Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

370 institutional holders +13 vs Q1 2024
15,617,17315.6m shares reported held*
$1.5bnreported value*
28 new 121 added 114 reduced 14 sold out net sold ≈ $279.1m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($243.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $94.66. Options: 2 managers hold calls ($1.0m notional), 1 hold puts ($47.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 321Q1 23: 291Q2 23: 302Q3 23: 304Q4 23: 341Q1 24: 357Q2 24: 370370Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022296
Q4 2022321
Q1 2023291
Q2 2023302
Q3 2023304
Q4 2023341
Q1 2024357
Q2 2024370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 123 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 152 cut or sold outQ2 23: 100 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 140 cut or sold outQ4 23: 122 bought or addedQ4 23: 135 cut or sold outQ4 23Q1 24: 142 bought or addedQ1 24: 136 cut or sold outQ2 24: 149 bought or addedQ2 24: 128 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022129123
Q1 2023104152
Q2 2023100133
Q3 202378140
Q4 2023122135
Q1 2024142136
Q2 2024149128

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $2.5mQ3 23 puts: $942.0kQ3 23P/C 0.38Q4 23 calls: $2.1mQ4 23 puts: $1.1mQ4 23P/C 0.51Q1 24 calls: $803.5kQ1 24 puts: $1.2mQ1 24P/C 1.54Q2 24 calls: $1.0mQ2 24 puts: $47.3kQ2 24P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2023$2.5m$942.0k0.38
Q4 2023$2.1m$1.1m0.51
Q1 2024$803.5k$1.2m1.54
Q2 2024$1.0m$47.3k0.05

Biggest buyers

MANUFACTURERS LIFE INSURANCE COMPANY, THE New +598,582+598.6k
PGIM Custom Harvest LLC Added +119,868+119.9k
LPL Financial LLC Added +82,599+82.6k
Moloney Securities Asset Management, LLC Added +37,205+37.2k
Transcendent Capital Group LLC New +34,923+34.9k
PINKERTON WEALTH, LLC Added +21,157+21.2k
Eagle Strategies LLC Added +20,287+20.3k
ENVESTNET ASSET MANAGEMENT INC Added +19,118+19.1k
D. E. Shaw & Co., Inc. New +18,963+19.0k
JANE STREET GROUP, LLC New +16,275+16.3k

Biggest sellers

MORGAN STANLEY Reduced -2,324,454-2.3m
HSBC HOLDINGS PLC Reduced -847,866-847.9k
FIL Ltd Sold out -406,580-406.6k
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -115,640-115.6k
Fisher Asset Management, LLC Reduced -86,706-86.7k
Phoenix Financial Ltd. Reduced -57,428-57.4k
BANK OF MONTREAL /CAN/ Reduced -42,593-42.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -32,436-32.4k
BANK OF AMERICA CORP /DE/ Reduced -31,998-32.0k
OSAIC HOLDINGS, INC. Reduced -21,916-21.9k

Biggest calls

CITADEL ADVISORS LLC Added $784.9k8.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $217.5k2.3k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $47.3k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.08% of their portfolio PLANO, TX 2,054,9892.1m $194.3m $194.3m 0.08% Reduced -86.7k -86,706
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,641,4021.6m $155.2m $155.2m 0.01% Reduced -32.0k -31,998
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,248,6601.2m $118.1m $118.1m 0.01% Reduced -2.3m -2,324,454
4 Phoenix Financial Ltd. 1.72% of their portfolio Givatayim, L3 1,196,5721.2m $113.2m $113.2m 1.72% Reduced -57.4k -57,428
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 675,492675.5k $63.9m $63.9m 0.01% Reduced -9.8k -9,820
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 671,476671.5k $63.5m $63.5m 0.06% Added +849 +849
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.05% of their portfolio Toronto, A6 598,582598.6k $56.6m $56.6m 0.05% New
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 475,892475.9k $45.0m $45.0m 0.02% Added +82.6k +82,599
9 PGIM Custom Harvest LLC 0.94% of their portfolio NEWARK, NJ 443,866443.9k $42.0m $42.0m 0.94% Added +119.9k +119,868
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 367,239367.2k $34.7m $34.7m 0.01% Reduced -421 -421
11 FMR LLC 0.00% of their portfolio BOSTON, MA 325,156325.2k $30.7m $30.7m 0.00% Reduced -1.5k -1,532
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 291,546291.5k $27.6m $27.6m 0.01% Reduced -5.1k -5,095
13 WASHINGTON TRUST Co 0.86% of their portfolio WESTERLY, RI 248,150248.2k $23.5m $23.5m 0.86% Reduced -8.6k -8,649
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 203,936203.9k $19.3m $19.3m 0.00% Added +3.1k +3,130
15 Magnus Financial Group LLC 1.95% of their portfolio NEW YORK, NY 183,820183.8k $17.4m $17.4m 1.95% Added +2.0k +1,984
16 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 164,878164.9k $15.6m $15.6m 0.04% Reduced -21.9k -21,916
17 SCOTIA CAPITAL INC. 0.08% of their portfolio TORONTO, A6 149,686149.7k $14.2m $14.2m 0.08% Added +12.4k +12,361
18 GDS Wealth Management 1.53% of their portfolio FLOWER MOUND, TX 147,757147.8k $14.0m $14.0m 1.53% Reduced -537 -537
19 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 125,852125.9k $11.9m $11.9m 0.03% Added +1.5k +1,470
20 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 125,179125.2k $11.8m $11.8m 0.02% Reduced -2.2k -2,234
21 PATTEN & PATTEN INC/TN 0.82% of their portfolio CHATTANOOGA, TN 124,330124.3k $11.8m $11.8m 0.82% Reduced -3.6k -3,600
22 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 111,301111.3k $10.4m $10.4m 0.06% Reduced -4.1k -4,057
23 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 108,016108.0k $10.2m $10.2m 0.02% Added +2.0k +1,988
24 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 107,725107.7k $10.2m $10.2m 0.04% Added +10.2k +10,214
25 XML Financial, LLC 1.02% of their portfolio BETHESDA, MD 107,291107.3k $10.1m $10.1m 1.02% Added +3.4k +3,379
26 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 97,07297.1k $9.2m $9.2m 0.01% Added +4.5k +4,460
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 96,52496.5k $9.1m $9.1m 0.00% Added +19.1k +19,118
28 PINKERTON WEALTH, LLC 1.37% of their portfolio COEUR D ALENE, ID 94,17194.2k $8.9m $8.9m 1.37% Added +21.2k +21,157
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 91,48091.5k $8.7m $8.7m 0.01% Added +1.1k +1,107
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 91,15091.2k $8.6m $8.6m 0.00% Added +12.9k +12,926
31 ETFIDEA, LLC 2.86% of their portfolio SYRACUSE, NY 89,33489.3k $8.4m $8.4m 2.86% Reduced -139 -139
32 OneDigital Investment Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 89,18989.2k $8.4m $8.4m 0.11% Added +5.2k +5,167
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 86,04986.0k $8.1m $8.1m 0.07% Reduced -25 -25
34 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 82,48182.5k $7.8m $7.8m 0.00% Added +66 +66
35 TOWNSQUARE CAPITAL LLC 0.10% of their portfolio Lehi, UT 80,39480.4k $7.6m $7.6m 0.10% Added +9.6k +9,645
36 Moloney Securities Asset Management, LLC 1.10% of their portfolio MANCHESTER, MO 80,27880.3k $7.6m $7.6m 1.10% Added +37.2k +37,205
37 NORDEN GROUP LLC 1.52% of their portfolio PROVO, UT 79,68979.7k $7.5m $7.5m 1.52% Added +9.8k +9,837
38 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 74,57774.6k $7.1m $7.1m 0.01% Reduced -12.1k -12,128
39 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 67,21967.2k $6.4m $6.4m 0.06% Reduced -3.8k -3,809
40 First Citizens Financial Corp 3.69% of their portfolio MASON CITY, IA 65,91265.9k $6.2m $6.2m 3.69% Reduced -1.2k -1,187
41 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 56,19756.2k $5.7m $5.7m 0.09% Reduced -2.8k -2,756
42 Stillwater Capital Advisors, LLC 0.74% of their portfolio DEVON, PA 56,16156.2k $5.3m $5.3m 0.74% Reduced -122 -122
43 Concurrent Investment Advisors, LLC 0.17% of their portfolio Tampa, FL 53,67653.7k $5.1m $5.1m 0.17% Reduced -1.1k -1,112
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 53,60953.6k $5.1m $5.1m 0.00% Reduced -42.6k -42,593
45 Three Seasons Wealth, LLC 2.51% of their portfolio SALT LAKE CITY, UT 47,92447.9k $4.5m $4.5m 2.51% Added +3.1k +3,138
46 Sharp Wealth Advisory, LLC 3.75% of their portfolio HORSHAM, PA 46,26646.3k $4.4m $4.4m 3.75% Added +2.1k +2,148
47 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 43,63043.6k $4.1m $4.1m 0.01% Added +8.1k +8,073
48 KKM Financial LLC 1.76% of their portfolio CHICAGO, IL 40,80940.8k $3.7m $3.7m 1.76% Added +774 +774
49 HC Advisors, LLC 3.46% of their portfolio SANDY SPRINGS, GA 39,69139.7k $3.8m $3.8m 3.46% Added +2.4k +2,385
50 RPS ADVISORY SOLUTIONS LLC 3.23% of their portfolio LOUISVILLE, KY 37,02237.0k $3.5m $3.5m 3.23% First filing
51 PETTYJOHN, WOOD & WHITE, INC 0.68% of their portfolio LYNCHBURG, VA 36,89236.9k $3.5m $3.5m 0.68% Reduced -525 -525
52 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 36,51236.5k $3.5m $3.5m 0.05% Reduced -425 -425
53 Transcendent Capital Group LLC 1.90% of their portfolio EDMOND, OK 34,92334.9k $3.3m $3.3m 1.90% New
54 Colony Family Offices, LLC 0.99% of their portfolio CHARLOTTE, NC 32,59132.6k $3.1m $3.1m 0.99% Unchanged
55 Callan Capital, LLC 0.12% of their portfolio LA JOLLA, CA 31,77631.8k $3.0m $3.0m 0.12% Added +32 +32
56 Balboa Wealth Partners 0.74% of their portfolio SCOTTSDALE, AZ 29,64229.6k $2.8m $2.8m 0.74% Added +2.6k +2,558
57 First Heartland Consultants, Inc. 0.28% of their portfolio LAKE ST. LOUIS, MO 29,29629.3k $2.8m $2.8m 0.28% Reduced -353 -353
58 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 28,44028.4k $2.7m $2.7m 0.01% Reduced -1.5k -1,452
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,73627.7k $2.6m $2.6m 0.00% Added +2.3k +2,252
60 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 27,60327.6k $2.5m $2.5m 0.02% First filing
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 25,92725.9k $2.5m $2.5m 0.00% Reduced -31 -31
62 Gerber Kawasaki Wealth & Investment Management 0.12% of their portfolio SANTA MONICA, CA 25,67725.7k $2.4m $2.4m 0.12% Added +917 +917
63 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 24,41924.4k $2.3m $2.3m 0.10% Reduced -95 -95
64 CX Institutional 0.11% of their portfolio AUBURN, IN 24,32624.3k $2.3m $2.3m 0.11% Reduced -789 -789
65 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 24,25824.3k $2.3m $2.3m 0.02% Reduced -1.2k -1,209
66 INDEPENDENT FINANCIAL GROUP, LLC 0.09% of their portfolio SAN DIEGO, CA 24,21624.2k $2.3m $2.3m 0.09% Reduced -2.2k -2,169
67 Eagle Strategies LLC 0.44% of their portfolio NEW YORK, NY 24,12224.1k $2.3m $2.3m 0.44% Added +20.3k +20,287
68 Somerset Group LLC 1.93% of their portfolio WAYZATA, MN 22,99523.0k $2.2m $2.2m 1.93% Added +114 +114
69 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 22,38722.4k $2.1m $2.1m 0.01% Reduced -14.5k -14,516
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,81621.8k $2.1m $2.1m 0.00% Added +27 +27
71 Kovack Advisors, Inc. 0.21% of their portfolio FT. LAUDERDALE, FL 20,29320.3k $1.9m $1.9m 0.21% Reduced -860 -860
72 EWG Elevate Inc. 0.70% of their portfolio ROSEVILLE, CA 20,23520.2k $1.9m $1.9m 0.70% Reduced -19.9k -19,948
73 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 19,57519.6k $1.9m $1.9m 0.06% Reduced -629 -629
74 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 19,39619.4k $1.8m $1.8m 0.00% Reduced -796 -796
75 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 19,35719.4k $1.8m $1.8m 0.01% Added +392 +392
76 FOUNDERS FINANCIAL SECURITIES LLC 0.17% of their portfolio TOWSON, MD 19,18019.2k $1.8m $1.8m 0.17% Added +755 +755
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,99419.0k $1.8m $1.8m 0.00% Added +876 +876
78 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 18,96319.0k $1.8m $1.8m 0.00% New
79 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 18,79918.8k $1.8m $1.8m 0.04% Added +7.2k +7,233
80 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 18,51218.5k $1.8m $1.8m 0.03% Reduced -835 -835
81 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 18,13018.1k $1.7m $1.7m 0.02% Reduced -492 -492
82 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 17,60017.6k $1.7m $1.7m 0.18% Unchanged
83 HARMONY ASSET MANAGEMENT LLC 0.69% of their portfolio SCOTTSDALE, AZ 17,52417.5k $1.7m $1.7m 0.69% Added +442 +442
84 AFT, FORSYTH & COMPANY, INC. 0.79% of their portfolio JUPITER, FL 17,13417.1k $1.6m $1.6m 0.79% Added +104 +104
85 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,27516.3k $1.5m $1.5m 0.00% New
86 Nikulski Financial, Inc. 0.48% of their portfolio BETTENDORF, IA 16,05416.1k $1.5m $1.5m 0.48% Unchanged
87 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 15,98916.0k $1.5m $1.5m 0.07% Added +1.9k +1,897
88 CENTAURUS FINANCIAL, INC. 0.10% of their portfolio ANAHEIM, CA 15,87315.9k $1.5m $1.5m 0.10% New
89 Koshinski Asset Management, Inc. 0.14% of their portfolio DECATUR, IL 15,79015.8k $1.5m $1.5m 0.14% Added +1.0k +1,014
90 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 15,39315.4k $1.5m $1.5m 0.00% Added +797 +797
91 Robertson Stephens Wealth Management, LLC 0.08% of their portfolio San Francisco, CA 15,20615.2k $1.4m $1.4m 0.08% Added +192 +192
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,07015.1k $1.4m $1.4m 0.00% Added +68 +68
93 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 14,98915.0k $1.4m $1.4m 0.01% Reduced -708 -708
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,86714.9k $1.4m $1.4m 0.00% Reduced -2.3k -2,271
95 ALLSTATE CORP 0.11% of their portfolio NORTHBROOK, IL 14,80014.8k $1.4m $1.4m 0.11% New
96 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 14,71514.7k $1.4m $1.4m 0.01% Reduced -243 -243
97 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 14,49514.5k $1.4m $1.4m 0.06% Added +632 +632
98 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 14,40914.4k $1.4m $1.4m 0.04% Reduced -225 -225
99 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 13,94313.9k $1.3m $1.3m 0.03% New
100 LEVEL FOUR ADVISORY SERVICES, LLC 0.06% of their portfolio DALLAS, TX 13,42313.4k $1.3m $1.3m 0.06% Added +9.1k +9,050