Vault-13

ISHARES TR IXN

GLOBAL TECH ETF · ETP · CUSIP 464287291

389 institutional holders +28 vs Q1 2023
29,593,35429.6m shares reported held*
$1.8bnreported value*
46 new 90 added 142 reduced 25 sold out net bought ≈ $3.0m (-4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $62.11. Options: 1 managers hold calls ($1.4m notional), 1 hold puts ($161.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 375Q4 22: 365Q1 23: 361Q2 23: 389389Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022375
Q4 2022365
Q1 2023361
Q2 2023389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 98 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 97 bought or addedQ1 23: 202 cut or sold outQ1 23Q2 23: 136 bought or addedQ2 23: 167 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202298233
Q1 202397202
Q2 2023136167

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $0Q3 22 puts: $1.8mQ3 22P/C —Q4 22 calls: $233.1kQ4 22 puts: $49.3kQ4 22P/C 0.21Q1 23 calls: $603.4kQ1 23 puts: $2.9mQ1 23P/C 4.87Q2 23 calls: $1.4mQ2 23 puts: $161.7kQ2 23P/C 0.11
Numbers
QuarterCallsPutsP/C
Q3 2022$0$1.8m—
Q4 2022$233.1k$49.3k0.21
Q1 2023$603.4k$2.9m4.87
Q2 2023$1.4m$161.7k0.11

Biggest buyers

Fisher Asset Management, LLC Added +404,029+404.0k
PICTET ASSET MANAGEMENT SA Added +337,700+337.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +132,253+132.3k
JPMORGAN CHASE & CO Added +123,871+123.9k
Portfolio Strategies, Inc. Added +104,482+104.5k
Cambridge Investment Research Advisors, Inc. Added +101,257+101.3k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC New +40,915+40.9k
Rollins Financial Added +37,129+37.1k
OSAIC HOLDINGS, INC. Added +36,271+36.3k
Long Run Wealth Advisors, LLC Added +31,333+31.3k

Biggest sellers

Summit Wealth Group, LLC Reduced -4,657,671-4.7m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -288,581-288.6k
MONEY CONCEPTS CAPITAL CORP Reduced -287,264-287.3k
CREDIT SUISSE AG/ Reduced -260,229-260.2k
GOLDMAN SACHS GROUP INC Reduced -171,501-171.5k
BANK OF MONTREAL /CAN/ Reduced -76,466-76.5k
TCWP LLC Sold out -64,651-64.7k
Empowered Funds, LLC Sold out -62,379-62.4k
UBS Group AG Reduced -62,067-62.1k
WELLS FARGO & COMPANY/MN Reduced -60,006-60.0k

Biggest calls

CITADEL ADVISORS LLC Added $1.4m22.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $161.7k2.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.23% of their portfolio PLANO, TX 6,564,6566.6m $408.3m $408.3m 0.23% Added +404.0k +404,029
2 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 2,762,9212.8m $171.8m $171.8m 0.02% Added +123.9k +123,871
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,312,5662.3m $143.8m $143.8m 0.02% Reduced -18.7k -18,674
4 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,164,1831.2m $72.4m $72.4m 0.02% Reduced -50.8k -50,756
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,161,4201.2m $72.2m $72.2m 0.01% Added +20.5k +20,499
6 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,056,3281.1m $65.7m $65.7m 0.02% Reduced -171.5k -171,501
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 928,570928.6k $57.7m $57.7m 0.02% Reduced -60.0k -60,006
8 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 774,617774.6k $48.2m $48.2m 0.03% Reduced -16.1k -16,106
9 Portfolio Strategies, Inc. 7.82% of their portfolio MONTVALE, NJ 695,774695.8k $43.3m $43.3m 7.82% Added +104.5k +104,482
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 687,482687.5k $42.8m $42.8m 0.01% Reduced -31.5k -31,546
11 BlackRock Inc. 0.00% of their portfolio New York, NY 574,117574.1k $35.7m $35.7m 0.00% Reduced -23.6k -23,589
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 562,492562.5k $35.0m $35.0m 0.02% Reduced -62.1k -62,067
13 PICTET ASSET MANAGEMENT SA 0.04% of their portfolio GENEVA 73, V8 498,300498.3k $31.0m $31.0m 0.04% Added +337.7k +337,700
14 PATTEN & PATTEN INC/TN 2.53% of their portfolio CHATTANOOGA, TN 492,110492.1k $30.6m $30.6m 2.53% Reduced -9.2k -9,202
15 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 455,825455.8k $28.3m $28.3m 0.06% Added +132.3k +132,253
16 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 446,715446.7k $27.8m $27.8m 0.13% Added +101.3k +101,257
17 CREDIT SUISSE AG/ 0.03% of their portfolio ZURICH, V8 418,779418.8k $26.0m $26.0m 0.03% Reduced -260.2k -260,229
18 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 280,562280.6k $17.4m $17.4m 0.03% Added +36.3k +36,271
19 Cambria Investment Management, L.P. 1.23% of their portfolio Manhattan Beach, CA 238,261238.3k $14.8m $14.8m 1.23% Reduced -6.7k -6,727
20 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 218,921218.9k $13.6m $13.6m 0.09% Reduced -11.5k -11,533
21 Parallel Advisors, LLC 0.41% of their portfolio SAN FRANCISCO, CA 206,300206.3k $12.8m $12.8m 0.41% Reduced -9.8k -9,810
22 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 194,943194.9k $12.1m $12.1m 0.02% Added +8.5k +8,488
23 Shira Ridge Wealth Management 7.41% of their portfolio LARKSPUR, CA 190,098190.1k $11.8m $11.8m 7.41% Added +2.4k +2,377
24 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 187,568187.6k $11.7m $11.7m 0.04% Unchanged
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 138,092138.1k $8.6m $8.6m 0.01% Added +6.7k +6,719
26 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 138,012138.0k $8.5m $8.5m 0.02% Added +754 +754
27 FIL Ltd 0.01% of their portfolio HAMILTON, D0 137,845137.8k $8.6m $8.6m 0.01% Reduced -9.9k -9,938
28 Slow Capital, Inc. 1.37% of their portfolio GREENBRAE, CA 127,090127.1k $7.9m $7.9m 1.37% Reduced -4.1k -4,085
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 119,634119.6k $7.5m $7.5m 0.00% Reduced -76.5k -76,466
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 119,016119.0k $7.4m $7.4m 0.00% Reduced -9.1k -9,068
31 Sterling Group Wealth Management, LLC 6.08% of their portfolio PASADENA, CA 112,829112.8k $7.0m $7.0m 6.08% Added +1.4k +1,450
32 JOHNSON INVESTMENT COUNSEL INC 0.09% of their portfolio Cincinnati, OH 112,820112.8k $7.0m $7.0m 0.09% Added +234 +234
33 VAUGHAN & Co SECURITIES, INC. 4.87% of their portfolio Ridgewood, NJ 110,132110.1k $6.8m $6.8m 4.87% Reduced -302 -302
34 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 104,473104.5k $6.5m $6.5m 0.04% Added +3.8k +3,844
35 SOL Capital Management CO 0.97% of their portfolio ROCKVILLE, MD 102,635102.6k $6.4m $6.4m 0.97% Reduced -2.1k -2,100
36 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 101,968102.0k $6.3m $6.3m 0.04% Reduced -17.6k -17,635
37 Rollins Financial 1.64% of their portfolio ATLANTA, GA 96,71596.7k $6.0m $6.0m 1.64% Added +37.1k +37,129
38 EXECUTIVE WEALTH GROUP LLC 4.02% of their portfolio KIRKLAND, WA 95,65695.7k $5.9m $5.9m 4.02% Reduced -168 -168
39 Summit Wealth Group, LLC 2.38% of their portfolio WHITE RIVER JUNCTION, VT 94,66194.7k $5.9m $5.9m 2.38% Reduced -4.7m -4,657,671
40 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 92,22492.2k $5.7m $5.7m 0.07% Reduced -25.5k -25,462
41 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 90,35290.4k $5.6m $5.6m 0.10% Reduced -708 -708
42 Rathbones Group PLC 0.05% of their portfolio Liverpool, X0 89,28289.3k $5.6m $5.6m 0.05% Reduced -3.2k -3,247
43 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 77,35877.4k $4.8m $4.8m 0.04% Reduced -101 -101
44 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 75,26775.3k $4.7m $4.7m 0.06% Reduced -4.0k -3,976
45 Cedar Brook Financial Partners, LLC 1.09% of their portfolio CLEVELAND, OH 73,98674.0k $4.6m $4.6m 1.09% Added +238 +238
46 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 70,40570.4k $4.4m $4.4m 0.01% Reduced -17.6k -17,550
47 FCA CORP /TX 1.59% of their portfolio HOUSTON, TX 68,95069.0k $4.3m $4.3m 1.59% Reduced -2.5k -2,487
48 Bellwether Advisors, LLC 1.23% of their portfolio LINCOLN, NE 67,06567.1k $4.2m $4.2m 1.23% Reduced -592 -592
49 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.05% of their portfolio Madrid, U3 65,05565.1k $4.0m $4.0m 0.05% Reduced -2.3k -2,347
50 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 59,72359.7k $3.7m $3.7m 0.04% Reduced -2.5k -2,502
51 WEALTHSOURCE PARTNERS, LLC 0.24% of their portfolio SAN LUIS OBISPO, CA 57,80557.8k $3.6m $3.6m 0.24% Added +952 +952
52 Mariner, LLC 0.01% of their portfolio Overland Park, KS 57,61657.6k $3.6m $3.6m 0.01% Added +1.3k +1,251
53 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 55,70955.7k $3.5m $3.5m 0.03% Reduced -7.8k -7,850
54 COURIER CAPITAL LLC 0.27% of their portfolio BUFFALO, NY 54,98855.0k $3.4m $3.4m 0.27% Added +1.1k +1,089
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 53,48753.5k $3.3m $3.3m 0.00% Added +4.5k +4,484
56 Cardinal Strategic Wealth Guidance 1.45% of their portfolio LOUISVILLE, KY 52,33552.3k $3.3m $3.3m 1.45% Reduced -789 -789
57 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 51,07451.1k $3.2m $3.2m 0.02% Reduced -4.1k -4,100
58 BESSEMER GROUP INC 0.01% of their portfolio WOODBRIDGE, NJ 50,02550.0k $3.1m $3.1m 0.01% Reduced -25.5k -25,470
59 Bernardo Wealth Planning LLC 1.24% of their portfolio HARLEYSVILLE, PA 50,02250.0k $3.1m $3.1m 1.24% Reduced -712 -712
60 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 48,88948.9k $3.1m $3.1m 0.03% Reduced -2.4k -2,382
61 GREENLEAF TRUST 0.03% of their portfolio KALAMAZOO, MI 47,71747.7k $3.0m $3.0m 0.03% Unchanged
62 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 47,70047.7k $3.0m $3.0m 0.01% Added +144 +144
63 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 47,28647.3k $2.9m $2.9m 0.01% Added +2.7k +2,689
64 Flagship Private Wealth, LLC 2.38% of their portfolio Woburn, MA 46,20646.2k $2.9m $2.9m 2.38% Reduced -1.7k -1,712
65 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 46,13346.1k $2.9m $2.9m 0.03% Added +2.2k +2,202
66 Arete Wealth Advisors, LLC 0.25% of their portfolio CHICAGO, IL 44,85744.9k $2.8m $2.8m 0.25% Added +6.5k +6,467
67 SP Asset Management LLC 0.31% of their portfolio CUPERTINO, CA 44,47344.5k $2.8m $2.8m 0.31% Added +56 +56
68 Marks Group Wealth Management, Inc 0.33% of their portfolio MINNETONKA, MN 44,21644.2k $2.7m $2.7m 0.33% Added +1.4k +1,354
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 42,54542.5k $2.6m $2.6m 0.00% Added +3.7k +3,718
70 Marotta Asset Management 0.59% of their portfolio CHARLOTTESVILLE, VA 42,42642.4k $2.6m $2.6m 0.59% First filing
71 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.08% of their portfolio NORFOLK, VA 40,91540.9k $2.5m $2.5m 0.08% New
72 Dentgroup LLC 1.78% of their portfolio BATON ROUGE, LA 39,52239.5k $2.5m $2.5m 1.78% Added +5.5k +5,540
73 Long Run Wealth Advisors, LLC 0.78% of their portfolio Lake Placid, NY 39,33339.3k $2.4m $2.4m 0.78% Added +31.3k +31,333
74 4J Wealth Management LLC 2.29% of their portfolio MCLEAN, VA 37,93537.9k $2.4m $2.4m 2.29% Reduced -152 -152
75 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 37,78437.8k $240.6k $240.6k 0.00% Added +30.5k +30,543
76 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 37,72637.7k $2.3m $2.3m 0.05% Reduced -1 -1
77 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 37,31737.3k $2.3m $2.3m 0.00% Reduced -1.4k -1,406
78 Sandy Spring Bank 0.12% of their portfolio Olney, MD 36,59036.6k $2.3m $2.3m 0.12% Reduced -3.1k -3,105
79 DEFINED WEALTH MANAGEMENT, LLC 1.90% of their portfolio BEAVERTON, OR 36,19936.2k $2.3m $2.3m 1.90% Added +352 +352
80 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 35,31335.3k $2.2m $2.2m 0.01% Reduced -1.0k -1,015
81 Charter Oak Capital Management, LLC 0.28% of their portfolio PORTSMOUTH, NH 34,68534.7k $2.2m $2.2m 0.28% Reduced -252 -252
82 Western Wealth Management, LLC 0.18% of their portfolio GOLDEN, CO 34,40034.4k $2.1m $2.1m 0.18% Reduced -447 -447
83 EQ LLC 1.75% of their portfolio BELLEVUE, WA 34,18534.2k $2.1m $2.1m 1.75% Reduced -252 -252
84 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 33,26733.3k $2.1m $2.1m 0.00% Reduced -2.5k -2,453
85 Gladstone Institutional Advisory LLC 0.12% of their portfolio Bedminster, NJ 32,85932.9k $2.0m $2.0m 0.12% Added +1.2k +1,224
86 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 32,57032.6k $2.0m $2.0m 0.04% Unchanged
87 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.27% of their portfolio Westlake, OH 31,06031.1k $1.9m $1.9m 0.27% Reduced -5 -5
88 Keystone Financial Group 0.33% of their portfolio LEXINGTON, KY 31,05331.1k $1.9m $1.9m 0.33% First filing
89 Sharkey, Howes & Javer 0.36% of their portfolio DENVER, CO 30,69330.7k $1.9m $1.9m 0.36% Reduced -1.2k -1,200
90 Robertson Stephens Wealth Management, LLC 0.14% of their portfolio San Francisco, CA 30,57430.6k $1.9m $1.9m 0.14% Unchanged
91 FMR LLC 0.00% of their portfolio BOSTON, MA 29,31729.3k $1.8m $1.8m 0.00% Reduced -37.9k -37,931
92 NTV Asset Management LLC 0.31% of their portfolio Charleston, WV 29,04429.0k $1.8m $1.8m 0.31% Reduced -400 -400
93 First Capital Advisors Group, LLC. 0.93% of their portfolio LITTLE SILVER, NJ 28,78328.8k $1.8m $1.8m 0.93% New
94 SkyView Investment Advisors, LLC 0.45% of their portfolio SHREWSBURY, NJ 28,78328.8k $1.8m $1.8m 0.45% New
95 CWM, LLC 0.01% of their portfolio OMAHA, NE 28,72828.7k $1.8m $1.8m 0.01% Reduced -472 -472
96 CHOREO, LLC 0.06% of their portfolio ROCKFORD, IL 27,92727.9k $1.7m $1.7m 0.06% Reduced -920 -920
97 Certus Wealth Management, LLC 1.71% of their portfolio SAN CARLOS, CA 27,72327.7k $1.7m $1.7m 1.71% First filing
98 MA Private Wealth 0.39% of their portfolio SAN CARLOS, CA 27,26727.3k $1.7m $1.7m 0.39% Reduced -2.3k -2,331
99 Patten Group, Inc. 0.48% of their portfolio CHATTANOOGA, TN 27,15927.2k $1.7m $1.7m 0.48% Reduced -949 -949
100 Carnegie Investment Counsel 0.06% of their portfolio PEPPER PIKE, OH 26,93226.9k $1.7m $1.7m 0.06% Unchanged