Vault-13

ISHARES TR IYE

U.S. ENERGY ETF · ETP · CUSIP 464287796

300 institutional holders -7 vs Q1 2024
14,307,23914.3m shares reported held*
$687.8mreported value*
25 new 94 added 104 reduced 32 sold out net sold ≈ $198.0m (-4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($267.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.07. Options: 2 managers hold calls ($811.2k notional), 1 hold puts ($57.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 363Q4 22: 398Q1 23: 338Q2 23: 310Q3 23: 305Q4 23: 315Q1 24: 307Q2 24: 300300Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022363
Q4 2022398
Q1 2023338
Q2 2023310
Q3 2023305
Q4 2023315
Q1 2024307
Q2 2024300

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 148 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 100 bought or addedQ1 23: 248 cut or sold outQ2 23: 78 bought or addedQ2 23: 192 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 167 cut or sold outQ4 23: 112 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 111 bought or addedQ1 24: 159 cut or sold outQ2 24: 119 bought or addedQ2 24: 136 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022148192
Q1 2023100248
Q2 202378192
Q3 202384167
Q4 2023112155
Q1 2024111159
Q2 2024119136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $1.1mQ3 23 puts: $469.6kQ3 23P/C 0.42Q4 23 calls: $830.5kQ4 23 puts: $578.0kQ4 23P/C 0.70Q1 24 calls: $1.9mQ1 24 puts: $143.3kQ1 24P/C 0.08Q2 24 calls: $811.2kQ2 24 puts: $57.6kQ2 24P/C 0.07
Numbers
QuarterCallsPutsP/C
Q3 2023$1.1m$469.6k0.42
Q4 2023$830.5k$578.0k0.70
Q1 2024$1.9m$143.3k0.08
Q2 2024$811.2k$57.6k0.07

Biggest buyers

LPL Financial LLC Added +177,773+177.8k
HRT FINANCIAL LP New +61,525+61.5k
PGIM Custom Harvest LLC Added +37,235+37.2k
Goodman Advisory Group, LLC New +26,682+26.7k
ALLSTATE CORP New +25,400+25.4k
Fulcrum Equity Management New +23,845+23.8k
UBS Group AG Added +22,826+22.8k
Strategic Financial Concepts, LLC New +17,874+17.9k
JANE STREET GROUP, LLC New +17,389+17.4k
Tower Research Capital LLC (TRC) New +16,848+16.8k

Biggest sellers

MORGAN STANLEY Reduced -4,106,933-4.1m
D. E. Shaw & Co., Inc. Sold out -103,556-103.6k
JPMORGAN CHASE & CO Reduced -59,308-59.3k
Kingsview Wealth Management, LLC Sold out -53,365-53.4k
OSAIC HOLDINGS, INC. Reduced -32,921-32.9k
RENAISSANCE TECHNOLOGIES LLC Sold out -31,700-31.7k
GOLDMAN SACHS GROUP INC Reduced -31,212-31.2k
AMERIPRISE FINANCIAL INC Reduced -26,724-26.7k
Quantitative Investment Management, LLC Sold out -22,195-22.2k
ROYAL BANK OF CANADA Reduced -17,335-17.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $480.0k10.0k shares
CITADEL ADVISORS LLC Reduced $331.2k6.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $57.6k1.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,029,2192.0m $97.4m $97.4m 0.01% Reduced -4.1m -4,106,933
2 PGIM Custom Harvest LLC 1.59% of their portfolio NEWARK, NJ 1,483,0951.5m $71.2m $71.2m 1.59% Added +37.2k +37,235
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,459,6081.5m $70.1m $70.1m 0.01% Reduced -2.0k -2,007
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 989,415989.4k $47.5m $47.5m 0.01% Added +4.2k +4,198
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 619,481619.5k $29.7m $29.7m 0.01% Added +22.8k +22,826
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 593,267593.3k $28.5m $28.5m 0.01% Added +177.8k +177,773
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 582,774582.8k $28.0m $28.0m 0.01% Reduced -31.2k -31,212
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 516,788516.8k $24.8m $24.8m 0.00% Reduced -59.3k -59,308
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 470,524470.5k $22.6m $22.6m 0.01% Reduced -17.3k -17,335
10 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 3.04% of their portfolio HANOVER, MA 300,000300.0k $14.4m $14.4m 3.04% Unchanged
11 Crestwood Advisors Group, LLC 0.24% of their portfolio BOSTON, MA 242,226242.2k $11.6m $11.6m 0.24% Reduced -2.6k -2,573
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 197,059197.1k $9.5m $9.5m 0.00% Reduced -26.7k -26,724
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 174,967175.0k $8.4m $8.4m 0.00% Added +3.8k +3,821
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 173,909173.9k $8.3m $8.3m 0.01% Reduced -8.1k -8,065
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 168,673168.7k $8.1m $8.1m 0.02% Reduced -2.9k -2,941
16 Mariner, LLC 0.01% of their portfolio Overland Park, KS 157,593157.6k $7.6m $7.6m 0.01% Added +3.2k +3,229
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 153,568153.6k $7.4m $7.4m 0.02% Reduced -32.9k -32,921
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 144,693144.7k $6.9m $6.9m 0.01% Added +667 +667
19 AMG National Trust Bank 0.19% of their portfolio GREENWOOD VILLAGE, CO 142,787142.8k $6.9m $6.9m 0.19% Added +3.4k +3,407
20 Bellwether Advisors, LLC 1.13% of their portfolio LINCOLN, NE 112,732112.7k $5.4m $5.4m 1.13% Added +5.3k +5,340
21 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.16% of their portfolio TOKYO, M0 106,651106.7k $5.1m $5.1m 0.16% Added +2.5k +2,475
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 82,10582.1k $3.9m $3.9m 0.00% Reduced -1.7k -1,745
23 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 81,38281.4k $3.9m $3.9m 0.01% Reduced -9.1k -9,114
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 78,74378.7k $3.8m $3.8m 0.00% Added +11.8k +11,824
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 74,68474.7k $3.6m $3.6m 0.01% Added +4.2k +4,172
26 BlackRock Inc. 0.00% of their portfolio New York, NY 64,14264.1k $3.1m $3.1m 0.00% Reduced -2.5k -2,537
27 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 61,52561.5k $3.0m $3.0m 0.02% New
28 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 61,43461.4k $2.9m $2.9m 0.01% Reduced -1.3k -1,303
29 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 61,19861.2k $2.9m $2.9m 0.01% Reduced -5.2k -5,240
30 FORTE ASSET MANAGEMENT LLC 1.70% of their portfolio BEDFORD, NY 59,97160.0k $2.9m $2.9m 1.70% Reduced -52 -52
31 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 59,66459.7k $2.9m $2.9m 0.01% Reduced -3.4k -3,359
32 Avidian Wealth Enterprises, LLC 0.13% of their portfolio Houston, TX 57,98958.0k $2.8m $2.8m 0.13% Reduced -1.1k -1,067
33 WINTRUST INVESTMENTS LLC 0.23% of their portfolio CHICAGO, IL 55,34455.3k $2.7m $2.7m 0.23% Reduced -1.6k -1,611
34 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 54,95655.0k $2.6m $2.6m 0.03% Reduced -1.7k -1,746
35 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 49,17649.2k $2.4m $2.4m 0.00% Added +4.1k +4,095
36 First Citizens Financial Corp 1.39% of their portfolio MASON CITY, IA 49,06649.1k $2.4m $2.4m 1.39% Added +1.9k +1,863
37 Counterweight Ventures, LLC 1.77% of their portfolio WILMINGTON, NC 48,73048.7k $2.3m $2.3m 1.77% Added +1.9k +1,907
38 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.99% of their portfolio Phoenix, AZ 48,47648.5k $2.3m $2.3m 0.99% Added +3.5k +3,512
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,29948.3k $2.3m $2.3m 0.00% Reduced -299 -299
40 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 46,56746.6k $2.1m $2.1m 0.01% Added +2.1k +2,053
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 43,96644.0k $2.1m $2.1m 0.00% Reduced -150 -150
42 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 43,24643.2k $2.1m $2.1m 0.03% Added +146 +146
43 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 40,30840.3k $1.9m $1.9m 0.01% Reduced -1.6k -1,638
44 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 39,40139.4k $1.9m $1.9m 0.01% Added +4 +4
45 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 39,00539.0k $1.9m $1.9m 0.01% Added +12.9k +12,889
46 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 38,89538.9k $1.9m $1.9m 0.01% First filing
47 Dentgroup LLC 1.50% of their portfolio BATON ROUGE, LA 38,66038.7k $1.9m $1.9m 1.50% Reduced -5.4k -5,407
48 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 37,72937.7k $1.8m $1.8m 0.01% Added +5.2k +5,225
49 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 37,11037.1k $1.8m $1.8m 0.08% Added +1.1k +1,108
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 37,06837.1k $1.8m $1.8m 0.00% Added +277 +277
51 Biondo Investment Advisors, LLC 0.26% of their portfolio MILFORD, PA 36,36036.4k $1.7m $1.7m 0.26% Added +1.1k +1,080
52 Waterloo Capital, L.P. 0.21% of their portfolio AUSTIN, TX 35,88635.9k $1.7m $1.7m 0.21% Reduced -1.6k -1,645
53 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 35,67235.7k $1.7m $1.7m 0.01% Added +645 +645
54 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 34,41434.4k $1.7m $1.7m 0.05% Added +469 +469
55 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 32,88032.9k $1.6m $1.6m 0.00% Reduced -1.2k -1,214
56 Sunbelt Securities, Inc. 0.16% of their portfolio HOUSTON, TX 32,45232.5k $1.6m $1.6m 0.16% Reduced -972 -972
57 Summit Financial Wealth Advisors, LLC 0.31% of their portfolio Lafayette, LA 32,21832.2k $1.5m $1.5m 0.31% Reduced -9 -9
58 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 31,93131.9k $1.5m $1.5m 0.02% Added +14.3k +14,332
59 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 30,00130.0k $1.4m $1.4m 0.05% Reduced -48 -48
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 27,73527.7k $1.3m $1.3m 0.00% Reduced -11.2k -11,221
61 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 27,44327.4k $1.3m $1.3m 0.01% Added +435 +435
62 COTTONWOOD CAPITAL ADVISORS, LLC 1.00% of their portfolio SALT LAKE CITY, UT 27,37427.4k $1.3m $1.3m 1.00% Reduced -791 -791
63 ROCKLAND TRUST CO 0.07% of their portfolio HANOVER, MA 27,31027.3k $1.3m $1.3m 0.07% Reduced -807 -807
64 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,92026.9k $1.3m $1.3m 0.00% Added +2.9k +2,935
65 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 26,76826.8k $1.3m $1.3m 0.02% Reduced -7.8k -7,847
66 Goodman Advisory Group, LLC 0.38% of their portfolio NEEDHAM, MA 26,68226.7k $1.3m $1.3m 0.38% New
67 KM Capital Management Ltd. 0.65% of their portfolio AUSTIN, TX 26,24026.2k $1.3m $1.3m 0.65% Added +987 +987
68 Foundation Wealth Management, LLC 0.96% of their portfolio Clayton, MO 25,42825.4k $1.2m $1.2m 0.96% Reduced -32 -32
69 ALLSTATE CORP 0.10% of their portfolio NORTHBROOK, IL 25,40025.4k $1.2m $1.2m 0.10% New
70 First Heartland Consultants, Inc. 0.12% of their portfolio LAKE ST. LOUIS, MO 25,08825.1k $1.2m $1.2m 0.12% Added +4.5k +4,548
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,01325.0k $1.2m $1.2m 0.00% Added +181 +181
72 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 24,59124.6k $1.2m $1.2m 0.01% Added +1.9k +1,894
73 Heartwood Wealth Advisors LLC 0.14% of their portfolio RICHMOND, VA 24,51624.5k $1.2m $1.2m 0.14% Added +79 +79
74 Fulcrum Equity Management 1.03% of their portfolio PLANO, TX 23,84523.8k $1.1m $1.1m 1.03% New
75 Blue Trust, Inc. 0.02% of their portfolio BRENTWOOD, TN 23,78823.8k $1.2m $1.2m 0.02% Unchanged
76 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 22,82322.8k $1.1m $1.1m 0.00% Added +1.8k +1,819
77 KKM Financial LLC 0.51% of their portfolio CHICAGO, IL 22,58322.6k $1.1m $1.1m 0.51% Unchanged
78 Ballew Advisors, Inc 0.73% of their portfolio Jackson, MS 22,57422.6k $1.1m $1.1m 0.73% Reduced -1.2k -1,245
79 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 21,35221.4k $1.0m $1.0m 0.03% Reduced -1.3k -1,324
80 GRIMES & Co WEALTH MANAGEMENT, LLC 0.03% of their portfolio WESTBOROUGH, MA 19,92519.9k $956.4k $956.4k 0.03% Added +95 +95
81 Strategic Financial Concepts, LLC 0.02% of their portfolio SAN ANTONIO, TX 17,87417.9k $40.1k $40.1k 0.02% New
82 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,38917.4k $834.7k $834.7k 0.00% New
83 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 16,84816.8k $808.7k $808.7k 0.01% New
84 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 16,77516.8k $805.2k $805.2k 0.01% New
85 Wealth Management Partners, LLC 0.39% of their portfolio TUCSON, AZ 16,72116.7k $802.6k $802.6k 0.39% Added +504 +504
86 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 16,28316.3k $781.6k $781.6k 0.00% Reduced -784 -784
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,18216.2k $776.7k $776.7k 0.00% Added +9.1k +9,101
88 NAVELLIER & ASSOCIATES INC 0.09% of their portfolio Reno, NV 16,06616.1k $771.2k $771.2k 0.09% Reduced -14.4k -14,367
89 Family Firm, Inc. 0.17% of their portfolio BETHESDA, MD 15,94315.9k $765.2k $765.2k 0.17% Added +104 +104
90 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,93815.9k $765.0k $765.0k 0.01% Added +686 +686
91 FOUNDERS FINANCIAL SECURITIES LLC 0.07% of their portfolio TOWSON, MD 15,63615.6k $750.5k $750.5k 0.07% Reduced -128 -128
92 Ironwood Financial, llc 0.17% of their portfolio TUCSON, AZ 15,58815.6k $748.2k $748.2k 0.17% Added +459 +459
93 Glenview Trust Co 0.01% of their portfolio Louisville, KY 15,43315.4k $740.8k $740.8k 0.01% Reduced -3.2k -3,227
94 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 15,16415.2k $727.9k $727.9k 0.04% Added +130 +130
95 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 15,05115.1k $722.4k $722.4k 0.08% Added +492 +492
96 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,42114.4k $692.0k $692.0k 0.00% Added +61 +61
97 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 14,27014.3k $685.0k $685.0k 0.00% Added +831 +831
98 EQ LLC 0.41% of their portfolio BELLEVUE, WA 14,14114.1k $678.8k $678.8k 0.41% Reduced -187 -187
99 ShoreHaven Wealth Partners, LLC 0.36% of their portfolio Red Bank, NJ 14,13214.1k $678.3k $678.3k 0.36% Added +1.1k +1,070
100 JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio SUMMIT, NJ 13,44613.4k $645.4k $645.4k 0.03% Added +3.4k +3,377