Vault-13

ISHARES TR IYK

US CONSM STAPLES · ETP · CUSIP 464287812

244 institutional holders +7 vs Q3 2023
3,878,2033.9m shares reported held*
$743.3mreported value*
30 new 53 added 89 reduced 39 sold out net sold ≈ $152.0m (-793.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($41.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $191.66. Options: 1 managers hold calls ($556.0k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 230Q4 22: 259Q1 23: 241Q2 23: 244Q3 23: 237Q4 23: 244244Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022230
Q4 2022259
Q1 2023241
Q2 2023244
Q3 2023237
Q4 2023244

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 139 bought or addedQ4 22: 89 cut or sold outQ4 22Q1 23: 108 bought or addedQ1 23: 121 cut or sold outQ1 23Q2 23: 108 bought or addedQ2 23: 116 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 119 cut or sold outQ3 23Q4 23: 83 bought or addedQ4 23: 128 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213989
Q1 2023108121
Q2 2023108116
Q3 202377119
Q4 202383128

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $556.0kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$556.0k$00.00

Biggest buyers

MORGAN STANLEY Added +300,617+300.6k
Connectus Wealth, LLC New +39,835+39.8k
CITADEL ADVISORS LLC Added +21,893+21.9k
Waterloo Capital, L.P. New +12,149+12.1k
JPMORGAN CHASE & CO Added +10,276+10.3k
LPL Financial LLC Added +10,079+10.1k
Wakefield Asset Management LLLP New +9,841+9.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +9,586+9.6k
Commonwealth Retirement Investments LLC New +8,238+8.2k
RENAISSANCE TECHNOLOGIES LLC New +5,900+5.9k

Biggest sellers

Granite Bay Wealth Management, LLC Reduced -321,155-321.2k
OSAIC HOLDINGS, INC. Reduced -97,576-97.6k
BANK OF AMERICA CORP /DE/ Reduced -77,862-77.9k
TWO SIGMA INVESTMENTS, LP Reduced -66,700-66.7k
UBS Group AG Reduced -56,201-56.2k
Kaye Capital Management Sold out -53,477-53.5k
STIFEL FINANCIAL CORP Reduced -45,961-46.0k
D. SCOTT NEAL, INC. Sold out -43,223-43.2k
WELLS FARGO & COMPANY/MN Reduced -42,977-43.0k
Prospera Financial Services Inc Reduced -35,621-35.6k

Biggest calls

Belvedere Trading LLC New $556.0k2.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 708,276708.3k $135.8m $135.8m 0.01% Added +300.6k +300,617
2 PGIM Custom Harvest LLC 2.81% of their portfolio NEWARK, NJ 492,963493.0k $94.5m $94.5m 2.81% Reduced -18.9k -18,861
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 270,494270.5k $51.9m $51.9m 0.03% Added +10.1k +10,079
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 212,375212.4k $40.7m $40.7m 0.00% Reduced -77.9k -77,862
5 Granite Bay Wealth Management, LLC 0.30% of their portfolio PORTSMOUTH, NH 183,398183.4k $33.8m $33.8m 0.30% Reduced -321.2k -321,155
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 179,928179.9k $34.5m $34.5m 0.04% Reduced -15.6k -15,587
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 164,110164.1k $31.5m $31.5m 0.01% Reduced -56.2k -56,201
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 123,660123.7k $23.7m $23.7m 0.01% Reduced -43.0k -42,977
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 115,113115.1k $22.0m $22.0m 0.01% Reduced -11.8k -11,826
10 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 73,13373.1k $14.0m $14.0m 0.06% Reduced -28.2k -28,202
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 70,70670.7k $13.6m $13.6m 0.00% Reduced -17.4k -17,403
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 69,09969.1k $13.2m $13.2m 0.02% Reduced -810 -810
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 57,49357.5k $11.0m $11.0m 0.00% Reduced -35.3k -35,340
14 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 55,73755.7k $10.7m $10.7m 0.02% Reduced -97.6k -97,576
15 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 46,05146.1k $8.8m $8.8m 0.01% Added +21.9k +21,893
16 Bellwether Advisors, LLC 1.89% of their portfolio LINCOLN, NE 40,17840.2k $7.7m $7.7m 1.89% Reduced -26.8k -26,771
17 Connectus Wealth, LLC 0.16% of their portfolio CINCINNATI, OH 39,83539.8k $7.7m $7.7m 0.16% New
18 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 36,76136.8k $7.0m $7.0m 0.02% Added +1.6k +1,580
19 49 WEALTH MANAGEMENT, LLC 1.77% of their portfolio AUSTIN, TX 35,87835.9k $6.9m $6.9m 1.77% First filing
20 WealthCare Investment Partners, LLC 3.67% of their portfolio PORTSMOUTH, RI 34,70034.7k $6.7m $6.7m 3.67% Reduced -3.2k -3,237
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,01933.0k $6.3m $6.3m 0.00% Reduced -8.8k -8,822
22 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 28,87028.9k $5.5m $5.5m 0.03% Added +5.8k +5,750
23 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 26,64826.6k $5.1m $5.1m 0.02% Reduced -4.3k -4,267
24 Fernwood Investment Management, LLC 1.66% of their portfolio QUINCY, MA 26,28226.3k $5.0m $5.0m 1.66% Reduced -145 -145
25 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 24,32724.3k $4.7m $4.7m 0.01% Reduced -14.6k -14,618
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 22,71922.7k $4.4m $4.4m 0.01% Added +9.6k +9,586
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 22,51022.5k $4.3m $4.3m 0.01% Reduced -46.0k -45,961
28 Rehmann Capital Advisory Group 0.34% of their portfolio LANSING, MI 21,12021.1k $4.0m $4.0m 0.34% Added +1.7k +1,706
29 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 18,68218.7k $3.6m $3.6m 0.02% Added +3.6k +3,607
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,80217.8k $3.4m $3.4m 0.00% Added +10.3k +10,276
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,01117.0k $3.3m $3.3m 0.00% Reduced -19.2k -19,214
32 MGO ONE SEVEN LLC 0.19% of their portfolio Beachwood, OH 16,66516.7k $3.2m $3.2m 0.19% Reduced -3.7k -3,702
33 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 16,52316.5k $3.2m $3.2m 0.03% Reduced -1.5k -1,472
34 Conservest Capital Advisors, Inc. 0.33% of their portfolio WYNNEWOOD, PA 16,37616.4k $3.1m $3.1m 0.33% Reduced -342 -342
35 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 15,20515.2k $2.9m $2.9m 0.07% Added +3.9k +3,897
36 First Citizens Financial Corp 1.87% of their portfolio MASON CITY, IA 15,16815.2k $2.9m $2.9m 1.87% Added +35 +35
37 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 14,03814.0k $2.7m $2.7m 0.13% Added +34 +34
38 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 13,92413.9k $2.7m $2.7m 0.03% Reduced -4.8k -4,765
39 PRINCIPAL SECURITIES, INC. 0.10% of their portfolio DES MOINES, IA 13,92313.9k $2.7m $2.7m 0.10% First filing
40 SFI Advisors, LLC 2.16% of their portfolio Montclair, NJ 13,16713.2k $2.5m $2.5m 2.16% Reduced -4.4k -4,365
41 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,95012.9k $2.5m $2.5m 0.00% Reduced -1.4k -1,441
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.17% of their portfolio BIRMINGHAM, AL 12,63412.6k $2.4m $2.4m 0.17% Added +320 +320
43 PENOBSCOT WEALTH MANAGEMENT 1.60% of their portfolio PORTLAND, ME 12,34212.3k $2.4m $2.4m 1.60% Added +527 +527
44 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 12,18412.2k $2.3m $2.3m 0.02% Reduced -13.5k -13,507
45 Waterloo Capital, L.P. 0.38% of their portfolio AUSTIN, TX 12,14912.1k $2.3m $2.3m 0.38% New
46 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 10,06710.1k $1.9m $1.9m 0.02% Added +3.8k +3,836
47 Wakefield Asset Management LLLP 0.70% of their portfolio Englewood, CO 9,8419.8k $1.9m $1.9m 0.70% New
48 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 9,4409.4k $1.8m $1.8m 0.03% Reduced -240 -240
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,0749.1k $1.7m $1.7m 0.00% Added +219 +219
50 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 9,0649.1k $1.7m $1.7m 0.02% Reduced -6.9k -6,922
51 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 8,8668.9k $1.7m $1.7m 0.00% Added +3.1k +3,105
52 Commonwealth Retirement Investments LLC 0.84% of their portfolio RICHMOND, VA 8,2388.2k $1.6m $1.6m 0.84% New
53 MONEY CONCEPTS CAPITAL CORP 0.15% of their portfolio PALM BEACH GARDENS, FL 8,2238.2k $1.6m $1.6m 0.15% Added +110 +110
54 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,1658.2k $1.6m $1.6m 0.00% Reduced -1.8k -1,764
55 Glenview Trust Co 0.04% of their portfolio Louisville, KY 7,5827.6k $1.5m $1.5m 0.04% Added +3.1k +3,126
56 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.28% of their portfolio CEDARBURG, WI 7,4237.4k $1.4m $1.4m 0.28% Reduced -141 -141
57 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 7,3787.4k $1.4m $1.4m 0.02% Added +1.3k +1,279
58 THOROUGHBRED FINANCIAL SERVICES, LLC 0.11% of their portfolio BRENTWOOD, TN 7,3537.4k $1.4m $1.4m 0.11% Reduced -2.3k -2,328
59 KKM Financial LLC 0.84% of their portfolio CHICAGO, IL 6,9366.9k $1.3m $1.3m 0.84% First filing
60 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 6,3356.3k $1.2m $1.2m 0.01% Added +768 +768
61 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 6,3236.3k $1.2m $1.2m 0.01% Reduced -3.7k -3,715
62 Stonebridge Financial Planning Group, LLC 0.70% of their portfolio ORLANDO, FL 6,3206.3k $1.2m $1.2m 0.70% Reduced -60 -60
63 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,9435.9k $1.1m $1.1m 0.00% Added +244 +244
64 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 5,9005.9k $1.1m $1.1m 0.00% New
65 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 5,4445.4k $1.0m $1.0m 0.00% Reduced -982 -982
66 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 5,1795.2k $993.0k $993.0k 0.00% Reduced -130 -130
67 Essex LLC 0.24% of their portfolio DEER PARK, IL 5,0675.1k $971.4k $971.4k 0.24% Reduced -1.6k -1,615
68 Nikulski Financial, Inc. 0.35% of their portfolio BETTENDORF, IA 5,0535.1k $968.7k $968.7k 0.35% Reduced -89 -89
69 Hirtle & Co., LLC 0.04% of their portfolio WEST CONSHOHOCKEN, PA 5,0005.0k $958.5k $958.5k 0.04% New
70 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 4,9094.9k $941.0k $941.0k 0.03% Reduced -4.4k -4,382
71 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 4,8524.9k $930.2k $930.2k 0.01% Reduced -147 -147
72 Stillwater Capital Advisors, LLC 0.14% of their portfolio DEVON, PA 4,6604.7k $893.4k $893.4k 0.14% Added +1.3k +1,323
73 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 4,4004.4k $843.5k $843.5k 0.00% Reduced -66.7k -66,700
74 Simmons Bank 0.07% of their portfolio Pine Bluff, AR 4,3304.3k $830.1k $830.1k 0.07% Unchanged
75 Smartleaf Asset Management LLC 0.22% of their portfolio BOSTON, MA 4,3044.3k $823.0k $823.0k 0.22% First filing
76 Virtue Capital Management, LLC 0.17% of their portfolio BRENTWOOD, TN 4,2964.3k $826.9k $826.9k 0.17% New
77 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 4,2774.3k $819.9k $819.9k 0.01% Added +222 +222
78 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 4,1584.2k $797.1k $797.1k 0.04% Added +44 +44
79 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.09% of their portfolio Westlake, OH 4,1564.2k $796.9k $796.9k 0.09% Reduced -43 -43
80 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 3,8003.8k $728.5k $728.5k 0.00% Reduced -20.3k -20,300
81 VCI Wealth Management LLC 0.44% of their portfolio ST LOUIS, MO 3,7763.8k $724.0k $724.0k 0.44% First filing
82 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 3,6763.7k $705.0k $705.0k 0.00% Reduced -1.6k -1,640
83 CALTON & ASSOCIATES, INC. 0.28% of their portfolio Tampa, FL 3,6363.6k $697.1k $697.1k 0.28% Added +915 +915
84 FMR LLC 0.00% of their portfolio BOSTON, MA 3,6063.6k $691.3k $691.3k 0.00% Reduced -264 -264
85 CREATIVE FINANCIAL DESIGNS INC /ADV 0.07% of their portfolio KOKOMO, IN 3,5623.6k $682.9k $682.9k 0.07% Reduced -468 -468
86 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 3,5563.6k $681.6k $681.6k 0.04% Reduced -3.8k -3,798
87 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 3,5053.5k $672.1k $672.1k 0.01% Added +290 +290
88 Matthew Goff Investment Advisor, LLC 0.15% of their portfolio HOUSTON, TX 3,4143.4k $654.5k $654.5k 0.15% Added +101 +101
89 Jaffetilchin Investment Partners, LLC 0.06% of their portfolio TAMPA, FL 3,3933.4k $650.5k $650.5k 0.06% Added +58 +58
90 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 3,2373.2k $620.6k $620.6k 0.01% Reduced -2.5k -2,521
91 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 3,1643.2k $606.6k $606.6k 0.02% Added +551 +551
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 3,1203.1k $598.2k $598.2k 0.00% New
93 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 3,0983.1k $593.9k $593.9k 0.00% Reduced -72 -72
94 Coastal Bridge Advisors, LLC 0.15% of their portfolio WESTPORT, CT 3,0873.1k $591.8k $591.8k 0.15% Unchanged
95 Accel Wealth Management 0.27% of their portfolio WAVERLY, IA 2,8522.9k $546.8k $546.8k 0.27% Reduced -148 -148
96 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 2,8372.8k $542.0k $542.0k 0.00% Added +699 +699
97 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 2,7772.8k $532.4k $532.4k 0.01% New
98 COTTONWOOD CAPITAL ADVISORS, LLC 0.44% of their portfolio SALT LAKE CITY, UT 2,7762.8k $532.3k $532.3k 0.44% Reduced -134 -134
99 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 2,6002.6k $498.4k $498.4k 0.02% Unchanged
100 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 2,5592.6k $490.5k $490.5k 0.02% Reduced -679 -679