Vault-13

ISHARES TR IXN

GLOBAL TECH ETF · ETP · CUSIP 464287291

365 institutional holders -10 vs Q3 2022
34,141,97534.1m shares reported held*
$1.5bnreported value*
34 new 64 added 177 reduced 56 sold out net sold ≈ $112.6m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($381.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.88. Options: 1 managers hold calls ($233.1k notional), 1 hold puts ($49.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 375Q4 22: 365365Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022375
Q4 2022365

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $0Q3 22 puts: $1.8mQ3 22P/C —Q4 22 calls: $233.1kQ4 22 puts: $49.3kQ4 22P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2022$0$1.8m—
Q4 2022$233.1k$49.3k0.21

Biggest buyers

JANE STREET GROUP, LLC Added +1,067,763+1.1m
Fisher Asset Management, LLC Added +507,226+507.2k
OLD MISSION CAPITAL LLC Added +305,286+305.3k
BANK OF MONTREAL /CAN/ Added +279,422+279.4k
BESSEMER GROUP INC Added +262,380+262.4k
JPMORGAN CHASE & CO Added +168,809+168.8k
Mariner, LLC Added +46,982+47.0k
ROYAL BANK OF CANADA Added +46,178+46.2k
OneDigital Investment Advisors LLC Added +45,089+45.1k
Integrated Wealth Concepts LLC Added +43,397+43.4k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -921,207-921.2k
BlackRock Inc. Reduced -742,875-742.9k
PICTET ASSET MANAGEMENT SA Reduced -634,100-634.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -363,013-363.0k
FLOW TRADERS U.S. LLC Sold out -210,387-210.4k
WELLS FARGO & COMPANY/MN Reduced -208,030-208.0k
MORGAN STANLEY Reduced -191,787-191.8k
CWM, LLC Reduced -178,052-178.1k
LPL Financial LLC Reduced -171,790-171.8k
OSAIC HOLDINGS, INC. Reduced -115,383-115.4k

Biggest calls

CITADEL ADVISORS LLC New $233.1k5.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $49.3k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.18% of their portfolio PLANO, TX 5,784,4515.8m $259.3m $259.3m 0.18% Added +507.2k +507,226
2 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 2,758,2002.8m $123.7m $123.7m 0.02% Added +168.8k +168,809
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,518,7932.5m $112.9m $112.9m 0.01% Reduced -88.2k -88,156
4 CREDIT SUISSE AG/ 0.11% of their portfolio ZURICH, V8 2,235,6332.2m $100.2m $100.2m 0.11% Added +22.7k +22,661
5 JANE STREET GROUP, LLC 0.16% of their portfolio NEW YORK, NY 1,929,1361.9m $86.5m $86.5m 0.16% Added +1.1m +1,067,763
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,267,1931.3m $56.8m $56.8m 0.02% Added +46.2k +46,178
7 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,189,6301.2m $53.3m $53.3m 0.02% Reduced -17.4k -17,376
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,170,1001.2m $52.5m $52.5m 0.01% Reduced -191.8k -191,787
9 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,057,6611.1m $47.4m $47.4m 0.02% Reduced -208.0k -208,030
10 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 920,033920.0k $41.2m $41.2m 0.04% Reduced -171.8k -171,790
11 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 846,430846.4k $42.3m $42.3m 0.02% Added +279.4k +279,422
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 706,147706.1k $31.6m $31.6m 0.01% Reduced -29.4k -29,442
13 BlackRock Inc. 0.00% of their portfolio New York, NY 643,016643.0k $28.8m $28.8m 0.00% Reduced -742.9k -742,875
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 639,605639.6k $28.7m $28.7m 0.01% Added +3.7k +3,655
15 PICTET ASSET MANAGEMENT SA 0.03% of their portfolio GENEVA 73, V8 518,600518.6k $23.2m $23.2m 0.03% Reduced -634.1k -634,100
16 PATTEN & PATTEN INC/TN 2.07% of their portfolio CHATTANOOGA, TN 509,580509.6k $22.8m $22.8m 2.07% Reduced -9.9k -9,907
17 BESSEMER GROUP INC 0.04% of their portfolio WOODBRIDGE, NJ 395,887395.9k $17.7m $17.7m 0.04% Added +262.4k +262,380
18 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 334,586334.6k $15.0m $15.0m 0.04% Reduced -29.5k -29,496
19 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 325,424325.4k $14.6m $14.6m 0.08% Reduced -51.9k -51,910
20 OLD MISSION CAPITAL LLC 0.62% of their portfolio CHICAGO, IL 318,123318.1k $14.3m $14.3m 0.62% Added +305.3k +305,286
21 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 257,904257.9k $11.6m $11.6m 0.02% Reduced -115.4k -115,383
22 Parallel Advisors, LLC 0.47% of their portfolio SAN FRANCISCO, CA 242,373242.4k $10.9m $10.9m 0.47% Reduced -53.9k -53,915
23 SCOTIA CAPITAL INC. 0.08% of their portfolio TORONTO, A6 230,946230.9k $10.4m $10.4m 0.08% Reduced -3.6k -3,593
24 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 217,777217.8k $9.8m $9.8m 0.02% Reduced -43.1k -43,087
25 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 187,752187.8k $8.4m $8.4m 0.03% Unchanged
26 Shira Ridge Wealth Management 5.74% of their portfolio LARKSPUR, CA 185,932185.9k $8.3m $8.3m 5.74% First filing
27 FIL Ltd 0.01% of their portfolio HAMILTON, D0 181,926181.9k $8.2m $8.2m 0.01% Reduced -8.4k -8,442
28 Integrated Wealth Concepts LLC 0.21% of their portfolio WALTHAM, MA 170,028170.0k $7.6m $7.6m 0.21% Added +43.4k +43,397
29 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 136,211136.2k $6.1m $6.1m 0.02% Added +37.4k +37,436
30 SG Americas Securities, LLC 0.09% of their portfolio NEW YORK, NY 134,770134.8k $6.0m $6.0m 0.09% Reduced -61.0k -61,000
31 Slow Capital, Inc. 1.32% of their portfolio GREENBRAE, CA 132,076132.1k $5.9m $5.9m 1.32% Added +34.0k +34,007
32 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 131,121131.1k $5.9m $5.9m 0.01% Reduced -6.9k -6,902
33 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 124,657124.7k $5.6m $5.6m 0.07% Reduced -2.2k -2,203
34 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 121,866121.9k $5.5m $5.5m 0.04% Reduced -6.5k -6,511
35 JOHNSON INVESTMENT COUNSEL INC 0.07% of their portfolio Cincinnati, OH 113,365113.4k $5.1m $5.1m 0.07% Reduced -18.9k -18,908
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 112,507112.5k $5.0m $5.0m 0.00% Reduced -921.2k -921,207
37 Rathbones Group PLC 0.05% of their portfolio Liverpool, X0 108,094108.1k $4.8m $4.8m 0.05% Reduced -2.5k -2,505
38 Sterling Group Wealth Management, LLC 4.72% of their portfolio PASADENA, CA 106,930106.9k $4.8m $4.8m 4.72% First filing
39 Portfolio Strategies, Inc. 1.07% of their portfolio MONTVALE, NJ 106,621106.6k $4.8m $4.8m 1.07% Added +20.1k +20,056
40 SOL Capital Management CO 0.84% of their portfolio ROCKVILLE, MD 106,370106.4k $4.8m $4.8m 0.84% Reduced -1.2k -1,200
41 VAUGHAN & Co SECURITIES, INC. 3.76% of their portfolio Ridgewood, NJ 105,190105.2k $4.7m $4.7m 3.76% Added +42.9k +42,869
42 EXECUTIVE WEALTH GROUP LLC 3.28% of their portfolio KIRKLAND, WA 95,91995.9k $4.3m $4.3m 3.28% Reduced -158 -158
43 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 91,02391.0k $4.1m $4.1m 0.04% Reduced -61.5k -61,505
44 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 88,90588.9k $4.0m $4.0m 0.06% Reduced -30.5k -30,506
45 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 85,38985.4k $3.8m $3.8m 0.03% Reduced -97.6k -97,631
46 OneDigital Investment Advisors LLC 0.10% of their portfolio OVERLAND PARK, KS 76,28376.3k $3.4m $3.4m 0.10% Added +45.1k +45,089
47 Cedar Brook Financial Partners, LLC 0.93% of their portfolio CLEVELAND, OH 73,73573.7k $3.3m $3.3m 0.93% Added +227 +227
48 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.05% of their portfolio Madrid, U3 73,73473.7k $3.3m $3.3m 0.05% Reduced -8.3k -8,320
49 TCWP LLC 0.64% of their portfolio Beachwood, OH 70,40770.4k $3.2m $3.2m 0.64% Added +1.7k +1,710
50 Bellwether Advisors, LLC 0.92% of their portfolio LINCOLN, NE 70,35870.4k $3.2m $3.2m 0.92% Reduced -1.7k -1,705
51 FCA CORP /TX 1.27% of their portfolio HOUSTON, TX 70,17870.2k $3.1m $3.1m 1.27% Added +1.1k +1,148
52 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 65,50265.5k $2.9m $2.9m 0.03% Reduced -32.5k -32,516
53 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 63,54363.5k $2.8m $2.8m 0.03% Reduced -1.0k -1,015
54 WEALTHSOURCE PARTNERS, LLC 0.20% of their portfolio SAN LUIS OBISPO, CA 63,36363.4k $2.8m $2.8m 0.20% Reduced -21.0k -20,952
55 Mariner, LLC 0.01% of their portfolio Overland Park, KS 62,25262.3k $2.8m $2.8m 0.01% Added +47.0k +46,982
56 Rollins Financial 1.03% of their portfolio ATLANTA, GA 60,43460.4k $2.7m $2.7m 1.03% Reduced -945 -945
57 FORTE ASSET MANAGEMENT LLC 1.73% of their portfolio BEDFORD, NY 59,05759.1k $2.6m $2.6m 1.73% Reduced -4.3k -4,274
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 57,24757.2k $2.6m $2.6m 0.00% Reduced -30.4k -30,389
59 MA Private Wealth 0.61% of their portfolio SAN CARLOS, CA 56,39056.4k $2.5m $2.5m 0.61% Reduced -4.2k -4,186
60 COURIER CAPITAL LLC 0.29% of their portfolio BUFFALO, NY 56,36956.4k $2.5m $2.5m 0.29% Reduced -487 -487
61 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 52,54452.5k $2.4m $2.4m 0.01% Added +7.3k +7,339
62 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 52,43652.4k $89.1k $89.1k 0.00% Reduced -71.0k -70,992
63 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 52,37952.4k $918.7k $918.7k 0.03% Reduced -6.8k -6,837
64 Bernardo Wealth Planning LLC 1.07% of their portfolio HARLEYSVILLE, PA 51,27151.3k $2.3m $2.3m 1.07% Added +246 +246
65 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 50,29350.3k $2.3m $2.3m 0.01% Reduced -2.0k -1,975
66 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 49,23849.2k $2.2m $2.2m 0.01% Reduced -42.1k -42,136
67 Flagship Private Wealth, LLC 2.01% of their portfolio Woburn, MA 47,94847.9k $2.1m $2.1m 2.01% Added +1.7k +1,719
68 GREENLEAF TRUST 0.03% of their portfolio KALAMAZOO, MI 47,71747.7k $2.1m $2.1m 0.03% Unchanged
69 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 47,31247.3k $2.1m $2.1m 0.00% Reduced -13.0k -12,981
70 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 45,73045.7k $2.0m $2.0m 0.01% Reduced -3.9k -3,931
71 Cardinal Strategic Wealth Guidance 0.97% of their portfolio LOUISVILLE, KY 45,07945.1k $2.0m $2.0m 0.97% Added +1.6k +1,607
72 SP Asset Management LLC 0.27% of their portfolio CUPERTINO, CA 44,41744.4k $2.0m $2.0m 0.27% First filing
73 Marotta Asset Management 0.48% of their portfolio CHARLOTTESVILLE, VA 44,29744.3k $2.0m $2.0m 0.48% Reduced -1.1k -1,099
74 Sandy Spring Bank 0.11% of their portfolio Olney, MD 41,29041.3k $1.9m $1.9m 0.11% Reduced -3.8k -3,780
75 BANQUE PICTET & CIE SA 0.02% of their portfolio GENEVA 73, V8 40,90040.9k $1.8m $1.8m 0.02% Reduced -69.6k -69,600
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 39,90739.9k $1.8m $1.8m 0.00% Reduced -5.4k -5,362
77 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 39,68739.7k $1.8m $1.8m 0.05% Added +1.4k +1,437
78 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.54% of their portfolio Westlake, OH 39,22639.2k $1.8m $1.8m 0.54% First filing
79 4J Wealth Management LLC 2.00% of their portfolio MCLEAN, VA 38,41238.4k $1.7m $1.7m 2.00% Reduced -307 -307
80 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 38,23838.2k $1.7m $1.7m 0.00% Reduced -213 -213
81 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 38,15338.2k $1.7m $1.7m 0.17% Reduced -42.0k -42,024
82 Marks Group Wealth Management, Inc 0.23% of their portfolio MINNETONKA, MN 37,29737.3k $1.7m $1.7m 0.23% Added +5.9k +5,942
83 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 37,00737.0k $1.7m $1.7m 0.01% Reduced -21.4k -21,436
84 Gladstone Institutional Advisory LLC 0.12% of their portfolio Bedminster, NJ 36,51536.5k $1.6m $1.6m 0.12% Reduced -3.5k -3,461
85 EQ LLC 1.26% of their portfolio BELLEVUE, WA 35,25435.3k $1.6m $1.6m 1.26% Reduced -9.0k -8,979
86 Charter Oak Capital Management, LLC 0.23% of their portfolio PORTSMOUTH, NH 34,98235.0k $1.6m $1.6m 0.23% Reduced -900 -900
87 BMS Financial Advisors, LLC 1.49% of their portfolio RAPID CITY, SD 34,86334.9k $2.2m $2.2m 1.49% New
88 Montecito Bank & Trust 0.37% of their portfolio SANTA BARBARA, CA 33,92733.9k $1.5m $1.5m 0.37% Reduced -6.3k -6,349
89 Sharkey, Howes & Javer 0.34% of their portfolio DENVER, CO 33,08533.1k $1.5m $1.5m 0.34% Reduced -9.5k -9,467
90 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 32,85032.9k $1.5m $1.5m 0.04% Reduced -2.2k -2,209
91 Day & Ennis, LLC 0.57% of their portfolio MACON, GA 32,80632.8k $1.5m $1.5m 0.57% Reduced -3.7k -3,696
92 FMR LLC 0.00% of their portfolio BOSTON, MA 32,66032.7k $1.5m $1.5m 0.00% Added +3.6k +3,589
93 PINNACLE ASSOCIATES LTD 0.03% of their portfolio NEW YORK, NY 32,57032.6k $1.5m $1.5m 0.03% Unchanged
94 DEFINED WEALTH MANAGEMENT, LLC 1.35% of their portfolio BEAVERTON, OR 32,16032.2k $1.4m $1.4m 1.35% Reduced -4.8k -4,762
95 Dentgroup LLC 1.24% of their portfolio BATON ROUGE, LA 32,03932.0k $1.4m $1.4m 1.24% Reduced -121 -121
96 CWM, LLC 0.01% of their portfolio OMAHA, NE 31,88831.9k $1.4m $1.4m 0.01% Reduced -178.1k -178,052
97 Keystone Financial Group 0.28% of their portfolio LEXINGTON, KY 31,66031.7k $1.4m $1.4m 0.28% Reduced -2.0k -2,016
98 Blue Trust, Inc. 0.02% of their portfolio BRENTWOOD, TN 31,43031.4k $1.3m $1.3m 0.02% Reduced -116 -116
99 Robertson Stephens Wealth Management, LLC 0.13% of their portfolio San Francisco, CA 30,57430.6k $1.4m $1.4m 0.13% Reduced -792 -792
100 Freestone Capital Holdings, LLC 0.06% of their portfolio Seattle, WA 29,80129.8k $1.3m $1.3m 0.06% Reduced -2.9k -2,871