold out net sold ≈ $94.3m (-746.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($349.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $126.41. Options: 2 managers hold calls ($770.6k notional), 2 hold puts ($290.5k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 211Q1 23: 211Q2 23: 204Q3 23: 195195Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022197
Q4 2022211
Q1 2023211
Q2 2023204
Q3 2023195

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 93 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226996
Q1 20239176
Q2 20236987
Q3 20235293

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $636.3kQ4 22 puts: $25.0kQ4 22P/C 0.04Q1 23 calls: $2.9mQ1 23 puts: $1.7mQ1 23P/C 0.58Q2 23 calls: $2.4mQ2 23 puts: $745.1kQ2 23P/C 0.31Q3 23 calls: $770.6kQ3 23 puts: $290.5kQ3 23P/C 0.38
Numbers
QuarterCallsPutsP/C
Q4 2022$636.3k$25.0k0.04
Q1 2023$2.9m$1.7m0.58
Q2 2023$2.4m$745.1k0.31
Q3 2023$770.6k$290.5k0.38

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +33,716+33.7k
First Heartland Consultants, Inc. Added +28,220+28.2k
GOLDMAN SACHS GROUP INC Added +19,007+19.0k
Brookstone Capital Management New +17,564+17.6k
CITADEL ADVISORS LLC Added +15,695+15.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,245+15.2k
AE Wealth Management LLC Added +8,106+8.1k
Tower Research Capital LLC (TRC) Added +6,942+6.9k
COMERICA BANK New +5,161+5.2k
MORGAN STANLEY Added +4,047+4.0k

Biggest sellers

SPC Financial, Inc. Reduced -122,729-122.7k
PINKERTON WEALTH, LLC Sold out -109,825-109.8k
Clear Creek Financial Management, LLC Reduced -68,734-68.7k
Advisory Services Network, LLC Reduced -56,648-56.6k
STIFEL FINANCIAL CORP Reduced -48,434-48.4k
MinichMacGregor Wealth Management, LLC Reduced -47,053-47.1k
WELLS FARGO & COMPANY/MN Reduced -41,457-41.5k
Ramiah Investment Group Reduced -39,599-39.6k
Royal Fund Management, LLC Sold out -38,274-38.3k
BANK OF AMERICA CORP /DE/ Reduced -33,660-33.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $429.5k3.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $341.1k2.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $265.3k2.1k shares
CITADEL ADVISORS LLC New $25.3k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 301,162301.2k $38.0m $38.0m 0.00% Reduced -33.7k -33,660
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 299,914299.9k $37.9m $37.9m 0.00% Added +4.0k +4,047
3 PGIM Custom Harvest LLC 1.34% of their portfolio NEWARK, NJ 286,918286.9k $36.2m $36.2m 1.34% Added +3.4k +3,399
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 161,414161.4k $20.4m $20.4m 0.01% Reduced -41.5k -41,457
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 131,553131.6k $16.6m $16.6m 0.01% Reduced -21.3k -21,318
6 COMMERCE BANK 0.12% of their portfolio KANSAS CITY, MO 120,416120.4k $15.2m $15.2m 0.12% Reduced -4.0k -4,005
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 103,281103.3k $13.0m $13.0m 0.00% Added +3.8k +3,757
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 78,36578.4k $9.9m $9.9m 0.01% Added +85 +85
9 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 63,64763.6k $8.0m $8.0m 0.04% Reduced -3.3k -3,259
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 59,21859.2k $7.5m $7.5m 0.00% Added +19.0k +19,007
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 48,89148.9k $6.2m $6.2m 0.01% Added +15.2k +15,245
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 43,62843.6k $5.5m $5.5m 0.01% Added +180 +180
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 36,56736.6k $4.6m $4.6m 0.01% Added +33.7k +33,716
14 First Heartland Consultants, Inc. 0.56% of their portfolio LAKE ST. LOUIS, MO 35,16635.2k $4.4m $4.4m 0.56% Added +28.2k +28,220
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 34,84834.8k $4.4m $4.4m 0.00% Reduced -29.8k -29,834
16 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 33,10033.1k $4.2m $4.2m 0.01% Unchanged
17 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 32,68432.7k $4.1m $4.1m 0.06% Added +2.2k +2,187
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 30,18730.2k $3.8m $3.8m 0.01% Reduced -17.8k -17,782
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 29,41129.4k $3.7m $3.7m 0.00% Added +15.7k +15,695
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,40029.4k $3.7m $3.7m 0.00% Reduced -11.5k -11,476
21 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 27,44527.4k $3.5m $3.5m 0.02% Added +8.1k +8,106
22 Milestone Advisory Partners 2.62% of their portfolio Southern Pines, NC 24,93724.9k $3.2m $3.2m 2.62% Added +3.4k +3,381
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,43520.4k $2.6m $2.6m 0.00% Reduced -3.9k -3,872
24 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 17,56417.6k $2.2m $2.2m 0.05% New
25 WADE G W & INC 0.08% of their portfolio Wellesley, MA 16,56716.6k $2.1m $2.1m 0.08% Reduced -3.6k -3,582
26 First Citizens Financial Corp 1.25% of their portfolio MASON CITY, IA 14,01814.0k $1.8m $1.8m 1.25% Added +88 +88
27 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 13,37013.4k $1.7m $1.7m 0.03% Reduced -1.2k -1,195
28 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 13,32913.3k $1.7m $1.7m 0.01% Reduced -27.2k -27,157
29 Pathway Financial Advisors LLC 0.56% of their portfolio SOUTH BURLINGTON, VT 13,01013.0k $1.6m $1.6m 0.56% Unchanged
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 12,50112.5k $1.6m $1.6m 0.00% Reduced -8.8k -8,813
31 TCWP LLC 1.19% of their portfolio Beachwood, OH 12,33912.3k $1.6m $1.6m 1.19% Added +259 +259
32 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 11,08111.1k $1.4m $1.4m 0.00% Reduced -300 -300
33 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 10,97311.0k $1.4m $1.4m 0.01% Added +202 +202
34 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 10,91310.9k $1.4m $1.4m 0.02% Reduced -441 -441
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,7109.7k $1.2m $1.2m 0.00% Reduced -283 -283
36 MONEY CONCEPTS CAPITAL CORP 0.12% of their portfolio PALM BEACH GARDENS, FL 8,7228.7k $1.1m $1.1m 0.12% Reduced -502 -502
37 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 8,4968.5k $1.1m $1.1m 0.03% Reduced -56.6k -56,648
38 Banque Cantonale Vaudoise 0.05% of their portfolio LAUSANNE, V8 7,9007.9k $996.0k $996.0k 0.05% Unchanged
39 Navis Wealth Advisors, LLC 1.42% of their portfolio RYE BROOK, NY 7,7587.8k $980.0k $980.0k 1.42% Unchanged
40 Nikulski Financial, Inc. 0.40% of their portfolio BETTENDORF, IA 7,5917.6k $958.9k $958.9k 0.40% Added +1.4k +1,427
41 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,3347.3k $926.5k $926.5k 0.01% Reduced -308 -308
42 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 7,2677.3k $918.0k $918.0k 0.03% Added +6.9k +6,942
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,7816.8k $898.0k $898.0k 0.00% Added +1.5k +1,473
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,7126.7k $848.0k $848.0k 0.00% Reduced -2.4k -2,371
45 Proficio Capital Partners LLC 0.11% of their portfolio NEWTON, MA 6,6806.7k $843.8k $843.8k 0.11% Unchanged
46 Essex LLC 0.23% of their portfolio DEER PARK, IL 6,4506.5k $814.8k $814.8k 0.23% Reduced -2.7k -2,655
47 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,3646.4k $804.0k $804.0k 0.00% Added +100 +100
48 ROBERTS GLORE & CO INC /IL/ 0.26% of their portfolio DEERFIELD, IL 6,2536.3k $789.9k $789.9k 0.26% Unchanged
49 Stonebridge Financial Planning Group, LLC 0.46% of their portfolio ORLANDO, FL 5,6215.6k $710.0k $710.0k 0.46% Reduced -50 -50
50 Simmons Bank 0.06% of their portfolio Pine Bluff, AR 5,3795.4k $679.5k $679.5k 0.06% Reduced -4 -4
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 5,1855.2k $655.0k $655.0k 0.01% Added +36 +36
52 COTTONWOOD CAPITAL ADVISORS, LLC 0.61% of their portfolio SALT LAKE CITY, UT 5,1735.2k $653.5k $653.5k 0.61% Reduced -166 -166
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,1615.2k $651.9k $651.9k 0.00% New
54 Bray Capital Advisors 0.19% of their portfolio Naples, FL 4,8354.8k $610.8k $610.8k 0.19% Unchanged
55 SPC Financial, Inc. 0.07% of their portfolio ROCKVILLE, MD 4,8014.8k $606.5k $606.5k 0.07% Reduced -122.7k -122,729
56 Ifrah Financial Services, Inc. 0.18% of their portfolio Little Rock, AR 4,6734.7k $590.3k $590.3k 0.18% Reduced -25 -25
57 Mattern Wealth Management LLC 0.17% of their portfolio LAWRENCE, KS 4,6074.6k $582.0k $582.0k 0.17% Reduced -198 -198
58 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 4,4314.4k $559.7k $559.7k 0.02% Unchanged
59 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,2004.2k $530.5k $530.5k 0.00% Unchanged
60 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 4,1904.2k $529.3k $529.3k 0.01% Unchanged
61 UNIONVIEW, LLC 0.49% of their portfolio SEATTLE, WA 4,1154.1k $519.8k $519.8k 0.49% Unchanged
62 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 4,0004.0k $505.0k $505.0k 0.00% Added +550 +550
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,7533.8k $475.0k $475.0k 0.00% Reduced -770 -770
64 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,6873.7k $465.7k $465.7k 0.00% Reduced -684 -684
65 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 3,5003.5k $442.0k $442.0k 0.02% New
66 C2C Wealth Management, LLC 0.06% of their portfolio SCOTTSDALE, AZ 3,5003.5k $433.4k $433.4k 0.06% Unchanged
67 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,4863.5k $440.3k $440.3k 0.00% Reduced -48.4k -48,434
68 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 3,4113.4k $433.0k $433.0k 0.01% Unchanged
69 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 3,4113.4k $433.4k $433.4k 0.01% Unchanged
70 Family Asset Management, LLC 0.32% of their portfolio CHARLESTON, SC 3,3863.4k $427.7k $427.7k 0.32% Reduced -224 -224
71 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.04% of their portfolio KNOXVILLE, TN 3,3283.3k $420.4k $420.4k 0.04% Reduced -335 -335
72 Family Firm, Inc. 0.12% of their portfolio BETHESDA, MD 3,3133.3k $418.4k $418.4k 0.12% Unchanged
73 HFG Advisors, Inc. 0.46% of their portfolio CINCINATTI, OH 3,2993.3k $416.7k $416.7k 0.46% Unchanged
74 Moloney Securities Asset Management, LLC 0.07% of their portfolio MANCHESTER, MO 3,2813.3k $414.5k $414.5k 0.07% Reduced -1.9k -1,853
75 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,1613.2k $399.3k $399.3k 0.00% Added +20 +20
76 COMERICA SECURITIES,INC. 0.03% of their portfolio DETROIT, MI 3,0873.1k $392.2k $392.2k 0.03% Added +38 +38
77 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 3,0363.0k $383.6k $383.6k 0.03% New
78 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 3,0153.0k $380.9k $380.9k 0.00% New
79 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,0123.0k $380.5k $380.5k 0.00% Reduced -3.8k -3,757
80 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 2,9693.0k $375.0k $375.0k 0.00% Reduced -1.6k -1,563
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 2,9402.9k $371.4k $371.4k 0.00% Unchanged
82 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 2,8272.8k $357.1k $357.1k 0.06% Reduced -68.7k -68,734
83 Truadvice, LLC 0.14% of their portfolio SARASOTA, FL 2,8222.8k $349.9k $349.9k 0.14% Reduced -446 -446
84 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 2,7842.8k $351.7k $351.7k 0.01% Added +2.8k +2,779
85 Aspen Wealth Strategies, LLC 0.27% of their portfolio ARVADA, CO 2,7842.8k $351.7k $351.7k 0.27% Added +686 +686
86 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 2,7632.8k $349.0k $349.0k 0.00% Reduced -410 -410
87 WealthBridge Capital Management, LLC 0.14% of their portfolio WESTERVILLE, OH 2,6992.7k $340.9k $340.9k 0.14% Reduced -123 -123
88 ADELL HARRIMAN & CARPENTER INC 0.03% of their portfolio HOUSTON, TX 2,5872.6k $326.8k $326.8k 0.03% Unchanged
89 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 2,5872.6k $326.8k $326.8k 0.05% Added +285 +285
90 MinichMacGregor Wealth Management, LLC 0.11% of their portfolio Saratoga Springs, NY 2,5752.6k $325.3k $325.3k 0.11% Reduced -47.1k -47,053
91 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 2,5742.6k $325.0k $325.0k 0.00% Reduced -71 -71
92 Busey Bank 0.01% of their portfolio URBANA, IL 2,5562.6k $322.9k $322.9k 0.01% Unchanged
93 Ramiah Investment Group 0.33% of their portfolio BROOKFIELD, WI 2,5402.5k $320.9k $320.9k 0.33% Reduced -39.6k -39,599
94 Independence Bank of Kentucky 0.13% of their portfolio OWENSBORO, KY 2,5152.5k $317.7k $317.7k 0.13% Added +92 +92
95 Wealth Management Partners, LLC 0.20% of their portfolio TUCSON, AZ 2,4932.5k $314.9k $314.9k 0.20% Reduced -284 -284
96 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 2,4452.4k $308.8k $308.8k 0.00% Reduced -100 -100
97 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 2,3502.4k $297.0k $297.0k 0.01% Reduced -25 -25
98 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 2,3432.3k $296.0k $296.0k 0.01% Reduced -794 -794
99 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 2,3162.3k $292.7k $292.7k 0.00% Reduced -13 -13
100 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 2,3122.3k $292.1k $292.1k 0.01% New