Vault-13

ISHARES TR IXC

GLOBAL ENERG ETF · ETP · CUSIP 464287341

265 institutional holders +23 vs Q2 2023
21,541,35521.5m shares reported held*
$888.8mreported value*
43 new 65 added 77 reduced 21 sold out net bought ≈ $45.2m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.26. Options: 3 managers hold calls ($3.7m notional), 2 hold puts ($226.9k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 245Q4 22: 261Q1 23: 250Q2 23: 242Q3 23: 265265Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022245
Q4 2022261
Q1 2023250
Q2 2023242
Q3 2023265

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 120 bought or addedQ4 22: 84 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 113 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 129 cut or sold outQ2 23Q3 23: 108 bought or addedQ3 23: 98 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212084
Q1 202388113
Q2 202388129
Q3 202310898

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 22 calls: $2.2mQ4 22 puts: $1.7mQ4 22P/C 0.78Q1 23 calls: $2.0mQ1 23 puts: $396.5kQ1 23P/C 0.20Q2 23 calls: $1.8mQ2 23 puts: $379.6kQ2 23P/C 0.21Q3 23 calls: $3.7mQ3 23 puts: $226.9kQ3 23P/C 0.06
Numbers
QuarterCallsPutsP/C
Q4 2022$2.2m$1.7m0.78
Q1 2023$2.0m$396.5k0.20
Q2 2023$1.8m$379.6k0.21
Q3 2023$3.7m$226.9k0.06

Biggest buyers

Fisher Asset Management, LLC Added +1,005,493+1.0m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Added +442,596+442.6k
SCHRODER INVESTMENT MANAGEMENT GROUP New +376,800+376.8k
Cambria Investment Management, L.P. New +290,399+290.4k
BARINGS LLC New +189,971+190.0k
Cetera Advisor Networks LLC Added +128,796+128.8k
Sterling Manor Financial, LLC New +95,582+95.6k
UBS Group AG Added +92,421+92.4k
Buttonwood Financial Group, LLC New +87,245+87.2k
Cambridge Investment Research Advisors, Inc. Added +85,557+85.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -931,139-931.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -325,112-325.1k
Black Swift Group, LLC Sold out -212,390-212.4k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Reduced -159,004-159.0k
Verger Capital Management LLC Reduced -148,295-148.3k
BANK OF MONTREAL /CAN/ Reduced -107,946-107.9k
CITADEL ADVISORS LLC Sold out -78,829-78.8k
Money Design Co.,Ltd. Reduced -73,790-73.8k
Connectus Wealth, LLC Reduced -71,214-71.2k
Atria Wealth Solutions, Inc. Sold out -48,185-48.2k

Biggest calls

CITADEL ADVISORS LLC Added $1.9m45.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.8m44.7k shares
Cutler Group LLC / CA Added $17.0k5.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $202.2k4.9k shares
CITADEL ADVISORS LLC Reduced $24.8k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.11% of their portfolio PLANO, TX 4,541,1994.5m $187.4m $187.4m 0.11% Added +1.0m +1,005,493
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,611,3511.6m $66.5m $66.5m 0.01% Added +13.0k +12,963
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,501,6641.5m $62.0m $62.0m 0.01% Added +20.8k +20,818
4 WADE G W & INC 1.03% of their portfolio Wellesley, MA 669,045669.0k $27.6m $27.6m 1.03% Reduced -15.9k -15,868
5 Connectus Wealth, LLC 0.56% of their portfolio CINCINNATI, OH 605,529605.5k $25.0m $25.0m 0.56% Reduced -71.2k -71,214
6 EVERGREEN CAPITAL MANAGEMENT LLC 1.09% of their portfolio Bellevue, WA 600,265600.3k $24.8m $24.8m 1.09% Added +54.8k +54,807
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 598,841598.8k $24.7m $24.7m 0.01% Added +92.4k +92,421
8 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.03% of their portfolio FRANKFURT AM MAIN, 2M 497,454497.5k $20.5m $20.5m 0.03% Added +442.6k +442,596
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 430,710430.7k $17.8m $17.8m 0.00% Reduced -256 -256
10 Parcion Private Wealth LLC 1.74% of their portfolio BELLEVUE, WA 405,399405.4k $16.7m $16.7m 1.74% Reduced -33.8k -33,776
11 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 376,800376.8k $15.5m $15.5m 0.02% New
12 Versant Capital Management, Inc 4.92% of their portfolio PHOENIX, AZ 375,069375.1k $15.5m $15.5m 4.92% Added +15.8k +15,790
13 Verger Capital Management LLC 12.64% of their portfolio Winston-Salem, NC 346,646346.6k $14.3m $14.3m 12.64% Reduced -148.3k -148,295
14 OVERSEA-CHINESE BANKING Corp Ltd 0.61% of their portfolio SINGAPORE, U0 323,582323.6k $13.4m $13.4m 0.61% Reduced -25.7k -25,746
15 Van Cleef Asset Management,Inc 1.99% of their portfolio BEACHWOOD, OH 306,179306.2k $12.6m $12.6m 1.99% Reduced -817 -817
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 297,180297.2k $12.3m $12.3m 0.02% Reduced -15.7k -15,673
17 Money Design Co.,Ltd. 0.73% of their portfolio TOKYO, M0 292,335292.3k $12.1m $12.1m 0.73% Reduced -73.8k -73,790
18 Cambria Investment Management, L.P. 0.97% of their portfolio Manhattan Beach, CA 290,399290.4k $12.0m $12.0m 0.97% New
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 253,263253.3k $10.5m $10.5m 0.00% Added +8.4k +8,433
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 245,798245.8k $10.1m $10.1m 0.00% Added +30.7k +30,729
21 MFA WEALTH ADVISORS, LLC 3.04% of their portfolio PITTSBURGH, PA 237,163237.2k $9.8m $9.8m 3.04% Added +2.6k +2,587
22 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 228,764228.8k $9.4m $9.4m 0.01% Added +5.4k +5,354
23 SENTINEL TRUST CO LBA 1.24% of their portfolio HOUSTON, TX 212,900212.9k $8.8m $8.8m 1.24% Reduced -13.0k -13,000
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 211,212211.2k $8.7m $8.7m 0.00% Added +3.4k +3,378
25 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 198,182198.2k $8.3m $8.3m 0.00% Reduced -107.9k -107,946
26 BARINGS LLC 0.27% of their portfolio CHARLOTTE, NC 189,971190.0k $7.8m $7.8m 0.27% New
27 Madison Asset Management, LLC 0.11% of their portfolio MADISON, WI 186,771186.8k $7.7m $7.7m 0.11% Reduced -4.8k -4,791
28 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 177,570177.6k $7.3m $7.3m 0.00% Reduced -32.6k -32,633
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 176,753176.8k $7.3m $7.3m 0.01% Added +13.7k +13,653
30 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 176,362176.4k $7.3m $7.3m 0.03% Added +85.6k +85,557
31 CoreCap Advisors, LLC 0.43% of their portfolio SOUTHFIELD, MI 144,676144.7k $6.0m $6.0m 0.43% Added +4.3k +4,341
32 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.08% of their portfolio Madrid, U3 143,246143.2k $5.8m $5.8m 0.08% Reduced -159.0k -159,004
33 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 141,709141.7k $5.8m $5.8m 0.04% Added +128.8k +128,796
34 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 140,267140.3k $5.8m $5.8m 0.01% Added +36.4k +36,404
35 LINCOLN NATIONAL CORP 0.12% of their portfolio RADNOR, PA 138,674138.7k $5.7m $5.7m 0.12% Reduced -136 -136
36 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 133,121133.1k $5.5m $5.5m 0.04% Added +915 +915
37 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 122,749122.7k $5.1m $5.1m 0.01% Added +1.2k +1,200
38 Cullen/Frost Bankers, Inc. 0.09% of their portfolio San Antonio, TX 119,905119.9k $4.9m $4.9m 0.09% Reduced -345 -345
39 Family Firm, Inc. 1.31% of their portfolio BETHESDA, MD 113,116113.1k $4.7m $4.7m 1.31% Reduced -4.6k -4,588
40 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.92% of their portfolio JUPITER, FL 108,770108.8k $4.5m $4.5m 2.92% Reduced -10.3k -10,266
41 Ayalon Insurance Comp Ltd. 1.89% of their portfolio Ramat Gan, L3 108,710108.7k $4.5m $4.5m 1.89% Unchanged
42 Advisory Services Network, LLC 0.12% of their portfolio ATLANTA, GA 108,276108.3k $4.5m $4.5m 0.12% Added +27 +27
43 Sigma Planning Corp 0.16% of their portfolio ANN ARBOR, MI 100,588100.6k $4.2m $4.2m 0.16% Added +1.6k +1,599
44 Aptus Capital Advisors, LLC 0.12% of their portfolio FAIRHOPE, AL 97,09897.1k $4.0m $4.0m 0.12% Added +38.2k +38,194
45 Sterling Manor Financial, LLC 3.57% of their portfolio Saratoga Springs, NY 95,58295.6k $3.9m $3.9m 3.57% New
46 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 93,28493.3k $3.8m $3.8m 0.04% Added +83 +83
47 Edge Capital Group, LLC 0.24% of their portfolio ATLANTA, GA 89,89989.9k $3.7m $3.7m 0.24% Reduced -5.4k -5,367
48 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 88,74088.7k $3.7m $3.7m 0.05% Added +24.9k +24,862
49 Buttonwood Financial Group, LLC 2.57% of their portfolio Kansas City, MO 87,24587.2k $3.5m $3.5m 2.57% New
50 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 86,93186.9k $3.6m $3.6m 0.01% Reduced -931.1k -931,139
51 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 80,25180.3k $3.3m $3.3m 0.01% Added +6.0k +6,034
52 PGIM Custom Harvest LLC 0.12% of their portfolio NEWARK, NJ 79,87479.9k $3.3m $3.3m 0.12% Reduced -3.2k -3,239
53 GREENWOOD CAPITAL ASSOCIATES LLC 0.47% of their portfolio GREENWOOD, SC 77,93177.9k $3.2m $3.2m 0.47% Added +46.8k +46,770
54 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 77,28777.3k $3.2m $3.2m 0.03% Reduced -32.3k -32,345
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 75,79675.8k $3.1m $3.1m 0.00% Reduced -8.2k -8,179
56 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 72,29772.3k $3.0m $3.0m 0.01% Reduced -23 -23
57 PINNACLE ASSOCIATES LTD 0.05% of their portfolio NEW YORK, NY 62,36162.4k $2.6m $2.6m 0.05% Reduced -1.9k -1,850
58 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 60,03460.0k $2.5m $2.5m 0.00% Reduced -9.9k -9,886
59 Ledge Wealth Management, Inc. 1.08% of their portfolio SARTELL, MN 58,22858.2k $2.4m $2.4m 1.08% Added +5.7k +5,724
60 Derbend Asset Management 1.54% of their portfolio Peachtree City, GA 54,78554.8k $2.3m $2.3m 1.54% Added +11.0k +10,981
61 Merriman Wealth Management, LLC 0.11% of their portfolio SEATTLE, WA 52,04352.0k $2.1m $2.1m 0.11% New
62 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 45,79745.8k $1.9m $1.9m 0.00% Reduced -3.3k -3,334
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 45,68745.7k $1.9m $1.9m 0.00% Added +1.1k +1,060
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44,15144.2k $1.8m $1.8m 0.00% Added +4.8k +4,751
65 Baker Ellis Asset Management LLC 0.32% of their portfolio Vancouver, WA 43,65043.6k $1.8m $1.8m 0.32% Unchanged
66 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 43,12043.1k $1.8m $1.8m 0.00% New
67 ALTFEST L J & CO INC 0.28% of their portfolio NEW YORK, NY 42,92542.9k $1.8m $1.8m 0.28% New
68 INNOVIS ASSET MANAGEMENT LLC 0.68% of their portfolio Chicago, IL 42,49742.5k $1.8m $1.8m 0.68% Reduced -71 -71
69 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 38,40038.4k $1.6m $1.6m 0.02% Added +26.0k +26,000
70 GenTrust, LLC 0.11% of their portfolio MIAMI, FL 37,74037.7k $1.6m $1.6m 0.11% Reduced -10.6k -10,598
71 JAMES INVESTMENT RESEARCH, INC. 0.20% of their portfolio ALPHA, OH 37,50537.5k $1.5m $1.5m 0.20% Reduced -115 -115
72 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 36,53636.5k $1.5m $1.5m 0.00% New
73 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 36,21736.2k $1.5m $1.5m 0.03% Added +13.1k +13,062
74 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 36,03036.0k $1.5m $1.5m 0.02% Added +4.3k +4,325
75 Ascent Group, LLC 0.15% of their portfolio VIRGINIA BEACH, VA 34,60434.6k $1.3m $1.3m 0.15% New
76 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 34,38934.4k $1.4m $1.4m 0.01% Added +17.0k +16,953
77 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 33,97534.0k $1.4m $1.4m 0.01% Added +3.2k +3,229
78 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 32,63732.6k $1.3m $1.3m 0.00% Reduced -223 -223
79 IPG Investment Advisors LLC 0.29% of their portfolio SAN DIEGO, CA 32,04632.0k $1.3m $1.3m 0.29% Reduced -2.7k -2,700
80 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 29,76729.8k $1.2m $1.2m 0.01% Added +19.1k +19,148
81 Schorn Wealth LLC 0.57% of their portfolio ENGLEWOOD, FL 29,17729.2k $1.2m $1.2m 0.57% New
82 Affiance Financial, LLC 0.61% of their portfolio ST. LOUIS PARK, MN 29,16129.2k $1.2m $1.2m 0.61% Reduced -520 -520
83 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,93128.9k $1.2m $1.2m 0.00% Reduced -94 -94
84 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 28,72028.7k $1.2m $1.2m 0.01% Added +3.9k +3,872
85 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 26,44626.4k $1.1m $1.1m 0.00% Added +338 +338
86 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 26,05026.1k $1.1m $1.1m 0.00% New
87 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 24,77624.8k $1.0m $1.0m 0.01% Added +167 +167
88 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 23,39923.4k $965.4k $965.4k 0.00% Added +7.9k +7,910
89 1834 INVESTMENT ADVISORS CO 0.11% of their portfolio Milwaukee, WI 20,73420.7k $855.5k $855.5k 0.11% Reduced -2.2k -2,244
90 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 20,07520.1k $828.3k $828.3k 0.01% Reduced -530 -530
91 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 20,00020.0k $825.2k $825.2k 0.04% Unchanged
92 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 19,97620.0k $824.2k $824.2k 0.03% Reduced -404 -404
93 Western Wealth Management, LLC 0.07% of their portfolio GOLDEN, CO 19,67419.7k $811.8k $811.8k 0.07% Reduced -125 -125
94 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,14119.1k $789.8k $789.8k 0.00% Added +7.8k +7,820
95 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 18,94618.9k $781.7k $781.7k 0.01% Reduced -998 -998
96 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 18,65218.7k $769.6k $769.6k 0.00% Reduced -48.2k -48,177
97 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,38618.4k $759.0k $759.0k 0.00% Reduced -1.5k -1,481
98 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 17,33117.3k $715.1k $715.1k 0.01% Reduced -1.9k -1,900
99 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 17,27417.3k $712.7k $712.7k 0.05% Reduced -3.5k -3,459
100 Chesley Taft & Associates LLC 0.04% of their portfolio CHICAGO, IL 16,53016.5k $682.0k $682.0k 0.04% Added +50 +50