Vault-13

ISHARES TR IJJ

S&P MC 400VL ETF · ETP · CUSIP 464287705

758 institutional holders +19 vs Q2 2024
43,803,19143.8m shares reported held*
$5.4bnreported value*
61 new 198 added 289 reduced 42 sold out net sold ≈ $160.1m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $123.01. Options: 20 managers hold calls ($10.3bn notional), 1 hold puts ($247.2k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 629Q4 22: 690Q1 23: 684Q2 23: 680Q3 23: 667Q4 23: 734Q1 24: 730Q2 24: 739Q3 24: 758758Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022629
Q4 2022690
Q1 2023684
Q2 2023680
Q3 2023667
Q4 2023734
Q1 2024730
Q2 2024739
Q3 2024758

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 291 bought or addedQ4 22: 240 cut or sold outQ1 23: 260 bought or addedQ1 23: 285 cut or sold outQ1 23Q2 23: 244 bought or addedQ2 23: 291 cut or sold outQ3 23: 201 bought or addedQ3 23: 284 cut or sold outQ3 23Q4 23: 269 bought or addedQ4 23: 259 cut or sold outQ1 24: 255 bought or addedQ1 24: 317 cut or sold outQ1 24Q2 24: 243 bought or addedQ2 24: 306 cut or sold outQ3 24: 259 bought or addedQ3 24: 331 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022291240
Q1 2023260285
Q2 2023244291
Q3 2023201284
Q4 2023269259
Q1 2024255317
Q2 2024243306
Q3 2024259331

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10bn$20bn$30bnQ4 23 calls: $20.2bnQ4 23 puts: $364.9kQ4 23P/C 0.00Q1 24 calls: $12.7bnQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $11.5bnQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $10.3bnQ3 24 puts: $247.2kQ3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$20.2bn$364.9k0.00
Q1 2024$12.7bn$00.00
Q2 2024$11.5bn$00.00
Q3 2024$10.3bn$247.2k0.00

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +235,736+235.7k
JPMORGAN CHASE & CO Added +121,152+121.2k
GOLDMAN SACHS GROUP INC Added +80,675+80.7k
Prospera Financial Services Inc Added +43,674+43.7k
PNC Financial Services Group, Inc. Added +41,812+41.8k
Cordatus Wealth Management LLC New +41,269+41.3k
ENVESTNET ASSET MANAGEMENT INC Added +40,934+40.9k
Heritage Wealth Advisors New +37,748+37.7k
HighTower Advisors, LLC Added +23,486+23.5k
JONES FINANCIAL COMPANIES LLLP Added +21,737+21.7k

Biggest sellers

ASSETMARK, INC Reduced -504,733-504.7k
LIBERTY WEALTH MANAGEMENT LLC Reduced -389,092-389.1k
Cambridge Investment Research Advisors, Inc. Reduced -162,765-162.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -156,624-156.6k
WELLS FARGO & COMPANY/MN Reduced -145,970-146.0k
BANK OF AMERICA CORP /DE/ Reduced -110,690-110.7k
Focus Partners Wealth Reduced -82,925-82.9k
STIFEL FINANCIAL CORP Reduced -56,344-56.3k
Financial Engines Advisors L.L.C. Reduced -48,517-48.5k
GUNN & Co INVESTMENT MANAGEMENT, INC. Sold out -40,357-40.4k

Biggest calls

Optiver Holding B.V. Added $5.6bn25.5m shares
JPMORGAN CHASE & CO Reduced $2.7bn17.0m shares
IMC-Chicago, LLC Added $1.5bn6.9m shares
PICTON MAHONEY ASSET MANAGEMENT New $309.2m1.4m shares
HRT FINANCIAL LP New $88.0m398.6k shares
CIBC WORLD MARKETS CORP Added $44.0m523.2k shares
SG Americas Securities, LLC Added $40.5m2.2m shares
Longitude (Cayman) Ltd. New $25.4m115.0k shares
Maven Securities LTD Reduced $21.3m225.0k shares
Perigon Wealth Management, LLC New $13.6m73.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $247.2k2.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2026-05-06 6.8% 4.1m≈ $604.9m 2026-05-06

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,027,9964.0m $497.9m $497.9m 0.04% Added +20.3k +20,278
2 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 3,527,2353.5m $436.0m $436.0m 0.11% Reduced -146.0k -145,970
3 FMR LLC 0.02% of their portfolio BOSTON, MA 3,223,4143.2m $398.5m $398.5m 0.02% Added +7.9k +7,940
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,306,9382.3m $285.2m $285.2m 0.02% Reduced -110.7k -110,690
5 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,928,7471.9m $238.4m $238.4m 0.07% Added +19.4k +19,438
6 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 1,795,4991.8m $222.0m $222.0m 0.07% Added +40.9k +40,934
7 PNC Financial Services Group, Inc. 0.11% of their portfolio Pittsburgh, PA 1,359,5391.4m $168.1m $168.1m 0.11% Added +41.8k +41,812
8 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 917,864917.9k $113.5m $113.5m 0.03% Reduced -7.8k -7,792
9 D.A. DAVIDSON & CO. 0.90% of their portfolio GREAT FALLS, MT 882,125882.1k $109.0m $109.0m 0.90% Added +12.7k +12,668
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 782,344782.3k $96.7m $96.7m 0.00% Added +121.2k +121,152
11 Financial Engines Advisors L.L.C. 0.19% of their portfolio SANTA CLARA, CA 731,934731.9k $90.5m $90.5m 0.19% Reduced -48.5k -48,517
12 Cullen/Frost Bankers, Inc. 1.19% of their portfolio San Antonio, TX 705,407705.4k $87.2m $87.2m 1.19% Added +11.7k +11,728
13 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 682,949682.9k $84.4m $84.4m 0.01% Added +7.3k +7,281
14 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 666,215666.2k $82.4m $82.4m 0.05% Added +7.8k +7,841
15 Evensky & Katz LLC 5.14% of their portfolio CORAL GABLES, FL 639,140639.1k $79.0m $79.0m 5.14% Added +15.1k +15,068
16 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 605,531605.5k $74.9m $74.9m 0.03% Reduced -3.2k -3,238
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 596,985597.0k $73.8m $73.8m 0.07% Reduced -34.3k -34,324
18 MIDLAND WEALTH ADVISORS, LLC 4.24% of their portfolio EFFINGHAM, IL 584,653584.7k $72.3m $72.3m 4.24% Added +10.5k +10,486
19 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 520,096520.1k $64.3m $64.3m 0.01% Reduced -17.4k -17,437
20 Willis Johnson & Associates, Inc. 4.18% of their portfolio Houston, TX 445,009445.0k $55.0m $55.0m 4.18% Added +12.3k +12,328
21 GW HENSSLER & ASSOCIATES LTD 2.97% of their portfolio KENNESAW, GA 425,013425.0k $52.5m $52.5m 2.97% Added +5.4k +5,441
22 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 422,300422.3k $52.2m $52.2m 0.01% Reduced -27.1k -27,101
23 Lido Advisors, LLC 0.35% of their portfolio Los Angeles, CA 374,327374.3k $46.3m $46.3m 0.35% Added +14.4k +14,398
24 Baird Financial Group, Inc. 0.09% of their portfolio MILWAUKEE, WI 364,244364.2k $45.0m $45.0m 0.09% Reduced -4.1k -4,051
25 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 363,512363.5k $44.9m $44.9m 0.06% Added +23.5k +23,486
26 MAI Capital Management 0.42% of their portfolio INDEPENDENCE, OH 353,151353.2k $43.7m $43.7m 0.42% Reduced -2.1k -2,074
27 Wilmington Savings Fund Society, FSB 0.73% of their portfolio WILMINGTON, DE 330,731330.7k $40.9m $40.9m 0.73% Reduced -30.2k -30,161
28 BOKF, NA 0.71% of their portfolio TULSA, OK 327,701327.7k $39.9m $39.9m 0.71% Reduced -609 -609
29 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 285,118285.1k $35.2m $35.2m 0.05% Reduced -156.6k -156,624
30 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 277,171277.2k $34.3m $34.3m 0.05% Reduced -9.7k -9,731
31 Pathstone Holdings, LLC 0.15% of their portfolio ENGLEWOOD, NJ 268,795268.8k $33.2m $33.2m 0.15% Added +1.3k +1,322
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 237,634237.6k $1.9k $1.9k 0.01% Added +235.7k +235,736
33 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 234,299234.3k $29.0m $29.0m 0.03% Reduced -10.6k -10,620
34 COURIER CAPITAL LLC 1.98% of their portfolio BUFFALO, NY 233,639233.6k $28.9m $28.9m 1.98% Added +7.9k +7,875
35 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 233,435233.4k $28.9m $28.9m 0.06% Added +5.3k +5,271
36 Mesirow Financial Investment Management, Inc. 0.52% of their portfolio CHICAGO, IL 216,575216.6k $26.8m $26.8m 0.52% Reduced -2.6k -2,588
37 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 215,989216.0k $26.7m $26.7m 0.07% Reduced -5.8k -5,815
38 Rehmann Capital Advisory Group 1.61% of their portfolio LANSING, MI 199,776199.8k $24.7m $24.7m 1.61% Added +12.5k +12,544
39 World Investment Advisors 0.69% of their portfolio LINCROFT, NJ 177,809177.8k $22.1m $22.1m 0.69% Added +843 +843
40 KEYBANK NATIONAL ASSOCIATION/OH 0.08% of their portfolio BROOKLYN, OH 176,588176.6k $21.8m $21.8m 0.08% Reduced -4.3k -4,317
41 Arax Advisory Partners 1.95% of their portfolio NEW YORK, NY 176,527176.5k $21.8m $21.8m 1.95% Reduced -103 -103
42 Mariner, LLC 0.04% of their portfolio Overland Park, KS 169,900169.9k $21.0m $21.0m 0.04% Reduced -1.3k -1,256
43 Wealth Advisory Solutions, LLC 5.54% of their portfolio ZIONSVILLE, IN 162,686162.7k $20.1m $20.1m 5.54% Reduced -1.5k -1,463
44 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 162,470162.5k $20.0m $20.0m 0.01% Reduced -5.0k -4,997
45 SPC Financial, Inc. 1.75% of their portfolio ROCKVILLE, MD 160,996161.0k $19.9m $19.9m 1.75% Reduced -5.4k -5,369
46 1834 INVESTMENT ADVISORS CO 2.30% of their portfolio Milwaukee, WI 159,739159.7k $19.7m $19.7m 2.30% Reduced -17.2k -17,231
47 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 158,833158.8k $19.6m $19.6m 0.03% Reduced -1.5k -1,476
48 Equitable Holdings, Inc. 0.18% of their portfolio NEW YORK, NY 151,989152.0k $18.8m $18.8m 0.18% Reduced -4.4k -4,445
49 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 147,577147.6k $18.2m $18.2m 0.03% Reduced -5.0k -4,959
50 JMAC ENTERPRISES LLC 2.79% of their portfolio NEWTOWN, PA 141,400141.4k $17.5m $17.5m 2.79% Added +641 +641
51 Sterling Financial Planning, Inc. 6.23% of their portfolio SPARTA, NJ 136,739136.7k $16.9m $16.9m 6.23% Added +4.9k +4,938
52 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 136,256136.3k $16.8m $16.8m 0.02% Added +21.7k +21,737
53 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 131,503131.5k $16.3m $16.3m 0.04% Reduced -35.0k -34,985
54 ETF Portfolio Partners, Inc. 4.71% of their portfolio LEAWOOD, KS 128,835128.8k $15.9m $15.9m 4.71% Reduced -1.1k -1,062
55 Capital Advisors, Ltd. LLC 1.89% of their portfolio SHAKER HEIGHTS, OH 123,380123.4k $15.3m $15.3m 1.89% Reduced -4.2k -4,219
56 Lutz Financial Services LLC 1.23% of their portfolio OMAHA, NE 122,867122.9k $15.2m $15.2m 1.23% Reduced -790 -790
57 FIRST MERCHANTS CORP 0.57% of their portfolio Muncie, IN 121,311121.3k $15.0m $15.0m 0.57% Reduced -4.4k -4,408
58 COMERICA BANK 0.06% of their portfolio DALLAS, TX 120,911120.9k $14.9m $14.9m 0.06% Reduced -3.6k -3,598
59 Salomon & Ludwin, LLC 1.50% of their portfolio RICHMOND, VA 119,402119.4k $14.8m $14.8m 1.50% Reduced -11.9k -11,932
60 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 115,982116.0k $14.3m $14.3m 0.00% Added +80.7k +80,675
61 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 115,112115.1k $14.2m $14.2m 0.01% Reduced -56.3k -56,344
62 Texas Yale Capital Corp. 0.61% of their portfolio ST. PETERSBURG, FL 114,395114.4k $14.1m $14.1m 0.61% Added +2 +2
63 Wealthspire Advisors, LLC 0.14% of their portfolio NEW YORK, NY 113,524113.5k $14.0m $14.0m 0.14% Added +18.5k +18,492
64 Blue Edge Capital, LLC 2.16% of their portfolio RICHMOND, VA 112,066112.1k $13.9m $13.9m 2.16% Added +2.7k +2,744
65 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 110,884110.9k $13.7m $13.7m 0.13% Added +545 +545
66 GHP Investment Advisors, Inc. 0.62% of their portfolio Denver, CO 109,813109.8k $13.6m $13.6m 0.62% Reduced -716 -716
67 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 107,895107.9k $13.3m $13.3m 0.03% Reduced -23.7k -23,671
68 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 105,050105.0k $13.0m $13.0m 0.07% Reduced -4.3k -4,303
69 Flaharty Asset Management, LLC 1.81% of their portfolio CLEARWATER, FL 103,964104.0k $12.9m $12.9m 1.81% Reduced -487 -487
70 MONETA GROUP INVESTMENT ADVISORS LLC 0.18% of their portfolio ST LOUIS, MO 101,073101.1k $12.5m $12.5m 0.18% Reduced -72 -72
71 Ellis Investment Partners, LLC 2.35% of their portfolio Berwyn, PA 97,41797.4k $12.0m $12.0m 2.35% Reduced -3.4k -3,378
72 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 96,55196.6k $11.9m $11.9m 0.03% Reduced -8 -8
73 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 94,01094.0k $11.6m $11.6m 0.04% Reduced -2.8k -2,816
74 Asset Management Group, Inc. 1.97% of their portfolio STAMFORD, CT 90,83090.8k $11.2m $11.2m 1.97% Added +608 +608
75 Cassaday & Co Wealth Management LLC 0.30% of their portfolio MCLEAN, VA 86,30386.3k $10.7m $10.7m 0.30% Reduced -1.0k -1,012
76 GREENUP STREET WEALTH MANAGEMENT LLC 2.19% of their portfolio OVERLAND PARK, KS 85,90785.9k $10.6m $10.6m 2.19% Added +9.6k +9,560
77 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 84,11684.1k $10.4m $10.4m 0.04% Reduced -162.8k -162,765
78 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.75% of their portfolio CEDAR RAPIDS, IA 83,33683.3k $10.3m $10.3m 0.75% Added +2.6k +2,628
79 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 83,10883.1k $10.3m $10.3m 0.03% Reduced -7.9k -7,861
80 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 80,86980.9k $10.0m $10.0m 0.01% Added +647 +647
81 Omega Financial Group, LLC 3.69% of their portfolio Santa Barbara, CA 78,86678.9k $9.7m $9.7m 3.69% Added +6.4k +6,405
82 FIFTH THIRD BANCORP 0.03% of their portfolio CINCINNATI, OH 76,68176.7k $9.5m $9.5m 0.03% Reduced -4.2k -4,226
83 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 73,90473.9k $9.1m $9.1m 0.10% Reduced -5.9k -5,852
84 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 73,73473.7k $9.1m $9.1m 0.02% Reduced -1.1k -1,067
85 Mill Creek Capital Advisors, LLC 0.22% of their portfolio Conshohocken, PA 72,22672.2k $8.9m $8.9m 0.22% Unchanged
86 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 70,56470.6k $8.7m $8.7m 0.07% Reduced -65 -65
87 Ullmann Wealth Partners Group, LLC 1.03% of their portfolio JACKSONVILLE BEACH, FL 64,26264.3k $7.9m $7.9m 1.03% Reduced -998 -998
88 Associated Banc-Corp 0.22% of their portfolio Green Bay, WI 60,61360.6k $7.5m $7.5m 0.22% Added +1.4k +1,376
89 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 59,03359.0k $7.3m $7.3m 0.02% Reduced -15 -15
90 Prospera Financial Services Inc 0.18% of their portfolio Dallas, TX 58,19058.2k $7.2m $7.2m 0.18% Added +43.7k +43,674
91 LMG Wealth Partners, LLC 1.63% of their portfolio SHREVEPORT, LA 57,71257.7k $7.1m $7.1m 1.63% Reduced -9 -9
92 GREENLEAF TRUST 0.06% of their portfolio KALAMAZOO, MI 57,34357.3k $7.1m $7.1m 0.06% Reduced -72 -72
93 Merriman Wealth Management, LLC 0.28% of their portfolio SEATTLE, WA 56,46056.5k $7.0m $7.0m 0.28% Reduced -914 -914
94 ETFIDEA, LLC 2.11% of their portfolio SYRACUSE, NY 53,88953.9k $6.7m $6.7m 2.11% Reduced -718 -718
95 REGIONS FINANCIAL CORP 0.05% of their portfolio BIRMINGHAM, AL 53,55453.6k $6.6m $6.6m 0.05% Added +8 +8
96 Oldfather Financial Services, LLC 2.51% of their portfolio KEARNEY, NE 52,74852.7k $6.5m $6.5m 2.51% Reduced -236 -236
97 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 51,48651.5k $6.4m $6.4m 0.02% Reduced -12.2k -12,191
98 Asset Dedication, LLC 0.42% of their portfolio SAN FRANCISCO, CA 50,45250.5k $6.2m $6.2m 0.42% Added +1.8k +1,781
99 BECKER CAPITAL MANAGEMENT INC 0.20% of their portfolio Portland, OR 48,80448.8k $6.0m $6.0m 0.20% Unchanged
100 First Citizens Financial Corp 3.13% of their portfolio MASON CITY, IA 47,82747.8k $5.9m $5.9m 3.13% Reduced -80 -80