Vault-13

ISHARES TR IYT

US TRSPRTION · ETP · CUSIP 464287192 · ISIN US4642871929

176 institutional holders +2 vs Q1 2023
2,448,3372.4m shares reported held*
$611.5mreported value*
19 new 44 added 56 reduced 17 sold out net bought ≈ $5.8m (+24.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $249.75. Options: 4 managers hold calls ($12.7m notional), 4 hold puts ($25.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 190Q1 23: 174Q2 23: 176176Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022190
Q1 2023174
Q2 2023176

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 73 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226987
Q1 20236693
Q2 20236373

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $18.2mQ3 22 puts: $86.5mQ3 22P/C 4.75Q4 22 calls: $13.6mQ4 22 puts: $30.8mQ4 22P/C 2.26Q1 23 calls: $12.7mQ1 23 puts: $33.8mQ1 23P/C 2.66Q2 23 calls: $12.7mQ2 23 puts: $25.8mQ2 23P/C 2.02
Numbers
QuarterCallsPutsP/C
Q3 2022$18.2m$86.5m4.75
Q4 2022$13.6m$30.8m2.26
Q1 2023$12.7m$33.8m2.66
Q2 2023$12.7m$25.8m2.02

Biggest buyers

JPMORGAN CHASE & CO Added +268,768+268.8k
Fisher Asset Management, LLC Added +28,050+28.1k
Cambridge Investment Research Advisors, Inc. Added +23,535+23.5k
BANK OF AMERICA CORP /DE/ Added +22,604+22.6k
Florin Court Capital LLP New +18,700+18.7k
CITADEL ADVISORS LLC New +11,179+11.2k
CENTAURUS FINANCIAL, INC. New +6,419+6.4k
Dynamic Advisor Solutions LLC New +5,099+5.1k
BANK OF MONTREAL /CAN/ Added +4,955+5.0k
Steward Partners Investment Advisory, LLC Added +4,583+4.6k

Biggest sellers

MORGAN STANLEY Reduced -226,310-226.3k
Composition Wealth, LLC Reduced -47,439-47.4k
Symmetry Investments LP Sold out -28,984-29.0k
GOLDMAN SACHS GROUP INC Reduced -18,752-18.8k
MIRABELLA FINANCIAL SERVICES LLP Sold out -17,907-17.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -12,834-12.8k
FLOW TRADERS U.S. LLC Sold out -12,320-12.3k
WELLS FARGO & COMPANY/MN Reduced -10,524-10.5k
LPL Financial LLC Reduced -4,087-4.1k
TWO SIGMA INVESTMENTS, LP Reduced -3,700-3.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $8.1m32.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.2m16.7k shares
TWO SIGMA SECURITIES, LLC New $399.7k1.6k shares
MARSHALL WACE, LLP New $99.9k400 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $15.2m60.7k shares
CITADEL ADVISORS LLC Reduced $4.9m19.6k shares
Point72 Asset Management, L.P. New $4.7m18.9k shares
MARSHALL WACE, LLP New $974.3k3.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution new · filed 2026-07-08 5.6% new 1.4m≈ $125.5m 2026-07-08

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.06% of their portfolio PLANO, TX 450,175450.2k $112.5m $112.5m 0.06% Added +28.1k +28,050
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 353,121353.1k $88.2m $88.2m 0.01% Reduced -226.3k -226,310
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 322,388322.4k $80.5m $80.5m 0.01% Added +268.8k +268,768
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 227,067227.1k $56.7m $56.7m 0.01% Reduced -18.8k -18,752
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 142,520142.5k $35.6m $35.6m 0.00% Added +22.6k +22,604
6 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.11% of their portfolio TORONTO, A6 100,000100.0k $25.0m $25.0m 0.11% Unchanged
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 67,24767.2k $16.8m $16.8m 0.00% Reduced -10.5k -10,524
8 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 56,83056.8k $14.2m $14.2m 0.01% Added +2.7k +2,682
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 55,16655.2k $13.8m $13.8m 0.01% Reduced -4.1k -4,087
10 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 51,31551.3k $12.8m $12.8m 0.03% Unchanged
11 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 43,23943.2k $10.8m $10.8m 0.02% Added +1.8k +1,831
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 40,88140.9k $10.2m $10.2m 0.02% Reduced -12.8k -12,834
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 32,87632.9k $8.2m $8.2m 0.00% Reduced -664 -664
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 27,38127.4k $6.8m $6.8m 0.03% Added +23.5k +23,535
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 27,37827.4k $6.8m $6.8m 0.00% Reduced -1.2k -1,174
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,54421.5k $5.4m $5.4m 0.00% Added +1.4k +1,357
17 Cadent Capital Advisors, LLC 3.20% of their portfolio TULSA, OK 20,62420.6k $5.2m $5.2m 3.20% Reduced -206 -206
18 Florin Court Capital LLP 11.96% of their portfolio London, X0 18,70018.7k $4.7m $4.7m 11.96% New
19 Composition Wealth, LLC 0.14% of their portfolio LOS ANGELES, CA 18,52618.5k $4.6m $4.6m 0.14% Reduced -47.4k -47,439
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 15,02115.0k $3.8m $3.8m 0.01% Added +851 +851
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,65314.7k $3.7m $3.7m 0.00% Added +2.3k +2,322
22 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 12,40012.4k $3.1m $3.1m 0.01% Reduced -3.7k -3,700
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,25112.3k $3.1m $3.1m 0.00% Reduced -443 -443
24 McGuire Investment Group, LLC 0.56% of their portfolio WAKEFIELD, RI 12,04812.0k $3.0m $3.0m 0.56% Reduced -85 -85
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,17911.2k $2.8m $2.8m 0.00% New
26 JMAC ENTERPRISES LLC 0.67% of their portfolio NEWTOWN, PA 10,88010.9k $2.7m $2.7m 0.67% Added +233 +233
27 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 10,82010.8k $2.7m $2.7m 0.04% Added +4.6k +4,583
28 Capital Advisors, Ltd. LLC 0.39% of their portfolio SHAKER HEIGHTS, OH 10,50410.5k $2.6m $2.6m 0.39% Reduced -12 -12
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,9149.9k $2.5m $2.5m 0.00% Reduced -1.1k -1,064
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,6578.7k $2.2m $2.2m 0.00% Added +3.8k +3,806
31 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 8,1868.2k $2.0m $2.0m 0.01% Reduced -384 -384
32 Thrive Capital Management, LLC 1.11% of their portfolio FORT WASHINGTON, PA 7,7967.8k $1.9m $1.9m 1.11% Reduced -365 -365
33 LEUTHOLD GROUP, LLC 0.25% of their portfolio MINNEAPOLIS, MN 7,7767.8k $1.9m $1.9m 0.25% Added +3.2k +3,154
34 First Nebraska Trust Co 0.22% of their portfolio LINCOLN, NE 7,4967.5k $1.9m $1.9m 0.22% Reduced -19 -19
35 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,3957.4k $1.8m $1.8m 0.00% Reduced -2.3k -2,292
36 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,2577.3k $1.8m $1.8m 0.00% Added +1.2k +1,203
37 CENTAURUS FINANCIAL, INC. 0.14% of their portfolio ANAHEIM, CA 6,4196.4k $1.6m $1.6m 0.14% New
38 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,3736.4k $1.6m $1.6m 0.00% Reduced -366 -366
39 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 5,9856.0k $1.5m $1.5m 0.18% Added +260 +260
40 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 5,7485.7k $1.4m $1.4m 0.04% Added +3.0k +3,045
41 Clarus Wealth Advisors 0.87% of their portfolio PEORIA, AZ 5,7325.7k $1.4m $1.4m 0.87% Added +504 +504
42 GSA CAPITAL PARTNERS LLP 0.14% of their portfolio LONDON, X0 5,4595.5k $1.4m $1.4m 0.14% Added +4.5k +4,509
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,2435.2k $1.3m $1.3m 0.00% Added +5.0k +4,955
44 Dynamic Advisor Solutions LLC 0.07% of their portfolio PHOENIX, AZ 5,0995.1k $1.3m $1.3m 0.07% New
45 626 Financial, LLC 0.79% of their portfolio PORTAGE, MI 4,9715.0k $1.2m $1.2m 0.79% Reduced -756 -756
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,7344.7k $1.2m $1.2m 0.00% Reduced -432 -432
47 Freedom Investment Management, Inc. 0.12% of their portfolio SOUTH WINDSOR, CT 4,4354.4k $1.1m $1.1m 0.12% New
48 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 3,9884.0k $857.6k $857.6k 0.01% Added +2.5k +2,503
49 Indie Asset Partners, LLC 1.03% of their portfolio CARMEL, IN 3,8083.8k $951.3k $951.3k 1.03% Reduced -1.3k -1,298
50 Sage Capital Advisors,llc 0.31% of their portfolio SIOUX FALLS, SD 3,5863.6k $895.9k $895.9k 0.31% Added +10 +10
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 3,5713.6k $892.0k $892.0k 0.00% Added +346 +346
52 Retirement Planning Co of New England, Inc. 0.50% of their portfolio Warwick, RI 3,4803.5k $869.3k $869.3k 0.50% Reduced -29 -29
53 Nikulski Financial, Inc. 0.36% of their portfolio BETTENDORF, IA 3,4623.5k $864.9k $864.9k 0.36% Added +573 +573
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,4153.4k $853.1k $853.1k 0.00% Reduced -2.0k -1,969
55 WASHBURN CAPITAL MANAGEMENT, INC. 0.70% of their portfolio Vero Beach, FL 3,3503.4k $836.9k $836.9k 0.70% Reduced -880 -880
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,2843.3k $814.0k $814.0k 0.00% Added +32 +32
57 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 3,2183.2k $804.0k $804.0k 0.01% Reduced -19 -19
58 Capital Investment Counsel, Inc 0.15% of their portfolio RALEIGH, NC 3,1613.2k $789.7k $789.7k 0.15% Unchanged
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 3,0973.1k $773.6k $773.6k 0.00% Reduced -255 -255
60 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 2,8682.9k $716.6k $716.6k 0.07% Reduced -298 -298
61 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,8142.8k $703.0k $703.0k 0.00% New
62 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 2,8082.8k $701.5k $701.5k 0.09% Reduced -50 -50
63 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 2,7932.8k $697.7k $697.7k 0.01% Reduced -73 -73
64 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.02% of their portfolio PORTLAND, OR 2,5902.6k $647.0k $647.0k 0.02% Reduced -435 -435
65 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 2,5572.6k $638.8k $638.8k 0.01% Added +27 +27
66 Institute for Wealth Management, LLC. 0.11% of their portfolio DENVER, CO 2,4872.5k $621.4k $621.4k 0.11% Added +51 +51
67 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 2,4832.5k $620.2k $620.2k 0.00% Added +21 +21
68 StrategIQ Financial Group, LLC 0.07% of their portfolio MERRILLVILLE, IN 2,4702.5k $616.9k $616.9k 0.07% Reduced -312 -312
69 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 2,2932.3k $573.0k $573.0k 0.02% Reduced -968 -968
70 Massachusetts Wealth Management 0.51% of their portfolio NORTH ANDOVER, MA 2,1272.1k $531.4k $531.4k 0.51% Added +227 +227
71 Private Portfolio Partners LLC 0.13% of their portfolio PARAMUS, NJ 2,0502.0k $512.1k $512.1k 0.13% Unchanged
72 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 2,0402.0k $509.6k $509.6k 0.00% New
73 Intrepid Financial Planning Group LLC 0.24% of their portfolio CARMEL, IN 2,0262.0k $506.0k $506.0k 0.24% Reduced -81 -81
74 Quantitative Investment Management, LLC 0.05% of their portfolio CHARLOTTESVILLE, VA 2,0032.0k $500.0k $500.0k 0.05% Added +848 +848
75 GARRISON POINT ADVISORS, LLC 0.35% of their portfolio Walnut Creek, CA 1,9722.0k $492.6k $492.6k 0.35% Unchanged
76 SAXON INTERESTS, INC. 0.26% of their portfolio HOUSTON, TX 1,9381.9k $484.2k $484.2k 0.26% Unchanged
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 1,7481.7k $436.8k $436.8k 0.00% Added +177 +177
78 FIRST WILSHIRE SECURITIES MANAGEMENT INC 0.15% of their portfolio PASADENA, CA 1,7001.7k $425.0k $425.0k 0.15% Unchanged
79 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 1,6861.7k $421.2k $421.2k 0.01% Reduced -1.2k -1,242
80 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,6671.7k $416.4k $416.4k 0.00% Reduced -165 -165
81 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,6281.6k $406.7k $406.7k 0.00% Added +222 +222
82 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 1,6221.6k $405.2k $405.2k 0.02% Reduced -57 -57
83 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 1,6131.6k $403.0k $403.0k 0.01% Unchanged
84 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 1,5501.6k $387.2k $387.2k 0.03% Unchanged
85 Davis Investment Partners, LLC 0.19% of their portfolio CHARLOTTE, NC 1,5001.5k $392.6k $392.6k 0.19% Unchanged
86 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 1,4951.5k $373.4k $373.4k 0.01% Reduced -218 -218
87 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 1,4871.5k $371.5k $371.5k 0.00% Unchanged
88 Private Wealth Advisors, LLC 0.15% of their portfolio Fresno, CA 1,4341.4k $358.3k $358.3k 0.15% Reduced -22 -22
89 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 1,3461.3k $336.3k $336.3k 0.01% Added +61 +61
90 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 1,3201.3k $329.8k $329.8k 0.03% Reduced -67 -67
91 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 1,2601.3k $314.7k $314.7k 0.01% Reduced -46 -46
92 WP Advisors, LLC 0.13% of their portfolio San Francisco, CA 1,2551.3k $313.5k $313.5k 0.13% Added +4 +4
93 Kesler, Norman & Wride, LLC 0.08% of their portfolio OGDEN, UT 1,2471.2k $311.6k $311.6k 0.08% Added +2 +2
94 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 1,2411.2k $310.0k $310.0k 0.01% Reduced -90 -90
95 Carlson Capital Management 0.02% of their portfolio NORTHFIELD, MN 1,2311.2k $307.5k $307.5k 0.02% Reduced -219 -219
96 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 1,1671.2k $291.5k $291.5k 0.00% Added +55 +55
97 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 1,1561.2k $288.9k $288.9k 0.00% Added +156 +156
98 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 1,1341.1k $296.5k $296.5k 0.02% Reduced -130 -130
99 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 1,1101.1k $277.4k $277.4k 0.01% Reduced -49 -49
100 Apeiron RIA LLC 0.09% of their portfolio Dallas, TX 1,0941.1k $273.3k $273.3k 0.09% Added +5 +5