Vault-13

ISHARES TR IWS

RUS MDCP VAL ETF · ETP · CUSIP 464287473

859 institutional holders +5 vs Q1 2024
84,171,76184.2m shares reported held*
$10.2bnreported value*
51 new 267 added 294 reduced 44 sold out net sold ≈ $2.8bn (-23.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $120.64. Options: 2 managers hold calls ($5.2m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 749Q4 22: 835Q1 23: 798Q2 23: 802Q3 23: 790Q4 23: 857Q1 24: 854Q2 24: 859859Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022749
Q4 2022835
Q1 2023798
Q2 2023802
Q3 2023790
Q4 2023857
Q1 2024854
Q2 2024859

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 344 bought or addedQ4 22: 292 cut or sold outQ4 22Q1 23: 280 bought or addedQ1 23: 368 cut or sold outQ2 23: 290 bought or addedQ2 23: 329 cut or sold outQ2 23Q3 23: 248 bought or addedQ3 23: 350 cut or sold outQ4 23: 340 bought or addedQ4 23: 326 cut or sold outQ4 23Q1 24: 305 bought or addedQ1 24: 375 cut or sold outQ2 24: 318 bought or addedQ2 24: 338 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022344292
Q1 2023280368
Q2 2023290329
Q3 2023248350
Q4 2023340326
Q1 2024305375
Q2 2024318338

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 23 calls: $3.0mQ3 23 puts: $1.6mQ3 23P/C 0.55Q4 23 calls: $7.6mQ4 23 puts: $453.5kQ4 23P/C 0.06Q1 24 calls: $7.1mQ1 24 puts: $275.7kQ1 24P/C 0.04Q2 24 calls: $5.2mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$3.0m$1.6m0.55
Q4 2023$7.6m$453.5k0.06
Q1 2024$7.1m$275.7k0.04
Q2 2024$5.2m$00.00

Biggest buyers

JONES FINANCIAL COMPANIES LLLP Added +471,443+471.4k
ROYAL BANK OF CANADA Added +353,052+353.1k
WOLVERINE TRADING, LLC New +350,170+350.2k
NATIXIS ADVISORS, LLC Added +214,618+214.6k
ANCHOR CAPITAL ADVISORS LLC Added +198,869+198.9k
LBJ Family Wealth Advisors, Ltd. Added +127,003+127.0k
Focus Partners Wealth Added +117,608+117.6k
HSBC HOLDINGS PLC Added +114,266+114.3k
Strategic Financial Concepts, LLC New +112,211+112.2k
EARNEST PARTNERS LLC Added +107,275+107.3k

Biggest sellers

MORGAN STANLEY Reduced -15,958,394-16.0m
TIAA TRUST, NATIONAL ASSOCIATION Reduced -7,977,302-8.0m
BANK OF AMERICA CORP /DE/ Reduced -670,379-670.4k
Zions Bancorporation, N.A. Reduced -188,360-188.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -156,858-156.9k
Advisors Preferred, LLC Sold out -132,840-132.8k
Avantax Planning Partners, Inc. Reduced -118,764-118.8k
COMMERCE BANK Reduced -95,429-95.4k
Betterment LLC Reduced -67,438-67.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -62,353-62.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.8m39.5k shares
CITADEL ADVISORS LLC New $458.8k3.8k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JONES FINANCIAL COMPANIES LLLP 1.16% of their portfolio DES PERES, MO 8,289,4468.3m $1.0bn $1.0bn 1.16% Added +471.4k +471,443
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 7,930,1807.9m $957.5m $957.5m 0.07% Reduced -16.0m -15,958,394
3 TIAA TRUST, NATIONAL ASSOCIATION 1.72% of their portfolio CHARLOTTE, NC 4,617,1884.6m $557.1m $557.1m 1.72% Reduced -8.0m -7,977,302
4 Envestnet Portfolio Solutions, Inc. 1.75% of their portfolio BERWYN, PA 4,147,0924.1m $500.7m $500.7m 1.75% Added +100.2k +100,214
5 US BANCORP \DE\ 0.67% of their portfolio MINNEAPOLIS, MN 4,087,1024.1m $493.5m $493.5m 0.67% Added +8.7k +8,742
6 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 3,863,7793.9m $466.5m $466.5m 0.12% Reduced -60.1k -60,116
7 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,730,7293.7m $450.4m $450.4m 0.04% Reduced -670.4k -670,379
8 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 3,106,4893.1m $375.1m $375.1m 0.09% Added +353.1k +353,052
9 FIRST CITIZENS BANK & TRUST CO 6.59% of their portfolio RALEIGH, NC 2,894,0982.9m $349.4m $349.4m 6.59% Added +72.1k +72,108
10 COMMERCE BANK 1.91% of their portfolio KANSAS CITY, MO 2,435,6302.4m $294.1m $294.1m 1.91% Reduced -95.4k -95,429
11 COMMONWEALTH EQUITY SERVICES, LLC 0.43% of their portfolio WALTHAM, MA 2,237,1152.2m $270.1m $270.1m 0.43% Reduced -156.9k -156,858
12 FMR LLC 0.02% of their portfolio BOSTON, MA 2,035,5862.0m $245.8m $245.8m 0.02% Reduced -27.6k -27,573
13 Betterment LLC 0.60% of their portfolio NEW YORK, NY 1,911,2241.9m $230.8m $230.8m 0.60% Reduced -67.4k -67,438
14 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,654,4391.7m $199.8m $199.8m 0.06% Reduced -55.9k -55,875
15 PNC Financial Services Group, Inc. 0.12% of their portfolio Pittsburgh, PA 1,506,9511.5m $181.9m $181.9m 0.12% Reduced -37.9k -37,938
16 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,416,1161.4m $171.0m $171.0m 0.01% Reduced -38.1k -38,110
17 VICTORY CAPITAL MANAGEMENT INC 0.15% of their portfolio San Antonio, TX 1,215,7001.2m $146.8m $146.8m 0.15% Added +12.2k +12,200
18 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,208,4971.2m $145.9m $145.9m 0.04% Added +12.9k +12,901
19 Zions Bancorporation, N.A. 10.65% of their portfolio SALT LAKE CITY, UT 1,101,6011.1m $133.0m $133.0m 10.65% Reduced -188.4k -188,360
20 Cassaday & Co Wealth Management LLC 3.53% of their portfolio MCLEAN, VA 930,308930.3k $112.3m $112.3m 3.53% Added +16.2k +16,220
21 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 877,603877.6k $106.0m $106.0m 0.05% Added +36.7k +36,698
22 STEPHENS INC /AR/ 1.51% of their portfolio LITTLE ROCK, AR 820,181820.2k $99.0m $99.0m 1.51% Reduced -675 -675
23 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 793,561793.6k $95.8m $95.8m 0.03% Reduced -62.4k -62,353
24 STEPHENS GROUP ASSET MANAGEMENT, LLC 7.45% of their portfolio LITTLE ROCK, AR 676,677676.7k $81.7m $81.7m 7.45% Reduced -4.4k -4,423
25 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 585,867585.9k $70.7m $70.7m 0.10% Added +19.3k +19,302
26 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 547,765547.8k $66.1m $66.1m 0.10% Reduced -11.8k -11,762
27 Equitable Holdings, Inc. 0.62% of their portfolio NEW YORK, NY 491,056491.1k $59.3m $59.3m 0.62% Reduced -12.6k -12,556
28 Heritage Wealth Advisors 2.62% of their portfolio RICHMOND, VA 480,649480.6k $58.0m $58.0m 2.62% Added +11.5k +11,548
29 AMG National Trust Bank 1.18% of their portfolio GREENWOOD VILLAGE, CO 361,994362.0k $43.7m $43.7m 1.18% Added +6.8k +6,768
30 WOLVERINE TRADING, LLC 0.69% of their portfolio CHICAGO, IL 350,170350.2k $42.3m $42.3m 0.69% New
31 One Capital Management, LLC 1.41% of their portfolio WESTLAKE VILLAGE, CA 342,443342.4k $41.3m $41.3m 1.41% Reduced -54.1k -54,065
32 ANCHOR CAPITAL ADVISORS LLC 1.16% of their portfolio Boston, MA 341,598341.6k $41.2m $41.2m 1.16% Added +198.9k +198,869
33 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 320,443320.4k $38.5m $38.5m 0.07% Added +26.9k +26,927
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 316,579316.6k $38.2m $38.2m 0.04% Added +10.5k +10,474
35 Chicago Partners Investment Group LLC 1.46% of their portfolio CHICAGO, IL 295,642295.6k $37.7m $37.7m 1.46% Reduced -8.3k -8,299
36 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 291,327291.3k $35.2m $35.2m 0.08% Reduced -4.4k -4,412
37 AE Wealth Management LLC 0.34% of their portfolio TOPEKA, KS 284,573284.6k $34.4m $34.4m 0.34% Added +3.6k +3,583
38 Mariner, LLC 0.06% of their portfolio Overland Park, KS 275,723275.7k $33.3m $33.3m 0.06% Reduced -3.2k -3,163
39 GLOBALT Investments LLC / GA 1.33% of their portfolio Atlanta, GA 274,863274.9k $33.2m $33.2m 1.33% Added +2.6k +2,599
40 Wescott Financial Advisory Group, LLC 3.81% of their portfolio Philadelphia, PA 271,970272.0k $32.8m $32.8m 3.81% Reduced -10.5k -10,459
41 LBJ Family Wealth Advisors, Ltd. 9.96% of their portfolio AUSTIN, TX 256,325256.3k $31.5m $31.5m 9.96% Added +127.0k +127,003
42 Cedar Mountain Advisors, LLC 7.41% of their portfolio LAKE OSWEGO, OR 248,687248.7k $30.0m $30.0m 7.41% Added +2.4k +2,388
43 Focus Partners Wealth 0.10% of their portfolio ST LOUIS, MO 237,140237.1k $28.6m $28.6m 0.10% Added +117.6k +117,608
44 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 236,919236.9k $28.6m $28.6m 0.06% Added +214.6k +214,618
45 SVB WEALTH LLC 0.70% of their portfolio BOSTON, MA 234,084234.1k $28.3m $28.3m 0.70% Added +33.6k +33,629
46 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 233,692233.7k $28.2m $28.2m 0.02% Added +114.3k +114,266
47 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 215,464215.5k $26.0m $26.0m 0.06% Reduced -13.0k -13,005
48 KEYBANK NATIONAL ASSOCIATION/OH 0.10% of their portfolio BROOKLYN, OH 202,933202.9k $24.5m $24.5m 0.10% Reduced -1.5k -1,499
49 LPWM LLC 8.27% of their portfolio MINNEAPOLIS, MN 199,757199.8k $23.9m $23.9m 8.27% Added +2.8k +2,819
50 Pegasus Partners Ltd. 2.38% of their portfolio MEQUON, WI 195,098195.1k $23.6m $23.6m 2.38% Added +16.1k +16,137
51 M&T Bank Corp 0.08% of their portfolio BUFFALO, NY 195,081195.1k $23.6m $23.6m 0.08% Reduced -1.9k -1,888
52 EARNEST PARTNERS LLC 0.11% of their portfolio ATLANTA, GA 187,672187.7k $22.7m $22.7m 0.11% Added +107.3k +107,275
53 THOMPSON SIEGEL & WALMSLEY LLC 0.36% of their portfolio RICHMOND, VA 184,318184.3k $22.3m $22.3m 0.36% Added +97.7k +97,679
54 Covenant Partners, LLC 6.70% of their portfolio Nashville, TN 182,517182.5k $22.0m $22.0m 6.70% Reduced -10.9k -10,917
55 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 177,080177.1k $20.9m $20.9m 0.12% Added +2.3k +2,340
56 Hapanowicz & Associates Financial Services, Inc 11.77% of their portfolio PITTSBURGH, PA 170,787170.8k $20.6m $20.6m 11.77% Added +3.2k +3,238
57 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 164,924164.9k $19.9m $19.9m 0.01% Added +1.1k +1,137
58 MONETA GROUP INVESTMENT ADVISORS LLC 0.31% of their portfolio ST LOUIS, MO 161,320161.3k $19.5m $19.5m 0.31% Reduced -1.1k -1,115
59 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 160,178160.2k $19.3m $19.3m 0.05% Added +2.4k +2,362
60 Badgley Phelps Wealth Managers, LLC 0.47% of their portfolio SEATTLE, WA 155,836155.8k $18.8m $18.8m 0.47% Added +65 +65
61 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 153,185153.2k $18.5m $18.5m 0.03% Added +6.3k +6,260
62 Asset Management Group, Inc. 3.44% of their portfolio STAMFORD, CT 152,752152.8k $18.4m $18.4m 3.44% Reduced -1.1k -1,138
63 Rodgers & Associates, LTD 2.34% of their portfolio Lancaster, PA 150,599150.6k $18.2m $18.2m 2.34% Added +2.7k +2,677
64 First Citizens Asset Management, Inc. 6.45% of their portfolio RALEIGH, NC 143,379143.4k $17.3m $17.3m 6.45% Added +4 +4
65 RTD Financial Advisors, Inc. 2.32% of their portfolio Philadelphia, PA 142,980143.0k $17.3m $17.3m 2.32% Added +1.0k +1,005
66 Bishop & Co Investment Management, LLC 10.20% of their portfolio Erie, PA 139,218139.2k $16.8m $16.8m 10.20% Reduced -176 -176
67 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 138,637138.6k $16.6m $16.6m 0.03% Reduced -2.7k -2,682
68 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 135,616135.6k $16.4m $16.4m 0.06% Reduced -2.1k -2,117
69 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 130,903130.9k $15.8m $15.8m 0.02% Added +2.3k +2,283
70 Legacy Edge Advisors, LLC 2.91% of their portfolio SYOSSET, NY 130,732130.7k $15.8m $15.8m 2.91% Added +4.5k +4,484
71 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 126,049126.0k $15.2m $15.2m 0.00% Reduced -192 -192
72 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 125,914125.9k $15.2m $15.2m 0.05% Reduced -24.9k -24,860
73 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 122,088122.1k $14.7m $14.7m 0.11% Added +6.7k +6,717
74 HUB Investment Partners, LLC 0.70% of their portfolio AUSTIN, TX 119,422119.4k $14.4m $14.4m 0.70% Added +9.5k +9,511
75 Strategic Financial Concepts, LLC 0.02% of their portfolio SAN ANTONIO, TX 112,211112.2k $33.6k $33.6k 0.02% New
76 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 112,106112.1k $13.5m $13.5m 0.00% Reduced -24.9k -24,897
77 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 111,799111.8k $13.5m $13.5m 0.14% Added +647 +647
78 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 109,709109.7k $13.2m $13.2m 0.03% Reduced -18.4k -18,428
79 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 108,362108.4k $13.1m $13.1m 0.03% Reduced -13 -13
80 COMERICA BANK 0.05% of their portfolio DALLAS, TX 106,097106.1k $12.8m $12.8m 0.05% Reduced -7.9k -7,933
81 Waverly Advisors, LLC 0.25% of their portfolio BIRMINGHAM, AL 105,547105.5k $12.7m $12.7m 0.25% Reduced -419 -419
82 Fifth Third Securities, Inc. 1.17% of their portfolio Cincinnati, OH 105,128105.1k $12.7m $12.7m 1.17% Added +1.4k +1,449
83 UMB Bank, n.a. 0.21% of their portfolio Kansas City, MO 104,232104.2k $12.6m $12.6m 0.21% Reduced -10.9k -10,897
84 BOKF, NA 0.22% of their portfolio TULSA, OK 99,79199.8k $12.0m $12.0m 0.22% Reduced -4.5k -4,458
85 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 96,87996.9k $12.0m $12.0m 0.00% Reduced -332 -332
86 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 96,20096.2k $11.6m $11.6m 0.01% Reduced -338 -338
87 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.17% of their portfolio CINCINNATI, OH 93,66193.7k $11.3m $11.3m 0.17% Reduced -3.0k -2,971
88 Avantax Planning Partners, Inc. 0.36% of their portfolio DUBUQUE, IA 93,27493.3k $11.3m $11.3m 0.36% Reduced -118.8k -118,764
89 ETFIDEA, LLC 3.66% of their portfolio SYRACUSE, NY 89,74789.7k $10.8m $10.8m 3.66% Added +2.1k +2,068
90 Occidental Asset Management, LLC 1.87% of their portfolio Burlingame, CA 88,02388.0k $10.6m $10.6m 1.87% Added +4.6k +4,636
91 Clearstead Advisors, LLC 0.18% of their portfolio CLEVELAND, OH 87,83587.8k $10.6m $10.6m 0.18% Added +87.4k +87,409
92 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 87,36787.4k $10.5m $10.5m 0.03% Reduced -1.2k -1,209
93 JOHNSON INVESTMENT COUNSEL INC 0.11% of their portfolio Cincinnati, OH 83,56183.6k $10.1m $10.1m 0.11% Reduced -135 -135
94 First Horizon Advisors, Inc. 0.30% of their portfolio MEMPHIS, TN 81,46781.5k $9.8m $9.8m 0.30% Added +91 +91
95 Accredited Investors Inc. 0.61% of their portfolio EDINA, MN 80,91280.9k $9.8m $9.8m 0.61% Reduced -9.5k -9,513
96 JMG Financial Group, Ltd. 0.36% of their portfolio DOWNERS GROVE, IL 80,78980.8k $9.8m $9.8m 0.36% Reduced -4.6k -4,556
97 Simplicity Wealth,LLC 0.22% of their portfolio SUMMIT, NJ 80,05480.1k $9.7m $9.7m 0.22% Reduced -27.6k -27,615
98 KESTRA PRIVATE WEALTH SERVICES, LLC 0.18% of their portfolio AUSTIN, TX 76,15676.2k $9.2m $9.2m 0.18% Reduced -4.8k -4,793
99 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 74,61174.6k $9.0m $9.0m 0.01% Reduced -3.5k -3,490
100 TWIN FOCUS CAPITAL PARTNERS, LLC 1.43% of their portfolio Boston, MA 73,90773.9k $8.9m $8.9m 1.43% Reduced -2.0k -2,008