Vault-13

ISHARES TR IYH

US HLTHCARE ETF · ETP · CUSIP 464287762

481 institutional holders +4 vs Q3 2023
5,806,1225.8m shares reported held*
$1.7bnreported value*
36 new 108 added 177 reduced 54 sold out net bought ≈ $7.7m (-5.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($101.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $286.05. Options: 1 managers hold calls ($2.1m notional), 1 hold puts ($1.5m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 428Q4 22: 487Q1 23: 475Q2 23: 475Q3 23: 477Q4 23: 481481Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022428
Q4 2022487
Q1 2023475
Q2 2023475
Q3 2023477
Q4 2023481

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 231 bought or addedQ4 22: 130 cut or sold outQ4 22Q1 23: 184 bought or addedQ1 23: 189 cut or sold outQ1 23Q2 23: 185 bought or addedQ2 23: 179 cut or sold outQ2 23Q3 23: 164 bought or addedQ3 23: 188 cut or sold outQ3 23Q4 23: 144 bought or addedQ4 23: 231 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022231130
Q1 2023184189
Q2 2023185179
Q3 2023164188
Q4 2023144231

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $1.5mQ1 23 puts: $679.6kQ1 23P/C 0.46Q2 23 calls: $3.7mQ2 23 puts: $616.5kQ2 23P/C 0.17Q3 23 calls: $3.0mQ3 23 puts: $2.0mQ3 23P/C 0.66Q4 23 calls: $2.1mQ4 23 puts: $1.5mQ4 23P/C 0.71
Numbers
QuarterCallsPutsP/C
Q1 2023$1.5m$679.6k0.46
Q2 2023$3.7m$616.5k0.17
Q3 2023$3.0m$2.0m0.66
Q4 2023$2.1m$1.5m0.71

Biggest buyers

MORGAN STANLEY Added +801,058+801.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +75,229+75.2k
Connectus Wealth, LLC New +37,308+37.3k
Bellwether Advisors, LLC Added +27,449+27.4k
EP Wealth Advisors, LLC Added +25,804+25.8k
Kestra Advisory Services, LLC Added +20,738+20.7k
CWA Asset Management Group, LLC New +18,678+18.7k
UBS Group AG Added +14,471+14.5k
BANK OF MONTREAL /CAN/ Added +8,520+8.5k
Mariner, LLC Added +6,382+6.4k

Biggest sellers

Granite Bay Wealth Management, LLC Reduced -232,118-232.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -197,498-197.5k
LPL Financial LLC Reduced -121,381-121.4k
CITADEL ADVISORS LLC Sold out -39,704-39.7k
Financial Advocates Investment Management Sold out -38,786-38.8k
Raymond James Financial Services Advisors, Inc. Reduced -34,835-34.8k
OSAIC HOLDINGS, INC. Reduced -33,795-33.8k
Envestnet Portfolio Solutions, Inc. Sold out -25,846-25.8k
MCMORGAN & CO LLC Sold out -24,162-24.2k
JPMORGAN CHASE & CO Reduced -21,185-21.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m7.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m5.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIL Ltd (0.0%, 2026-05-06)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,284,1081.3m $367.6m $367.6m 0.02% Added +801.1k +801,058
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 381,187381.2k $109.1m $109.1m 0.01% Reduced -14.8k -14,842
3 UBS Group AG 0.04% of their portfolio ZURICH, V8 304,294304.3k $87.1m $87.1m 0.04% Added +14.5k +14,471
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 296,128296.1k $84.8m $84.8m 0.10% Added +75.2k +75,229
5 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 271,779271.8k $77.8m $77.8m 0.05% Reduced -121.4k -121,381
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 213,492213.5k $61.1m $61.1m 0.02% Reduced -444 -444
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 185,810185.8k $53.2m $53.2m 0.01% Added +6.1k +6,073
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 171,495171.5k $49.1m $49.1m 0.01% Reduced -7.0k -7,012
9 Granite Bay Wealth Management, LLC 0.32% of their portfolio PORTSMOUTH, NH 132,133132.1k $35.9m $35.9m 0.32% Reduced -232.1k -232,118
10 Bellwether Advisors, LLC 8.62% of their portfolio LINCOLN, NE 122,429122.4k $35.0m $35.0m 8.62% Added +27.4k +27,449
11 PGIM Custom Harvest LLC 0.90% of their portfolio NEWARK, NJ 106,212106.2k $30.4m $30.4m 0.90% Added +3.9k +3,866
12 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 100,735100.7k $28.8m $28.8m 0.05% Reduced -33.8k -33,795
13 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 89,67389.7k $25.7m $25.7m 0.02% Reduced -8.4k -8,381
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 82,12482.1k $23.5m $23.5m 0.00% Reduced -21.2k -21,185
15 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 80,29180.3k $23.0m $23.0m 0.04% Reduced -8.5k -8,481
16 OAKWORTH CAPITAL, INC. 1.78% of their portfolio BIRMINGHAM, AL 77,73577.7k $22.3m $22.3m 1.78% Reduced -1.0k -1,045
17 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 68,67968.7k $19.7m $19.7m 0.03% Reduced -34.8k -34,835
18 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 64,76964.8k $18.5m $18.5m 0.03% Added +2.8k +2,777
19 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 62,51062.5k $17.9m $17.9m 0.15% Added +20.7k +20,738
20 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 61,99762.0k $17.7m $17.7m 0.01% Reduced -9.5k -9,490
21 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.04% of their portfolio TORONTO, A6 41,00041.0k $11.7m $11.7m 0.04% Unchanged
22 CONSOLIDATED CAPITAL MANAGEMENT, LLC 6.19% of their portfolio BURBANK, CA 40,55240.6k $11.6m $11.6m 6.19% Reduced -2.1k -2,082
23 Connectus Wealth, LLC 0.22% of their portfolio CINCINNATI, OH 37,30837.3k $10.7m $10.7m 0.22% New
24 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 35,71435.7k $10.2m $10.2m 0.18% Added +1.9k +1,853
25 Royal Fund Management, LLC 1.19% of their portfolio Lady Lake, FL 32,63432.6k $9.4m $9.4m 1.19% Added +1.1k +1,078
26 Sowa Financial Group, Inc. 7.17% of their portfolio LINCOLN, RI 30,71430.7k $8.8m $8.8m 7.17% Reduced -3.7k -3,690
27 EP Wealth Advisors, LLC 0.10% of their portfolio TORRANCE, CA 28,74228.7k $8.2m $8.2m 0.10% Added +25.8k +25,804
28 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 28,39128.4k $8.1m $8.1m 0.03% Reduced -12.0k -12,028
29 PEAPACK GLADSTONE FINANCIAL CORP 0.14% of their portfolio BEDMINSTER, NJ 28,38428.4k $8.1m $8.1m 0.14% Reduced -497 -497
30 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 27,40427.4k $7.8m $7.8m 0.02% Reduced -2.0k -2,022
31 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 25,93725.9k $7.4m $7.4m 0.07% Reduced -797 -797
32 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.06% of their portfolio IRVING, TX 24,82824.8k $7.1m $7.1m 0.06% Reduced -17.6k -17,615
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,31824.3k $7.0m $7.0m 0.00% Reduced -197.5k -197,498
34 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 24,25224.3k $7.0m $7.0m 0.00% Added +8.5k +8,520
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 22,58922.6k $6.5m $6.5m 0.02% Added +2.0k +2,030
36 First Citizens Financial Corp 3.96% of their portfolio MASON CITY, IA 21,56221.6k $6.2m $6.2m 3.96% Reduced -132 -132
37 SP Asset Management LLC 0.60% of their portfolio CUPERTINO, CA 20,44820.4k $5.9m $5.9m 0.60% Added +45 +45
38 Stillwater Capital Advisors, LLC 0.94% of their portfolio DEVON, PA 20,38720.4k $5.8m $5.8m 0.94% Added +137 +137
39 ETFIDEA, LLC 2.07% of their portfolio SYRACUSE, NY 19,20419.2k $5.5m $5.5m 2.07% Reduced -973 -973
40 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 19,02219.0k $5.6m $5.6m 0.03% Reduced -3.4k -3,413
41 CWA Asset Management Group, LLC 0.37% of their portfolio NAPLES, FL 18,67818.7k $5.3m $5.3m 0.37% New
42 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 17,79717.8k $5.1m $5.1m 0.02% Reduced -16.6k -16,648
43 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 17,38817.4k $5.0m $5.0m 0.07% Reduced -5.5k -5,517
44 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 17,19217.2k $4.9m $4.9m 0.04% Reduced -6.8k -6,819
45 PETTYJOHN, WOOD & WHITE, INC 1.04% of their portfolio LYNCHBURG, VA 16,72916.7k $4.8m $4.8m 1.04% Reduced -425 -425
46 Capital Investment Advisors, LLC 0.12% of their portfolio ATLANTA, GA 16,42416.4k $4.7m $4.7m 0.12% Reduced -425 -425
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,15414.2k $4.1m $4.1m 0.00% Reduced -95 -95
48 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 14,07514.1k $4.0m $4.0m 0.10% Added +2.7k +2,745
49 ARKANSAS FINANCIAL GROUP, INC. 0.73% of their portfolio LITTLE ROCK, AR 13,88113.9k $4.0m $4.0m 0.73% Added +885 +885
50 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 13,75513.8k $3.9m $3.9m 0.02% Reduced -6.0k -5,951
51 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 13,70813.7k $3.9m $3.9m 0.01% Reduced -2.0k -2,032
52 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 13,30613.3k $3.8m $3.8m 0.03% Reduced -15.2k -15,167
53 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,82012.8k $3.7m $3.7m 0.00% Added +296 +296
54 Sheridan Capital Management, LLC 2.95% of their portfolio San Rafael, CA 12,79312.8k $3.7m $3.7m 2.95% First filing
55 CW Advisors, LLC 0.06% of their portfolio BOSTON, MA 12,16912.2k $3.5m $3.5m 0.06% Added +284 +284
56 Mariner, LLC 0.01% of their portfolio Overland Park, KS 11,92511.9k $3.4m $3.4m 0.01% Added +6.4k +6,382
57 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,87311.9k $3.4m $3.4m 0.00% Reduced -2.3k -2,272
58 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 11,36611.4k $3.3m $3.3m 0.01% Added +890 +890
59 National Philanthropic Trust 0.08% of their portfolio Jenkintown, PA 10,88810.9k $3.1m $3.1m 0.08% First filing
60 HC Advisors, LLC 1.72% of their portfolio SANDY SPRINGS, GA 10,75310.8k $3.1m $3.1m 1.72% Reduced -5.1k -5,064
61 INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio SAN DIEGO, CA 9,98510.0k $2.9m $2.9m 0.15% Added +42 +42
62 Mine & Arao Wealth Creation & Management, LLC. 1.49% of their portfolio CAMPBELL, CA 9,6549.7k $2.8m $2.8m 1.49% Added +51 +51
63 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 9,5359.5k $2.7m $2.7m 0.03% Added +2.3k +2,321
64 RAINEY & RANDALL WEALTH ADVISORS INC. 0.67% of their portfolio Celebration, FL 9,1869.2k $2.6m $2.6m 0.67% Added +1.4k +1,381
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,1259.1k $2.6m $2.6m 0.00% Added +948 +948
66 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 8,7188.7k $2.5m $2.5m 0.01% Added +854 +854
67 Conservest Capital Advisors, Inc. 0.25% of their portfolio WYNNEWOOD, PA 8,2528.3k $2.4m $2.4m 0.25% Reduced -469 -469
68 Perigon Wealth Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 8,2028.2k $2.3m $2.3m 0.08% Reduced -8.7k -8,747
69 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 8,1718.2k $2.3m $2.3m 0.17% Added +866 +866
70 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 7,9347.9k $2.3m $2.3m 0.03% Reduced -12 -12
71 Vishria Bird Financial Group, LLC 1.07% of their portfolio MEMPHIS, TN 7,9197.9k $2.3m $2.3m 1.07% Reduced -8 -8
72 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 7,8537.9k $2.2m $2.2m 0.02% Added +32 +32
73 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 7,8407.8k $2.2m $2.2m 0.04% Reduced -3.3k -3,305
74 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 7,8137.8k $2.2m $2.2m 0.01% Reduced -104 -104
75 PLANNING DIRECTIONS INC 1.54% of their portfolio GLEN MILLS, PA 7,5367.5k $2.2m $2.2m 1.54% Added +329 +329
76 Audent Global Asset Management, LLC 2.57% of their portfolio West Hollywood, CA 7,5307.5k $2.2m $2.2m 2.57% Reduced -319 -319
77 Glenview Trust Co 0.05% of their portfolio Louisville, KY 7,5187.5k $2.2m $2.2m 0.05% Added +4.6k +4,552
78 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 7,4057.4k $2.1m $2.1m 0.03% Reduced -2.0k -1,996
79 Oxinas Partners, LLC 1.45% of their portfolio JEFFERSONVILLE, IN 7,1527.2k $2.0m $2.0m 1.45% Added +87 +87
80 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 7,0877.1k $2.0m $2.0m 0.02% Reduced -642 -642
81 JOHNSON INVESTMENT COUNSEL INC 0.02% of their portfolio Cincinnati, OH 6,9557.0k $2.0m $2.0m 0.02% Reduced -25 -25
82 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 6,9046.9k $2.0m $2.0m 0.03% Reduced -20.9k -20,895
83 Essex LLC 0.49% of their portfolio DEER PARK, IL 6,8266.8k $2.0m $2.0m 0.49% Reduced -1.8k -1,806
84 GSA CAPITAL PARTNERS LLP 0.16% of their portfolio LONDON, X0 6,6316.6k $1.9m $1.9m 0.16% Added +4.6k +4,635
85 AUA CAPITAL MANAGEMENT, LLC 1.15% of their portfolio MECHANICSBURG, PA 6,4766.5k $1.9m $1.9m 1.15% Added +330 +330
86 FMR LLC 0.00% of their portfolio BOSTON, MA 6,4656.5k $1.9m $1.9m 0.00% Reduced -86 -86
87 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 6,0916.1k $1.7m $1.7m 0.00% Added +137 +137
88 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 6,0776.1k $1.7m $1.7m 0.03% Reduced -251 -251
89 Mandatum Life Insurance Co Ltd 0.64% of their portfolio HELSINKI, H9 6,0726.1k $1.7m $1.7m 0.64% Reduced -119 -119
90 Creekmur Asset Management LLC 0.54% of their portfolio MORTON, IL 6,0606.1k $1.7m $1.7m 0.54% First filing
91 Csenge Advisory Group 0.11% of their portfolio CLEARWATER, FL 5,9405.9k $1.7m $1.7m 0.11% Reduced -1.5k -1,493
92 MMBG INVESTMENT ADVISORS CO. 0.20% of their portfolio MIAMI, FL 5,8255.8k $1.7m $1.7m 0.20% Unchanged
93 Northeast Financial Consultants Inc 0.09% of their portfolio WESTPORT, CT 5,7455.7k $1.6m $1.6m 0.09% Unchanged
94 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 5,6645.7k $1.6m $1.6m 0.05% Added +162 +162
95 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,6315.6k $1.6m $1.6m 0.00% Reduced -200 -200
96 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 5,4335.4k $1.6m $1.6m 0.00% Added +616 +616
97 MONEY CONCEPTS CAPITAL CORP 0.13% of their portfolio PALM BEACH GARDENS, FL 5,0755.1k $1.5m $1.5m 0.13% Reduced -320 -320
98 Gladstone Institutional Advisory LLC 0.08% of their portfolio Bedminster, NJ 5,0675.1k $1.5m $1.5m 0.08% Reduced -108 -108
99 Wealthstar Advisors, LLC 0.53% of their portfolio Plano, TX 4,9515.0k $1.4m $1.4m 0.53% New
100 My Personal CFO, LLC 0.92% of their portfolio VANCOUVER, WA 4,9505.0k $1.4m $1.4m 0.92% Unchanged