Vault-13

ISHARES TR IGM

EXPND TEC SC ETF · ETP · CUSIP 464287549

252 institutional holders -3 vs Q3 2022
3,521,8093.5m shares reported held*
$988.8mreported value*
25 new 47 added 99 reduced 31 sold out net sold ≈ $511.1m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($455.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $280.78. Options: 2 managers hold calls ($1.4m notional), 2 hold puts ($952.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 255Q4 22: 252252Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022255
Q4 2022252

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.3mQ3 22 puts: $1.7mQ3 22P/C 0.50Q4 22 calls: $1.4mQ4 22 puts: $952.0kQ4 22P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2022$3.3m$1.7m0.50
Q4 2022$1.4m$952.0k0.68

Biggest buyers

Cerity Partners LLC Added +143,183+143.2k
JPMORGAN CHASE & CO Added +91,947+91.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,506+20.5k
Mariner, LLC Added +16,556+16.6k
American Trust Added +9,656+9.7k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +7,869+7.9k
WELLS FARGO & COMPANY/MN Added +6,455+6.5k
CAPTRUST FINANCIAL ADVISORS New +5,819+5.8k
Equitable Holdings, Inc. Added +5,500+5.5k
B. Riley Wealth Advisors, Inc. Added +3,926+3.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -354,720-354.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -312,760-312.8k
Janney Montgomery Scott LLC Reduced -312,680-312.7k
RAYMOND JAMES & ASSOCIATES Reduced -275,438-275.4k
TRUIST FINANCIAL CORP Reduced -254,344-254.3k
WestEnd Advisors, LLC Sold out -241,520-241.5k
VICTORY CAPITAL MANAGEMENT INC Sold out -64,643-64.6k
ROYAL BANK OF CANADA Reduced -61,099-61.1k
TRAPHAGEN INVESTMENT ADVISORS LLC Reduced -49,331-49.3k
ASSETMARK, INC Reduced -26,478-26.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m4.3k shares
Belvedere Trading LLC New $196.0k700 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $896.0k3.2k shares
Belvedere Trading LLC New $56.0k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Equitable Holdings, Inc. 2.27% of their portfolio NEW YORK, NY 466,250466.2k $130.6m $130.6m 2.27% Added +5.5k +5,500
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 450,977451.0k $126.3m $126.3m 0.02% Reduced -354.7k -354,720
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 276,965277.0k $77.6m $77.6m 0.01% Reduced -24.0k -24,042
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2.06% of their portfolio LOS ANGELES, CA 204,559204.6k $57.3m $57.3m 2.06% Added +7.9k +7,869
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 201,089201.1k $56.3m $56.3m 0.02% Reduced -61.1k -61,099
6 Cerity Partners LLC 0.37% of their portfolio NEW YORK, NY 175,381175.4k $57.6m $57.6m 0.37% Added +143.2k +143,183
7 Destination Wealth Management 1.85% of their portfolio Walnut Creek, CA 166,083166.1k $46.5m $46.5m 1.85% Reduced -2.9k -2,895
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 147,853147.9k $41.4m $41.4m 0.01% Added +91.9k +91,947
9 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 93,10493.1k $26.1m $26.1m 0.02% Added +955 +955
10 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 68,01268.0k $19.0m $19.0m 0.02% Reduced -275.4k -275,438
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 61,27561.3k $17.2m $17.2m 0.00% Reduced -9.7k -9,744
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 60,94460.9k $17.1m $17.1m 0.01% Reduced -7.9k -7,875
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 51,57751.6k $14.4m $14.4m 0.00% Added +6.5k +6,455
14 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 49,61949.6k $13.9m $13.9m 0.05% Reduced -312.7k -312,680
15 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 47,90147.9k $13.4m $13.4m 0.03% Added +677 +677
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 44,03744.0k $12.3m $12.3m 0.02% Reduced -9.1k -9,066
17 Stuart Chaussee & Associates, Inc. 4.32% of their portfolio BEVERLY HILLS, CA 41,75341.8k $11.7m $11.7m 4.32% Reduced -630 -630
18 Legacy Financial Strategies, LLC 4.23% of their portfolio OVERLAND PARK, KS 36,50236.5k $10.2m $10.2m 4.23% Added +1.1k +1,125
19 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 35,70035.7k $10.0m $10.0m 0.07% Added +1.2k +1,215
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 34,29034.3k $9.6m $9.6m 0.02% Added +20.5k +20,506
21 Mathes Company, Inc. 4.37% of their portfolio New York, NY 30,93030.9k $8.7m $8.7m 4.37% Reduced -725 -725
22 BAILARD, INC. 0.32% of their portfolio Foster City, CA 30,42630.4k $8.5m $8.5m 0.32% Added +3.5k +3,493
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 30,25230.3k $8.5m $8.5m 0.00% Reduced -3.3k -3,344
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 28,87028.9k $8.1m $8.1m 0.01% Added +976 +976
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 26,17326.2k $7.3m $7.3m 0.01% Added +1.8k +1,797
26 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 22,09322.1k $6.2m $6.2m 0.02% Added +233 +233
27 Mariner, LLC 0.02% of their portfolio Overland Park, KS 20,95020.9k $5.9m $5.9m 0.02% Added +16.6k +16,556
28 CIC Wealth, LLC 2.31% of their portfolio ROCKVILLE, MD 19,99620.0k $5.6m $5.6m 2.31% First filing
29 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 17,78917.8k $5.0m $5.0m 0.00% Reduced -15.3k -15,278
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,68517.7k $5.0m $5.0m 0.00% Reduced -312.8k -312,760
31 Meridian Wealth Management, LLC 0.47% of their portfolio LEXINGTON, KY 16,99417.0k $4.8m $4.8m 0.47% Unchanged
32 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 16,81116.8k $4.7m $4.7m 0.01% Reduced -254.3k -254,344
33 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.06% of their portfolio Madrid, U3 15,64115.6k $4.4m $4.4m 0.06% Added +593 +593
34 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 14,17514.2k $4.0m $4.0m 0.02% Added +231 +231
35 SHELTON WEALTH MANAGEMENT, LLC 3.03% of their portfolio FORT WORTH, TX 13,70913.7k $3.8m $3.8m 3.03% Added +1.6k +1,623
36 Graves Light Lenhart Wealth, Inc. 0.59% of their portfolio HARRISONBURG, VA 13,60713.6k $3.8m $3.8m 0.59% Reduced -107 -107
37 Apexium Financial, LP 0.39% of their portfolio Dallas, TX 13,59013.6k $3.8m $3.8m 0.39% Added +376 +376
38 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 13,52813.5k $3.8m $3.8m 0.03% Added +313 +313
39 White Lighthouse Investment Management Inc. 1.02% of their portfolio BEDFORD, MA 13,37013.4k $3.7m $3.7m 1.02% Added +414 +414
40 WealthBridge Capital Management, LLC 1.39% of their portfolio WESTERVILLE, OH 11,85611.9k $3.3m $3.3m 1.39% Added +121 +121
41 CWM, LLC 0.02% of their portfolio OMAHA, NE 11,56011.6k $3.2m $3.2m 0.02% Reduced -877 -877
42 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 11,11011.1k $3.1m $3.1m 0.00% Unchanged
43 American Trust 0.05% of their portfolio LEXINGTON, KY 11,07911.1k $548.5k $548.5k 0.05% Added +9.7k +9,656
44 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 10,90810.9k $913.7k $913.7k 0.02% Reduced -179 -179
45 Asset Management Group, Inc. 0.67% of their portfolio STAMFORD, CT 10,13410.1k $2.8m $2.8m 0.67% Added +17 +17
46 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 9,96810.0k $2.8m $2.8m 0.05% Reduced -454 -454
47 AFT, FORSYTH & COMPANY, INC. 2.37% of their portfolio JUPITER, FL 9,9089.9k $2.8m $2.8m 2.37% Reduced -49 -49
48 TRAPHAGEN INVESTMENT ADVISORS LLC 0.43% of their portfolio ORADELL, NJ 9,7029.7k $2.7m $2.7m 0.43% Reduced -49.3k -49,331
49 Portfolio Strategies, Inc. 0.57% of their portfolio MONTVALE, NJ 9,1559.2k $2.6m $2.6m 0.57% Reduced -133 -133
50 ACIMA PRIVATE WEALTH, LLC 1.28% of their portfolio RICHMOND, VA 8,9008.9k $2.5m $2.5m 1.28% Unchanged
51 GM Advisory Group, LLC 0.26% of their portfolio MELVILLE, NY 8,6238.6k $2.4m $2.4m 0.26% Reduced -3.9k -3,924
52 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 8,4468.4k $2.4m $2.4m 0.07% Added +3.9k +3,926
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 7,8937.9k $2.2m $2.2m 0.00% Added +506 +506
54 Transform Wealth, LLC 0.24% of their portfolio GREENWOOD VILLAGE, CO 7,7937.8k $2.2m $2.2m 0.24% Reduced -2.2k -2,226
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,5417.5k $2.1m $2.1m 0.00% Reduced -989 -989
56 MERIDIAN INVESTMENT COUNSEL INC. 0.78% of their portfolio LAFAYETTE, CA 6,9577.0k $1.9m $1.9m 0.78% Unchanged
57 INTERACTIVE FINANCIAL ADVISORS, INC. 1.08% of their portfolio New Lenox, IL 6,4406.4k $1.8m $1.8m 1.08% Reduced -82 -82
58 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 5,9335.9k $1.7m $1.7m 0.05% Added +330 +330
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,9285.9k $1.7m $1.7m 0.00% Reduced -1.9k -1,924
60 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 5,8195.8k $1.6m $1.6m 0.01% New
61 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 5,7435.7k $1.6m $1.6m 0.01% Added +207 +207
62 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 5,7125.7k $1.6m $1.6m 0.10% Unchanged
63 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 5,4525.5k $210.0k $210.0k 0.01% Reduced -285 -285
64 Security Financial Services, INC. 0.47% of their portfolio Fort Wayne, IN 5,3765.4k $1.5m $1.5m 0.47% Added +3.1k +3,061
65 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,3465.3k $1.5m $1.5m 0.00% Reduced -4.7k -4,698
66 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 5,1435.1k $1.4m $1.4m 0.03% Reduced -5.1k -5,074
67 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.05% of their portfolio TOKYO, M0 5,1005.1k $1.4m $1.4m 0.05% Unchanged
68 Clarity Wealth Advisors, LLC 0.81% of their portfolio SAN JOSE, CA 5,0165.0k $1.4m $1.4m 0.81% Reduced -81 -81
69 Campion Asset Management 1.28% of their portfolio Fairfax, VA 4,6554.7k $1.3m $1.3m 1.28% Reduced -1.1k -1,115
70 Milestone Investment Advisors LLC 0.45% of their portfolio MIDDLETON, WI 4,6304.6k $1.3m $1.3m 0.45% First filing
71 HB Wealth Management, LLC 0.02% of their portfolio Atlanta, GA 4,5464.5k $1.3m $1.3m 0.02% Reduced -5.0k -4,980
72 Milestone Advisory Partners 0.87% of their portfolio Southern Pines, NC 4,1764.2k $1.2m $1.2m 0.87% Reduced -148 -148
73 BOSTON FAMILY OFFICE LLC 0.10% of their portfolio BOSTON, MA 4,1404.1k $1.2m $1.2m 0.10% Added +2.1k +2,140
74 FMR LLC 0.00% of their portfolio BOSTON, MA 4,0374.0k $1.1m $1.1m 0.00% Reduced -64 -64
75 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 3,9974.0k $1.1m $1.1m 0.02% Reduced -1.2k -1,221
76 Teamwork Financial Advisors, LLC 0.22% of their portfolio San Antonio, TX 3,9043.9k $1.1m $1.1m 0.22% Added +2.0k +1,955
77 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,8183.8k $1.1m $1.1m 0.00% Reduced -68 -68
78 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 3,7753.8k $1.1m $1.1m 0.02% Reduced -419 -419
79 Houlihan Financial Resource Group, Ltd. 0.57% of their portfolio ASHBURN, VA 3,4173.4k $995.0k $995.0k 0.57% Reduced -17 -17
80 Family Firm, Inc. 0.28% of their portfolio BETHESDA, MD 3,3603.4k $940.9k $940.9k 0.28% Added +831 +831
81 WEBSTER BANK, N. A. 0.13% of their portfolio WATERBURY, CT 3,3403.3k $935.0k $935.0k 0.13% Reduced -150 -150
82 Icon Wealth Advisors, LLC 0.10% of their portfolio HOUSTON, TX 3,0653.1k $858.2k $858.2k 0.10% Unchanged
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,0473.0k $853.2k $853.2k 0.00% Added +1.3k +1,309
84 Crescent Grove Advisors, LLC 0.09% of their portfolio LAKE FOREST, IL 3,0083.0k $842.2k $842.2k 0.09% Unchanged
85 Fort Sheridan Advisors LLC 0.27% of their portfolio HIGHLAND PARK, IL 2,9883.0k $836.8k $836.8k 0.27% Reduced -22 -22
86 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.03% of their portfolio PASADENA, CA 2,8502.9k $798.0k $798.0k 0.03% Unchanged
87 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,8092.8k $826.3k $826.3k 0.00% Reduced -37 -37
88 Kesler, Norman & Wride, LLC 0.20% of their portfolio OGDEN, UT 2,7782.8k $777.9k $777.9k 0.20% Reduced -9.0k -9,009
89 FIDUCIENT ADVISORS LLC 0.22% of their portfolio Chicago, IL 2,6802.7k $750.4k $750.4k 0.22% New
90 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 2,6292.6k $736.1k $736.1k 0.00% Reduced -351 -351
91 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 2,5352.5k $710.0k $710.0k 0.00% Reduced -360 -360
92 WEALTHSOURCE PARTNERS, LLC 0.05% of their portfolio SAN LUIS OBISPO, CA 2,4432.4k $684.0k $684.0k 0.05% New
93 SMITH, MOORE & CO. 0.09% of their portfolio CLAYTON, MO 2,4292.4k $680.0k $680.0k 0.09% Reduced -965 -965
94 Nikulski Financial, Inc. 0.29% of their portfolio BETTENDORF, IA 2,2052.2k $617.4k $617.4k 0.29% Added +225 +225
95 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 2,1872.2k $612.4k $612.4k 0.01% Reduced -123 -123
96 HORIZON BANCORP INC /IN/ 0.33% of their portfolio MICHIGAN CITY, IN 2,1242.1k $595.0k $595.0k 0.33% First filing
97 Willis Johnson & Associates, Inc. 0.08% of their portfolio Houston, TX 2,1232.1k $594.4k $594.4k 0.08% Reduced -82 -82
98 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 2,1212.1k $593.8k $593.8k 0.01% Reduced -291 -291
99 RESOLUTE FINANCIAL, LLC 0.50% of their portfolio NEWBURYPORT, MA 2,0972.1k $587.2k $587.2k 0.50% Reduced -303 -303
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0312.0k $568.7k $568.7k 0.00% Reduced -92 -92